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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA02-231
NORTH CAROLINA COURT OF APPEALS
Filed: 6 May 2003
CONNIE M. PACHECO,
Plaintiff,
v
.
ROGERS AND BREECE, INC.,
Defendant.
Appeal by plaintiff from order entered 6 November 2001 by
Judge James Floyd Ammons, Jr. in Cumberland County Superior Court.
Heard in the Court of Appeals 22 January 2003.
Kelly & West, by J. David Lewis, for plaintiff appellant.
Pinto Coates Kyre & Brown, P.L.L.C., by Paul D. Coates and
John I. Malone, Jr., for defendant appellee.
H. Dolph Berry, for defendant appellee.
LEVINSON, Judge.
Plaintiff (Connie M. Pacheco) appeals from an order granting
summary judgment in favor of defendant (Rogers and Breece, Inc.).
For the reasons stated herein, we affirm the trial court.
This case arises from the 1998 exhumation of the body of Jose
M. Pacheco from
his grave
at Hair Chapel Cemetery, in the Linden
community of Cumberland County. The evidence before the trial
court at the time it granted defendant's motion for summary
judgment showed the following: Plaintiff and Mr. Pacheco, a memberof the United States Army Special Forces, were married in 1986.
When Mr. Pacheco suffered fatal injuries in a 1990 automobile
accident, plaintiff contracted with defendant to provide funeral
services, and purchased a joint headstone and burial plot at Hair
Chapel Cemetery in Linden, North Carolina. After the burial
contract was fulfilled, plaintiff and defendant had no further
contact. Shortly after the funeral, plaintiff was contacted by the
U.S. Army to retrieve the deceased's personal belongings, but she
did not respond. In 1997 or 1998, defendant was contacted by
Sergeant Maximinos Ramos of the United States Army. Ramos spoke
with Mr. Robert Wilson Breece, Jr., vice president of defendant
funeral home, and explained that he represented Jose Pacheco's
family. Ramos informed Breece that Mr. Pacheco's mother, Antonia
Pacheco, desired to have Mr. Pacheco's body disinterred and
reburied in Puerto Rico, because Mr. Pacheco and Antonia were of
Puerto Rican descent. Ramos also told Breece that he had attempted
unsuccessfully to contact plaintiff regarding the requested
disinterment. Breece informed Ramos that before he would exhume
Mr. Pacheco's body, Ramos would have to contact all the family and
have permission from them, and have a signed disinterment order, or
a court order and everything signed by a judge.
Antonia Pacheco petitioned for and obtained from the
Cumberland County Superior Court an order of exhumation on 3February 1998. The trial court's Order of Exhumation stated in
pertinent part that:
. . . it appearing that this action is for an
Order of Exhumation of the remains of [Mr.
Pacheco] to move same from Linden, Cumberland
County, North Carolina to Yauco, Puerto Rico;
and it further appears that there is no
opposition from the next-of-kin.
IT IS, THEREFORE, ORDERED, ADJUDGED & DECREED:
1. That the Order of Exhumation of the remains
of [Mr. Pacheco] is hereby granted for the
specific purpose of moving the remains to a
grave in Yauco, Puerto Rico.
Upon receiving the Order, defendant exhumed decedent's remains on
1 July 1998, and arranged for their transportation to Puerto Rico.
Defendant did not attempt to contact plaintiff before the
disinterment. In September 1998, plaintiff learned that Mr.
Pacheco's body had been exhumed and removed from Cumberland County.
On 5 February 2001, plaintiff filed a complaint in Cumberland
County Superior Court against defendant, seeking damages for
negligent infliction of emotional distress and breach of fiduciary
duty. Defendant moved for summary judgment in October 2001, and on
6 November 2001, the trial court granted summary judgment in favor
of defendant. From this order plaintiff appeals.
Standard of Review
Summary judgment is properly granted where the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuineissue as to any material fact and that any party is entitled to a
judgment as a matter of law. N.C.G.S. § 1A-1, Rule 56(c) (2001);
Von Viczay v. Thoms, 140 N.C. App. 737, 738, 538 S.E.2d 629, 630
(2000), affirmed per curiam, 353 N.C. 445, 545 S.E.2d 210 (2001).
[T]he party moving for summary judgment ultimately has the burden
of establishing the lack of any triable issue of fact. Pembee
Mfg. Corp. v. Cape Fear Constr. Co., 313 N.C. 488, 491, 329 S.E.2d
350, 353 (1985) (citation omitted). However, [o]nce the party
seeking summary judgment makes the required showing, the burden
shifts to the nonmoving party to produce a forecast of evidence
demonstrating specific facts, as opposed to allegations, showing
that he can at least establish a prima facie case at trial. Gaunt
v. Pittaway, 139 N.C. App. 778, 784-85, 534 S.E.2d 660, 664, disc.
review denied and appeal dismissed, 353 N.C. 262, 546 S.E.2d 401
(2000), cert. denied, 534 U.S. 950, 151 L. Ed. 2d 261 (2001).
Thus, [a]s a general rule, upon a motion for summary judgment,
supported by affidavits, 'an adverse party may not rest upon the
mere allegations or denials of his pleading, but his response, by
affidavits or as otherwise provided in this rule, must set forth
specific facts showing that there is a genuine issue for trial. If
he does not so respond, summary judgment, if appropriate, shall be
entered against him.' Spinks v. Taylor and Richardson v. Taylor
Co., 303 N.C. 256, 263-64, 278 S.E.2d 501, 505 (1981) (affirmingentry of summary judgment against plaintiff who failed to submit
affidavits showing a genuine issue of material fact and elected to
rest upon her unverified complaint, but reversing summary judgment
entered against party who filed a verified complaint) (quoting
N.C.G.S. § 1A-1, Rule 56(e)). To hold otherwise . . . would be to
allow plaintiffs to rest on their pleadings, effectively
neutralizing the useful and efficient procedural tool of summary
judgment. Roumillat v. Simplistic Enterprises, Inc., 331 N.C. 57,
64, 414 S.E.2d 339, 342 (1992). In this regard, a verified
complaint may be treated as an affidavit if it (1) is made on
personal knowledge, (2) sets forth such facts as would be
admissible in evidence, and (3) shows affirmatively that the
affiant is competent to testify to the matters stated therein.
Page v. Sloan, 281 N.C. 697, 705, 190 S.E.2d 189, 194 (1972).
In addition, the evidence presented by the parties must be
viewed in the light most favorable to the non-movant.
Bruce-Terminix Co. v. Zurich Ins. Co., 130 N.C. App. 729, 733, 504
S.E.2d 574, 577 (1998). On appeal, this Court's standard of review
involves a two-step determination of whether (1) the relevant
evidence establishes the absence of a genuine issue as to any
material fact, and whether (2) either party is entitled to judgment
as a matter of law. Von Viczay, 140 N.C. App. at 738, 538 S.E.2d
at 630.
I.
We first consider the trial court's dismissal of plaintiff's
claim for negligent infliction of emotional distress (NIED). The
parties have directed most of their arguments to the issue of what
standard of care, if any, is required of a funeral home, and
whether, assuming a duty of care existed, defendants negligently
breached such duty. However, we find it unnecessary to resolve
these issues, as an alternative ground sustains the trial court's
grant of summary judgment. See Nifong v. C. C. Mangum, Inc., 121
N.C. App. 767, 768, 468 S.E.2d 463, 465 ([i]f the trial court
grants summary judgment, the decision should be affirmed on appeal
if there is any ground to support the decision), affirmed, 344
N.C. 730, 477 S.E.2d 150 (1996). We turn, therefore, to
consideration of the elements of a NIED claim. In Johnson v. Ruark
Obstetrics, 327 N.C. 283, 395 S.E.2d 85 (1990), the North Carolina
Supreme Court held:
[T]o state a claim for negligent infliction of
emotional distress, a plaintiff must allege
that (1) the defendant negligently engaged in
conduct, (2) it was reasonably foreseeable
that such conduct would cause the plaintiff
severe emotional distress . . ., and (3) the
conduct did in fact cause the plaintiff severe
emotional distress. . . . In this context, the
term 'severe emotional distress' means any
emotional or mental disorder, such as, for
example, neurosis, psychosis, chronic
depression, phobia, or any other type of
severe and disabling emotional or mentalcondition which may be generally recognized
and diagnosed by professionals trained to do
so.
Id. at 304, 395 S.E.2d at 97. Thus, a plaintiff does not have a
remedy for garden variety anxiety or concern, but only for severe
distress. Id. The North Carolina Supreme Court has discussed the
legal meaning of the term severe emotional distress:
[A claim for emotional distress] applies only
where the emotional distress has in fact
resulted, and where it is severe. Emotional
distress passes under various names, such as
mental suffering, mental anguish, mental or
nervous shock, or the like. . . . It is only
where it is extreme that the liability arises.
. . . The law intervenes only where the
distress inflicted is so severe that no
reasonable man could be expected to endure it.
The intensity and the duration of the distress
are factors to be considered in determining
its severity. . . . It is for the court to
determine whether on the evidence severe
emotional distress can be found[.]
Waddle v. Sparks, 331 N.C. 73, 84-85, 414 S.E.2d 22, 27-28 (1992)
(quoting Restatement (Second) of Torts § 46 cmt.j (1965)) (claim
dismissed where [t]here is no forecast of any medical
documentation of plaintiff's alleged 'severe emotional distress'
nor any other forecast of evidence of 'severe and disabling'
psychological problems within the meaning of the test laid down in
Johnson v. Ruark).
Proof of severe emotional distress does not necessarily
require medical evidence or testimony. Coffman v. Roberson, __N.C. App. __, __, 571 S.E.2d 255, 261 (evidence sufficient where
[plaintiff], her friends, her family, and her pastor testified to
the severe emotional distress she suffered and continues to
suffer), disc. review denied, __ N.C. __, __ S.E.2d __ (2002).
However, appellate decisions have consistently upheld dismissal of
NIED and similar claims, where a plaintiff fails to produce any
real evidence of severe emotional distress. See, e.g., Estate of
Hendrickson v. Genesis Health Venture, Inc., 151 N.C. App. 139,
157, 565 S.E.2d 254, 265 (reversing trial court's denial of
directed verdict motion where there was evidence that plaintiffs
were emotionally distressed . . . [but] plaintiffs failed to
present evidence, even viewed in the light most favorable to them,
that such distress was severe), disc. review denied, 356 N.C. 299,
570 S.E.2d 503 (2002); Fox-Kirk v. Hannon, 142 N.C. App. 267, 281,
542 S.E.2d 346, 356 (summary judgment proper where two years after
the accident . . . [plaintiff] had not sought any medical treatment
or received any diagnosis for any condition that could support a
claim for severe emotional distress as that term is defined by
law), disc. review denied, 353 N.C. 725, 551 S.E.2d 437 (2001);
Johnson v. Scott, 137 N.C. App. 534, 539, 528 S.E.2d 402, 405
(2000) (summary judgment proper where plaintiff's evidence of
difficulty sleeping, nightmares and periodic loss of appetite
following her father's death failed to me[e]t the requisite levelof 'severe' emotional distress).
In the instant case, defendant asserts, inter alia, that
plaintiff failed to demonstrate that she suffered severe emotional
distress. We agree. Plaintiff's unverified complaint included a
bare assertion that she suffered severe emotional distress as a
result of defendant's negligence. Further, in response to
defendant's summary judgment motion, plaintiff failed to submit any
evidence in support of her unverified allegation of severe
emotional distress. Plaintiff did not file any affidavits, take
depositions, submit any medical documentation, or verify her
complaint. Instead, plaintiff simply asserts in her brief that
defendant knew that its actions had been greatly upsetting
emotionally to Plaintiff. The record does not support this
statement. Plaintiff references a statement from Breece's
deposition, I know the wife is very concerned, but she has a
balance on the _ but she has a balance on the funeral bill.
Preliminarily, defendant's awareness that plaintiff was very
concerned does not indicate that plaintiff suffered severe
emotional distress. Further, this statement was a written
notation associated with an insufficient funds check plaintiff had
submitted in payment for Mr. Pacheco's funeral, which had occurred
more than five years before the exhumation, and which had no
connection to plaintiff's claim for NIED. Plaintiff also points toanother statement in Breece's deposition, wherein he relates that
plaintiff's mother had come to the funeral home and told him that
it was very upsetting and everything to the family. And I guess
she was referring to her daughter, Connie Pacheco. This statement
from plaintiff's mother regarding the family, which stated only
that the situation was very upsetting, completely fails to
establish that plaintiff suffered severe emotional distress as
the term is defined with regard to a claim for NIED.
Plaintiff also attempts to avoid her complete failure of proof
on this issue by contending that she is not required to produce any
evidence of emotional distress, because some issues are simply too
obvious to dispute, and are inferred by the court as a matter of
law. Even assuming, arguendo, that some issues are too obvious
to dispute, the legal presence of severe emotional distress is not
among these. Waddle v. Sparks, 331 N.C. at 84, 414 S.E.2d at 28
([i]t is for the court to determine whether on the evidence severe
emotional distress can be found). In support of her position,
plaintiff relies solely on a 1914 case noting that [t]here was
evidence of mental suffering, but it would have been inferred as a
matter of law upon the circumstances of this case. Byers v.
Express Co., 165 N.C. 542, 545, 81 S.E. 741, 742 (1914), rev'd on
other grounds, 240 U.S. 612, 60 L. Ed. 825 (1916) (emphasis added).
We do not find Byers persuasive authority in this case. First, theopinion clearly holds that there was evidence of mental
suffering, and thus the remainder of the sentence is, arguably,
dicta. Second, Byers is a 1914 case, and plaintiff's position has
since been rejected by the North Carolina Supreme Court in Holloway
v. Wachovia Bank and Trust Co., N.A., 339 N.C. 338, 356, 452 S.E.2d
233, 243-244 (1994):
[P]laintiffs assert, 'Proof that the defendant
behaved outrageously vis-a-vis plaintiff may
be self-evident to support a finding that
plaintiff suffered severe emotional distress.'
In support plaintiffs cite from the
Restatement of Torts, 'Severe distress must be
proved; but in many cases the extreme and
outrageous character of the defendant's
conduct is itself important evidence that the
distress has existed.'. . . The Restatement,
however, provides only that outrageous conduct
may be some evidence of severe emotional
distress, not that outrageous conduct can
substitute for severe emotional distress.
When a plaintiff fails to produce any evidence of an essential
element of her claim, the trial court's grant of summary judgment
is proper. See Guthrie v. Conroy, 152 N.C. App. 15, 567 S.E.2d 403
(2002) (because plaintiff failed to present evidence of this
essential element of her claim, the trial court did not err in
granting summary judgment for defendant). In the instant case,
plaintiff failed to present sufficient evidence of severe emotional
distress to withstand defendant's motion for summary judgment.
Therefore, entry of summary judgment was appropriate.
II.
We next consider the trial court's summary judgment order on
plaintiff's claim for breach of fiduciary duty.
A claim for breach of fiduciary duty presupposes the existence
of a fiduciary relationship between the parties.
Curl v. Key, 311
N.C. 259, 316 S.E.2d 272 (1984);
Link v. Link, 278 N.C. 181, 179
S.E.2d 697 (1971). A fiduciary relationship, broadly defined, is
characterized by 'a special confidence reposed in one who in
equity and good conscience is bound to act in good faith and with
due regard to the interests of the one reposing confidence . . .
,[and] 'it extends to any possible case in which a fiduciary
relationship exists in fact, and in which there is confidence
reposed on one side, and resulting domination and influence on the
other.'
Dalton v. Camp, 353 N.C. 647, 651-52, 548 S.E.2d 704,
707-08 (2001) (quoting
Abbitt v. Gregory, 201 N.C. 577, 598, 160
S.E. 896, 906 (1931) (quoting 25 C.J.
Fiduciary § 9, at 1119
(1921)). Determination of whether a particular set of facts
establishes the existence of a fiduciary relationship may present
a question of law for the court.
See Eastover Ridge, L.L.C. v.
Metric Constructors, Inc., 139 N.C. App. 360, 367, 533 S.E.2d 827,
832 (concluding as a matter of law that evidence presented did
not establish the existence of a fiduciary relationship),
disc.
review denied, 353 N.C. 262, 546 S.E.2d 93 (2000);
In re Estate ofFerguson, 135 N.C. App. 102, 105, 518 S.E.2d 796, 799 (1999)
(noting that trial court found, and we agree, that as a matter of
law a fiduciary relationship did not exist between [the parties]).
We agree with plaintiff that a personal service contract to
provide funeral arrangements might, in appropriate factual
circumstances, give rise to a fiduciary relationship. However, at
the time of the exhumation of Mr. Pacheco's body, defendant had not
had any direct contact with plaintiff for at least seven years.
Defendant had fully performed his part of the original contract
between plaintiff and defendant. Indeed, the evidence tended to
show that, by failing to pay her bill in full, plaintiff had not
fully performed her side of the contract. On these facts, we
cannot conclude that a fiduciary relationship existed between
plaintiff and defendant at the time the acts giving rise to the
instant suit were committed. Accordingly, the trial court did not
err in granting summary judgment in favor of defendant on
plaintiff's claim for breach of fiduciary duty.
For the reasons discussed above, the order of the trial court
granting summary judgment for defendant is
Affirmed.
Judges TIMMONS-GOODSON and TYSON concur.
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