LARRY TABOR, AMANDA TABOR, HENRY ALVIN TABOR, and NORMA JEAN
TABOR,
Plaintiffs,
v
.
COUNTY OF ORANGE, ORANGE COUNTY HEALTH DEPARTMENT, ORANGE COUNTY
PLANNING DEPARTMENT, DAVID HECHT in his capacity as Environmental
Health Specialist of the Orange County Health Department,
Defendants.
Steffan & Associates, P.C., by Kim K. Steffan for plaintiffs.
Womble Carlyle Sandridge & Rice, PLLC, by Mark A. Davis and
Tamara P.W. Desai for defendants.
WYNN, Judge.
In North Carolina, the doctrine of sovereign immunity
generally bars actions against governmental entities and public
officers for acts arising out of their performance of governmental
functions. The plaintiffs brought the subject action alleging that
defendants negligently misrepresented whether certain property was
suitable for supporting a septic tank for a mobile home. Because
we hold that the function of approving or denying septic tank
permits is a governmental function, we reverse the trial court's
denial of summary judgment, and remand for entry of summary
judgment in favor of defendants.
The underlying facts to this appeal show that Larry Tabor andhis wife, Amanda, wanted to subdivide their property in Orange
County and place a mobile home on the property for their parents,
Henry Alvin Tabor and his wife Norma Jean. Before embarking upon
the approval process with the Orange County Planning Department,
the Tabors submitted an improvement permit application to the
Orange County Health Department for a determination of whether the
soil could support another septic system. David Hecht, an
Environmental Health Specialist for the Orange County Health
Department, conducted the site evaluation. The results of Mr.
Hecht's analysis are in dispute. Whereas the Tabors contend Mr.
Hecht represented the septic tank permit would be approved, the
governmental-entity defendants contend Mr. Hecht informed them he
would need certain information from the survey before a
determination could be made.
Nevertheless, the Tabors continued with their plans by
starting the approval process with the planning department,
constructing a road, and buying a mobile home for the property.
The planning department sent a letter to the Tabors containing a
list of preconditions for the approval of their minor subdivision
application, which included the approval of the final plat by the
Orange County Health Department. Afterwards however, the Health
Department denied their application giving rise to this action
against defendants for negligent misrepresentation. In response,
defendants claimed sovereign immunity and on their motion for
summary judgment, the trial court dismissed all claims except for
the Tabors' negligent misrepresentation claim. Defendants appeal. As an initial matter, we note defendants' appeal of the order
partially denying summary judgment is interlocutory. However
appeals raising issues of governmental or sovereign immunity
affect a substantial right sufficient to warrant immediate
appellate review. Reid v. Town of Madison, 137 N.C. App. 168,
170, 527 S.E.2d 87, 89 (2000). Accordingly, defendants' appeal is
properly before this court.
As a general rule, the doctrine of governmental, or
sovereign, immunity bars actions against, inter alia, the state,
its counties, and its public officials sued in their official
capacity. Messick v. Catawba County, North Carolina, 110 N.C.
App. 707, 714, 431 S.E.2d 489, 493 (1993). This doctrine applies
where the entity sued is being sued for the performance of a
governmental, rather than a proprietary, function. Id. It is
inapplicable, however, where the state has consented to suit or has
waived its immunity through the purchase of liability insurance.
Messick, 110 N.C. App. at 714, 431 S.E.2d at 493-94. Absent
consent or waiver, the immunity provided by the doctrine is
absolute and unqualified. Messick, 110 N.C. App. at 714, 431
S.E.2d at 494.
Plaintiffs have not alleged defendants consented to suit or
waived their immunity. Therefore, for plaintiffs' suit to proceed,
defendants must have been engaged in a proprietary, rather than a
governmental, function. See Clark v. Burke Cty., 117 N.C. App.
85, 450 S.E.2d 747 (1994)(explaining that absent an allegation to
the effect that immunity has been waived, the complaint fails tostate a cause of action against the county); Hickman v. Fuqua, 108
N.C. App. 80, 83, 422 S.E.2d 449, 451 (1992)(stating governmental
immunity does not apply when the municipality engages in a
proprietary function). Indeed, on appeal, plaintiffs contend that
defendants are not entitled to the benefits of sovereign immunity
because they engaged in proprietary functions rather than
governmental functions.
The test for determining whether an activity is governmental
or proprietary is if the undertaking of the municipality is one in
which only a governmental agency could engage, it is governmental
in nature. It is proprietary and 'private' when any corporation,
individual, or group of individuals could do the same thing.
Hickman, 108 N.C. App. at 83, 422 S.E.2d at 451. Plaintiffs argue
that although permit approval or denial may be governmental, the
specific duties performed by sanitarians, including those outlined
in N.C. Gen. Stat. § 130A-336 et seq., should be classified as
proprietary because a fee was charged and because private soil
scientists could advise whether the soil is suitable for a septic
system. We disagree.
Plaintiffs stated goal was to obtain an opinion as to whether
a permit for septic tank installation would be approved by the
county health department prior to making any changes to their
property; thus, the present lawsuit for negligent misrepresentation
arises out of defendants' alleged opinion as to whether the permit
would be approved. Our legislature has vested the Department of
Health and Human Services via the local boards of health with theauthority to approve and regulate wastewater systems, including
septic tank systems. See N.C. Gen. Stat. § 130A-334 et seq.
(2001); EEE-ZZZ Lay Drain Co. v. North Carolina Dept. of Human
Resources, 108 N.C. App. 24, 28, 422 S.E.2d 338, 341 (1992),
overruled on other grounds by Meyer v. Walls, 347 N.C. 97, 489
S.E.2d 880 (1997)(recognizing the local health departments as the
agencies responsible for approving or rejecting improvement permits
and regulating sanitary sewage systems). Thus, we conclude that
the function of approving or denying permits for septic tank
systems is a governmental function. Accordingly, plaintiffs'
misrepresentation claim against the subject defendants is barred by
sovereign immunity. See City of Winston-Salem v. Yarbrough, 117
N.C. App. 340, 349, 451 S.E.2d 358, 365 (1994)(holding that
sovereign immunity applies to the tort of negligent
misrepresentation).
Reversed and remanded.
Judges BRYANT and GEER concur.
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