2. Appeal and Error--preservation of issues_-loss of income--failure to object on
assigned grounds
Although defendant contends the trial court erred in an alienation of affections and
criminal conversation case by admitting evidence of alleged damages to plaintiff concerning
plaintiff's lost income from his termination from employment as an investment advisor and his
loss of income from a part-time college coaching job, defendant failed to preserve these issues
because: (1) although defendant objected at trial to plaintiff's presentation of evidence
concerning lost income and benefits, defendant did not object on the ground that plaintiff's lost
income and benefits were not to be considered in determining damages for alienation of
affections and criminal conversation; and (2) although defendant objected to the introduction of
evidence concerning defendant's lost income from the college only on the grounds of hearsay and
the unavailability of summarized documents presented to the jury, defendant failed to object on
the ground of uncertainty.
3. Damages and Remedies--loss of income--investment advisor
The trial court did not err in an alienation of affections and criminal conversation case by
admitting evidence of alleged damages to plaintiff concerning loss of plaintiff's income as an
investment advisor, because: (1) plaintiff's expert testimony evidence of his loss of income as an
investment advisor was not so speculative as to preclude an award of damages based thereon; and
(2) the testimony of witnesses as to the nature and extent of a plaintiff's injuries is evidence to be
considered by the jury.
4. Damages and Remedies--loss of tuition benefits--speculative damages
The trial court erred in an alienation of affections and criminal conversation case by
admitting evidence of alleged damages to plaintiff concerning loss of tuition benefits from
Davidson College after plaintiff's termination from employment, because the evidence was
overly speculative when: (1) plaintiff's three children were ten, seven, and three years of age; and
(2) plaintiff offered no evidence to indicate the college would continue to offer the same or any
tuition benefits eight to fifteen years in the future.
5. Alienation of Affections--punitive damages--evidence of sexual relations
The trial court did not err by submitting the issue of punitive damages to the jury on
plaintiff's claim of alienation of affections, because: (1) evidence of sexual relations will allow a
plaintiff to get to the jury on the issue of punitive damages in a claim for alienation of affections;and (2) there was evidence from which the jury could find that defendant engaged in sexual
intercourse with plaintiff's wife on two separate occasions prior to her legal separation from
plaintiff.
6. Damages and Remedies--punitive damages--excessive
The trial court did not abuse its discretion in an alienation of affections and criminal
conversation case by failing to grant defendant a new trial on the issue of punitive damages even
though defendant contends the award of punitive damages was excessive as a matter of law,
because: (1) the amount awarded for punitive damages was substantially lower than the
compensatory damages award; and (2) plaintiff's establishment of his cause of action and his
entitlement to at least nominal damages meant the award of punitive damages could stand alone
and is unaffected by the Court of Appeals' decision to grant defendant a new trial on the issue of
compensatory damages.
Judge LEVINSON concurring in part and dissenting in part.
KMZ Rosenman, by L. Stanley Brown, and Michelle D. Reingold,
for plaintiff appellee.
Maxwell, Freeman & Bowman, P.A., by James B. Maxwell, for
defendant appellant.
TIMMONS-GOODSON, Judge.
Jeffrey L. Presser (defendant) appeals from the judgment of
the trial court entered upon a jury verdict finding him liable to
Thomas C. Oddo (plaintiff) for criminal conversation and
alienation of affections. For the reasons stated herein, we find
no error in part and reverse in part the judgment of the trial
court.
The pertinent facts of the instant appeal are as follows:
Plaintiff married Debra Tyson (Debra) in 1988. During the
marriage, plaintiff was primarily employed as an investment advisor
earning approximately $32,000.00 annually. Plaintiff also coachedwrestling at Davidson College (Davidson), where his salary was
based on a sliding scale that started at $2,000.00 per year in 1985
and progressed to $24,000.00 per year in 1999. Debra worked as a
vice-president at Bank of America in Charlotte. She was also the
primary care-giver for the couple's three children.
By February of 1999, Debra had become unhappy with her
marriage, and she contacted defendant, a former high school and
college boyfriend. Following their initial telephone conversation,
defendant mailed a letter to Debra at her workplace. Defendant
also called Debra at her home. Debra telephoned defendant in March
of 1999. As a result of that conversation, Debra and defendant met
in Charlotte three times between the 18th and 20th of March 1999.
While visiting, Debra and defendant engaged in sexual intercourse
at a hotel. After their first meeting, Debra and defendant
continued to communicate via electronic mail.
On 29 March 1999, Debra informed plaintiff that she was in
love with someone else and wanted a separation. Debra and
plaintiff physically separated in April of 1999. After the
separation, plaintiff learned of Debra and defendant's
communications and involvement during the marriage. Debra and
plaintiff subsequently divorced.
Plaintiff filed an amended complaint against defendant on 19
January 2000 in Mecklenburg County Superior Court, seeking
compensatory and punitive damages for his claims of alienation of
affections and criminal conversation. The case came before the
jury on 17 April 2001. After considering the evidence, the jury
found defendant liable to plaintiff and awarded him $910,000.00 incompensatory damages and $500,000.00 in punitive damages. The
trial court entered judgment accordingly. From the judgment
entered against him, defendant appeals.
____________________________________________________
Defendant contends the trial court erred in (1) improperly
instructing the jury; (2) allowing evidence regarding damages to
plaintiff; and (3) submitting the issue of punitive damages to the
jury. Defendant further argues that (4) the award of punitive
damages was excessive as a matter of law. For the reasons that
follow, we conclude that the trial court erred in allowing
speculative evidence concerning damages to plaintiff. We otherwise
discern no error by the trial court.
[1] Defendant first assigns error to the trial court's
instruction to the jury regarding alienation of affections.
Specifically, defendant argues that the instruction given by the
trial court required a lower standard of proof for establishing a
claim for alienation of affections than is allowed under North
Carolina law. We conclude that defendant has waived this
assignment of error.
The North Carolina Rules of Appellate Procedure preclude a
party from assign[ing] as error any portion of the jury charge or
omission therefrom unless he objects thereto before the jury
retires to consider its verdict, stating distinctly that to which
he objects and the grounds of his objection[.] N.C.R. App. P.
10(b)(2) (2002); see Shaw v. Stringer, 101 N.C. App. 513, 517, 400
S.E.2d 101, 103 (1991). Although defendant objected to the jury
instructions regarding alienation of affections, the objectionpertained solely to a limiting instruction regarding evidence of a
recorded telephone conversation. There is no indication in the
transcript that defendant opposed the offered standard concerning
alienation of affections to which he now assigns error. Because
defendant did not object on these grounds, he failed to preserve
his argument for appeal. See N.C.R. App. P. 10(b)(1). We
therefore overrule this assignment of error.
By his second assignment of error, defendant argues that the
trial court erred in admitting evidence of alleged damages to
plaintiff arising from defendant's actions. At trial, plaintiff
asserted that defendant's actions caused him such mental anguish as
to impair his ability to effectively function in the workplace,
resulting in the termination of his employment both as an
investment advisor and a wrestling coach. Plaintiff argued that
his termination from these positions resulted in a loss of income
and other benefits. Defendant now asserts that the jury improperly
considered evidence concerning plaintiff's loss of (1) income from
investment advisor clients; (2) income and retirement benefits from
his position as a wrestling coach at Davidson; and (3) tuition
benefits. We consider defendant's arguments supporting this
assignment of error in turn.
[2] Defendant first argues that the trial court erred in
allowing evidence of plaintiff's lost income and benefits arising
from his termination of employment. Defendant correctly notes that
damages for alienation of affections and criminal conversation are
limited to 'the present value in money of the support, consortium,
and other legally protected marital interests lost . . . throughthe defendant's wrong' and 'wrong and injury done to . . .
health, feelings, or reputation,' including damages for mental
distress. Hutelmyer v. Cox, 133 N.C. App. 364, 373, 514 S.E.2d
554, 561 (quoting Sebastian v. Kluttz, 6 N.C. App. 201, 219, 170
S.E.2d 104, 115 (1969)), disc. review denied, 351 N.C. 104, 541
S.E.2d 146 (1999) and appeal dismissed, 351 N.C. 356, 542 S.E.2d
211 (2000). Again, however, defendant has failed to preserve this
argument for appellate review.
To preserve a question for appellate review, a party must
have presented to the trial court a timely request, objection or
motion, stating the specific grounds for the ruling the party
desired the court to make. N.C.R. App. P. 10(b)(1). Where a
defendant objects to evidence on only one ground, he fails to
preserve for appeal any additional grounds. See State v. Francis,
341 N.C. 156, 160, 459 S.E.2d 269, 271 (1995).
Although defendant objected at trial to plaintiff's
presentation of evidence concerning lost income and benefits,
defendant failed to object on the grounds that plaintiff's lost
income and benefits were not to be considered in determining
damages for alienation of affections and criminal conversation.
Rather, defendant's objections centered on his contention that the
evidence was speculative, improperly documented, and constituted
impermissible hearsay. As a result, defendant has failed to
preserve for appeal his argument that plaintiff's lost income and
benefits were improper measures of damages allowed in alienation of
affections and criminal conversation claims. See Francis, 341 N.C.
at 160, 459 S.E.2d at 271. Defendant further argues that the admission of plaintiff's
evidence of damages was improper as too speculative and uncertain.
We note that defendant objected to the introduction of evidence
concerning plaintiff's lost income from Davidson only on the
grounds of hearsay and the unavailability of summarized documents
that were presented to the jury, and not on the grounds of
uncertainty. Defendant has therefore failed to preserve his
argument relating to plaintiff's loss of income from Davidson. See
N.C.R. App. P. 10(b)(1).
[3] Defendant did, however, properly object to the
introduction of evidence concerning loss of plaintiff's income as
an investment advisor and tuition benefits from Davidson as overly
speculative. Plaintiff argues that the economic losses he suffered
as a result of his poor work performance were a natural and
consequential injury stemming from defendant's conduct.
The general rule in North Carolina is that where a plaintiff
is injured by the tortious conduct of a defendant, the plaintiff
is entitled to recover the present worth of all damages naturally
and proximately resulting from [the] defendant's tort. King v.
Britt, 267 N.C. 594, 597, 148 S.E.2d 594, 597 (1966). A
defendant's liability extends not only to injuries which are
directly and immediately caused by his act, but also to such
consequential injuries, as according to the common experience of
men, are likely to result from such act. Lane v. R.R., 192 N.C.
287, 290, 134 S.E. 855, 857 (1926).
Although precise damages are often difficult to ascertain, a
jury may award damages based upon evidence that is relativelyspeculative, see DiDonato v. Wortman, 320 N.C. 423, 431, 358 S.E.2d
489, 494 (1987), and it is well settled that some speculation is
inherent in the projection of future earning capacity. See Bahl v.
Talford, 138 N.C. App. 119, 126, 530 S.E.2d 347, 352, disc. review
denied, 352 N.C. 587, 544 S.E.2d 776 (2000). Recovery is not
permitted, however, where speculation becomes unreasonable. See
DiDonato, 320 N.C. at 431, 358 S.E.2d at 494 (holding that, in an
action for wrongful death of a stillborn child, losses related to
income were too speculative); compare Fox-Kirk v. Hannon, 142 N.C.
App. 267, 273, 542 S.E.2d 346, 351 (holding that, in an action for
personal injuries to a minor child, evidence pertaining to the
child's mental and physical condition at age two years and eleven
months was sufficient to provide the jury with a reasonable basis
upon which to estimate damages of the child's lost earnings), disc.
review denied, 353 N.C. 725, 551 S.E.2d 437 (2001).
Concerning plaintiff's loss of income as an investment
advisor, defendant points to the uncertainty of future commissions
based on projected investments and the growth or decline of
financial markets and plaintiff's investment portfolios. While
these contentions may make plaintiff's forecast of damages less
certain, we conclude that plaintiff's evidence of his loss of
income as an investment advisor, presented in the form of expert
testimony, was not so speculative as to preclude an award of
damages based thereon. See Fox-Kirk, 142 N.C. App at 273, 542
S.E.2d at 351.
In addition to challenging plaintiff's evidence as too
speculative and uncertain, defendant argues he does not believe itis in 'the common experiences of men' that plaintiff would have
been unable to remain employed due to his mental distress and
depression. It is within the province of the jury to determine
questions of fact, however, and the testimony of witnesses as to
the nature and extent of a plaintiff's injuries is simply evidence
to be considered by the jury. See Albrecht v. Dorsett, 131 N.C.
App. 502, 505, 508 S.E.2d 319, 322 (1998). In the determination of
facts, it is not for this Court to replace its judgment with that
of the jury. Id.
[4] Defendant further contends that evidence pertaining to
plaintiff's loss of tuition benefits was speculative and improperly
admitted by the trial court. At trial, plaintiff submitted an
exhibit detailing tuition benefits offered by Davidson to the
children of employees. According to the exhibit, Davidson funds
eighty percent of the tuition for an employee's child or the
equivalent of seventy percent of Davidson's tuition, if the child
elects to attend a different college. Plaintiff argued that the
loss of these benefits constituted actual damages suffered by
plaintiff as a result of defendant's actions. The exhibit
submitted by plaintiff estimated the present value of plaintiff's
loss of tuition benefits as $282,122.87. Defendant asserts that
these damages were too speculative and should not have been
admitted into evidence. On this point, we agree with defendant.
At the time of trial, plaintiff's three children were ten,
seven, and three years of age. The oldest child was eight years
and the youngest child was fifteen years away from deciding whether
to attend or being admitted to any college. Further, plaintiffoffered no evidence to indicate that Davidson would continue to
offer the same or any tuition benefits eight to fifteen years in
the future. The law disfavors -- and in fact prohibits --
recovery for damages based on sheer speculation. . . . Damages must
be proved to a reasonable level of certainty, and may not be based
on pure conjecture. DiDonato, 320 N.C. at 430-31, 358 S.E.2d at
493. We conclude that the exhibit detailing plaintiff's loss of
tuition benefits was overly speculative, and that the trial court
erred in submitting it to the jury. Because it is impossible to
determine the amount awarded by the jury in compensation of
plaintiff's loss of tuition benefits, if any, a new trial on the
issue of compensatory damages must be granted. We therefore
reverse the judgment in part and remand this case to the trial
court for a new trial on the issue of compensatory damages. We
otherwise overrule defendant's second assignment of error.
[5] By his third assignment of error, defendant contends there
was insufficient evidence of aggravating factors to submit the
issue of punitive damages to the jury on plaintiff's claim of
alienation of affections. We do not agree.
In actions for alienation of affections, punitive damages are
recoverable where the plaintiff alleges and presents evidence that
the defendant's conduct is malicious, willful, or of wanton
character. See N.C. Gen. Stat. § 1D-15 (2001); Ward v. Beaton, 141
N.C. App. 44, 49, 539 S.E.2d 30, 34 (2000), cert. denied, 353 N.C.
398, 547 S.E.2d 43 (2001). To that end, the plaintiff must present
evidence of circumstances of aggravation in addition to the malice
implied by law from the conduct of defendant in alienating theaffections between the spouses which was necessary to sustain a
recovery of compensatory damages. Chappell v. Redding, 67 N.C.
App. 397, 403, 313 S.E.2d 239, 243, disc. review denied, 311 N.C.
399, 319 S.E.2d 268 (1984). Evidence of 'sexual relations' will
allow a plaintiff to get to the jury on the issue of punitive
damages in a claim for alienation of affections. Ward, 141 N.C.
App. at 50, 539 S.E.2d at 34; see also Suzanne Reynolds, Lee's
North Carolina Family Law, § 5.48(c) (5th ed. 1993) (concluding
that [w]here there are sexual relations, the plaintiff will get to
the jury on punitive damages whether the claim is for alienation of
affections or for criminal conversation or, as is often the case,
for both).
In the instant case, there was evidence from which the jury
could find that defendant engaged in sexual intercourse with
plaintiff's wife on two separate occasions prior to her legal
separation from plaintiff. As such, the trial court did not err in
submitting the issue of punitive damages to the jury. See Ward,
141 N.C. App. at 50, 539 S.E.2d at 34; see also Scott v. Kiker, 59
N.C. App. 458, 464, 297 S.E.2d 142, 147 (1982) (upholding punitive
damages against the defendant in an action for alienation of
affections and criminal conversation, where the only evidence of
malice or other aggravating circumstances was evidence from which
the jury could infer sexual relations between the defendant and the
plaintiff's wife). We therefore overrule this assignment of error.
[6] By his final assignment of error, defendant argues that
the punitive damages awarded in this case were excessive as a
matter of law, and that the trial court therefore abused itsdiscretion in failing to grant a new trial. We disagree. Section
1D-25 of the North Carolina General Statutes provides in pertinent
part as follows:
Punitive damages awarded against a defendant
shall not exceed three times the amount of
compensatory damages or two hundred fifty
thousand dollars ($250,000), whichever is
greater. If a trier of fact returns a verdict
for punitive damages in excess of the maximum
amount specified under this subsection, the
trial court shall reduce the award and enter
judgment for punitive damages in the maximum
amount.
N.C. Gen. Stat. § 1D-25(b) (2001). Within the statutory limits,
the jury may award punitive damages in its sound discretion, and
the trial court should not disturb such an award unless the amount
assessed is 'excessively disproportionate to the circumstances of
contumely and indignity present in the case.' Hutelmyer, 133 N.C.
App. at 375, 514 S.E.2d at 562 (quoting Carawan v. Tate, 53 N.C.
App. 161, 165, 280 S.E.2d 528, 531 (1981)). Even nominal damages
may support a substantial award of punitive damages. See Horner v.
Byrnett, 132 N.C. App. 323, 328, 511 S.E.2d 342, 346 (1999)
(concluding that there was no abuse of discretion by the trial
court in denying the defendant's motion for a new trial where the
jury awarded the plaintiff $1.00 in compensatory damages and
$85,000.00 in punitive damages for criminal conversation).
In Hutelmyer, the jury awarded the plaintiff $500,000.00 in
compensatory damages and $500,000.00 in punitive damages in a claim
for alienation of affections and criminal conversation. See
Hutelmyer, 133 N.C. App. at 375, 514 S.E.2d at 562. The defendant
argued on appeal that the award of punitive damages was excessive
as a matter of law. Because the jury could have awarded 1.5million dollars in punitive damages under section 1D-25(b), this
Court concluded that the award of $500,000.00 was not excessive as
a matter of law, and that no abuse of discretion had been shown.
See id.
Defendant in the present case has likewise shown no abuse of
discretion by the trial court. Even subtracting the total amount
of $282,122.87, which plaintiff represented was the value of his
lost tuition benefits, from the amount of compensatory damages
awarded by the jury, the amount awarded for punitive damages
remains substantially lower than the compensatory damages award.
Further, because plaintiff has established his cause of action, and
therefore his entitlement to at least nominal damages, the award of
punitive damages may stand alone and is unaffected by our decision
to grant defendant a new trial on the issue of compensatory
damages. See Jennings v. Jessen, 103 N.C. App. 739, 744-45, 407
S.E.2d 264, 267 (1991) (affirming an award for punitive damages in
the amount of $300,000.00 although vacating the award of
$200,000.00 in compensatory damages). The trial court did not
abuse its discretion in denying defendant's motion for a new trial,
and we overrule this assignment of error.
In conclusion, we hold that the trial court erred in allowing
evidence of speculative damages to plaintiff. We must therefore
reverse in part the judgment of the trial court and remand this
case for a new trial on the issue of compensatory damages. We
otherwise find no error by the trial court.
Reversed in part, no error in part, and remanded for a new
trial on the issue of compensatory damages. Judge TYSON concurs.
Judge LEVINSON concurs in part and dissents in part.
LEVINSON, Judge, concurring in part and dissenting in part.
I agree with the majority's analysis and conclusions, except
for the specific portions holding (1) plaintiff's evidence of lost
tuition benefits from Davidson College (Davidson) was overly
speculative, and (2) the trial court did not err in allowing the
jury to consider punitive damages for alienation of affections.
Further, because I would reverse the punitive damages award, I make
no comment on defendant's contention it was excessive as a matter
of law.
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