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NO. COA02-24
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NORTH CAROLINA COURT OF APPEALS
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Filed: 18 March 2003
STATE OF NORTH CAROLINA
v
.
New Hanover County
No. 99-CRS-24029; 24030
SHAN CARTER
Appeal by defendant from judgments entered 15 June 2000 by
Judge Jay D. Hockenbury in New Hanover County Superior Court.
Heard in the Court of Appeals 10 February 2003.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Joan M. Cunningham, for the State.
Edwin L. West, III, P.L.L.C., by Edwin L. West, III, for
defendant-appellant.
MARTIN, Judge.
Defendant, Shan Carter, was tried upon his pleas of not guilty
to bills of indictment charging him with first degree murder, first
degree burglary, second degree kidnapping, and robbery with a
dangerous weapon. The State offered evidence tending to show that
on 6 December 1996, Donald Brunson lived with his fiancé, Ana
Santiago, and her three children, Angel, Brenda, and DeCarlos.
During the early morning hours of 6 December, Santiago heard noises
in the house, and before she could waken Brunson, three armed men
wearing masks entered their bedroom and ordered them onto the
floor. Santiago heard Brunson struggle and the men order him not
to look up or look at their faces. Santiago then heard a gunshot.
She testified the men began to violently beat Brunson with hard
impact blows. Santiago heard a man in her daughters' bedroomtelling them to go back to sleep. She also heard the men take
DeCarlos from his bedroom, followed by the sound of tearing bed
sheets. The men tied DeCarlos' hands and feet, laid him next to
Santiago on the floor, and covered the two with bed sheets.
Santiago could see that Brunson's feet were also tied with torn
sheets. Santiago testified she then heard the men pulling Brunson
out of the bedroom as he struggled, and she could hear his fingers
just tearing on the door frame in an attempt to stay in the room.
The men took Brunson to DeCarlos' room where they continued to beat
him. Santiago heard Brunson crying for his life and stating his
teeth had been knocked out. When Brunson asked what this was
about, the men responded [i]t's about you.
Santiago also heard the men demanding jewelry, money, and a
gun from Brunson. The men took Brunson's gold watch, Santiago's
gold watch, some money, and possibly a gun. Santiago eventually
heard the men comment that Brunson was out and unconscious. She
then heard the men whispering about get[ting] the keys. After
the men left the house and Santiago heard cars leaving, she ran to
the telephone, but all the lines had been cut. She looked out the
window and saw that her white 1993 Honda was gone. She then
searched the house for Brunson, but he was not there. Santiago
estimated the men were in her home for approximately 30 minutes to
an hour. During the encounter, Santiago observed that one of the
men was dressed in a green Army fatigue jacket, blue jeans, and
black Timberland boots, and another man wore rust-colored Gore-Tex
shoes. Santiago had always assumed Brunson was involved withdrugs.
The State also presented the testimony of Nakisha Bowen, who
testified that in the early morning hours of 6 December 1996, she
and Amber Little were driving around looking for their boyfriends.
They saw defendant driving his car at a high rate of speed;
Little's boyfriend, Kwada Temoney, was a passenger in defendant's
car. Bowen and Little drove to Bowen's house, where defendant had
just parked his car and gotten out of the vehicle. Defendant
instructed Bowen to get out of her car, and when she refused, he
pointed a handgun at her head and stated it was a life or death
situation. Defendant was acting hyped up and was in a hurry.
Temoney then removed a bag of clothes which appeared to contain
blue jeans and a pair of Timberland boots from the trunk of
defendant's car. When Bowen got out of her car, Temoney got into
the car with Little. Little testified she noticed a blood stain on
Temoney's shirt, and a really, really strong burn smell like
something had caught on fire. Temoney instructed Little to drive
to an apartment complex where Little saw Temoney throw the bag of
clothes and the Timberland boots into a dumpster.
At approximately 6:00 a.m. on the same morning, Santiago's
Honda was discovered with its trunk and driver's side door open
approximately 7 miles from her home in a wooded area behind a
sewage plant. Detective Tim Karp testified he recovered a black
hood from just outside the driver's side door, a black ski mask
from between the passenger's seat and door, and a face mask from
the back seat. DNA extracted from fibers on the ski mask matchedthat of Temoney. The driver's side floor contained burnt debris
and ashes, and testing revealed the presence of blood in various
places in the car and trunk.
Later that afternoon, authorities discovered Brunson's body in
woods approximately 100 yards from the Honda. Brunson was clothed
only in a bloody t-shirt, and a computer cord was tied around his
right leg with a Nintendo controller at the other end. A bed
sheet, a log with blood on it, and a bullet fragment were recovered
near the body. Dr. John Almeida testified Brunson had a gapping
laceration in his chin caused by a significant blow from a blunt
object, a broken jaw, several abrasions to his head, several
bruises about the back, cuts and other defense wounds to his hand,
a bullet wound to his upper right arm, and three gunshot wounds to
the back, including two entrance wounds and an exit wound. Dr.
Almeida listed the cause of Brunson's death as a gunshot wound to
the back.
The State also called defendant's wife, Keisha Carter
(Keisha), as a witness at trial. After Keisha invoked the
marital privilege, the State was permitted, over defendant's
objection, to introduce a videotaped statement which she gave to
police officers on 14 October 1999. In the interview, Keisha
stated that early on a morning in early December 1996, defendant
came to her house crying and told her Temoney had just killed
Brunson. Defendant told Keisha he and Temoney had followed Brunson
home in order to rob him, waited until Brunson went to bed, then
kicked in the door and entered the house. The two tied up Brunsonand the others with bed sheets, beat Brunson, and stole money and
drugs from the house. Defendant told Keisha he could not stop
Temoney from beating Brunson, and when Brunson used Temoney's name,
Temoney told defendant they would have to kill Brunson. When
Brunson was rendered unconscious, defendant and Temoney placed him
in the trunk of a white Honda parked at Brunson's house. Temoney
drove the Honda to a wooded area while defendant followed in his
own car. Defendant told Keisha that once they had parked in the
woods, Brunson opened the trunk, got out, and started to run.
Temoney then shot at Brunson until he fell, approached Brunson, and
shot him again. Defendant stated Temoney put Brunson's body back
in the Honda and attempted to light the car on fire. Defendant
also relayed to Keisha that he and Temoney had encountered Bowen
and Little after the killing, and that Little had asked Temoney why
he had blood on his shirt.
Keisha told the officers she had overheard defendant and
Temoney talk of robbing Brunson about a week prior to the incident.
Temoney had used drugs with Brunson before, and the two knew
Brunson was involved with drugs and likely had money. Keisha
further stated that on the same morning defendant related these
events, he repeatedly insisted that she marry him immediately.
Keisha assumed defendant was being insistent about marrying because
he knew he would be going to prison. The two were married
approximately one week later, on 12 December 1996. Additionally,
Keisha provided information in the interview about other robberies
defendant told her he had committed with Temoney. The State also introduced letters written to Little by Temoney
in June 1997 while he was incarcerated for unrelated murder
charges. In the letters, Temoney urged Little to lie about the
events of 6 December 1996 and state that she was with Temoney at
all relevant times. Temoney directed Little to destroy his letters
after reading them and not to discuss them with anyone.
Additionally, over defendant's objection, the State was permitted
to introduce evidence of four other crimes committed by defendant
and Temoney involving robberies and assaults of known drug dealers
within weeks of the Brunson murder.
Defendant did not testify, but presented testimony from
Keisha, to whom he was still married, that she spoke to authorities
on 14 October 1999 because she was afraid she might be arrested,
and that the information she gave authorities during that interview
was based on what she had heard on the streets about the case.
Keisha testified the statements she gave during the interview were
true, but denied defendant had given her the information,
maintaining only that she heard it on the streets. Keisha also
testified that she struggled with depression and had been admitted
to two mental health institutions. Keisha's grandfather testified
she had been staying at Cherry Hospital around the time she made
her statement to law enforcement.
Defendant also presented testimony from Santiago's son,
DeCarlos, that he believed there were as many as four or five
intruders in his home on 6 December 1996, and that some of the men
had New York City accent[s]. Defendant was found guilty of all charges and sentenced to
consecutive sentences of life imprisonment without parole for first
degree murder, a minimum of 103 months and maximum of 133 months
for robbery with a dangerous weapon, a minimum of 103 months and
maximum of 133 months for first degree burglary, and a concurrent
sentence of a minimum of 34 months and maximum of 50 months for
second degree kidnapping. Defendant appeals.
___________________________
Of one hundred and four assignments of error contained in the
record on appeal, defendant brings forward fourteen in his brief.
The remaining ninety assignments of error are deemed abandoned.
See N.C.R. App. P. 28(a) (2002).
I.
By five assignments of error, defendant asserts he is entitled
to a new trial due to the admission of Keisha Carter's 14 October
1999 out-of-court statements to officers with respect to the
Brunson crimes and other robberies. He argues the statements
constituted unreliable hearsay and the admission thereof violated
his constitutional rights to due process and confrontation. The
trial court permitted the State to play portions of the videotape
of Keisha's interview with police and admitted transcripts of the
interview into evidence under G.S. § 8C-1, Rule 804(b)(5). We hold
the statements, though hearsay, were admissible under the exception
to the rule against hearsay embodied in Rule 804(b)(5), and their
admission did not violate defendant's constitutional rights.
North Carolina Rule of Evidence 804(b) provides for certainexceptions to the hearsay rule when the declarant is determined to
be unavailable under North Carolina Rule of Evidence 804(a).
State v. Williams, 355 N.C. 501, 535, 565 S.E.2d 609, 629 (2002)
cert. denied, ___ U.S. ___, 154 L. Ed. 2d 808 (2003). Rule
804(b)(5) provides in pertinent part:
A statement not specifically covered by any of
the foregoing exceptions but having equivalent
circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement
is offered as evidence of a material fact; (B)
the statement is more probative on the point
for which it is offered than any other
evidence which the proponent can procure
through reasonable efforts; and (C) the
general purposes of these rules and the
interests of justice will best be served by
admission of the statement into evidence.
N.C. Gen. Stat. § 8C-1, Rule 804(b)(5) (2002). Once the trial
court determines the declarant to be unavailable, the court must
conduct a six-part inquiry to ascertain whether the hearsay
evidence should be admitted under this exception. Williams, 355
N.C. at 535-36, 565 S.E.2d at 629-30. This inquiry includes an
analysis of the following six factors:
(1) Whether the proponent of the hearsay
provided proper notice to the adverse party of
his intent to offer it and of its particulars;
(2) That the statement is not covered by any
of the exceptions listed in Rule
804(b)(1)-(4);
(3) That the statement possesses equivalent
circumstantial guarantees of trustworthiness;
(4) That the proffered statement is offered as
evidence of a material fact;
(5) Whether the hearsay is more probative on
the point for which it is offered than any
other evidence which the proponent can producethrough reasonable means; and
(6) Whether the general purposes of [the]
rules [of evidence] and the interests of
justice will best be served by admission of
the statement into evidence.
State v. Fowler, 353 N.C. 599, 609, 548 S.E.2d 684, 693 (2001),
cert. denied, 535 U.S. 929, 152 L. Ed. 2d 230 (2002) (citation
omitted). Moreover, when considering the third factor, whether the
evidence possesses equivalent circumstantial guarantees of
trustworthiness, the Supreme Court has held that the trial court
must examine (1) the declarant's personal knowledge of the
underlying event, (2) the declarant's motivation to speak the
truth, (3) whether the declarant recanted, and (4) the practical
availability of the declarant at trial for meaningful
cross-examination. Id. at 612, 548 S.E.2d at 694.
In the present case, prior to admitting Keisha's videotaped
statements, the trial court conducted an extensive two-day voir
dire hearing, including testimony from Keisha, and entered an
Order on Admissibility. In its order, the court determined
Keisha was unavailable as a witness because she had asserted the
marital privilege under G.S. § 8-57 not to testify or be compelled
to testify against her husband. As a preliminary matter, the court
made findings that prior to giving her statements on 14 October
1999, Keisha was told by law enforcement that she was free to
leave, was not under arrest, and was not going to be arrested; that
her statements were made freely, voluntarily, and willingly without
coercion or intimidation by the officers and after she had been
informed of the marital privilege; and that Keisha was lucid andcoherent during the interview, and she understood and was
responsive to questions.
The trial court also systematically analyzed each factor of
the required six-prong inquiry, determining that the defense was
given proper notice of the State's intent to use Keisha's
statements, its particulars, and Keisha's name and address; that
the statements were not specifically covered by any other hearsay
exception; that the statements possessed circumstantial guarantees
of trustworthiness without reference to corroborating evidence;
that the statements were evidence of a material fact because they
directly established defendant's involvement with the Brunson
crimes and other robberies; that the statements were more probative
on the issue than any other evidence which the State could
reasonably produce given that Keisha was exempt from testifying and
there were no other means by which to proffer the evidence; and
finally, that the interests of justice would be served by admission
of the statements because they were the only direct evidence of
defendant's involvement in the crimes.
On the issue of trustworthiness, the trial court made
extensive findings of fact, including that the statements contained
assurances of personal knowledge. In support of this finding, the
trial court noted that Keisha and defendant lived together before
they were married; that defendant gave Keisha specific details
about the events of 6 December on the same morning they occurred
and on the same morning he asked Keisha to marry him; that
defendant was highly emotional and crying at the time he gaveKeisha the specific details; and that defendant gave Keisha
specific details about the additional robberies shortly after their
marriage and close in time to commission of those crimes. The
court also found the evidence trustworthy based on Keisha's motive
to tell the truth. On that factor, the trial court found that
prior to contacting authorities, Keisha told a friend she could no
longer keep to herself the information defendant had told her and
that she desired to inform authorities of what she knew; that
Keisha initiated contact with authorities and voluntarily gave her
statements; that her statements were not casual remarks to
disinterested persons, but were made to authorities whom Keisha
knew would investigate the truth of her statements; that Keisha's
statements actually minimized defendant's culpability in the crimes
because defendant had expressed he did not want to help Temoney
kill Brunson and Keisha stated defendant was a good person and had
a heart; that Keisha expressed no anger towards defendant and had
no motive to lie; and that there existed no credible evidence that
Keisha intended to falsely implicate defendant in the crimes.
The trial court also found that Keisha had never recanted the
substance of her statements despite subsequent meetings with law
enforcement officers and an attorney and, in fact, had reiterated
the truth of the information she provided in her statements. The
trial court further found that Keisha rendered her statements of
events to authorities more than once, yet the details of her
statements remained the same; that the fact her statements were
given on videotape allowed the court to view her demeanor andascertain credibility; that her statements were not based on the
memory or notes of a third party; and that the statements were not
given in exchange for leniency or other promises.
We are bound by the trial court's findings of fact as to
admissibility of evidence under Rule 804(b)(5) where such findings
are supported by competent evidence, despite the existence of
evidence from which a different conclusion could have been reached.
State v. Brown, 339 N.C. 426, 451 S.E.2d 181 (1994), cert. denied,
516 U.S. 825, 133 L. Ed. 2d 46 (1995). In this case, the trial
court's findings on admissibility are supported by ample competent
evidence, and these findings, which conform to the inquiries
required of the trial court on this issue, sufficiently support the
trial court's admission of Keisha's statements under Rule
804(b)(5).
We also hold admission of the evidence did not violate
defendant's constitutional rights to due process and confrontation.
Our Supreme Court has adopted the use of a two-part test to
determine whether the admission of hearsay evidence violates the
Confrontation Clause: (1) the prosecution must 'either produce,
or demonstrate the unavailability of, the declarant whose statement
it wishes to use,' meaning the State has made a good-faith effort
to obtain the declarant's presence at trial; and (2) the
statements at issue have sufficient 'indicia of reliability.'
Fowler, 353 N.C. at 615, 548 S.E.2d at 696 (citations omitted).
Where the hearsay evidence does not fall under a firmly rooted
exception to the hearsay rule, and Rule 804(b)(5) is not such anexception, the evidence should also not be admitted without a
showing of particularized guarantees of trustworthiness drawn from
the totality of the circumstances surrounding the statements. Id.
However, the Supreme Court has recognized that these inquiries are
encompassed within the six-prong test for admissibility set forth
above. Id. Thus, where an analysis of the factors considered in
reviewing admissibility under Rule 804(b)(5) sufficiently supports
admission of the evidence, the analysis simultaneously demonstrates
that its admission would not violate the Confrontation Clause. Id.
at 615, 548 S.E.2d at 697.
Nevertheless, our Supreme Court has also recognized that
'courts should independently review whether the government's
proffered guarantees of trustworthiness satisfy the demands of the
[Confrontation] Clause.' Id. at 616, 548 S.E.2d at 697 (citation
omitted). Accordingly, we have independently reviewed defendant's
claim under the Confrontation Clause and conclude that admission of
Keisha's statements did not violate defendant's constitutional
rights. The State amply demonstrated Keisha's unavailability as a
witness due to her assertion of the marital privilege. Moreover,
the trial court entered extensive findings, as noted above, on the
reliability and trustworthiness of the statements. Those findings
indicate that Keisha made her statements voluntarily without
coercion or promises; that she did so without motive to lie or
wrongly implicate defendant; that her statements minimized
defendant's culpability in the crimes; that defendant loved and
trusted Keisha at the time he related his involvement in thecrimes, and was emotional while doing so; that defendant related
specific details about the manner in which the crimes were
committed shortly after their commission; that Keisha had not
recanted her statements but had re-emphasized the truth of their
substance; and that the substance of Keisha's statements remained
consistent despite her multiple renditions to law enforcement
officers. These findings are supported by the evidence and amply
support a determination that the statements possessed the requisite
indicia of reliability and particularized guarantees of
trustworthiness sufficient for admission under the applicable two-
prong test.
In any event, Keisha later waived her privilege not to testify
and was called by the defense as a witness. Defendant therefore
had every opportunity to confront Keisha at trial regarding her
statements to the authorities on 14 October 1999 and, indeed, did
confront her on these issues, eliciting her testimony that
defendant did not tell her the information she shared with
authorities and that she had been both angry at defendant and
suffering from depression around the time she made the statements.
These assignments of error are therefore overruled.
II.
Defendant next argues the trial court erred in admitting
Keisha's out-of-court statements to authorities because the
admission amounted to compelled testimony in violation of the
marital privilege contained in G.S. § 8-57. Under that statute, in
a criminal action, [n]o husband or wife shall be compellable inany event to disclose any confidential communication made by one to
the other during their marriage. N.C. Gen. Stat. § 8-57(c) (2002)
(emphasis added).
Under the plain language of G.S. § 8-57, the privilege extends
only to communications between spouses during the marriage.
Defendant and Keisha were not married on 6 December 1996 when
defendant told Keisha about the Brunson crimes. Therefore,
Keisha's statements to authorities regarding her conversation with
defendant on 6 December are not covered by G.S. § 8-57. The trial
court made findings to this effect which were supported by the
evidence.
During her interview with authorities, Keisha also relayed
information about defendant's involvement in crimes against Tyrone
Baker, Louis Tyson, and Keith Richardson. Defendant's statements
to Keisha about the Baker robbery were made prior to their
marriage, and thus, the privilege does not apply. At the time
defendant told Keisha about the Tyson and Richardson crimes, he and
Keisha were married. The trial court accordingly excluded Keisha's
statements as to the Richardson robbery. However, as to the Tyson
robbery and shooting, the trial court found, and the record
supports, that defendant made statements to Keisha about that
incident in the presence of a third party. The [marital]
privilege is waived in criminal cases where the conversation is
overheard by a third person. State v. Harvell, 45 N.C. App. 243,
249, 262 S.E.2d 850, 854 (1980). The admission of Keisha's
statements therefore did not violate G.S. § 8-57.
III.
Third, defendant contends the trial court erred in admitting
into evidence letters Temoney had written to Little urging her to
lie about the events of 6 December 1996. As with Keisha Carter's
statements, defendant maintains Temoney's letters were inadmissible
hearsay and violated his constitutional rights under the
Confrontation Clause. The trial court conducted a voir dire
hearing on the issue and then entered an Order on Admissibility
admitting the letters under Rule 804(b)(3), or in the alternative,
Rule 804(b)(5).
Rule 804(b)(3) provides an exception to the rule against
hearsay for statements against interest where the declarant is
unavailable:
A statement which was at the time of its
making so far contrary to the declarant's
pecuniary or proprietary interest, or so far
tended to subject him to civil or criminal
liability, or to render invalid a claim by him
against another, that a reasonable man in his
position would not have made the statement
unless he believed it to be true. A statement
tending to expose the declarant to criminal
liability is not admissible in a criminal case
unless corroborating circumstances clearly
indicate the trustworthiness of the statement.
N.C. Gen. Stat. § 8C-1, Rule 804(b)(3) (2002). Our courts have
interpreted this rule as requiring a two-prong inquiry into whether
(1) the statement was against the declarant's penal interest; and
(2) the court is satisfied that corroborating circumstances
indicate the trustworthiness of the statement. State v. Wardrett,
145 N.C. App. 409, 414, 551 S.E.2d 214, 218 (2001). The
corroborating circumstances . . . may include other evidencepresented at trial. State v. Kimble, 140 N.C. App. 153, 157, 535
S.E.2d 882, 885-86 (2000).
In the present case, the trial court first determined Temoney
was unavailable as a witness. Defendant takes issue with this
determination, arguing the trial court never officially ordered
Temoney to testify. Rule 804 provides that a witness may be deemed
unavailable where the witness [p]ersists in refusing to testify
concerning the subject matter of his statement despite an order of
the court to do so. N.C. Gen. Stat. § 8C-1, Rule 804(a)(2)
(2002).
However, the trial court found, and the transcript of voir
dire testimony supports, that Temoney refused to answer questions,
was openly hostile to the court, and repeatedly made clear that the
threat of being given additional prison time for his refusal to
testify made no difference to him. Temoney repeatedly stated, I'm
not here to testify . . . so you can go ahead and ship me back up
the road that I came from. Temoney informed the trial court that
he did not have to testify and that ya'll don't control me. When
threatened with being held in contempt of court for his refusal,
Temoney stated, Man, find me in contempt? I got 106 to 130 years.
You think I care if you hold me in contempt of court? The
evidence supports the trial court's finding that though the court
did not specifically order Temoney to testify because it would have
been futile to do so[,] Temoney, by his conduct and testimony, made
it clear that there were no circumstances, including court
intervention or order, which would compel him to testify. Defendant also argues the trial court should not have found
Temoney unavailable because his absence was improperly procured by
the State. Under Rule 804, a declarant is not unavailable if his
refusal to testify is due to the procurement or wrongdoing of the
proponent of his statement for the purpose of preventing the
witness from attending or testifying. N.C. Gen. Stat. § 8C-1,
Rule 804(a) (2002). Defendant asserts Temoney's initial plea offer
from the State to avoid the death penalty contained a provision
that Temoney would not be required to testify for the State.
The trial court found there was nothing in Temoney's actual
plea agreement which prohibited him from testifying for the State,
and that the State did not wrongfully procure his refusal to
testify. These findings are supported by competent evidence. Neil
Weber, Temoney's attorney for the Brunson crimes, testified on voir
dire that while negotiating a plea with the State, there was at one
time a plea provision that Temoney would not be required to testify
for the State, but that the State later rejected that provision.
Weber testified that despite the State's rejection of that
provision, Temoney nevertheless accepted a plea from the State
which did not contain any provision that Temoney would not be
called to testify in defendant's trial. Accordingly, the trial
court's findings are supported by competent evidence, and those
findings support a determination that Temoney was unavailable as a
witness.
As to admitting the evidence under Rule 804(b)(3), the trial
court found Temoney's letters were an attempt to persuade Little tolie about seeing defendant and Temoney together on the night
Brunson was murdered, and that the letters instructed Little to
give authorities a different version of events. The trial court
found that the letters implicate Temoney in the Brunson crimes,
show Temoney's fears about being seen with defendant that evening,
thereby linking defendant to the crimes, and show Temoney's fears
about defendant telling authorities about their involvement in the
Brunson crimes. The trial court found as corroborating
circumstances that Bowen and Little both testified they saw Temoney
and defendant together the night of the crimes; that Keisha's
videotaped statements established that defendant told her he and
Temoney had seen Bowen and Little on that night; and that Temoney
instructed Little to destroy the letters after reading them and to
lie if asked about their contents.
Based on these findings, the trial court concluded Temoney had
first-hand knowledge of the events of 6 December 1996, that his
statements in the letters were such that a reasonable person would
not have written them unless their contents were true, that the
contents of the letters were against defendant's penal interest at
the time he wrote them, and that the letters were sufficiently
trustworthy. The trial court's findings were supported by
competent evidence, are therefore binding, and are sufficient to
satisfy the applicable two-prong test and support the trial court's
conclusion of admissibility under 804(b)(3).
We likewise uphold the trial court's determination that the
evidence was also admissible under Rule 804(b)(5). The applicablelaw on admitting evidence under this subsection is fully set forth
in Part I of this opinion. The trial court's order establishes
that upon finding Temoney unavailable as a witness, it considered
and analyzed each of the six factors required for admissibility
under this rule. As to circumstantial guarantees of
trustworthiness, the trial court again made extensive findings of
fact, including that the letters had the assurance of personal
knowledge based on the details Temoney set forth in his letters
which would have been known only to someone involved in the events.
The court also found Temoney had a motive to tell the truth in the
letters, given that they were written two years prior to his being
charged with the Brunson crimes; that he wrote them to Little, whom
he trusted and loved, addressing her as his loving wife, though
they were not married; that the letters implicated him in the
crimes; and that he understood the damaging nature of the letters
as evidenced by his directing Little to destroy the letters and
never discuss their contents. The trial court further found
Temoney had never recanted the statements made in the letters, and
that the letters were not written for government authorities or in
the context of interrogation, but were written freely and
voluntarily only for Little, whom defendant trusted. Upon careful
review of the record, we hold the trial court's findings are
supported by competent evidence, and that its findings, which
encompass all necessary inquiries, support its determination that
the letters were admissible under Rule 804(b)(5).
Moreover, following the same analysis applied in Part I, wehave independently reviewed defendant's claim that admission of the
letters violated his rights under the Confrontation Clause. The
State amply demonstrated on voir dire that Temoney, who refused to
testify, was unavailable as a witness. Additionally, the trial
court entered extensive findings, as set forth above, on the issue
of the letters' reliability and particularized guarantees of
trustworthiness. Those findings established the existence of
various corroborating circumstances; that it was evident Temoney
had first-hand knowledge of the events of 6 December; that Temoney
had a motive to tell the truth in the letters; that the letters
were written to someone Temoney loved and trusted and he did so
voluntarily; that the letters implicated him in the crimes; that
Temoney understood the damaging nature of his statements; and that
Temoney had not recanted those statements. These findings are
sufficient under the applicable two-prong test to support a
determination that admission of the letters did not violate
defendant's constitutional rights.
In any event, given the substantial evidence admitted on
defendant's involvement in the Brunson crimes, defendant cannot
meet his burden of establishing that admission of Temoney's letters
urging Little to lie about the events of 6 December were so
prejudicial that defendant would not have been convicted had the
letters not been admitted. See N.C. Gen. Stat. § 15A-1443(a)
(2002). This argument is overruled.
IV.
Defendant next maintains the trial court erred in admittingunder G.S. § 8C-1 Rule 404(b) evidence of four similar crimes
committed by defendant within weeks of the Brunson murder.
Defendant does not argue that the evidence was too dissimilar or
remote to be admissible under Rule 404(b); he simply asserts the
probative value of the evidence was outweighed by its prejudice.
Despite a ruling that evidence is admissible under Rule
404(b), it nevertheless remains subject to the balancing test of
Rule 403. . . . 'The responsibility to determine whether the
probative value of relevant evidence is outweighed by its tendency
to prejudice the defendant is left to the sound discretion of the
trial court.' State v. Thibodeaux, 352 N.C. 570, 579, 532 S.E.2d
797, 804 (2000) (citation omitted), cert. denied, 531 U.S. 1155,
148 L. Ed. 2d 976 (2001). Evidence probative of the State's case
is necessarily prejudicial to the defendant; the proper inquiry is
one of degree. State v. Ward, 354 N.C. 231, 264, 555 S.E.2d 251,
272 (2001). 'Unfair prejudice, as used in Rule 403, means an
undue tendency to suggest decision on an improper basis, commonly,
though not necessarily, as an emotional one.' Id. (citations
omitted).
The trial court conducted a voir dire hearing on the evidence
of the other crimes and entered an extensive Order on
Admissibility. In its order, the court detailed the evidence as
to each of the four crimes, all of which happened within weeks of
the Brunson murder, and set forth its specific findings of
similarity and relevance to the Brunson crimes, including, but not
limited to, (1) the victims were known drug dealers; (2) defendantand Temoney were both involved in the commission of the crimes; (3)
the crimes occurred around midnight or in the early morning hours
and involved forcible entry into the victims' homes; (4) the
perpetrators were seeking, and in most cases found and stole,
jewelry, money, guns, and drugs, and in one case, a pair of Gore-
Tex Timberline boots similar to those worn by defendant on the
night of Brunson's murder; (5) in two of the cases the occupants of
the homes were forced to lie on the floor and were either tied up
or covered; (6) in one case the victim's phone lines were cut and
his car stolen; (7) in one case the victim was repeatedly asked for
money by one intruder while the other severely beat him about the
head and he was shot by Temoney; and (8) defendant, who was
apprehended at the scene of one of the crimes, was wearing clothing
similar to that worn during the Brunson crime.
Based on its findings, the trial court concluded the evidence
supported a reasonable inference that defendant committed the
Brunson crimes and that it establishes a chain of circumstances or
context of the charged crime and serves to enhance the natural
development of the facts and is necessary to complete the story of
the charged crime for the jury. The trial court further concluded
this probative value of the evidence outweighed its potential
prejudice to defendant. We discern no abuse of discretion in this
conclusion, and therefore reject defendant's argument on this
ground.
V.
In his final argument, defendant maintains, for preservationpurposes only, that his indictment was insufficient to charge first
degree murder. Defendant concedes our Supreme Court has addressed
and rejected identical arguments.
See,
e.g.,
State v. Williams,
355 N.C. 501, 565 S.E.2d 609 (2002),
cert. denied, __ U.S. __, 154
L. Ed. 2d 808 (2003). Accordingly, we likewise reject his
argument.
No error.
Chief Judge EAGLES and Judge GEER concur.
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