1. Appeal and Error_mootness_likelihood of repeated action
The issue of whether DMV could disregard a limited driving privilege granted by a court
was not moot even though the original revocation and the limited privilege had expired by the
time of the Court of Appeals decision. It is reasonably likely that DMV could repeat its action in
considering future cases.
2. Jurisdiction_subject matter_limited driving privilege issued by court_invalidated by
DMV
The trial court had subject matter jurisdiction to consider the DMV's invalidation of a
limited driving privilege because the court that issues a judgment (the limited privilege) is the
appropriate court in which to seek enforcement of the judgment, and because the General
Assembly specifically designated the district court to determine both civil and criminal remedies
in N.C.G.S. § 20-179.3.
3. Motor Vehicles_invalidation of limited driving privilege--DMV--personal
jurisdiction
The district court had personal jurisdiction over the DMV in an action concerning DMV's
invalidation of a court-issued limited driving privilege. The district attorney is in privity with
DMV because this involves a single criminal proceeding and because N.C.G.S. § 20-179.3
implicitly places the district attorney in privity with DMV for purposes of limited driving
proceedings.
4. Immunity_sovereign_limited driving privilege_action to enforce against State
The State's enactment of N.C.G.S. § 20-179.3 waived sovereign immunity for
enforcement of a limited driving privilege granted by a court and invalidated by DMV.
5. Constitutional Law; Motor Vehicles_separation of powers_due process_limited
driving privilege_granted by court_invalidated by DMV
DMV violated both due process and separation of powers by unilaterally invalidating a
limited driving privilege which had been granted as a judgment by a district court. The court was
not notified and took no action to vacate its order.
Judge EAGLES dissenting.
Attorney General Roy Cooper, by Assistant Attorney General
Jeffrey R. Edwards, for the State.
The Robinson Law Firm, by Leslie S. Robinson, and Law Offices
of Keith A. Williams, P.A., by Keith A. Williams, for
defendant-appellee.
HUDSON, Judge.
The pertinent background of this appeal is as follows: On 3
August 2001, Jeffrey Bowes pled guilty to driving while impaired
and was sentenced as a Level 5 offender. At the time of his plea,
Bowes was nineteen years old. Judge Joseph A. Blick ordered Bowes
placed on twelve months of unsupervised probation, to pay $290.00
in costs and fines, to obtain a substance abuse assessment, to
surrender his driver's license, to complete 24 hours of community
service, to submit to any test for the detection of alcohol or
drugs requested by a law enforcement officer, and not to operate a
motor vehicle until properly licensed to do so.
On 6 August 2001, Judge David A. Leech signed an order in the
same file (00 CR 64316) granting Bowes a limited driving privilege.
By letter of 13 August 2001, the Division of Motor Vehicles (DMV)
notified Bowes that the DMV considers the [limited driving]
privilege void and our records will not indicate [that he] has a
limited driving privilege. Bowes then filed a Motion in the
Cause for Contempt and for Injunctive Relief in the DWI case
seeking to have the court hold the DMV in criminal and/or civil
contempt for refusing to honor the limited driving privilege and
seeking to enjoin the DMV from denying him a limited driving
privilege.
On 10 December 2001, District Court Judge Charles M. Vincent
entered an Order in which he concluded that the DMV's actions ininvalidating Bowes' limited driving privilege violated the
separation of powers doctrine and also violated Bowes'
constitutional rights to due process and equal protection. The
pertinent conclusions of law are as follows:
5. That G.S. 20-179.3(k) authorizing the
Division of Motor Vehicles to reject and
invalidate a Limited Driving Privilege Order
issued by a District Court Judge without
notice to the Defendant and an opportunity to
be heard before the Judge, violates the
separation of powers doctrine of the North
Carolina Constitution by vesting judicial
authority in an agency of the executive
branch;
6. That the Division of Motor Vehicles has no
authority to unilaterally reject a Criminal
Judgment ordered and issued by a District
Court Judge;
7. That the Division of Motor Vehicles
without proper notification to the Court and
by its inconsistent treatment of such
privileges to other drivers similarly situated
to the Defendant, has violated the Defendant's
Federal and State Constitutional rights to
equal protection of the law, and that there is
no rational or reasonable basis for the
Division's decision to treat the Defendant
differently from other drivers who are
similarly situated (that is, differently from
other drivers who were also over eighteen
years of age but under twenty-one years of age
at the time they committed the offense of
DWI);
8. That the Division of Motor Vehicles'
actions in denying a privilege to the
Defendant and invalidating the Court's
Criminal Judgment has been arbitrary and
capricious and is in violation of Defendant's
procedural due process of law[.]
Judge Vincent further determined that the DMV was collaterally
estopped from contesting or relitigating the issue because the DMV
had failed to object to the court's ruling on 6 August 2001 that
found that Bowes was eligible for a limited driving privilege, thatthe State has impliedly waived its sovereign immunity to a limited
extent by the enactment of G.S. . 20-179.3, and that the DMV had
the ability to comply with the orders entered by Judge Blick on 3
August 2001 and Judge Leech on 6 August 2001.
The State filed notice of appeal to this Court. Following a
hearing, the district court dismissed the appeal, concluding that
appeal should have been filed with the superior court within ten
days of the order. The State filed a petition for writ of
certiorari in this Court, which we allowed. Thus, the case is
properly before us. For the following reasons discussed below, we
affirm.
A. Subject Matter Jurisdiction
[2] The State first argues that the trial court lacked subject
matter jurisdiction over the issues presented and lacked personal
jurisdiction over the DMV. We disagree.
G.S. § 20-179.3(a) provides that [a] limited driving
privilege is a judgment issued in the discretion of a court for
good cause shown. Subsection (d) provides that the application
for a limited driving privilege may be made at or after the time of
sentencing in the criminal matter to the judge presiding over the
defendant's criminal trial or to the Chief District Court Judge,
and no hearing may be held until a reasonable time after notice is
given to the district attorney's office. Thus, we conclude that,
as with other judgments, the appropriate court in which to seek
enforcement of the judgment issuing the limited driving privilege
is the court that issued the judgment.
Here, the district court granted Bowes a limited drivingprivilege on 6 August 2001. On 13 August 2001, the DMV sent Bowes
the letter informing him that it considered the limited driving
privilege void. Bowes then filed a motion in the cause for
contempt and injunctive relief in the DWI case, in an attempt to
have the court order the DMV to honor the limited driving
privilege. The State argues that since Bowes sought both civil and
criminal remedies, that Bowes' proper avenue to enforce the
judgment was in a separate civil action. However, in G.S. . 20-
179.3, the General Assembly has specifically designated the
district court to determine both civil and criminal remedies.
Thus, the district court was the appropriate forum to pursue these
remedies, as well as the underlying judgment.
B. Personal Jurisdiction
[3] The State also argues that the district court lacked
personal jurisdiction over the DMV and, thus, any order issued
compelling the DMV to act is a nullity. We disagree.
In Brower v. Killens, this Court held that the district
attorney and the DMV were in privity and as such the DMV was
collaterally estopped from relitigating probable cause
determinations made in a prior DWI case in which the district
attorney was a party. 122 N.C. App. 685, 472 S.E.2d 33 (1996),
disc. review denied, 345 N.C.625, 481 S.E.2d 86 (1997). Indeed,
the Brower Court noted that as DMV is also a servant of the people
. . ., we conclude the district attorney and DMV actually represent
the same interest in driving while impaired cases -- that of the
citizens of North Carolina in prohibiting individuals who drive
under the influence of intoxicating substances from using theirroads. Id. at 688, 472 S.E.2d at 35.
Although the Brower Court limited its holding to collateral
attacks upon probable cause determinations, we find it easily
distinguishable because the Brower decision was based upon the
fundamental difference between criminal prosecutions and civil
license revocation proceedings. Id. at 690, 472 S.E.2d at 36.
Here, we are faced not with two separate proceedings -- one
criminal and one civil -- rather, we are faced with a single
criminal proceeding. In addition, we note that section 20-179.3
mandates that the district attorney receive notice of the
application for a limited driving privilege prior to a hearing on
such. Since the DMV is the intended audience of a limited driving
privilege, the statute implicitly places the district attorney in
privity with the DMV for purposes of limited driving proceedings.
C. Sovereign Immunity
[4] The State further contends that Bowes is barred by
sovereign immunity from seeking to hold the DMV in contempt or from
seeking injunctive relief against the DMV. We note that the
doctrine of sovereign immunity does bar the Court from holding the
DMV in contempt because the State has not waived immunity to that
extent. N.C. Dept. of Transportation v. Davenport, 334 N.C. 428,
432 S.E.2d 303 (1993) (sovereign immunity bars the court from
holding administrative agencies in contempt). However, the
district court, having jurisdiction over the parties and the
subject matter, could properly enter and enforce its judgment. See
Jones v. Brinson, 238 N.C. 506, 509, 78 S.E.2d 334, 337 (1953)
(Jurisdiction is the power of a court to decide a case on itsmerits; it is the power of a court to inquire into the facts, to
apply the law, and to enter and enforce judgment). Sovereign
immunity acts as a bar to suit against the State unless the State
has given consent to be sued or the legislature has waived
immunity. Wood v. N.C. State Univ., 147 N.C. App. 336, 338, 556
S.E.2d 38, 40 (2001), disc. review denied, 355 N.C. 292, 561 S.E.2d
887 (2002). We agree with the trial court that, by enacting G.S.
. 20-179.3, the State has given the court the authority to order
the state agency (DMV) to issue a limited driving privilege. Thus,
we conclude that the State has waived immunity for the purposes of
enforcement of such order.
D. Separation of Powers
[5] The State next argues that the trial court erred in
determining that the statutory scheme through which the DMV
invalidated Bowes' limited driving privilege violates the
separation of powers doctrine, and, to the contrary, that the DMV,
an agency of the executive branch, has the authority to disregard
judgments entered by a court when the DMV believes that the
judgments do not comply with the law.
G.S. . 20-179.3(e) provides that [a] limited driving
privilege issued under this section authorizes a person to drive if
his license is revoked solely under G.S. 20-17(a)(2) . . .; if the
person's license is revoked under any other statute, the limited
driving privilege is invalid. Further, subsection (k) provides
that [i]f the limited driving privilege is invalid on its face,
the Division must immediately notify the court and the holder of
the privilege that it considers the privilege void and that theDivision records will not indicate that the holder has a limited
driving privilege. The DMV argues that since Bowes was under the
age of 21 at the time he was convicted of driving while impaired,
his license was revoked under both section 20-17(a)(2) (impaired
driving) and 20-13.2(b) (impaired driving while under the age of
21). Thus, his license was not revoked solely under G.S. 20-
17(a)(2), and therefore the limited driving privilege was invalid
on its face. Although true, for the following reasons, we affirm
the district court.
Article I, section 6 of the North Carolina Constitution is
entitled separation of powers and provides that the legislative,
executive, and supreme judicial powers of the State government
shall be forever separate and distinct from each other. Article
IV, section 1 provides that the judicial power of the state shall
be vested in the General Court of Justice, and that [t]he General
Assembly shall have no power to deprive the judicial department of
any power or jurisdiction that rightfully pertains to it as a co-
ordinate branch of the government. Further, in Article IV,
section 3, the General Assembly has the authority to vest in
administrative agencies . . . such judicial powers as may be
reasonably necessary as an incident to the accomplishment of the
purposes for which the agencies were created. Appeals from
administrative agencies shall be to the General Court of Justice.
G.S. . 20-179.3(a) specifically provides that [a] limited
driving privilege is a judgment issued in the discretion of a court
for good cause shown. (emphasis added). This Court has previously
held that: a judgment of a Superior Court must be honored
unless the judgment is void. Where a court
has authority to hear and determine the
questions in dispute and has control over the
parties to the controversy, a judgment issued
by the court is not void, even if contrary to
law. Such a judgment is voidable, but not
void ab initio, and is binding until vacated
or corrected.
Hamilton v. Freeman, 147 N.C. App. 195, 204, 554 S.E.2d 856, 861
(2001), disc. review denied, 355 N.C. 285, 560 S.E.2d 802 (2002)
(citations omitted).
G.S. . 20-179.3 specifically vests the district court with
jurisdiction to issue limited driving privileges. Also, having
previously held that the court had jurisdiction over the DMV in
this matter, we hold that the judgment granting Bowes a limited
driving privilege is not void, even if entered contrary to law.
See id.
Though the North Carolina Constitution empowers the General
Assembly to grant administrative agencies certain judicial powers,
it may not do so in a way that violates the separation of powers
doctrine. By enacting G.S. . 20-197.3, which allows the DMV to
invalidate a judgment of the court, the General Assembly has, in
effect, given the DMV the power to reverse the district court. The
North Carolina Constitution, specifically Article IV, section 3,
does not permit an administrative agency of the executive branch to
exercise appellate review of decisions of the General Court of
Justice. To the contrary, it provides that appeals from
administrative agencies shall be to the General Court of Justice.
This vesting of what is essentially appellate power in the DMV, we
believe, violates the separation of powers doctrine of ourConstitution. Thus, we conclude that by allowing the DMV to, in
essence, invalidate a properly entered court order, G.S. . 20-
179.3(k) violates the provisions requiring separation of powers
contained in Article I, section 6; Article IV, section 1; and
Article IV, section 3 of the North Carolina Constitution.
We find strong support for our conclusion in Hamilton. There,
plaintiffs were inmates under the control of the North Carolina
Department of Corrections serving prison terms resulting from plea
agreements. Plaintiff Hamilton was serving a fourteen-year
sentence as a Committed Youth Offender (CYO). At the time, CYO's
were eligible for parole consideration immediately upon entering
DOC's custody. However, when Hamilton entered DOC's custody, DOC
determined that Hamilton did not qualify for CYO status under our
General Statutes and refused to consider her for immediate parole.
Similarly, plaintiffs Hayes and Huggins entered into plea
agreements with the State, whereby the trial court sentenced them
to concurrent terms of imprisonment. However, Hayes and Huggins
were statutorily ineligible for concurrent sentences, and upon
entering DOC's custody, DOC informed them that their sentences
would run consecutively rather than concurrently. The trial court
granted plaintiffs' declaratory relief, and the DOC appealed.
Addressing the issue of the propriety of DOC's actions, this
court held that:
It is well established that a judgment of a
Superior Court must be honored unless the
judgment is void. Where a court has authority
to hear and determine the questions in dispute
and has control over the parties to the
controversy, a judgment issued by the court is
not void, even if contrary to law. Such a
judgment is voidable, but not void ab initio,and is binding until vacated or corrected.
Because the sentencing courts had authority
over the disputes and control over the
parties, the resulting judgments were not void
and must be honored as received by DOC.
Furthermore, we note that [t]he
legislative, executive, and supreme judicial
powers of the State government [are] . . .
separate and distinct from each other. The
Department of Correction is a part of the
executive branch of North Carolina. By
independently amending judgments to reflect
compliance with DOC's interpretation of
statutory authority, DOC has usurped the power
of the judiciary, thereby violating separation
of powers.
Hamilton, 147 N.C. App. at 204, 554 S.E.2d at 861 (citations
omitted).
Here, Bowes was issued a limited driving privilege, in the
form of a judgment, by the district court pursuant to G.S. . 179.3.
Acting unilaterally under G.S. . 20-179.3(k), the DMV notified
Bowes that the DMV determined that the limited driving privilege
was invalid and that it considered the judgment void. Such an
action, in which the DMV invalidates a court order, without the
court itself taking any action to vacate or amend the order, thus
violates the separation of powers clause of our Constitution.
In addition, we agree with the trial court that, by
invalidating Bowes' limited driving privilege without returning to
court, or even notifying the court in accordance with the statute
and its usual procedure, the DMV has violated Bowes' rights to due
process of law.
Affirmed.
Judge MCGEE concurs.
Chief Judge EAGLES dissents.
EAGLES, Chief Judge, dissenting.
Because the doctrine of sovereign immunity bars all in
personam contempt proceedings against the State and its
administrative agencies; and because the action, as filed, was
insufficient to give the district court either personal or subject
matter jurisdiction, I respectfully dissent.
I begin by noting that I agree with the conclusion reached in
section D of the majority opinion: To the extent that G.S. 20-
179.3(k) permits the DMV to unilaterally invalidate a properly
entered court order, it violates the separation of power provisions
of the North Carolina Constitution. See N.C. Const. art. I, § 6.
Accord Hamilton v. Freeman, 147 N.C. App. 195, 204, 554 S.E.2d 856,
861 (2001), disc. review denied sub nom., Hamilton v. Beck, 355
N.C. 285, 560 S.E.2d 802 (2002); Thomas v. N.C. Dept. of Human
Resources, 124 N.C. App. 698, 706-10, 478 S.E.2d 816, 821-23
(1996), aff'd per curiam, 346 N.C. 268, 485 S.E.2d 295 (1997).
However, for the following reasons, I believe the district court
was without authority to enter the order that is at issue in this
case.
First, our contempt statutes refer generally to persons. 'In
common usage, the term 'person' does not include the sovereign and
statutes employing the word are ordinarily construed to exclude
it.' N. C. Dept. of Transportation v. Davenport, 334 N.C. 428,
431-32, 432 S.E.2d 303, 305 (1993)(citations omitted). Accordingly,
the doctrine of sovereign immunity bars the State and its
administrative agencies, as entities, from being held in contempt.
Id. at 430, 432 S.E.2d at 304. Sovereign immunity also bars theissuance of injunctions against the State and its administrative
agencies, as entities, because an injunction . . . use[s] the in
personam contempt power of the court . . . . Orange County v. N.
C. Dept. of Transportation, 46 N.C. App. 350, 385, 265 S.E.2d 890,
912, disc. review denied, 301 N.C. 94, ___ S.E.2d ___ (1980).
Here, defendant sought to have DMV . . . adjudged in willful
criminal and/or civil contempt, and [a] preliminary and permanent
injunction issue[d] from the court restraining and enjoining DMV
from denying the defendant a limited driving privilege . . . .
(Emphasis added.) Nowhere in his motion did defendant seek to have
any individual officer of the DMV held in contempt or enjoined.
Furthermore, the district court entered an order enjoining the
Division of Motor Vehicles from denying the Defendant a Limited
Driving Privilege[.] (Emphasis added.) Since all of the remedies
prayed for and granted were directed toward the North Carolina
Division of Motor Vehicles, as an entity, and not toward any
individual public officer, I would hold that the doctrine of
sovereign immunity barred the district court from granting the
prayed for relief.
The majority reasons that by enacting G.S. 20-179.3 and giving
the court the authority to order the DMV to issue a limited driving
privilege, the State has by necessary implication waived its
sovereign immunity for purposes of enforcing these orders. I
disagree. The State and its governmental units can only be deprived
of sovereign immunity by a 'plain, unmistakable mandate' of the
lawmaking body. Wood v. N.C. State University, 147 N.C. App. 336,
338, 556 S.E.2d 38, 40 (2001)(citations omitted), disc. reviewdenied, 355 N.C. 292, 561 S.E.2d 887 (2002). [Sovereign immunity]
should not and cannot be waived by indirection or by procedural
rule. Id.
Our Supreme Court has concluded that there are no North
Carolina statutes in existence in which the sovereign State of
North Carolina has consented to be subject to the contempt power of
the court. Davenport, 334 N.C. at 431, 432 S.E.2d at 305. Nothing
contained in G.S. 20-179.3 purports to alter this conclusion. Since
sovereign immunity may not be waived indirectly, I would hold that
it has not been waived here.
Second, while I agree with the majority insofar as it reasons
that the district court must be able to enforce its own judgments,
I do not agree that the mechanism chosen in this case was
appropriate. Mandamus is the proper remedy to compel public
officials . . . to perform a purely ministerial duty imposed by
law, where it is made to appear that the plaintiff, being without
other adequate remedy, has a present, clear, legal right to the
thing claimed and it is the duty of the respondents to render it to
him. Hamlet Hospital and Training School for Nurses, Inc. v. Joint
Committee on Standardization, 234 N.C. 673, 680, 68 S.E.2d 862, 867
(1952). Although the statutory authority for the special remedy of
mandamus by civil action has been repealed, see G.S. 1-511 et seq.,
the remedy formerly provided by the writ of mandamus is still
available . . . and the substantive grounds for granting the remedy
as developed under our former practice still control. Fleming v.
Mann, 23 N.C. App. 418, 420, 209 S.E.2d 366, 368 (1974)(citation
omitted)(emphasis added). See also G.S. 4-1 (2001)(declaring allparts of common law not otherwise repealed or abrogated in full
force and effect). Moreover, in this State, where the court
exercises both legal and equitable jurisdiction, in a suit against
a public official or board there is no practical difference in the
results to be obtained by the common-law remedy of mandamus and the
equitable remedy of mandatory injunction. Sutton v. Figgatt, 280
N.C. 89, 92, 185 S.E.2d 97, 99 (1971) (emphasis added). However,
neither a mandamus nor an injunction is effective against the
public office; rather, they both use the in personam contempt power
of the court to coerce the individual public officer in the
performance of a plain duty or to prevent the official from taking
actions outside of his legal authority. Orange County, 46 N.C.
App. at 384-85, 265 S.E.2d at 912 (citations omitted)(emphasis
added).
Here, defendant did not seek relief against any individual
public officer; rather, defendant sought a court order directing
that the DMV, as an entity, comply with the order granting him a
limited driving privilege. Therefore, notwithstanding the
sufficiency of the remaining factual allegations, see Figgatt, 280
N.C. at 92, 185 S.E.2d at 99 (where allegations sufficiently allege
cause of action for mandamus, the court may treat it as a petition
and grant the appropriate relief), defendant's motion fails as a
matter of law to sufficiently invoke the district court's subject
matter jurisdiction to grant either mandamus or a mandatory
injunction.
Furthermore, [d]ue service of process is necessary to subject
a party to the jurisdiction of the court. Southern Mills, Inc. v.Armstrong, 223 N.C. 495, 496, 27 S.E.2d 281, 282 (1943).
'Jurisdiction in case of actions in personam can only be acquired
by personal service of process within the territorial jurisdiction
of the court . . . and unless jurisdiction of the party can be
acquired, the attempted procedure is a nullity . . . .' Id. at
497, 27 S.E.2d at 282 (citation omitted).
It is well established that a court may obtain
personal jurisdiction over a defendant only by the
issuance of summons and service of process by one of the
statutorily specified methods. Absent valid service of
process, a court does not acquire personal jurisdiction
over the defendant and the action must be dismissed.
Glover v. Farmer, 127 N.C. App. 488, 490, 490 S.E.2d 576, 577
(1997)(citations omitted), disc. review denied, 347 N.C. 575, 502
S.E.2d 590 (1998). See N.C.R. Civ. P. 4(j)(1).
Here, no complaint or petition was filed instituting the
action. Likewise, no summons was issued and neither a complaint nor
a summons were served on any DMV officer. While DMV, as an entity
was given notice of the hearing and DMV's attorneys appeared on the
agency's behalf, this was insufficient to establish personal
jurisdiction over any individual DMV officer. Accordingly, I would
hold that the district court lacked personal jurisdiction over the
proper party defendants.
For all the foregoing reasons, I would hold that the decision
of the trial court should be reversed.
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