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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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SHELBY J. DODSON, Widow and Personal Representative of the Estate
of JOHN E. DODSON, DECEASED, Employee, Plaintiff, v. DUBOSE
STEEL, INC., Employer, and AMERICAN MANUFACTURERS MUTUAL,
Carrier, Defendants
NO. COA02-543
Filed: 15 July 2003
Workers' Compensation_-injury and death arising out of employment--workplace assault
The Industrial Commission did not err in a workers' compensation case by concluding
that the evidence in the record supports the Commission's findings 11, 12, and 14, which in turn
support its conclusions of law, that decedent truck driver's injury and death were rooted in the
pertinent traffic merging incident involving a dispute over decedent's driving and that it arose out
of decedent's employment, because: (1) the Commission properly analyzed this case according to
assault cases when the incident was more closely analogous to a workplace assault than to any of
the factual scenarios underpinning defendant's proposed alternative theories; (2) the dispute had
as its root cause the merging incident which was related to driving and to the basic nature of
decedent's work as a truck driver; (3) neither the appreciable benefits or increased risk analysis
apply when decedent was driving his truck in the course of his business for defendant employer;
and (4) defendant failed to prove by the greater weight of the evidence that decedent's injury and
death resulted from decedent's willful intention to injure or kill himself or another.
Judge STEELMAN concurring in part and dissenting in part.
Appeal by defendants from opinion and award entered 18 January
2002 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 13 February 2003.
Lore & McClearen, by R. James Lore, and Johnson & Parsons,
P.A., by Dale P. Johnson, for plaintiff-appellee.
Hedrick, Eatman, Gardner & Kincheloe, L.L.P., by Maura K.
Gavigan and Erin D. Eveson, for defendant-appellants.
HUDSON, Judge.
Defendants Dubose Steel, Inc. (Dubose) and American
Manufacturers Mutual appeal an opinion and award entered 18 January
2002 by the North Carolina Industrial Commission that awarded
plaintiff medical expenses, death benefits and the statutory $2,000
toward burial expenses, for the injury that led to the death of her
husband. For the reasons that follow, we affirm.
BACKGROUND
Plaintiff's decedent John Dodson (Dodson), was employed by
defendant Dubose as a truck driver, and was driving a load of steel
to Virginia for his employer on 27 September 1999. As a result of
the events at issue here, Dodson was struck by a vehicle while
outside of his truck, and fell to the pavement on his head. After
several days without regaining consciousness, Dodson died. His
widow Shelby Dodson, the plaintiff, filed claims for workers'
compensation benefits due while Dodson was still alive, and for
death benefits.
The claims were consolidated and heard 27 September 2000, and,
in an opinion and award filed on 30 November 2000, Deputy
Commissioner William C. Bost found and concluded that Dodson's
injury and death arose out of and in the course of his employment,
and awarded benefits to plaintiff.
In an opinion and award filed 18 January 2002 by Commissioner
Bernadine Ballance, the Full Commission essentially re-wrote the
findings of fact and conclusions of law, but awarded the same
benefits. Defendants now appeal.
ANALYSIS
A. The Standard of Review
On appeal of a worker's compensation decision, we are limited
to reviewing whether any competent evidence supports the
Commission's findings of fact and whether the findings of fact
support the Commission's conclusions of law.
Deese v. Champion
Int'l Corp., 352 N.C. 109, 116, 530 S.E.2d 549, 553 (2000). An
appellate court reviewing a worker's compensation claim does nothave the right to weigh the evidence and decide the issue on the
basis of its weight. The court's duty goes no further than to
determine whether the record contains any evidence tending to
support the finding.
Adams v. AVX Corp., 349 N.C. 676, 681, 509
S.E.2d 411, 414 (1998) (citation and quotation marks omitted),
reh'g denied, 350 N.C. 108, 532 S.E.2d 522 (1999). In reviewing
the evidence, we are required, in accordance with the Supreme
Court's mandate to construe the Workers' Compensation Act in favor
of awarding benefits, to take the evidence in the light most
favorable to plaintiff.
Id.
The Full Commission is the sole judge of the weight and
credibility of the evidence.
Deese, 352 N.C. at 116, 530 S.E.2d
at 553. Furthermore,
the Commission does not have to explain its findings of
fact by attempting to distinguish which evidence or
witnesses it finds credible. Requiring the Commission to
explain its credibility determination and allowing the
Court of Appeals to review the Commission's explanation
of those credibility determinations would be inconsistent
with our legal system's tradition of not requiring the
fact finder to explain why he or she believes one witness
or another or believes one piece of evidence is more
credible than another.
Id. at 116-17, 530 S.E.2d at 553.
B. Appellants' Arguments
Defendants bring forward three questions presented, organized
into two arguments in their brief. In the heading of Argument I,
defendants refer to all but one of the nineteen assignments of
error. In the body of the argument, however, defendants do not
mention any specific findings by number, but argue generally that
the evidence does not support that the Commission found that
[Dodson's] injury and subsequent death arose out of his employment. In identically worded assignments of error 1 though 12, defendants
challenge findings of fact 5 through 17 as not being supported by
the competent evidence of record. Similarly, assignments of error
13 through 18 challenge, in identical language, conclusions of law
1 through 4, 6 and 7 as not supported by the evidence and as
contrary to law. Assignment of error 19 challenges the award.
We do not believe that this argument complies with the Rules of
Appellate Procedure sufficiently to bring forward challenges to any
of the specific findings of fact, with the possible exceptions of
numbers 11, 12 and 14 and conclusions 1, 2 and 4, which read as
follows:
11. The root cause of the confrontation between Dodson
and Campbell originated when Dodson, while moving
with the traffic, merged into Campbell's lane of
traffic forcing Campbell out of his lane. Neither
Dodson nor Campbell knew each other prior to this
incident. There is no evidence that Dodson intended
to force Campbell out of his lane of travel. At the
time that the root cause incident occurred, Dodson
was driving his truck in the ordinary course of his
business for defendant-employer, Dubose Steel, Inc.
which was the basic nature of his work as a truck
driver. Defendants admit that at the time Dodson
was struck by Campbell's vehicle he was an employee
of Dubose Steel, Inc.
12. John Dodson's injuries and death resulted from an
assault upon his person by a vehicle operated by
Troy Campbell. Although there had been gestures
and verbal exchanges between Campbell and
Dodson(which neither of them could hear), based on
the greater weight of the evidence, Dodson did not
have a wilful intent to injure or kill Campbell when
he exited his vehicle and walked toward the driver's
side of Campbell's vehicle. Dodson appeared to have
acted spontaneously.
* * * * *
14. Dodson's injury and death arose out of his
employment. As a result of his injury and
subsequent death, Dodson and now his estate have
incurred ambulance and medical bills for treatmentfor the time that he lived prior to death, as well
as burial expenses in excess of $2,000...
* * * * *
CONCLUSIONS OF LAW
1. The injury to John Dodson occurring on September 27,
1999 and the resulting death occurring on October 4,
1999 constituted a compensable injury by accident
arising out of and in the course of Dodson's
employment with Dubose Steel, Inc. N.C. Gen Stat.
§§ 97-2(6); 97-38.
2. John Dodson died as a result of an assault on his
person by a vehicle driven by Troy Campbell. The
assault originated from an argument based on the
manner in which Dodson drove his truck in the course
of his employment. Hegler v. Cannon Mills, 224
N.C.669, 31 S.E.2d 918 (1944).
* * * * *
4. Decedent's employment as a long distance truck
driver caused him to spend the majority of his
working hours traveling on highways and streets.
Due to the nature of decedent's work, the risk of
driver error causing tempers to flare among
strangers on the busy highways was increased.
Dodson and Campbell did not know each other so the
inciting incident was not due to personal reasons.
Assaults arise out of the employment either if the
risk of assault is increased because of the nature
or setting of the work, or if the reason for the
assault was a quarrel having its origin in the
work. A truck driver's risk of being struck by a
vehicle is a risk greater than that of the general
public. 1 Arthur Larson and Lex K. Larson, Larson's
Workers' Compensation, Desk Edition, § 8 Scope
(2000).
Thus, we will first discuss whether the evidence supports these
findings and conclusions.
After a careful review according to the standard articulated
by the Supreme Court, we conclude that evidence in the record
supports the Commission's findings 11, 12, and 14. First, Troy
Campbell, the motorist who hit Dodson, testified that his vehicle
and Dodson's tractor-trailer were trying to merge into one lane oftravel from the two in which they were traveling, when Dodson's
truck forced Campbell off the road, while Campbell was laying on
the horn when he [Dodson] was coming over. At the next stoplight,
according to Campbell and witnesses Scott Cash and Mark Davis,
Dodson got out of his truck and started walking toward Campbell,
banging his fist onto the hood of Campbell's vehicle, at which point
Campbell drove forward, striking Dodson. Several days later Dodson
died from his injuries. Campbell could not hear what, if anything,
Dodson said while walking toward Campbell's vehicle, and Campbell
testified that Dodson really didn't have any kind of facial
expression. We believe that this evidence, among much more, fully
supports the above findings of fact to the effect that Dodson's
injury and death were rooted in the driving incident.
The Full Commission chose to accept certain testimony as
credible, which is within its authority, even though there may be
evidence from which one could draw a contrary inference. Deese, 352
N.C. at 116, 530 S.E.2d at 553. As we indicated earlier, the Full
Commission is the sole judge of the weight and credibility of the
evidence and need not explain its findings of fact to justify which
evidence or witnesses it finds credible. Id. We conclude that
ample evidence in the record supported the Commission's findings of
fact.
Next, we examine whether the findings of fact support the
Commission's conclusions of law. We believe that they do. Findings
of fact numbers 11, 12, and 14, among others, support the
Commission's legal conclusions and award regarding the root cause
of Dodson's injury. In their second Question Presented, briefed as part B of
Argument I, the defendants contend that the Commission erroneously
analyzed this case according to the law pertaining to workplace
assaults. Defendant's argue that the Commission's conclusions and
award are contrary to applicable law, for three reasons. They
contend that (1) the assault cases do not apply; (2) the employer
received no appreciable benefit from Dodson's actions at the time
of the injury according to the so-called Good Samaritan cases; and
(3) that Dodson's work did not place him at increased risk of the
type of incident in which he was injured.
We conclude, however, that the Commission properly analyzed
this case according to the assault cases, because the incident was,
we believe, more closely analogous to a workplace assault than to
any of the factual scenarios underpinning defendants' proposed
alternative theories. In reaching this conclusion we are guided,
not only by the standard of review, but also by the clear and oft-
articulated mandate of the Supreme Court that, in workers'
compensation cases, the statute is to be broadly construed in favor
of awarding benefits, in view of the remedial purpose of the Act.
Hoyle v. Isenhour Brick and Tile Co., 306 N.C. 248, 293 S.E.2d 196
(1982). Since the terms of the Act should be liberally construed
in favor of compensation, deficiencies in one factor are sometimes
allowed to be made up by strength in the other. Id, 306 N.C. at
252, 293 S.E.2d at 199. Although we are mindful that the Worker's
Compensation Act was not intended to provide a general insurance
policy, our Courts have repeatedly held that [t]he Workers'
Compensation Act 'should be liberally construed to the end thatbenefits thereof should not be denied upon technical, narrow and
strict interpretation. Dildy v. MBW Invs., Inc., 152 N.C. App. 65,
73, 566 S.E.2d 759, 765 (2002), citing Roberts v. Burlington Indus.,
321 N.C. 350, 359, 364 S.E.2d 417, 423 (1988)(additional citations
omitted).
In the assault cases the analysis of arising out of turns on
whether the assault originated in something related to the job.
In the opinion and award, the Commission cites Hegler v. Cannon
Mills Co., 224 N.C. 669, 31 S.E.2d 918 (1944), as a basis for its
conclusion. There, the Supreme Court upheld an award of
compensation where the injury and death resulted from an assault
that followed a dispute between two cotton mill workers over one's
attempt to supervise the other. The Court there pointed out:
Where men are working together at the same work
disagreements may be expected to arise about the work, the
manner of doing it, as to the use of tools, interference
with one another, and many other details which may be
trifling or unimportant. Infirmity of temper, or worse,
may be expected, and occasionally blows and fighting.
Where . . . as a result of it one injures the other, it
may be inferred that the injury arose out of the
employment.
Id., 224 N.C. at 671, 31 S.E.2d at 920 (citations omitted).
Plaintiff cites a number of cases in which this Court and the
Supreme Court have held that an accidental injury is compensable
where it results from an assault rooted in the performance of
workplace duties. See Wake County Hosp. System, Inc. v. Safety
Nat'l Casualty Corp., 127 N.C. App. 33, 487 S.E.2d 789, disc. review
denied 347 N.C. 410, 494 S.E.2d 600 (1997) (holding that death
covered by workers' compensation where hospital social worker was
abducted by hospital laundry worker, who took her to anotherlocation where he raped and murdered her, where record does not
reflect whether decedent knew assailant.); Pittman v. Twin City
Laundry & Cleaners, 61 N.C. App. 468, 300 S.E.2d 899 (1983)
(upholding award of compensation where decedent was shot after an
argument over whether another worker had been fired or not.)
We believe that the findings of the Commission support the
conclusion that Dodson's injury and death originated in the traffic
merging incident, which was clearly a dispute about Dodson's
driving. Since Dodson's work primarily consisted of driving, and
his workplace comprised public roads and highways, including the one
upon which he was driving at the time of the merging incident, the
findings also support the conclusion that the assault upon Dodson
[by Campbell's vehicle] was rooted in and grew out of his
employment, and occurred in his workplace. This case is not
similar to those in which a worker has been assaulted because of a
personal relationship, unconnected to the employment. See Hemric v.
Mfg. Co., 54 N.C. App. 314, 283 S.E.2d 436 (1981), disc. review
denied, 304 N.C. 726, 288 S.E.2d 806 (1982) (employee was shot
during assault on co-worker by violent boyfriend); Robbins v.
Nicholson, 281 N.C. 234, 188 S.E.2d 350 (1972) (employee was
assaulted at workplace by estranged husband); Dildy, 152 N.C. App.
65, 566 S.E.2d 759 (2002) (employee was assaulted at work by violent
boyfriend.) Here the Commission has found as fact that the dispute
had as its root cause the merging incident, which was related to
driving and to the basic nature of his work as a truck driver.
Thus, according to the applicable case law, the Commission properly
concluded that Dodson's injury and death resulted from an injury byaccident arising out of and in the course of his employment.
Defendants argue that the Commission and the Court should
analyze this case according to the cases in which an employee on a
business trip interrupts his work to engage in personal conduct
unrelated to the employer's business, such as the Good Samaritan
cases, and that we should employ an appreciable benefits or
increased risk test. See Roman v. Southland Transp., 350 N.C. 549,
515 S.E.2d 214 (1999); Roberts v. Burlington Indus., 321 N.C. 350,
364 S.E.2d 417 (1988). Because we have held that the evidence
supports the Commission's findings, which in turn support its
conclusions to the effect that Dodson's injury and death resulted
from a dispute related to his business of driving, we do not believe
that these cases apply. In so concluding, we again refer to the
standard of review, according to which we are bound by the findings
and conclusions of the Commission if there is any evidence to
support them.
In Roberts, the employee was injured while on a business trip,
during a stop to render aid to a third party. The Supreme Court
affirmed the denial of benefits, holding that the employer received
no appreciable benefits from the employee's stop. Here, however,
the Commission found and concluded that at the time the root cause
incident began, Dodson was driving his truck in the course of his
business for defendant-employer. Thus, we do not believe that
either the appreciable benefits or increased risk analysis --
applicable to cases in which the employee was not engaged in the
employer's business, such as Roberts -- applies here. In addition,
although the Court in Roman also affirmed the denial of benefitswhere the decedent was shot while pursuing a robber, it did so in a
three-to-three opinion, in which the Court noted that the decision
of the Court of Appeals is affirmed without precedential value. As
such, we decline to treat Roman as authority.
In Argument II (Question presented 3), defendants contend that
the plaintiff is barred from any compensation because Dodson's
injury and death resulted from his wilful intention to injure
Campbell. However, the Commission accepted as credible the evidence
discussed above, and made findings of fact, including finding 12
quoted above, which support its conclusion number 3, that defendant
failed to prove by the greater weight of the evidence that
[Dodson's] injury and death resulted from [Dodson's] wilful
intention to injure or kill himself or another. Because these
findings and conclusion are supported by the evidence even though
there may have been evidence to the contrary, we reject this
argument.
CONCLUSION
In sum, we hold that the evidence supports the findings of
fact, which in turn support the conclusions of law of the
Commission. Since the Commission properly analyzed this case as an
assault in the workplace, its conclusions are consistent with the
applicable law. For the reasons set forth above, we affirm the
opinion and award of the Industrial Commission.
Affirmed.
Judge MCGEE concurs.
Judge STEELMAN dissents in part, concurs in part.
STEELMAN, Judge, dissenting in part and concurring in part.
I respectfully dissent from the majority's decision affirming
the portion of the Commission's Opinion and Award concluding
Dodson's injury and death arose out of and in the course of his
employment and awarding death benefits to plaintiff. Although I
concur with the majority's conclusion that Dubose's argument under
N.C. Gen. Stat. § 97-12(3) (2001) must fail, I do so on different
grounds. The facts in this case are not in dispute; however, I
recite additional facts to clarify and support my decision on this
matter.
On 27 September 1999, John Dodson (Dodson) was transporting
a load of steel to Virginia for his employer, defendant Dubose
Steel, Inc. (Dubose). While Dodson was driving in the right lane
of a divided highway having two lanes of traffic in each direction,
Troy Campbell (Campbell) was driving in the same direction in the
left lane. The two drivers encountered a disabled recreational
vehicle partially blocking the right lane and causing the two lanes
of traffic to merge left into a single lane. Dodson moved his truck
into the left lane and forced Campbell into a left-turn lane as
Campbell blew his horn several times. Dodson returned to the right
lane after passing the disabled vehicle.
Campbell pulled up beside Dodson's truck, looked over at him,
motioned back and said you almost hit me back there. Campbell
made gestures toward Dodson, who responded by shaking his finger at
Campbell. Campbell then moved forward in the left lane to where the
vehicles ahead of him were stopped at the traffic signal. While the
two vehicles were stopped for the traffic signal, Dodson got out of
his truck and walked around the front of Campbell's vehicle,striking the hood with his fist and signaling Campbell to get out of
his vehicle. Campbell and other witnesses were under the impression
that Dodson was angry as he approached Campbell's vehicle.
When Dodson reached the left front headlight of Campbell's
vehicle, Campbell turned the wheels to the left and accelerated in
an attempt to move into the left-turn lane. Campbell's vehicle
struck Dodson, causing him to fall and to suffer significant head
injuries which ultimately resulted in his death on 4 October 1999.
On 25 October 1999, defendant American Manufacturers Mutual
Insurance (American Mutual) denied the workers' compensation claim
filed by plaintiff, finding that there was no causal relationship
of the employee's injuries to his employment. Plaintiff requested
a hearing before the North Carolina Industrial Commission regarding
the denial of the workers' compensation claim to determine whether
Dodson was acting in the course and scope of employment at the time
of his injury.
On 30 November 2000, the Deputy Commissioner filed an Opinion
and Award concluding that Dodson's death arose out of and in the
course of his employment and ordering defendants to pay death
benefits to plaintiff. Both Dubose and American Mutual appealed the
Deputy Commissioner's Opinion and Award.
On 18 January 2002, the Full Commission (Commission) affirmed
the Deputy Commissioner's Opinion and Award. The Commission found
facts as detailed above and made additional findings of fact and
conclusions of law as set out in the majority opinion. Dubose
appealed the Commission's Opinion and Award. American Mutual did
not participate in this appeal. The issue presented in Dubose's appeal to this Court is whether
the death of an employee who was engaged in an act of road rage at
the time of his injury resulting in his death suffered an injury
compensable under N.C. Gen. Stat. Chapter 97. In the event that
there are procedural inadequacies in Dubose's appeal, I would
exercise this Court's authority under N.C.R. App. P. 2 (2003) to
suspend the rules and address Dubose's arguments in their entirety.
I.
Dubose first contends the Commission erred in awarding death
benefits to plaintiff because the event causing Dodson's injury and
resulting death did not arise out of and in the course of his
employment with Dubose.
Whether an employee's injury arises out of and in the course of
his employment is a mixed question of law and fact. Hoyle v.
Isenhour Brick & Tile Co., 306 N.C. 248, 293 S.E.2d 196 (1982).
This Court's review of the Commission's Opinion and Award is limited
to whether its factual findings are supported by any competent
evidence and whether its conclusions are adequately supported by its
findings. Allen v. Roberts Elec. Contractors, 143 N.C. App. 55, 546
S.E.2d 133 (2001). If the findings of fact compel a conclusion
opposite of that reached by the Commission, it is the duty of this
Court to reverse the Commission. Warren v. City of Wilmington, 43
N.C. App. 748, 259 S.E.2d 786 (1979).
A. Background Law
The North Carolina Workers' Compensation Act, N.C. Gen. Stat.
§ 97-1, et seq. (hereinafter the Act), defines a compensable,accidental injury under the Act as one arising out of and in the
course of employment.... N.C. Gen. Stat. § 97-2(6) (2001). The
phrase arising out of relates to the origin of the accident and
generally requires a causal connection between the nature of the
employment and the injury. Robbins v. Nicholson, 281 N.C. 234, 188
S.E.2d 350 (1972). In the course of employment refers to the
time, place and circumstances giving rise to the injury. Pittman v.
Twin City Laundry & Cleaners, 61 N.C. App. 468, 300 S.E.2d 899
(1983). Although these elements are interrelated, the claimant has
the burden of establishing both to receive compensation. Pickrell
v. Motor Convoy, Inc., 322 N.C. 363, 368 S.E.2d 582 (1988); Hoyle,
306 N.C. at 251, 293 S.E.2d at 198.
B. Arising Out of the Employment
There are two lines of North Carolina cases decided under N.C.
Gen. Stat. § 97-2(6) which potentially are controlling in our
determination as to whether Dodson's injuries arose out of his
employment. The first line of cases, relied upon by the majority
and the Commission, deals with injuries caused by assaults occurring
in the workplace or assaults by co-workers. The second line of
cases, relied upon by Dubose, addresses injuries to employees
occurring when the employee interrupts his business for his employer
to engage in personal conduct unrelated to his employer's business.
1. Assaults in the Workplace
The Commission expressly relied on one of the workplace cases,
Hegler v. Cannon Mills Co., 224 N.C. 669, 31 S.E.2d 918 (1944), in
finding that Dodson's injuries and death were rooted in his
employment. In Hegler, tensions between two co-workers, Hegler andSmith, developed over the course of a year and culminated in
Hegler's complaint to his employer about the quality of Smith's
work. Id. at 670, 31 S.E.2d at 919. Two days after the complaint,
Smith assaulted and killed Hegler at their workplace. Id.
Our Supreme Court found that the tension between the two co-
workers had its origin in the employment. Id. at 671, 31 S.E.2d
at 919. The Hegler Court also found that the assault was directly
connected with and was rooted in and grew out of the employment.
Id. at 670-71, 31 S.E.2d at 919. Hegler affirmed the Commission's
findings and conclusions that the death had occurred in the course
of and arose out of the employment. Id.
This Court reached a similar conclusion in Pittman v. Twin City
Laundry, 61 N.C. App. 468, 300 S.E.2d 899 (1983). In Pittman, a
quarrel between two employees of the laundry service ended in one
employee shooting and killing the other at the workplace. Id. at
470, 300 S.E.2d at 901. This Court held that the death had its
origin in a risk connected with [Pittman's] employment and that his
death was in direct consequence of that risk. Id. at 474, 300
S.E.2d at 903. Thus, the Pittman Court, citing Hegler, found the
shooting was causally connected to and arose out of the decedent's
employment. Id.
Pittman expressly distinguished those cases where the claimant
is injured at the workplace by a non-employee assailant who
committed the assaults for reasons unrelated to the employer's
business. In such cases, our courts have held that an injury is
not compensable when it is inflicted in an assault upon an employee
by an outsider as a result of a personal relationship between them,and the attack was not created by and not reasonably related to the
employment. Hemric v. Manufacturing Co., 54 N.C. App. 314, 318,
283 S.E.2d 436, 438-39 (1981); see also, Gallimore v. Marilyn's
Shoes, 292 N.C. 399, 233 S.E.2d 529 (1977) (holding that the
employee's death did not arise out of her employment where there was
no evidence that the assault was motivated by her employment or that
her employment affected her risk of being assaulted); Robbins,
supra, (holding that the assault and killing of an employee at her
workplace did not arise out of her employment since the risk of
assault by her estranged husband was personal and not incidental to
her employment); Dildy v. MBW Invs., Inc., 152 N.C. App. 65, 566
S.E.2d 759 (2002) (holding that claimant's injury at the store where
she worked did not arise out of her employment because the risk that
her boyfriend would carry out previous threats was based in a
personal relationship independent of her employment).
In the present case, the incident giving rise to Dodson's
injury and death was not an assault by a co-worker occurring at the
workplace. Therefore, I would hold that this case is not controlled
by the decisions concerning assaults in the workplace or assaults by
co-workers.
2. Increased Risk Analysis
The facts and issues presented here are more analogous to the
cases where an employee interrupts his work for his employer to
engage in personal conduct unrelated to the employer's business,
such as rendering assistance to a third person. In those cases, our
courts primarily have relied on an increased risk analysis to
determine whether injuries arose out of the claimant's employment. The increased risk analysis requires a finding that the
employee's injury was caused by an increased risk incidental to the
employment. The key determination is whether the injury was a
natural and probable consequence of the nature of the employment.
Gallimore, 292 N.C. at 404, 233 S.E.2d at 532-33. A contributing
proximate cause of the injury must be a risk unique to the nature of
the employment and not a risk to which any member of the public
would be equally exposed apart from the employment. Id. at 404, 233
S.E.2d at 533; see also Roberts v. Burlington Indust., 321 N.C. 350,
364 S.E.2d 417 (1988). This risk also must be one which might have
been contemplated by a reasonable person...as incidental to the
service when he entered the employment. Bartlett v. Duke Univ.,
284 N.C. 230, 233, 200 S.E.2d 193, 195 (1973).
In adopting the increased risk approach, our Supreme Court
expressly rejected the positional risk doctrine, where an injury
arises out of the employment if it 'has its source in circumstances
in which the employee's employment placed him.' Roberts, 321 N.C.
at 359, 364 S.E.2d at 423 (quoting Bartlett, 284 N.C. at 235, 200
S.E.2d at 196). Thus, even when employment provides a convenient
opportunity for injury, it is not necessarily the contributing
proximate cause. Robbins, 281 N.C. at 240, 188 S.E.2d at 354.
Our Supreme Court applied the increased risk analysis in
Roberts, supra, where the decedent-employee worked as a furniture
designer and often traveled to visit retail stores selling his
employer's furniture. Id. at 351, 364 S.E.2d at 418. While he was
returning home from a business trip, Roberts was struck and killed
by a vehicle as he attempted to help an injured pedestrian who hadno connection to his duties with his employer or his employer's
business. Id. at 351, 364 S.E.2d at 419. The Roberts Court
concluded that Roberts' employment did not increase the risk of
being struck while assisting a pedestrian on the roadside and that
[t]he risk was common to the neighborhood, not peculiar to the
work. Id. at 358, 364 S.E.2d at 423. The Court further held that
although his employment may have placed him in the position to
rescue the injured pedestrian, Roberts' own decision to render aid
created the danger, not the nature of his employment. Id. at 359,
364 S.E.2d at 423. Because it concluded Roberts' injury did not
arise out of his employment, the Court ordered the reinstatement of
the Commission's Opinion and Award denying compensation. Id. at
360, 364 S.E.2d at 424.
Here, the Commission found that the root cause of the
confrontation occurred when Dodson merged into Campbell's lane while
he was driving in the course of his business for Dubose as part of
the basic nature of his work as a truck driver. By finding that
Dodson's employment was the root cause of his confrontation, the
Commission tacitly acknowledged that his employment was merely a
remote cause, and not a direct or proximate cause, of his injury.
The Commission also concluded that Dodson's employment as a
long distance truck driver caused him to spend the majority of his
working hours traveling on highways and streets. For this reason,
the Commission concluded, the risk of driver error causing tempers
to flare among strangers on busy highways was increased. This
conclusion is based upon a positional risk analysis, wherein
Dodson's employment as a truck driver placed him on the highway morefrequently than other drivers and, therefore, increased his risk of
confrontations with other drivers. However, our Supreme Court
expressly rejected the positional risk doctrine in favor of the
increased risk approach.
The Commission further concluded that [a] truck driver's risk
of being struck by a vehicle is a risk greater than that of the
general public. While a truck driver may experience an increased
risk of being in a collision or accident involving his truck, his
employment cannot reasonably be seen as increasing the risk of the
driver himself being struck by a vehicle after exiting his truck to
confront another driver on the roadside. The risk of confrontations
while driving, commonly referred to as road rage, is not unique to
employment as a truck driver. It is something that can occur at
anytime to any member of the general public in the normal course of
operating a motor vehicle. The mere fact that Dodson drove on the
highway more often as a result of his employment may have provided
a convenient opportunity for exposure to road rage, but as our
Supreme Court held in Roberts and Robbins, supra, demonstrating
positional risk does not establish a compensable injury.
Furthermore, the facts demonstrate that Dodson's injury was not
the natural and probable consequence of his employment. The initial
contact between Dodson and Campbell occurred when Dodson merged into
Campbell's lane, forcing him into the turn lane. After passing the
disabled vehicle, Campbell shouted to Dodson then continued forward
to meet the traffic in front of him. At this point, the incident
effectively had come to an end. However, Dodson personally chose to
renew the confrontation by getting out of his truck to confrontCampbell without any additional provocation or contact between the
two men or any contact between their vehicles. Once Dodson exited
his truck to confront Campbell, his conduct was no longer related to
his employment. As in Roberts, it was Dodson's independent and
voluntary act of getting out of his truck to confront Campbell which
created the risk that he could be struck by another vehicle. The
risk of injury was not created by the nature of his employment.
The facts as found by the Commission compel the conclusions
that the proximate cause of Dodson's injury was his decision to exit
his vehicle to confront Campbell in an act of road rage and that
the risk of such an act is not incidental or unique to nature of his
employment as a truck driver but is a risk to which every member of
the general public is equally exposed. Therefore, I would hold the
Commission's findings do not support the conclusion that Dodson's
injuries arose out of his employment with Dubose.
C. In the Course of the Employment
In the course of employment refers to the time, place and
circumstances giving rise to the injury.
With respect to time, the course of employment
begins a reasonable time before work begins and
continues for a reasonable time after work ends.
The place of employment includes the premises of
the employer. Where the employee is engaged in
activities that he is authorized to undertake
and that are calculated to further, directly or
indirectly, the employer's business, the
circumstances are such as to be within the
course of the employment.
Pittman, 61 N.C. App. at 472, 300 S.E.2d at 901-02 (citations
omitted) (emphasis added). The circumstances element is fulfilled
when 'the employee is doing what a man so employed may reasonably
do within a time which he is employed and at a place where he mayreasonably be during that time to do that thing.' Harless v. Fynn,
1 N.C. App. 448, 456, 162 S.E.2d 47, 53 (1968) (citations omitted).
In this case, there was no finding that Dodson's actions
occurred at the time or place of his employment. Further, the
incident does not meet the circumstances element. Dodson was not
authorized to exit his truck to confront other drivers, and he was
not engaged in any activity in furtherance of Dubose's business when
he got out to confront Campbell. Dodson was not doing what a truck
driver reasonably would do at the time and place of his employment
when the injury occurred. Therefore, I would hold the Commission's
findings do not support its conclusion that Dodson's injuries
occurred in the course of his employment.
II.
In its second argument, Dubose contends the Commission erred
pursuant to N.C. Gen. Stat. § 97-12(3) in awarding death benefits to
Dodson where his death was proximately caused by his own willful
intent to injure or kill himself or another. N.C. Gen. Stat. § 97-
12(3) provides that [n]o compensation shall be payable if the
injury or death to the employee was proximately caused by:...(3)
[h]is willful intention to injure or kill himself or another. The
employee must intentionally and purposefully intend to injure
another. Neither acts by the claimant, nor mere words spoken by
the claimant and unaccompanied by any overt act, will be a
sufficient bar to compensation unless the willful intent to injure
is apparent from the context and nature of the physical or verbal
assault.
Rorie v. Holly Farms Poultry Co., 306 N.C. 706, 710, 295
S.E.2d 458, 461 (1982). N.C. Gen. Stat. § 97-12(3) provides anaffirmative defense for which Dubose has the burden of proof.
Id.
at 709, 295 S.E.2d at 460.
Based on statements by Campbell and other witnesses, the
Commission found that Dodson struck Campbell's vehicle with his
fists, pointed at Campbell and generally seemed angry. The
Commission did not find that Dodson verbally threatened Campbell or
that any physical assault on Campbell occurred. The context of this
incident does not make apparent the fact that Dodson willfully
intended to injure Campbell, only that he intended to confront him.
I would hold that Dodson is not precluded from receiving
compensation under N.C. Gen. Stat. § 97-12(3).
In summary, because the Commission's findings do not support
its conclusions that Dodson's injuries arose out of and in the
course of his employment, I would hold the Commission erred in
concluding that Dodson suffered a compensable injury under N.C. Gen.
Stat. § 97-2(6) and in awarding death benefits.
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