NO. COA02-783
NORTH CAROLINA COURT OF APPEALS
Filed: 31 December 2002
STATE OF NORTH CAROLINA
v. Davidson County
Nos. 01 CRS 15763-71
DANIEL ALBERT MOORE, JR.
Appeal by defendant from judgments dated 7 March 2002 by Judge
Kimberly S. Taylor in Davidson County Superior Court. Heard in the
Court of Appeals 30 December 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Sonya M. Calloway, for the State.
Nancy R. Gaines for defendant appellant.
GREENE, Judge.
Daniel Albert Moore, Jr. (Defendant) appeals judgments dated
7 March 2002 revoking his probation.
In January 2001, Defendant was convicted of attempted larceny
and sentenced to a suspended term of six to eight months
imprisonment. Defendant was also convicted of seven counts of
felony larceny, for which he received eight consecutive suspended
sentences of ten to twelve months imprisonment, and one count of
possession of stolen goods, for which he received a suspended
sentence of eight to ten months. Defendant was placed on probation
for all of these offenses.
On 11 December 2001, nine separate violation reports werefiled alleging Defendant had violated the terms of his probation.
Counsel was appointed to represent Defendant in January 2002.
Defendant appeared in court on 18 February 2002 seeking leave to
discharge his appointed attorney and retain private counsel. Upon
Defendant's execution of a written waiver of assigned counsel, the
trial court entered an order on 19 February 2002 removing
Defendant's appointed counsel and continuing the matter to allow
Defendant time to retain private counsel.
On 7 March 2002, Defendant's case was heard by the trial
court. Defendant appeared at the hearing without counsel. The
State apprised the trial court of Defendant's circumstances as
follows:
My reading of the file says [counsel] was
appointed. [D]efendant asked that [appointed
counsel] be removed. He signed a Superior
Court waiver. [Defendant] indicated that his
family is still trying to get Miss Baker to
represent him in these matters. The State is
ready to proceed.
Upon confirming that the proceeding involved an alleged probation
violation, the trial court announced: We will proceed today.
When asked to admit or deny the alleged probation violations,
Defendant responded: I thought I would have legal representation
before I say anything. The trial court treated Defendant's
response as a denial of the charges and went forward with the
hearing.
Defendant's probation officer testified for the State,
detailing Defendant's non-compliance with the terms of his
probation. Defendant did not cross-examine the State's witness oroffer any rebuttal evidence. The trial court then found Defendant
in willful violation of probation as charged in the reports,
revoked Defendant's probation, and activated his suspended
sentences.
_______________________
The issue is whether the probation hearing was conducted in
violation of Defendant's statutory right to counsel under
N.C. Gen.
Stat. § 15A-1345(e).
Defendant contends both the State and the trial court were
aware of his desire to be represented by counsel at the hearing.
Accordingly, Defendant argues, the trial court should have allowed
him additional time to retain counsel or appointed a new attorney
to represent him.
A defendant at a probation revocation hearing has a statutory
right to counsel akin to the right enjoyed in a criminal trial.
See N.C.G.S. § 15A-1345(e) (2001);
State v. Warren, 82 N.C. App.
84, 85, 345 S.E.2d 437, 439 (1986). A waiver of that right to
counsel must be expressed clearly and unequivocally.
State v.
Carter, 338 N.C. 569, 581, 451 S.E.2d 157, 163 (1994). Moreover,
before accepting a waiver of counsel, the trial court must make a
thorough inquiry into whether the defendant's waiver was knowingly,
intelligently and voluntarily made.
State v. Hyatt, 132 N.C. App.
697, 702, 513 S.E.2d 90, 94 (1999). A trial court meets its
obligation if it makes the inquiry required under N.C. Gen. Stat.
§ 15A-1242.
Id.
Under section 15A-1242: A defendant may be permitted at his
election to proceed . . . without the
assistance of counsel only after the trial
judge makes thorough inquiry and is satisfied
that the defendant:
(1) Has been clearly advised of his
right to the assistance of counsel,
including his right to the
assignment of counsel when he is so
entitled;
(2) Understands and appreciates the
consequences of this decision; and
(3) Comprehends the nature of the
charges and proceedings and the
range of permissible punishments.
The execution of a written waiver is no substitute for compliance
by the trial court with the statute.
State v. Evans, --- N.C.
App. ---, ---, 569 S.E.2d 673, 675 (2002).
In this case, Defendant only executed a written waiver of his
right to
assigned counsel. There is no evidence that [D]efendant
ever intended to proceed . . . without the assistance of some
counsel.
State v. McCrowre, 312 N.C. 478, 480, 322 S.E.2d 775,
776-77 (1984);
see also State v. Hutchins, 303 N.C. 321, 339, 279
S.E.2d 788, 800 (1981) ([s]tatements of a desire not to be
represented by court-appointed counsel do not amount to expressions
of an intention to represent oneself). At the beginning of the
probation hearing, the State notified the trial court Defendant's
family was still trying to get [counsel] to represent him in these
matters. Moreover, when asked to plead to the charges against
him, Defendant replied, I thought I would have legal
representation before I say anything. We further note the trial
court did not inquire into the reasons for Defendant's failure toretain private counsel and failed to notify Defendant of the
consequences of proceeding
pro se as required by section 15A-1242.
Accordingly, it was error for the trial court to proceed with the
hearing without providing Defendant with the assistance of counsel,
see State v. Stanback, 137 N.C. App. 583, 586, 529 S.E.2d 229, 230-
31 (2000);
State v. McCrowre, 312 N.C. at 481, 322 S.E.2d at
776-77, entitling Defendant to a new hearing.
Reversed and remanded.
Judges TIMMMONS-GOODSON and TYSON concur.
Report per Rule 30(e).
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