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NO. COA02-156
NORTH CAROLINA COURT OF APPEALS
Filed: 4 February 2003
STATE OF NORTH CAROLINA
v
.
RODNEY JAY TUCKER
Appeal by defendant from judgments entered 24 July 2001 by
Judge Henry E. Frye, Jr., in Forsyth County Superior Court. Heard
in the Court of Appeals 17 October 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Jane Rankin Thompson, for the State.
Brian Michael Aus for defendant appellant.
McCULLOUGH, Judge.
Defendant Rodney Jay Tucker was tried before a jury at the 16
July 2001 Criminal Session of Forsyth County Superior Court.
Defendant was indicted on 19 February 2001 with fourteen counts of
statutory sexual offense of a person aged 13, 14 or 15 (N.C. Gen.
Stat. § 14-27.7A(a)), seven counts of sexual offense by a person in
parental role in the home of minor victim (N.C. Gen. Stat. § 14-
27.7(a)), seven counts of taking indecent liberties with a minor
(N.C. Gen. Stat. § 14-202.1)), and one count of attempted statutory
rape (N.C. Gen. Stat. § 14-27.7A(a)).
Defendant was born on 10 May 1960. He was over 30 years of
age at the time of the alleged acts. The victim in this case was
born 1 October 1984. In this case, defendant was victim's stepfather. He met her
mother in 1996 while he was in a drug and alcohol rehabilitation
center, His Laboring Few Ministry. Defendant was employed as a
long-distance truck driver and had a recurring drug problem.
The testimony at trial revealed disturbing facts about the
shattered childhood of the victim. The victim testified that
starting when she was 13 years old, defendant began sexually
molesting her. On the first occasion when she was thirteen,
defendant was driving his truck and picked up the victim from her
father, who shortly before trial was proven not to be the victim's
biological father, although she was born in wedlock. Defendant
allegedly had intercourse with her in the sleeper cab of his truck.
The victim testified to frequent sexual molestations including once
when she got into bed with her mother and defendant when she was
frightened by a storm. On that occasion, defendant digitally
penetrated her without her mother's knowledge. Numerous such
incidents of fondling, digital penetration, oral sex, and rape by
defendant were recounted.
The victim suffered from behavioral disorders and depression,
and even attempted suicide in December of 1998. The victim had
kept her accusations quiet because defendant was paying for her
flying lessons, which was something very important to her.
However, the victim did intermittently inform various family
members, even her mother at one point, about defendant's actions,
but nothing was done about it. While her mother was apparently not
convinced that the victim was telling the truth, it did eventuallylead to her leaving defendant. Finally, the victim's stepsister
turned defendant into the authorities in Georgia who investigated
the accusations. Defendant turned himself into the Winston-Salem
police once charges were filed.
Other testimony at trial revealed that the victim had sexual
contact with several other persons, including a step-grandfather,
a couple of cousins, and two other individuals that were her own
age. The majority of these encounters were not of the consensual
variety. However, the victim had consensual sex at least once.
Several family members and others involved in treating the
victim testified to corroborate her story.
At trial, defendant testified and denied all inappropriate
touching. Under cross-examination, defendant admitted he was
discharged from the U.S. Navy for lying about his drug abuse.
Defendant also testified about a letter that he received from the
victim where she apologized for all the trouble she caused.
While the attempted statutory rape charge was dismissed, on 23
July 2001 the jury found defendant guilty on fourteen counts of
statutory sexual offense of a person aged 13, 14 or 15, eight
counts of sexual offense by a person in parental role in the home
of minor victim, and six counts of taking indecent liberties with
a minor. All these were consolidated into three different
judgments: 00 CRS 54807, 00 CRS 54812, and 00 CRS 54815.
Defendant had a prior record level of II, and was sentenced to a
minimum of 334 months and a maximum of 410 months on each judgment,
all to run consecutively. Defendant makes the following assignments of error: The trial
court (I) erred by permitting evidence of defendant's false answers
regarding drug use prior to entering military service; (II) erred
in denying defendant's motion to dismiss due to insufficiency of
the evidence; (III) erred by submitting verdict sheets and
accepting guilty verdicts where said verdict sheets presented
crimes for which defendant had not been indicted; and (IV) erred in
finding that defendant abused a position of trust or confidence and
sentencing him in the aggravated range of punishment for his
convictions of sexual activity with a person in his custody.
I.
In his first assignment of error, defendant contends that the
trial court erred by allowing testimony about his false answers to
the military regarding his past drug use into evidence.
Detective Kelly Wilkinson of the Winston-Salem Police
Department testified during the State's case-in-chief that on 31
July 2000, she interviewed defendant at the Winston-Salem Police
Station. Defendant's attorney was present at the interview.
Exploring his personal history, defendant informed the detective
that he had been given a general discharge from the U.S. Navy in
1981. The discharge was based on the fact that he lied about his
past drug use and the Navy found out about it. Defendant objected
to this testimony, but the trial court allowed the testimony as
relevant under Rule 402 because defendant had his attorney present
when he made the statement and evidence of his drug use was already
in evidence without objection, and admissible under Rule 403because its probative value outweighed any prejudicial effect.
Later in the trial, defendant testified that he was in the U.S.
Navy for 4 months before being discharged for lying about the drug
use. Defendant argues that this testimony was an impermissible
attack on the character of defendant.
Evidence of an accused's character is not
admissible for any purpose if the accused has
neither testified nor introduced evidence of
his character in his own behalf. However, the
State may produce evidence relevant for some
other purpose which incidentally bears upon
the character of the accused.
State v. Oxendine, 303 N.C. 235, 241, 278 S.E.2d 200, 204 (1981)
(citations omitted); see also N.C. Gen. Stat. § 8C-1, Rule 404
(2001).
While this testimony was presumably admissible as to
defendant's drug use, its secondary effect was that defendant was
untruthful. The State, as noted by the trial court, already had
ample testimony in evidence that defendant had an extensive drug
problem via the testimony of the victim's mother. Thus, this
evidence was cumulative as to the drug use point. It could be
inferred then that the State wanted this evidence to be heard by
the jury to show that he had lied to the U.S. military. Such does
not incidentally bear upon his character, and therefore it was
impermissible character evidence, as this testimony came out in the
State's case-in-chief before defendant had put his character in
issue. See State v. Freeman, 313 N.C. 539, 548, 330 S.E.2d 465,
473 (1985); State v. Morgan, 111 N.C. App. 662, 668, 432 S.E.2d
877, 881 (1993). Although the admission of this evidence was error, we hold
that this error alone does not entitle defendant to a new trial.
Defendant was not placed in a position in which he could have felt
compelled to testify to rebut this character statement. While the
jury did hear evidence that he was untruthful before he put on
evidence, it did not undermine the fairness of the trial. See
Freeman, 313 N.C. 539, 330 S.E.2d 465. We see no reasonable
probability that, in the absence of this evidence, the jury would
have said differently.
This assignment of error is overruled.
II.
In his second assignment of error, defendant contends that the
trial court erred by not dismissing all the charges for lack of
substantial evidence that any kind of sexual assault occurred.
The trial court must determine whether the State presented
substantial evidence on every essential element and that defendant
is the perpetrator. State v. Earnhardt, 307 N.C. 62, 67, 296
S.E.2d 649, 652 (1982); State v. Munoz, 141 N.C. App. 675, 682, 541
S.E.2d 218, 222, cert. denied, 353 N.C. 454, 548 S.E.2d 534 (2001).
Evidence is to be viewed in the light most favorable to the State.
State v. Pierce, 346 N.C. 471, 491, 488 S.E.2d 576, 588 (1997).
All contradictions are to be resolved in favor of the State, and
all reasonable inferences based upon the evidence are to be
indulged in. State v. Brown, 310 N.C. 563, 566, 313 S.E.2d 585,
587 (1984). The question for the Court is whether a reasonableinference of defendant's guilt may be drawn from the circumstances.
State v. Lee, 348 N.C. 474, 488, 501 S.E.2d 334, 343 (1998).
Defendant acknowledges the case against him was based on the
victim's testimony, and most all other testimony was to corroborate
such. He points out that the victim did not disclose the alleged
sexual assaults until shortly before trial, and that she did not
inform her clinical social worker until she had convinced her
mother. Defendant highlights the social worker's acknowledgment
that children can purposefully lie in these situations. Further,
no physical evidence was offered to substantiate the allegations of
sexual assault.
Testimony of a prosecuting witness alone is sufficient to
support a charge as the jury must weigh any contradictions or
discrepancies in that testimony. State v. Guffey, 265 N.C. 331,
332, 144 S.E.2d 14, 16 (1965); see also State v. Quarg, 334 N.C.
92, 100, 431 S.E.2d 1, 5 (1993). There was sufficient evidence at
trial on each element of the crimes charged. Evidence, shown in
the light most favorable to the State, showed that defendant had
the opportunity to commit the acts alleged. It was for the jury to
determine the credibility of the victim, and ultimately whether
defendant committed the crimes for which he was indicted. This
assignment of error is overruled.
III.
In his next assignment of error, defendant contends that the
trial court erred in using incorrect verdict sheets. As set forth above, defendant was indicted on several
violations of N.C. Gen. Stat. §§ 14-27.7A(a) (statutory sexual
offense of 13, 14 or 15 year old), -27.7(a) (sexual offense by a
person in parental role in the home of minor victim), and -202.1
(indecent liberties with minor). The trial court properly
instructed the jury as to each of the above, respectively.
However, the trial court submitted verdict sheets to the jury which
contained fourteen counts of N.C. Gen. Stat. § 14-27.4 (first
degree sexual offense) where the statutory sexual offense of a 13,
14 or 15 year old counts should have been. Further, the trial
court submitted a verdict sheet in case number 00 CRS 54820 that
listed a count of sexual offense by parent in the home of minor
victim where a count of indecent liberties should have been.
Regardless, the trial court accepted the verdict sheets after being
rendered by the jury without objection by any party.
Where there is a fatal defect in the
indictment, verdict or judgment which appears
on the face of the record, a judgment which is
entered notwithstanding said defect is subject
to a motion in arrest of judgment. . . . When
such a defect is present, it is well
established that a motion in arrest of
judgment may be made at any time in any court
having jurisdiction over the matter, even if
raised for the first time on appeal.
State v. Wilson, 128 N.C. App. 688, 691, 497 S.E.2d 416, 419
(footnote omitted), disc. review improvidently allowed, 349 N.C.
289, 507 S.E.2d 38 (1998); see also State v. McGaha, 306 N.C. 699,
702, 295 S.E.2d 449, 451 (1982). Initially, this Court notes that the State has conceded error
as to 00 CRS 54820 and agrees that defendant's conviction for
sexual activity with a person in a parental role in the home of
minor victim under this case number should be arrested.
As to the fourteen counts of statutory sex offense of a 13, 14
or 15 year old, the State does not concede error and contends that
the inadvertent mislabeling of the counts against defendant is not
a fatal defect requiring arrest of judgment.
This Court has held that a verdict is sufficient if it can be
properly understood by reference to the indictment, evidence and
jury instructions. State v. Connard, 81 N.C. App. 327, 336, 344
S.E.2d 568, 574 (1986), aff'd, 319 N.C. 392, 354 S.E.2d 568 (1987).
In Connard, the verdict form reflected that the jury found
defendant Guilty of Possession of Personal Property of Ronald
Hewitt. Connard, 81 N.C. App. at 335, 344 S.E.2d at 574. While
defendant in that case argued that this was not a crime, this Court
noted in affirming the trial court that [t]he record, including
the indictment and the instructions, makes it abundantly clear,
beyond mistake by the jury, that knowing possession of stolen goods
from Hewitt was at issue. Id. at 336, 344 S.E.2d at 574.
This Court has somewhat recently had occasion to visit this
issue. In State v. Gilbert, 139 N.C. App. 657, 535 S.E.2d 94
(2000), the caption on the verdict sheet was of a name different
than the defendant. This Court, in surveying other jurisdictions,
stated that unless the error is fundamental . . . errors will not
be considered prejudicial[.] Id. at 673-74, 535 S.E.2d at 103. The Gilbert Court held that, because the verdict sheet contained
the proper file number for the case, and the proper charges listed
are consistent with the evidence presented at trial and with the
court's instructions, the transcript was replete with the correct
name of the defendant, and the verdict was unanimous, then there
was no prejudicial error. Id. at 675, 535 S.E.2d at 104.
In the present case, the jury heard evidence and was properly
instructed on three different crimes that defendant was alleged to
have committed. The jury found defendant guilty of taking indecent
liberties with a minor, sexual offense by a parent in the home of
minor victim, and the third sexual offense crime on which they were
instructed. The State contends that this gave the trial court a
proper basis to pass judgment and sentence defendant appropriately.
See Lyons v. State, 690 So.2d 695 (1997) (finding no prejudicial
error in verdict form that listed conspiracy to commit robbery
instead of conspiracy to commit armed robbery or robbery with a
dangerous weapon); Broadus v. State, 487 N.E.2d 1298 (1986) (error
in indicating burglary instead of robbery on verdict sheet was
harmless where jury was well acquainted with crime charged).
We agree with the State and find that this was not fundamental
error requiring arrest of judgment. While the jury returned
verdict sheets stating that defendant was guilty of the crime of
first degree sexual offense, the jury had been well-acquainted
with the charge of statutory sexual offense of a 13, 14 or 15 year
old. The jury had heard the indictments which included that crime,
heard the evidence, and were properly instructed on that crime. Thus, this assignment of error is overruled in part and sustained
in part.
IV.
In his last assignment of error, defendant contends that the
trial court erred in using the aggravating factor that defendant
took advantage of a position of trust or confidence to commit the
offenses to aggravate his sentences for the convictions of sexual
offense by a person in parental role in the home of minor victim.
To be guilty of a violation of N.C. Gen. Stat. § 14-27.7(a),
sexual offense by a person in parental role in the home of minor
victim, a defendant must have assumed the position of a parent in
the home of a minor victim. N.C. Gen. Stat. § 14-27(a) (2001).
Thus, to prove one element of this offense, it was necessary to
establish the parent-child relationship, which is in itself a
position of trust.
Defendant's sentence was aggravated by the trial court by use
of N.C. Gen. Stat. § 15A-1340.16(d)(15) (2001), that [t]he
defendant took advantage of a position of trust or confidence to
commit the offense. Also included in N.C. Gen. Stat. § 15A-
1340.16(d) is the following prohibition:
Evidence necessary to prove an element of
the offense shall not be used to prove any
factor in aggravation, and the same item of
evidence shall not be used to prove more than
one factor in aggravation. Evidence necessary
to establish that an enhanced sentence is
required under G.S. 14-2.2 may not be used to
prove any factor in aggravation.
N.C. Gen. Stat. § 15A-1340.16(d) (emphasis added). Defendant argues that evidence necessary to prove an element
of the offense for which one is convicted may not be used to prove
any sentencing factor in aggravation, and thus the trial court
erred by doing so.
See State v. Raines, 319 N.C. 258, 266, 354
S.E.2d 486, 491 (1987);
State v. Hughes, 114 N.C. App. 742, 745,
443 S.E.2d 76, 78,
disc. review denied, 337 N.C. 697, 448 S.E.2d
536 (1994). We agree.
The State contends that [e]vidence used to prove an element
of one offense may also be used to support an aggravating factor of
a separate joined offense.
State v. Crockett, 138 N.C. App. 109,
119, 530 S.E.2d 359, 365,
disc. review denied, 352 N.C. 593, 544
S.E.2d 790 (2000). In
Crockett, the defendant was convicted of two
counts of statutory rape and four counts of sexual activity by a
custodian.
Id. at 112, 530 S.E.2d at 361. The two counts of
statutory rape were consolidated for judgment.
Id. The sentence
for this judgment was increased by the trial court upon finding
that defendant in that case took advantage of a position of trust.
This Court, as stated above, held that this was permissible.
Crockett is not controlling in the present case. In that
case, it appears that the trial court consolidated the statutory
rape charges. It is unknown whether or not the four convictions of
sexual activity by a custodian were consolidated with each other or
not. Yet it seems that the convictions of the different charges
were kept separate. That Court held that an element of the sexual
activity charge, the abuse of a position of trust, could be used to
elevate a separate joined offense. We do not interpret this tomean that a conviction for sexual activity by a custodian can be
joined with a separate offense, such as statutory rape, and be
elevated by the aggravating factor of abusing a position of trust.
The prohibition against elevating the punishment for a crime by one
of its already established elements is not that easy to circumvent.
In the present case, there were three judgments. The first,
00 CRS 54807, included five convictions of taking indecent
liberties with a minor convictions and five convictions sexual
offense of a 13, 14 or 15 year old convictions. This judgment was
properly increased upon the finding of the aggravating factor of
abusing a position of trust.
See State v. Caldwell, 85 N.C. App.
713, 355 S.E.2d 813 (1987) (A familial relationship is not required
for indecent liberties, and aggravating the sentence because
defendant abused a position of trust was proper). However, the
other two judgments, 00 CRS 54812 and 00 CRS 54815, included
convictions of sexual activity by a person in a parental role in
the home of minor victim. These judgments were improperly
increased upon the finding of the aggravating factor of abusing a
position of trust. Thus, we remand for a new sentencing hearing.
See State v. Corbett, ___ N.C. App. ___, ___, ___ S.E.2d ___, ___
(17 December 2002).
We hold that while defendant received a fair trial, judgment
in case number 00 CRS 54820 as to defendant's conviction in
violation of N.C. Gen. Stat. § 14-27.7(a) is arrested. Further, we
remand for resentencing case numbers 00 CRS 54812 and 54815 in a
manner not inconsistent with this opinion. Arrested in part; remanded for resentencing in part; no error
in part.
Judges WALKER and CAMPBELL concurred in this opinion prior to
31 December 2002.
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