1. Evidence_prior testimony_unavailability of witness_sufficiency of evidence
The trial court did not err by denying the admission of former trial testimony in the retrial
of an employment discrimination claim. The trial court found that plaintiff presented no evidence
of the unavailability of the witness other than the statements of counsel and an unverified motion
to use the transcript of prior testimony. N.C.G.S. § 8C-1, Rule 804(b)(1).
2. Employer and Employee_discriminatory discipline_not submitted to jury
The trial court erred in an employment discrimination claim by not submitting to the jury
the claim of discriminatory discipline. Although the jury found that plaintiff's termination was
not the result of racial discrimination, the issue of discriminatory discipline was not submitted,
and plaintiff was entitled to nominal damages upon a finding of discriminatory discipline even if
there was no evidence of actual damages.
Julie H. Fosbinder; and Ferguson, Stein, Wallas, Adkins,
Gresham & Sumter, P.A., by John W. Gresham, for plaintiff-
appellant.
Robinson, Bradshaw & Hinson, P.A., by Richard A. Vinroot and
Frank H. Lancaster, for defendant-appellee.
McGEE, Judge.
Following our Court's decision to award plaintiff a new trial
on his employment discrimination claim in Brewer v. Cabarrus
Plastics, Inc., 146 N.C. App. 82, 551 S.E.2d 902 (2001) (Brewer
II), defendant appealed as a matter of right to the Supreme Court
of North Carolina based upon Judge Walker's dissent. See N.C. Gen.
Stat. § 7A-30(2) (2001). The Supreme Court adopted Judge Walker's
dissenting opinion per curiam in reversing this Court's decision.
In adopting Judge Walker's dissent, the Supreme Court found that
the jury instructions, when taken as a whole, presented to the jury
the appropriate standards of liability in a pretext case. Id. at
89, 551 S.E.2d at 907. The Supreme Court remanded the case to our
Court for consideration of plaintiff's remaining issues not
addressed in our prior opinion. A complete statement of the facts
in this case is set forth in our earliest opinion in this matter in
Brewer v. Cabarrus Plastics, Inc., 130 N.C. App. 681, 504 S.E.2d
580 (1998), disc. review denied, 350 N.C. 91, 527 S.E.2d 662 (1999)
(Brewer I).
I.
[1] Plaintiff argues the trial court in his second trial erred
in not admitting the transcript of the testimony of a witness from
the first trial of this matter. Plaintiff contends that the
efforts of plaintiff's counsel to procure the testimony of the
witness fully satisfied the "unavailability" requirement of N.C.
Gen. Stat. § 8C-1, Rule 804.
"Admission of evidence is 'addressed to the sound discretion
of the trial court and may be disturbed on appeal only where anabuse of such discretion is clearly shown.'" Lane v. R.N. Rouse &
Co., 135 N.C. App. 494, 498, 521 S.E.2d 137, 140 (1999) (quoting
Sloan v. Miller Building Corp., 128 N.C. App. 37, 45, 493 S.E.2d
460, 465 (1997)), disc. review denied, 351 N.C. 357, 542 S.E.2d 212
(2000). Under an abuse of discretion standard, we defer to the
trial court's discretion and will reverse its decision "only upon
a showing that it was so arbitrary that it could not have been the
result of a reasoned decision." White v. White, 312 N.C. 770, 777,
324 S.E.2d 829, 833 (1985).
N.C. Gen. Stat. § 8C-1, Rule 804(b)(1)(2001) states that
former testimony may be admitted into evidence as an exception to
the hearsay rule if the witness is unavailable and the
[t]estimony [was] given as a witness at
another hearing of the same or different
proceeding . . . if the party against whom the
testimony is now offered . . . had an
opportunity and similar motive to develop the
testimony by direct, cross, or redirect
examination.
"'Unavailability as a witness' includes situations in which
the declarant . . . [i]s absent from the hearing and the proponent
of his statement has been unable to procure his attendance . . . by
process or other reasonable means." N.C. Gen. Stat. § 8C-1, Rule
804(a)(5) (2001). The proponent of the evidence bears the burden
of establishing the unavailability of the witness. State v. Artis,
325 N.C. 278, 304, 384 S.E.2d 470, 484 (1989), sentence vacated and
remanded on other grounds, Artis v. North Carolina, 494 U.S. 1023,
108 L. Ed. 2d 604 (1990).
The trial court in the case before us specifically found that
plaintiff presented no evidence of the unavailability of thewitness "other than the statements of counsel and the unverified
motion for permission to use the transcript of [the witness's]
prior testimony." Plaintiff stated in his unverified Rule
804(a)(5) motion that the witness had been contacted and stated
that she would be unable to testify at trial. However, the motion
did not prove the matters alleged therein and did not constitute
evidence of the unavailability of the witness. See Chow v.
Crowell, 15 N.C. App. 733, 736, 190 S.E.2d 647, 649 (1972).
Plaintiff attached to the motion the letters written to contact the
witness and the letters demonstrate efforts to contact the witness,
but do not prove the unavailability of the witness. The record
shows that plaintiff's counsel also stated to the trial court that
the witness had been contacted and was unavailable to testify.
However, plaintiff's counsel presented no evidence to the trial
court of the unavailability of the witness. Additionally, in his
brief, plaintiff fails to point this Court to any evidence showing
that the witness was unavailable and has failed to meet his burden
of proving the unavailability of the witness.
The record contains a signed affidavit of plaintiff's counsel
dated 21 May 1999 stating that defense counsel had been informed
prior to trial that if the witness was unwilling to appear in
person to testify, plaintiff would seek to use the witness's prior
trial testimony. However, plaintiff's Rule 804(a)(5) motion was
dated 10 May 1999 and the trial court denied the motion in an order
entered 14 May 1999. Since the record shows that the affidavit of
plaintiff's counsel was not filed until 21 May 1999, it was not
before the trial court for consideration at the time the trialcourt denied the Rule 804(a)(5) motion.
After reviewing the record, we agree with the trial court that
plaintiff failed to offer evidence establishing the unavailability
of the witness. Accordingly, the trial court did not abuse its
discretion in denying the admission of former trial testimony of a
witness. This assignment of error is overruled.
II.
[2] Plaintiff argues the trial court erred in refusing to
allow the jury to consider the issue of whether defendant
discriminated against plaintiff by disciplining him. Plaintiff
contends that there was ample evidence from which a reasonable jury
could conclude that plaintiff's discipline was discriminatory.
The trial court "must submit to the jury such issues as when
answered by them will resolve all material controversies between
the parties, as raised by the pleadings." Harrison v. McLear, 49
N.C. App. 121, 123, 270 S.E.2d 577, 578 (1980). In the present
case, the trial court submitted to the jury plaintiff's employment
termination discrimination claim. However, the resolution of this
claim by the jury did not resolve plaintiff's alleged
discriminatory discipline claim. The jury found that plaintiff's
employment termination was not the result of racial discrimination
but the issue of discriminatory discipline was never submitted to
the jury. Thus, the trial court's submission to the jury of only
the termination claim did not resolve all of the claims in the
case.
An examination of the trial transcript shows that the trial
court did not submit the issue of discriminatory discipline to thejury because it felt there was no evidence presented of actual
damages suffered by plaintiff. The United States Supreme Court has
determined that the denial of a constitutional right "should be
actionable for nominal damages without proof of actual injury."
Carey v. Piphus, 435 U.S. 247, 266-67, 55 L. Ed. 2d 252, 267 (1978)
(holding that if civil rights plaintiffs failed to prove actual
damages, they would only be entitled to recover nominal damages in
the amount of one dollar). The Fourth Circuit Court of Appeals has
stated that a claimant is entitled to an award of nominal damages
when a claimant establishes the violation of a constitutional right
but cannot prove actual injury. Norwood v. Bain, 166 F.3d 243, 245
(4th Cir.)(en banc), cert. denied, 527 U.S. 1005, 144 L. Ed. 2d 239
(1999); Price v. City of Charlotte, North Carolina, 93 F.3d 1241,
1257 (4th Cir. 1996), cert. denied, 520 U.S. 1116, 137 L. Ed. 2d
328 (1997) (police officers awarded one dollar in nominal damages
for unconstitutional promotion practices where there was
insufficient evidence of actual damages). In order to recover more
than nominal damages, actual injury must be proven by sufficient
evidence. Price, 93 F.3d at 1250.
In the present case, plaintiff has presented sufficient
evidence to permit a jury to determine whether defendant
disciplined plaintiff for discriminatory reasons. While plaintiff
may not have presented sufficient evidence to obtain an award of
compensatory damages, plaintiff was entitled to recover nominal
damages upon a finding by the jury that defendant discriminated
against plaintiff in its disciplinary actions. Accordingly, the
trial court erred in failing to submit to the jury plaintiff'sclaim of discriminatory discipline and he is entitled to a new
trial on that issue.
No error in part; new trial in part as to claim for
discriminatory discipline.
Judges WYNN and MARTIN concur.
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