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NO. COA02-322
NORTH CAROLINA COURT OF APPEALS
Filed: 15 April 2003
STATE OF NORTH CAROLINA
v
.
SAMUEL EMANUEL MAHATHA,
Defendant.
Appeal by defendant from judgment entered 15 February 2001 by
Judge Richard L. Doughton in Mecklenburg County Superior Court.
Heard in the Court of Appeals 27 January 2003.
Attorney General Roy Cooper, by Assistant Attorney General
John G. Barnwell, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defender Barbara S. Blackman, for defendant-appellant.
ELMORE, Judge.
On 12 October 1998, defendant Samuel Mahatha was indicted for
the murder of Captain Anthony Stancil of the Mecklenburg County
Sheriff's Department, and for robbery with a dangerous weapon.
Defendant was tried at the 16 January 2001 Criminal Session of
Mecklenburg County Superior Court. On 9 February 2001, defendant
was found guilty of first-degree murder and robbery with a
dangerous weapon. On 15 February 2001, the trial court sentenced
defendant to life imprisonment without parole for the murder of
Captain Stancil and a consecutive term of imprisonment for a
minimum of 103 and a maximum of 133 months for the robbery with a
dangerous weapon conviction. On appeal, defendant contends that the trial court erred in
denying his motion to suppress post-arrest inculpatory statements
he made to police, which statements defendant contends were made
involuntarily and obtained in violation of Miranda. Defendant also
contends that the trial court erred in finding him competent to
stand trial. For the reasons stated herein, we conclude that
defendant's trial was free of prejudicial error, and we therefore
uphold his convictions and sentence.
The State's evidence tended to show that shortly after
midnight on 29 September 1998, defendant and Celeste Davis traveled
to the Harris Teeter supermarket on W.T. Harris Boulevard in
Charlotte, where Captain Stancil was moonlighting as a security
officer. After being in the store for a short time, Davis noticed
that defendant had what appeared to be a package of meat of some
kind concealed in his shirt. Davis then lost sight of defendant
and paid for her purchase. As Davis was exiting the store, she ran
into Kimberly Nicholson, who told Davis that someone had been shot
outside and to call 911. Davis looked outside in the direction
where Nicholson was pointing and saw defendant running away from
the store, with something shining in his hand.
Nicholson testified at trial that she had just arrived at the
Harris Teeter when she noticed two men in front of the store
engaged in a confrontation involving a package held by one of the
men. As Nicholson approached the store's entrance, she heard a
loud shot. She looked back and saw one of the men, later
identified as Captain Stancil, on the ground, and the other manstanding over him with a gun in his hand. A package of crab legs
was on the hood of a nearby car. The man bent over Captain Stancil
and then ran through the parking lot away from the store. After
approaching Captain Stancil and finding that he did not have a
pulse, Nicholson ran into the store, where she encountered Davis.
Captain Stancil, who had been shot in the head through the left
eye, died at the scene. His service weapon was missing.
After the police arrived, Davis stated that she drove
defendant to the store and she thought defendant had killed Captain
Stancil. An intensive search for defendant ensued and continued
throughout the night. Defendant was arrested at his grandmother's
Charlotte home at 10:15 a.m. on 29 September 1998. Defendant had
in his possession a brown wallet containing sixty-three dollars
($63.00) in currency and a single Federal .40-caliber bullet, the
ammunition type employed by Captain Stancil's service weapon.
A hearing to determine whether defendant was competent to
stand trial was held on 1 December 2000. Defendant stipulated that
the only issue for determination was whether defendant was able to
assist his attorneys in a rational and reasonable manner in
providing his defense. The evidence presented at this hearing
tended to show that while in elementary school, defendant was
placed in a program for educable mentally handicapped children;
defendant was later moved into a program for children with
behavioral and emotional handicaps, where he remained until
dropping out of high school. Defendant's school records reveal
performance consistently significantly below grade level forreading comprehension. Defendant's medical records reveal that he
contracted bacterial meningitis when he was just over one year old.
At the competency hearing, defendant presented expert
testimony from George Baroff, Ph.D. Dr. Baroff, who holds a
doctorate in clinical psychology and has extensive experience
administering intelligence tests to mentally retarded individuals,
was admitted as an expert in the area of psychology with an
emphasis in the field of mental retardation. Dr. Baroff testified
that his testing indicated defendant was seriously mentally
retarded with a full-scale IQ of 46, although previous tests had
scored defendant's IQ somewhat higher. Dr. Baroff also testified
that bacterial meningitis is associated with significant cognitive
impairment in children. Dr. Baroff testified that he believed
defendant lacked the capacity to assist his counsel in a rational
and reasonable way in the presentation of his defense. On cross-
examination, Dr. Baroff testified that defendant indicated the key
facts of this case were the bullet, the witness against him, and
the fact that he was at the Harris Teeter on the night Captain
Stancil was shot.
Roy Mathew, M.D., a professor of psychiatry and associate
professor of radiology at Duke University, also testified for
defendant at the competency hearing. Dr. Mathew was admitted as an
expert in the field of psychiatry with a specialization in alcohol
and substance abuse. Dr. Mathew testified that he was primarily
attempting to determine the effect of defendant's alcohol and drug
abuse on his mental status, and that due to defendant's failure tocooperate, he was unable to make such a determination. The trial
court found that Dr. Mathew did not give an opinion as to whether
or not defendant was competent to stand trial.
Nicole Wolf, M.D., a forensic psychiatrist at Dorothea Dix
Hospital in Raleigh, testified for the State at the competency
hearing. Dr. Wolfe was admitted as an expert in forensic
psychiatry. Dr. Wolfe testified that she did not believe that
defendant was suffering from any active mental illness, nor did she
believe defendant was mentally retarded. Dr. Wolfe also testified
that she did not believe defendant suffered from any mental
disabilities as a result of contracting bacterial meningitis in
early childhood.
Mr. Bart Abplanalp ("Abplanalp"), a Postdoctoral Fellow in
clinical psychology at Dorothea Dix Hospital, also testified for
the State at the competency hearing. Abplanalp conducted
psychological testing and performed competency evaluations at Dix
and was admitted as an expert in clinical psychology. Abplanalp
testified that he administered psychological testing to defendant,
including the WASI test, which is a standard test designed to
measure intelligence. Abplanalp testified that defendant's results
on the WASI test indicated he had a full-scale IQ of 54. Abplanalp
testified that defendant's behavior during the WASI test differed
notably from defendant's behavior while talking informally with him
prior to the test, and that in Abplanalp's opinion, defendant
intentionally performed poorly on the test. Abplanalp testified
that he believed defendant's school records failed to show anymental retardation. Abplanalp testified that in his opinion,
defendant was competent to stand trial. The trial court denied
defendant's motion and found defendant competent to proceed.
On 20 December 2000 a hearing was held on defendant's motion
to suppress his post-arrest statements. At the suppression
hearing, Charlotte-Mecklenburg Police Officer Carmen Mendoza
testified that she and Officer Mark Faulkenberry transported
defendant to the Law Enforcement Center (LEC) after his arrest.
Officer Mendoza testified that at no point did either she or
Officer Faulkenberry initiate any conversation with defendant, but
that once defendant was inside the vehicle, defendant repeatedly
asked me about his wallet. During the twenty-two minute ride to
the LEC, defendant spoke almost continuously, often in a rhyming or
rapping manner and sometimes unintelligibly. Officer Mendoza
testified that she never gave a Miranda warning to defendant on the
way to the LEC because she did not ask him any questions; nor did
defendant ever ask for a lawyer or say that he wanted to exercise
his right to remain silent. Officer Mendoza testified that
defendant exhibited no signs of drug or alcohol impairment.
Evidence presented at the suppression hearing tended to show
that upon arrival at the LEC, defendant was taken to a second-floor
interview room. Charlotte-Mecklenburg Police Investigator Mark E.
Corwin asked defendant if he wanted anything to eat or drink;
defendant declined food but asked for a soft drink, which Officer
Corwin immediately procured. At 12:54 p.m., Officer Corwin re-
entered the interview room with his colleague, Officer Harold R.Jackson, to find defendant prone on the floor. Both officers
testified that defendant did not appear to be asleep, and that
defendant showed no signs of intoxication. Defendant got up and
sat in a chair when asked to do so by Officer Corwin. Before the
officers could begin advising defendant of his Miranda rights, and
without being asked anything by them, defendant stated that he
[had] not killed anyone . . . I was in the store around 9:00 p.m.
Celeste drove me there. At the suppression hearing, Officer
Corwin testified that he let defendant finish making this statement
and then advised defendant of his Miranda rights by going over a
standard, printed waiver of rights form with defendant. Officer
Corwin testified that each of defendant's Miranda rights were
printed individually on the form; that he read each right aloud to
defendant; and that defendant verbally acknowledged that he
understood each of his Miranda rights. Defendant's initials appear
in the space provided on the form beside each of the enumerated
Miranda rights. Officer Corwin testified that he then had
defendant read aloud the following paragraph from the waiver of
rights form:
I understand my rights as explained by Officer M.E.
Corwin/H.R. Jackson. I now state that I do wish to
answer questions at this time and that I do not wish to
have a lawyer here during questioning.
Officers Corwin and Jackson testified that they had no concerns
about defendant's level of intelligence and that they believed
defendant understood the Miranda warnings. Defendant signed the
waiver of rights form at 1:02 p.m. For approximately the next two hours, Officers Corwin and
Jackson questioned defendant about the murder of Captain Stancil.
Officers Corwin and Jackson each testified that at no time did
defendant ask for a lawyer or indicate that he wished to terminate
the interview. Defendant never complained of being hungry or
tired. Neither officer made any promises to defendant. Officer
Corwin testified that defendant was never denied a drink or
bathroom break, and that defendant took at least one bathroom break
during their interview. Defendant never confessed to Officers
Corwin and Jackson that he shot Captain Stancil, but he did repeat
his earlier statement that he had been at the Harris Teeter with
Celeste Davis the previous night sometime before Captain Stancil
was killed. Officer Jackson testified that defendant asked them a
series of questions, including whether Davis had mentioned his
name; what evidence they had against him; and how much time he
could get. Officers Corwin and Jackson ended their interview of
defendant at 2:50 p.m. and exited the interview room.
At 3:03 p.m., Sergeant Tom Athey and Officer Tony Rice, who
had been observing via video monitor the interview conducted by
Officers Corwin and Jackson, began their own interview of
defendant. At the suppression hearing, Sergeant Athey and Officer
Rice each testified that they had observed Officer Corwin advise
defendant of his Miranda rights, and that they had no concerns
about defendant's intelligence level or ability to understand his
rights. Each officer testified that defendant showed no signs of
intoxication, and that at no point did defendant ask for anattorney. During their interview, defendant never complained of
being tired or hungry. The officers testified that they neither
threatened defendant nor made any promises to him during the
interview. At the outset of the interview, defendant stated that
he knew the policeman had been shot and asked Where did he get
shot, in his eye? Defendant continued to assert that he had been
at the Harris Teeter with Celeste Davis the previous night several
hours before Captain Stancil was killed, and that he did not shoot
Captain Stancil.
Later in the interview, in response to a series of
true/false questions asked by Officer Rice, defendant
acknowledged that Captain Stancil had confronted him as defendant
attempted to leave the store with a package of crab legs concealed
under his shirt. Defendant then stated that a gun which defendant
had hidden in his sock fell out and discharged, striking Captain
Stancil in the head. After Officer Rice questioned the
plausibility of defendant's account, defendant stated that the gun
was actually hidden in his waistband, and he pulled it out and shot
Captain Stancil. Defendant also stated that after shooting Captain
Stancil he took the deputy's service weapon and fled. When Officer
Rice asked defendant whether he had grabbed Captain Stancil's
holster while removing the weapon, defendant stated So my
fingerprints are on the holster, to which Officer Rice replied
Yes, although defendant's fingerprints were never recovered from
the holster. Defendant then requested a cup of water. After a short break, Officer Rice returned with a cup of water
and a tape recorder and asked defendant to give a recorded
statement. Defendant agreed, and the officers began audio-taping
the interview at 4:27 p.m. This recording was introduced as an
exhibit and played at the suppression hearing. When Officer Rice
asked defendant to tell me in your own words what happened out
there at the Harris Teeter, the following exchange took place:
DEFENDANT: No. I don't want to tell what happen [sic] in
my own words. It should be right here on the paper
[indicating the notes Officer Rice had taken during
earlier portions of the interview].
INVESTIGATOR RICE: Do you just want me to read this, is
that okay?
DEFENDANT: That will work.
For the next thirteen minutes, Officer Rice proceeded to ask
defendant a series of yes/no questions based on the notes he had
taken earlier in the interview. In his collective responses to
these yes/no questions, defendant acknowledged the accuracy of
his account of pulling a gun from his waistband and shooting
Captain Stancil. Defendant also acknowledged ejecting a bullet
from Captain Stancil's service weapon and placing it in his wallet.
Defendant also stated that he did not mean to shoot Captain Stancil
and that after being confronted by the deputy, he was trying to
get away and the gun just went off. I'm seeing if the jury buys
that. Sergeant Athey and Officer Rice concluded their interview
at 4:40 p.m.
Harold Bender, defendant's trial counsel, testified by
affidavit that on 29 September 1998 he agreed to representdefendant in the instant matter pursuant to a request from the
public defender. Defendant was unaware of Bender's appointment
while he was being questioned. Bender testified that he arrived at
the LEC at 1:18 p.m. on 29 September 1998 and asked to see
defendant, but was told that he could not. At that time Officers
Corwin and Jackson were approximately twenty-four minutes into
their interview of defendant. Over the next four hours, while
defendant was being interviewed by Officers Corwin and Jackson, and
then by Sergeant Athey and Officer Rice, Bender's repeated requests
to see defendant were denied.
At the suppression hearing, Officer Corwin testified that he
knew Bender was at the LEC and wished to see defendant, and that he
never told this to defendant. Sergeant Athey testified that upon
learning of Bender's presence, he directed the officer on duty at
the LEC's front desk not to allow Bender onto the second floor.
Sergeant Athey also testified that he did not tell defendant about
Bender. Sergeant Athey testified that shortly after he and Officer
Rice concluded their interview, they encountered Bender in the
LEC's lobby, at which time Sergeant Athey told Bender that
defendant had not asked for Mr. Bender or any other attorney and
that defendant was being taken to the Mecklenburg County Jail. The
trial court denied defendant's motion to suppress his post-arrest
statements.
I.
Defendant first assigns error to the trial court's denial of
defendant's pre-trial motion to suppress inculpatory statements hemade to the police following his arrest. Defendant contends that
these statements should be suppressed because they were not made
voluntarily, nor were they made pursuant to a voluntary, knowing,
and intelligent waiver of defendant's constitutional right against
compulsory self-incrimination. U.S. Const. amend. V; N.C. Const.
art. I, § 23; Miranda v. Arizona, 384 U.S. 436, 444-45, 16 L. Ed.
2d 694, 706-07 (1966). We disagree.
In reviewing a trial court's ruling on a motion to suppress,
the trial court's findings of fact are conclusive on appeal if
supported by competent evidence, even if the evidence is
conflicting. State v. Buchanan, 353 N.C. 332, 336, 543 S.E.2d 823,
826 (2001). However, the trial court's conclusions of law are
fully reviewable by this Court. State v. Perdue, 320 N.C. 51, 59,
357 S.E.2d 345, 350 (1987).
At the conclusion of the suppression hearing, the trial court
made findings of fact and conclusions of law, in pertinent part, as
follows:
That the Defendant was arrested at his grandmother's home
on the morning of September the 29th, 1998, at
approximately 10:15 A.M.; [t]hat Officer Carmen Mendoza
. . . testified . . . she accompanied [defendant] to the
Law Enforcement Center and took notes of what he said on
the way there; . . . [t]hat on the way to the Law
Enforcement Center, the Defendant asked about his wallet,
saying that it had money in it, which according to other
testimony . . . proved to be correct; [t]hat [defendant]
cursed and talked constantly[;] . . . Officer Mendoza
never at any time asked the Defendant questions, and
while with her the Defendant never requested a lawyer .
. . ; Officer Mendoza observed no indication that the
Defendant was impaired or smelled alcohol on his person
. . . ; [u]pon arrival at the Law Enforcement Center,
Sergeant Athey, Officer Jackson, Officer Corwin . . . and
Officer Rice . . . participated in the interview of the
Defendant, which began around [12:54 P.M.] on Septemberthe 29th, 1998, and continued for several hours
thereafter; [t]hat . . . on September the 29th, 1998 . .
. Harold Bender agreed to accept an appointment to
represent the Defendant as his attorney in this case . .
. ; Harold Bender went to the Law Enforcement Center and
arrived there at 1:18 P.M. and asked to see the
Defendant[;] [a]lthough Mr. Bender made repeated request
to see the Defendant from 1:18 P.M. until 5:19 P.M., when
Sergeant Athey informed Mr. Bender that the Defendant had
not asked for a lawyer . . . Mr. Bender was not allowed
to see the Defendant during this time . . . ; [t]hat
Officer Jackson and Officer Corwin . . . began the
interview with the Defendant at [12:54 P.M.], and
continued until around 2:50 P.M., that day; [d]uring this
time Officer Corwin advised the Defendant of his Miranda
rights . . . both of the officers, Corwin and Jackson,
stated in their opinion that the Defendant understood his
Miranda rights as they were explained to him by Officer
Corwin[;] [b]oth stated that he, the Defendant, did not
appear impaired in any way . . . ; [p]rior to signing the
Miranda rights waiver form, the Defendant was asked to
read the last portion of the form, which states in
essence that he understood the form but did not desire a
lawyer at that time and desired to answer the officers[']
questions; [u]pon Officers Corwin and Jackson leaving the
interview room, Sergeant Athey and Officer Rice proceeded
with the conclusion of the interview; [t]hat both
Sergeant Athey and Officer Rice stated that the Defendant
did not ask to have an attorney present . . . and they
both stated that they did not notice anything wrong with
the Defendant or that he appeared to be intoxicated or in
any other way impaired; [t]hat . . . during the time
Sergeant Athey and Officer Rice were with the Defendant,
the Defendant made no complaints of being hungry, . . .
and [defendant] admitted to shooting Deputy Stancil,
initially stating that the gun had been hidden in his
sock and it fell out of his sock and [defendant]
subsequently made a statement; [t]hat some yes and no
[questions] were asked of the Defendant and he replied
with yes or no answers . . . ; [t]hat two teachers that
had previously taught the Defendant . . . testified for
the Defendant in this matter, and both stated that . . .
at the time they saw [defendant], he was noted to be a
behaviorally emotionally handicapped person and the[y]
both stated that they did not believe that he could
understand [his] Miranda rights, but both stated that
they did not know whether he understood the Miranda
rights that were given to him or not; [t]hat [Dr.] George
Baroff also testified for the Defendant as an expert in
the field of psychology with a speciality [sic] in mental
retardation and a speciality [sic] in evaluating the
issues of a waiver of the Miranda rights; . . . [t]hat[Dr.] Baroff testified that when he tested the Defendant
. . . on the 19th of December [Dr. Baroff]. . . found
that [defendant] had a reading comprehension IQ of 62;
[t]hat it was [Dr. Baroff's] opinion that the Defendant
did not understand his rights because of the mode of
presentation of the rights as he understood it and based
on his interview with [defendant] and from what he
understood about the case; [however, Dr.] Baroff did
testify that he did not know whether the Defendant
understood the rights form or not; [t]hat there was
evidence presented that the Defendant had been involved
in other criminal activity in 1996 and that at that time
a waiver of rights form was read to him in basically the
same manner that Officer Corwin read the rights to him,
and in 1996 this rights form was explained to [defendant]
by Officer Walter, and it was Officer Walter's testimony
that the Defendant understood the waiver of rights at
that time . . . . Based on the foregoing findings of
fact and based on the totality of the circumstances, the
[c]ourt makes the following conclusions of law: That the
Defendant knowingly, intelligently, and voluntarily
waived his Miranda rights before making any statements to
the officers herein; [t]hat based thereon, the [c]ourt
hereby denies the Defendant's motion to suppress his
confession in this case.
Defendant contends that the trial court's findings do not
support its conclusions that his post-arrest statements were made
voluntarily and pursuant to a knowing, voluntary, and intelligent
waiver of his Miranda rights. Specifically, defendant contends
that his subnormal intelligence and mental condition combined with
the coercive nature of the police interview to preclude a
conclusion that both his Miranda waiver and his inculpatory post-
arrest statements were made voluntarily.
First, we note that the trial court's pertinent findings are
supported by competent evidence, and are thus binding on this
Court. Perdue, 320 N.C. at 59, 357 S.E.2d at 350. At the
suppression hearing, all four of the officers who interviewed
defendant testified that the Miranda waiver was obtained, and theinterview was conducted, under non-coercive conditions. Evidence
was also presented that defendant understood his Miranda rights and
that he was not intoxicated or otherwise impaired when he made his
Miranda waiver and statements. We are bound by the trial court's
findings even where the evidence is conflicting. Buchanan, 353
N.C. at 336, 543 S.E.2d at 826.
Next, we turn to the question of whether the trial court's
findings support its conclusion that defendant's post-arrest
statements were made voluntarily and pursuant to a knowing,
intelligent, and voluntary waiver of his Miranda rights. Because
defendant's purported waiver of his Miranda rights and the
inculpatory statements arose within the same set of circumstances,
we discuss the voluntariness of the inculpatory statements as a
single issue. State v. McKoy, 323 N.C. 1, 22, 372 S.E.2d 12, 23,
sentence vacated on other grounds, 494 U.S. 433, 108 L. Ed. 2d 369
(1990). A trial court's conclusion that a defendant's statement
was given voluntarily is fully reviewable on appeal. State v.
Kemmerlin, 356 N.C. 446, 457, 573 S.E.2d 870, 880 (2002). Upon
review, this Court considers the totality of the circumstances
surrounding the defendant's statement. Id. at 458, 573 S.E.2d at
880. The many factors to be considered include the length of the
interrogation, the defendant's age and mental condition, whether
the defendant had been deprived of food or sleep, whether the
defendant was in custody, whether the defendant was deceived,
whether the defendant was held incommunicado, whether threats of
violence were made against the defendant, whether promises weremade to obtain the confession, whether the defendant's Miranda
rights were violated, and the defendant's familiarity with the
criminal justice system. State v. Hyde, 352 N.C. 37, 45, 530
S.E.2d 281, 288 (2000), cert. denied, 531 U.S. 1114, 148 L. Ed. 2d
775 (2001). The presence or absence of one or more of these
factors is not determinative. State v. Barlow, 330 N.C. 133, 141,
409 S.E.2d 906, 911 (1991).
In the instant case, the totality of the circumstances
surrounding defendant's post-arrest statements support the trial
court's conclusion that the statements were made pursuant to
defendant's knowing, intelligent, and voluntary waiver of his
Miranda rights. The trial court found that Officer Corwin advised
defendant of his Miranda rights and that Officers Corwin and
Jackson stated in their opinion that the Defendant understood his
Miranda rights as they were explained to him by Officer Corwin.
The trial court also found that defendant read aloud the portion of
the Miranda waiver form which states in essence that [defendant]
understood the form but did not desire a lawyer at that time and
desired to answer the officers['] questions and that defendant
then signed the form. The trial court also found that Officers
Mendoza, Jackson, Corwin, Rice, and Sergeant Athey each observed
that defendant did not appear intoxicated or otherwise impaired
while he was in their custody, and that each officer stated that
defendant never requested an attorney.
The trial court also made findings that two of defendant's
former schoolteachers noted [defendant] to be a behaviorallyemotionally handicapped person and that Dr. Baroff determined that
defendant had a reading comprehension IQ of 62. However, our
courts
[]have consistently held that a defendant's subnormal
mental capacity is a factor to be considered when
determining whether a knowing and intelligent waiver of
rights has been made. Such lack of intelligence does
not, however, standing alone, render an in-custody
statement incompetent if it is in all other respects
voluntary and understandingly made.
State v. Fincher, 309 N.C. 1, 8, 305 S.E.2d 685, 690 (1983)
(citations omitted). The trial court found that while neither the
schoolteachers nor Dr. Baroff believed that defendant was capable
of understanding his Miranda rights, they did not know conclusively
whether he was able to understand them or not. Further, the record
contains evidence that defendant functions at a higher mental level
than that ascribed to him by Dr. Baroff. At the suppression
hearing, each officer who participated in the interview testified
that defendant spoke and behaved rationally and coherently while
being questioned. There was testimony that during the interview,
defendant asked the officers questions concerning the evidence
against him, which is further evidence of defendant's capacity for
rational thought. The trial court's findings and the evidence of
record thus permitted a conclusion that defendant had sufficient
mental capacity to waive his Miranda rights and voluntarily make
inculpatory statements.
The trial court made findings that Officers Jackson and Corwin
interviewed defendant on 29 September 1998 from approximately 12:54
p.m. until approximately 2:50 p.m., and that Sergeant Athey andOfficer Rice thereafter questioned defendant until approximately
4:40 p.m. Our Supreme Court has held that interrogations of longer
duration than the one at hand are not so lengthy as to render them
coercive. State v. Greene, 332 N.C. 565, 580, 422 S.E.2d 730, 739
(1992); State v. Morgan, 299 N.C. 191, 199-200, 261 S.E.2d 827,
832, cert. denied, 446 U.S. 986, 64 L. Ed. 2d 844 (1980). Further,
the trial court found that defendant made no complaints of being
hungry to Sergeant Athey or Officer Rice, and the record reveals
that defendant was provided with a soft drink, a cup of water, and
bathroom breaks upon request during his interview. The trial court
did not find that the police made either any threats of physical
violence against defendant or promises to him in exchange for his
Miranda waiver and statement, and the record contains no evidence
of such circumstances.
The trial court also found that defendant had some familiarity
with the criminal justice system arising from an episode in 1996
where he was questioned by police after a waiver of rights form
was read to him in basically the same manner that Officer Corwin
read the rights to him. A defendant's prior experience with the
criminal justice system, even where the experience consists of a
single prior arrest, is an important consideration in determining
whether an inculpatory statement was made voluntarily and
understandingly. Fincher, 309 N.C. at 20, 305 S.E.2d at 697.
While there is evidence that Officer Rice led defendant to
mistakenly believe that his fingerprints had been recovered from
Captain Stancil's holster, [d]eception or trickery is merely oneof the circumstances that the court may consider in looking at the
totality of the circumstances surrounding the confession. State
v. Jackson, 308 N.C. 549, 582, 304 S.E.2d 134, 152 (1983).
Standing alone, such actions are insufficient to render defendant's
inculpatory statements inadmissible. Id.
Finally, we note the trial court's finding that at no time
from the time he . . . was taken to the Law Enforcement Center on
September 29, 1998, until the time he left the Law Enforcement
Center to go to the Intake Center, did the Defendant ever, at any
time, request a lawyer . . . to be present while he was talking to
the officers in this matter. Our courts have held that:
the law in North Carolina is that the right to counsel
belongs to the defendant, and he retains it even after
counsel is appointed. Thus, the attorney may advise a
defendant, but he cannot control defendant's own exercise
of his constitutional rights. If defendant's waiver of
his right to counsel is otherwise voluntary, knowing, and
intelligent, his lawyer's wishes to the contrary are
irrelevant.
State v. Reese, 319 N.C. 110, 135, 353 S.E.2d 352, 366 (1987)
(citations omitted) (overruled on other grounds by State v. Barnes,
345 N.C. 184, 233, 481 S.E.2d 44, 71 (1997), cert. denied, 523 U.S.
1024, 140 L. Ed. 2d 473 (1998)). We are bound by the trial court's
finding that defendant never requested an attorney, since that
finding is supported by competent evidence. Perdue, 320 N.C. at
59, 357 S.E.2d at 350. Despite the trial court's findings that (1)
Harold Bender was appointed to represent defendant on the day
defendant was arrested; (2) Bender arrived at the LEC shortly after
defendant's interview began and repeatedly requested that he be
allowed to see defendant, to no avail; and (3) Sergeant Athey knewof Bender's presence at the LEC and ordered that Bender not be
allowed onto the second floor, we must therefore conclude that the
actions of the police in not allowing Bender to see defendant at
the LEC did not invalidate defendant's Miranda waiver or
statements. Moran v. Burbine, 475 U.S. 412, 422, 89 L. Ed. 2d 410,
421 (1986) (rejecting the argument that police refusal to inform
defendant of his attorney's attempts to reach him undermines
validity of defendant's otherwise proper waiver); State v. Hyatt,
355 N.C. 642, 658, 566 S.E.2d 61, 72 (2002), cert. denied, ___ U.S.
___, 154 L. Ed. 2d 823 (2003) (an otherwise intelligent, knowing,
and voluntary waiver of Fifth Amendment rights is unaffected by a
suspect's lack of knowledge about his or her attorney's wishes or
efforts).
For the foregoing reasons, we conclude that the totality of
the circumstances supported the trial court's conclusion that
defendant knowingly, intelligently, and voluntarily waived his
Miranda rights and that his post-arrest statements were made
voluntarily. We find no error in the denial of defendant's motion
to suppress the statements, and this assignment of error is
overruled.
II.
Next, defendant assigns error to the trial court's denial of
his pre-trial motion that he be declared incompetent to stand
trial. Specifically, defendant contends that by finding Dr. Mathew
did not render an opinion as to defendant's competency, the trial
court did not properly consider Dr. Mathew's testimony at thecompetency hearing. We find this assignment of error to be without
merit.
Our legislature has expressly provided that a defendant may
not be tried, convicted, sentenced or punished for a crime when
by reason of mental illness or defect he is unable to
understand the nature and object of the proceedings
against him, to comprehend his own situation in reference
to the proceedings, or to assist in his defense in a
rational or reasonable manner.
N.C. Gen. Stat. § 15A-1001(a) (2001). At the competency hearing,
defendant's counsel conceded that defendant was able to understand
the nature and object of the proceedings against him and to
comprehend his situation in reference to the proceedings.
Therefore, defendant's motion was based solely on his contention
that he was unable to assist in his defense in a rational or
reasonable manner.
A defendant who moves under N.C. Gen. Stat. § 15A-1001 for a
determination that he is incapable of proceeding bears the burden
of persuasion.
State v. Baker, 312 N.C. 34, 43, 320 S.E.2d 670,
677 (1984). The court's findings of fact as to defendant's mental
capacity are conclusive on appeal if supported by the evidence.
Id.
In the instant case, defendant and the State each offered two
expert witnesses at the competency hearing. The trial court made
the following pertinent findings of fact and conclusions of law:
That the [c]ourt heard testimony from Dr. George Baroff,
who . . . was admitted as an expert in the field of
mental retardation . . . ;[t]hat it was the opinion of
Dr. Baroff, that the Defendant would be extraordinarily
at a disadvantage about what evidence the Defendant would
be able to help his attorneys present in a trial of thismatter based on the psychological testing that he had
done[;] . . . [t]hat on cross-examination by the State,
Dr. Baroff . . . said that the defendant indicated to him
that the key facts of this case were the bullet, the
witness against him, and that he was out there at the
time, which so indicates to the [c]ourt he is fully aware
of what he's facing[;] . . . [t]hat the [c]ourt further
heard testimony from . . . Dr. Roy Mathew, who is an
expert in the field of psychiatry . . . [a]nd that Dr.
Mathew was primarily attempting to determine the effect
of the Defendant's alcohol and drug abuse on his mental
status, and that due to the failure to cooperate, he was
frustrated in that regard, and . . . the [c]ourt doesn't
find he gave an opinion as to what the competency of the
Defendant to proceed in this matter was[;] [t]hat the
[c]ourt further heard testimony from Dr. Nicole Wolfe,
who testified that she spent time interviewing the
Defendant . . . [and] [t]hat she found no evidence of .
. . active mental illness[;] . . . [t]hat it was her
opinion that [defendant] was competent to stand trial,
that he was able to assist his attorneys if he chose to
do so, . . . it was her opinion that [defendant] was not
mentally retarded[;] . . . [t]hat Dr. Wolfe stated that
the history of bacterial meningitis was about as minor .
. . as one could have, and that there was no evidence of
any mental disabilities as a result of that[;] . . .
[t]hat there was further [testimony] from Dr. [sic] Bart
Abplanalp . . . [w]ho was a clinical psychologist, and
who also had administered psychological testing of the
Defendant . . . that [Abplanalp's] belief was that the
Defendant was malingering . . . that there was a noted
difference in [defendant's] behavior in informal[ly]
talking to him, and also in the formal test[;] [t]hat he
believed [defendant] was performing poorly on purpose[;]
[t]hat [defendant's] school records failed to show any
mental retardation[;] . . . [t]hat it was his opinion,
that the Defendant definitely understood the legal
system. That based on the foregoing findings of fact,
the [c]ourt concludes as a matter of law that the
Defendant . . . is able to assist in his defense in a
rational and reasonable manner, and that he's competent
to stand trial.
We find that the trial court's findings of fact are amply
supported by the evidence received at the competency hearing, and
are therefore binding on this Court.
Baker, 312 N.C. at 43, 320
S.E.2d at 677 (1984). Both Dr. Wolfe and Mr. Abplanalp testified
that, based on their interviews with defendant and reviews of histest results and school and medical records, they believed that
defendant did not suffer from any active mental illness and that he
was competent to stand trial. Defendant's recitation to Dr. Baroff
of the key facts of the case against him also supports the
conclusion that defendant was able to assist in his defense in a
rational and reasonable manner.
With respect to Dr. Mathew's testimony, the trial court's
finding that he did not give an opinion as to defendant's
competency to proceed was supported by the evidence, and this
finding is therefore conclusive on appeal.
Id. When asked whether
he had an opinion as to whether defendant could assist in his own
defense in a rational and reasonable manner, Dr. Mathew replied
that he tried to explain to [defendant] what my role was . . . he
didn't seem to be able to comprehend it at all . . . we didn't get
very far. When asked whether defendant could make a reasonable
and rational decision regarding acceptance of a potential juror,
Dr. Mathew replied [t]hat's a difficult question for me to answer,
because that's more for a neuropsychologist to answer . . . my own
opinion would be that he would have a hard time doing that.
Finally, when asked whether defendant could reasonably and
rationally decide what evidence to present, or what witnesses to
call, Dr. Mathew replied that's outside of my limits of expertise.
I would expect him to have difficulties. We find that this
evidence supports the trial court's finding that Dr. Mathew did not
give an opinion as to defendant's competency to proceed, andtherefore the trial court did properly consider his testimony at
the competency hearing. This assignment of error is overruled.
We hold, for the reasons stated herein, that defendant
received a trial free of any error.
No error.
Chief Judge EAGLES and Judge MCCULLOUGH concur.
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