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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA02-567
NORTH CAROLINA COURT OF APPEALS
Filed: 15 April 2003
KATHERINE T. LANGE,
Plaintiff
v
.
DAVID R. LANGE,
Defendant
Appeal by defendant from order entered 4 October 2001 by
Judge William A. Christian in Mecklenburg County District Court.
Heard in the Court of Appeals 12 February 2003.
Reid, Lewis, Deese, Nance & Person, L.L.P., by Renny W.
Deese, for plaintiff-appellee.
James, McElroy & Diehl, P.A., by William K. Diehl, Jr.,
Katherine S. Holliday and Preston O. Odom, III, for
defendant-appellant.
TYSON, Judge.
I. Background
Katherine T. Lange (plaintiff) and David R. Lange
(defendant) were married on 27 May 1989. Two children were born
during the marriage: Jacob Ross Lange on 18 August 1992 and Sophia
Katherine Lange on 18 August 1994. Plaintiff and defendant
separated in February 1997 and divorced in August of 1998. On 11
September 1998, an Order Approving Parenting Agreement was entered
that approved a shared custody arrangement of the children.
Plaintiff was granted primary physical custody with defendant
having custody on alternating weekends and each Wednesday evening
until the Thursday morning. In February 2000, plaintiff informed defendant that she
intended to move to Southern Pines in June 2000 and take the
children with her. Plaintiff was engaged to a man who lived in
Southern Pines and who could not relocate because of his business.
On 23 March 2000, plaintiff moved to modify custody. On 26 April
2000, plaintiff made a motion in the cause for contempt for failure
to pay child support, and a show cause order was issued by the
trial court. On 13 May 2000, defendant remarried. On 2 June 2000,
defendant responded to plaintiff's motion to modify custody
requesting the original shared custody agreement be continued or
the substitution of him as primary custodial parent.
Judge William G. Jones conducted a three-day trial concerning
the custody modification dispute between 13 and 16 June 2000.
Dorian Gunter (Gunter) represented plaintiff, and Katherine
Holliday (Holliday) represented defendant at the trial. By
letter dated 30 June 2000, Judge Jones announced his decision that
the children continue to reside in Charlotte, with the original
parenting agreement remaining in effect if plaintiff remained in
the Charlotte area. If plaintiff moved to Southern Pines,
defendant would be awarded primary physical custody. Judge Jones
asked Holliday to draft the order.
Judge Jones, Holliday, and Gunter subsequently met to discuss
the details of the order. In early November 2000, before Judge
Jones could sign the final order, Gunter informed Judge Jones and
Holliday that he was going to file a recusal motion. Judge Jones
refused to voluntarily recuse himself but declined to sign theorder. Gunter's recusal motion was based upon the co-ownership of
Judge Jones and defendant's attorney, Holliday, of a vacation home
and was filed on 13 November 2000. Judge Jones referred the matter
to the Administrative Office of the Courts (AOC). The AOC
appointed Judge William Christian to hear plaintiff's motion to
recuse Judge Jones.
On 11 June 2001, Judge Christian heard the motion for recusal.
Judge Christian issued an order that concluded there had been no
specifically enumerated violation of Canons 2, 3, or 5 of the North
Carolina Code of Judicial Conduct. The order granted plaintiff's
recusal motion and awarded a new hearing because a reasonable
person [would] question whether [Judge Jones] could rule
impartially. Defendant appeals that decision. Judge Jones
subsequently retired from the bench.
II. Issue
The issue is whether Judge Christian erred in concluding that
Judge Jones should have recused himself from hearing the motion and
consequently ordering a new hearing. We find it unnecessary to
reach this issue because Judge Jones' retirement renders this
appeal moot.
III. Mootness
Mootness arises where the original question in controversy is
no longer at issue.
In re Denial of Request by Humana Hospital
Corp., 78 N.C. App. 637, 640, 338 S.E.2d 139, 141 (1986).
Whenever, during the course of litigation it develops that the
relief sought has been granted or that questions originally incontroversy between the parties are no longer at issue, the case
should be dismissed, for courts will not entertain or proceed with
a cause merely to determine abstract propositions of law.
Id.
(quoting
In re Peoples, 296 N.C. 109, 147, 250 S.E.2d 890, 912
(1978)).
The moment Judge Jones retired, all issues regarding recusal
became moot. The proposed custody judgment that led to the motion
for recusal was never signed or entered, and was not filed with the
clerk of court. North Carolina Rule of Civil Procedure 58 governs
entry of judgments. [A] judgment is entered when it is reduced to
writing, signed by the judge, and filed with the clerk of court.
N.C.G.S. § 1A-1, Rule 58 (2001).
The announcement of judgment in open court is the mere
rendering of judgment, not the entry of judgment. The entry of
judgment is the event which vests this Court with jurisdiction.
Worsham v. Richbourg's Sales and Rentals, 124 N.C. App. 782, 784,
478 S.E.2d 649, 650 (1996) (citations omitted).
Judge Jones cannot sign the order or preside over any further
hearing after retirement. Judge Jones is now retired. He cannot
execute any orders, or re-hear the case.
See In re Pittman, 151
N.C. App. 112, 564 S.E.2d 899,
appeal dismissed, 356 N.C. 163, 568
S.E.2d 609 (2002).
All parties agree that the case must be considered by a new
judge, whether Judge Christian's ruling granting a new trial is
affirmed or reversed and remanded for a further proceeding under
Rule 63 of the North Carolina Rules of Civil Procedure.
JudgeJones' retirement ended all issues on appeal, and there is no
possibility that the recusal issue regarding Judge Jones will
reoccur.
The dissenting opinion would have this Court overcome
formidable hurdles of an interlocutory appeal and abuse of
discretion review to unnecessarily reach the issue of recusal.
The parties engaged in three days of presenting evidence and
argument, and are bound by that evidence if a new hearing is held.
Whether a new hearing is held or the new judge enters the prior
order as written lies within the new judge's discretion and is
irrelevant to the issue on appeal.
We do not reach the merits of the parties' assignments of
error. Such action is unnecessary to the issue on appeal. In the
interests of judicial economy and judicial restraint, this appeal
is dismissed as moot.
Appeal Dismissed.
Judge MCCULLOUGH concurs.
Judge CALABRIA dissents.
===============================
CALABRIA, Judge, dissenting.
I. Mootness
The majority concludes the controversy in this case became
moot when Judge Jones retired. I respectfully dissent.
The issue of mootness may arise at any time since mootness is
not determined solely by examining facts in existence at the
commencement of the action. If the issues before a court oradministrative body become moot at any time during the course of
the proceedings, the usual response should be to dismiss the
action.
In re Peoples, 296 N.C. 109, 147, 250 S.E.2d 890, 912
(1978). Our Supreme Court explained the mootness doctrine:
[t]hat a court will not decide a 'moot' case
is recognized in virtually every American
jurisdiction. In federal courts the mootness
doctrine is grounded primarily in the 'case or
controversy' requirement of Article III,
Section 2 of the United States Constitution
and has been labeled 'jurisdictional' by the
United States Supreme Court. In state courts
the exclusion of moot questions from
determination is not based on a lack of
jurisdiction but rather represents a form of
judicial restraint.
Id., (internal citations omitted). The Court set forth:
[w]henever, during the course of litigation it
develops that the relief sought has been
granted or that the questions originally in
controversy between the parties are no longer
at issue, the case should be dismissed, for
courts will not entertain or proceed with a
cause merely to determine abstract
propositions of law.
Id. Therefore, [a] case is 'moot' when a determination is sought
on a matter which, when rendered, cannot have any practical effect
on the existing controversy.
Roberts v. Madison County Realtors
Assn., 344 N.C. 394, 398-99, 474 S.E.2d 783, 787 (1996).
The question presented to this Court is whether Judge
Christian abused his discretion in ordering a new trial after
determining Judge Jones should have recused himself from presiding
over the case. That this question is still in controversy between
the parties[,] and this Court's determination will have a
practical effect on the existing controversy
is manifest. Were this Court to affirm Judge Christian's order, we would
remand for a new trial. On the other hand, were this Court to
reverse Judge Christian's order, finding Judge Jones need not have
recused himself, we would remand pursuant to Rule 63 of the North
Carolina Rules of Civil Procedure. Rule 63 sets forth:
[i]f by reason of death, sickness or other
disability, resignation, retirement,
expiration of term, removal from office, or
other reason, a judge before whom an action
has been tried or a hearing has been held is
unable to perform the duties to be performed
by the court under these rules after a verdict
is returned or a trial or hearing is otherwise
concluded, then those duties, including entry
of judgment, may be performed:
. . .
(2) In actions in the district court, by the
chief judge of the district, or if the chief
judge is disabled, by any judge of the
district court designated by the Director of
the Administrative Office of the Courts.
If the substituted judge is satisfied that he
or she cannot perform those duties because the
judge did not preside at the trial or hearing
or for any other reason, the judge may, in the
judge's discretion, grant a new trial or
hearing.
N.C. Gen. Stat. § 1A-1, Rule 63 (2001).
The majority correctly asserts Judge Jones cannot execute any
orders.
(See footnote 1)
However, Judge Jones' order may nevertheless be entered
by a substituted judge, usually the Chief District Court Judge of
that District, pursuant to Rule 63. Only if the substituted judgeis satisfied that he or she cannot [enter the order] . . . [may the
judge], in the judge's discretion, grant a new trial or hearing.
N.C. Gen. Stat. § 1A-1, Rule 63. Regardless of whether a new trial
is granted or the order is entered, the procedure set forth under
Rule 63 is addressed solely to the trial court, and this Court
cannot usurp the trial court's discretion by determining a new
trial is the inevitable result.
(See footnote 2)
Therefore, in the case at bar, if this Court were to affirm on
the merits, the new trial ordered by Judge Christian would result,
whereas if this Court were to reverse on the merits, the case would
be remanded to the trial court for either entry of Judge Jones'
order or exercise of the substituted judge's discretion consistent
with Rule 63. Since the Court's determination has a practical
effect, and the questions in controversy are still very much at
issue, I would hold this case is not moot.
II. Interlocutory
A ruling on a motion to recuse a trial judge is an
interlocutory order and is not immediately appealable.
Lowder v.
All Star Mills, 60 N.C. App. 699, 702, 300 S.E.2d 241, 243,
rev'd
in part on other grounds, 309 N.C. 695, 309 S.E.2d 193 (1983)
(citation omitted). An interlocutory order may nevertheless be
immediately appealed as provided for by North Carolina General
Statutes §§ 1-277, 7A-27 and 1A-1, Rule 54(b). Both sections 1-277
and 7A-27 provide for immediate appeal of an interlocutory order
when the order grants or refuses a new trial. N.C. Gen. Stat. §§
1-277(a) and 7A-27(d) (2001). Here, since Judge Christian's order
granted a new trial, the order, although interlocutory, is
immediately appealable pursuant to N.C. Gen. Stat. §§ 1-277(a) and
7A-27(d)
(See footnote 3)
.
III. Standard
Defendant asserts Judge Christian erred by applying the
incorrect standard for violating Canon 3, which provides [a] judge
should disqualify himself in a proceeding in which his impartiality
might reasonably be questioned. Code of Judicial Conduct, Canon
3(C)(1). Defendant argues the reasonable man is the appropriate
test, and Judge Christian erroneously cited the average citizen
test. Judge Christian, in expressing the applicable law, quoted
the following language from
Scott v. U.S., 559 A.2d 745, 748-49
(D.C. 1989) (citations omitted): The necessity for recusal in a case is premised
on an objective standard . . . [A] Judge must
recuse from any cause in which there is 'an
appearance of bias or prejudice sufficient to
permit the average citizen reasonably to
question [the] judge's impartiality.'
. . .
The objective standard is required in the
interest of ensuring justice in the individual
case and maintaining public confidence in a
integrity of the judicial process which
'depends on a belief, in the impersonality of
judicial decision making.' . . . Neither bias
in fact nor actual impropriety is required to
violate the Canons.
North Carolina follows the reasonable person standard: [t]he test
to apply in deciding what is reasonable is whether 'a reasonable man
knowing all the circumstances would have doubts about the judge's
ability to rule on the motion to recuse in an impartial manner.'
Savani v. Savani, 102 N.C. App. 496, 500, 403 S.E.2d 900, 902
(1991)(quoting
McClendon v. Clinard, 38 N.C. App. 353, 356, 247
S.E.2d 783, 785 (1978)). Since North Carolina law required Judge
Christian to apply the objective reasonable man standard, and Judge
Christian referenced the incorrect standard, I find merit to
defendant's assignment of error.
For the foregoing reasons, I would reverse Judge Christian's
order and remand the case for application of the appropriate
standard. Since I would reverse on this basis, I do not reach the
remaining assignments of error raised by plaintiff and defendant.
Footnote: 1 Any dispute as to whether Judge Jones could properly enter
his order was resolved by this Court's decision in
In re Pittman,
151 N.C. App. 112, 564 S.E.2d 899,
disc. review denied, 356 N.C.
163, 568 S.E.2d 609,
appeal dismissed, 356 N.C. 163, 568 S.E.2d 609
(2002), wherein this Court held a judgment void because it was
entered pursuant to the signature of a judge whose term had
expired.
Footnote: 2 To permit the majority's result would require finding that
the substituted judge in this action cannot enter Judge Jones'
order and any such entry would inevitably result from an abuse of
discretion. The majority states Judge Jones, Holliday, and Gunter
subsequently met to discuss the details of the order. While this
is true, the attorneys negotiated over the precise wording of the
order for several months, from July until November 2000. In
November 2000, Judge Jones participated in a meeting with the
attorneys to clarify and finalize the order. As the meeting
concluded, defendant's attorney raised the recusal issue. Although
Judge Jones' order remains unsigned, it was in final form when
defendant motioned for recusal. Considering the ample evidence, I
cannot hold an entry of Judge Jones' order would inevitably result
from an abuse of discretion. More importantly, that issue is not
properly before this Court, as our role would simply be to remand
for a determination pursuant to Rule 63.
Footnote: 3 Judge Christian certified the order a final order pursuant to
North Carolina General Statute § 1A-1, Rule 54(b), however, since
the new trial provisions of North Carolina General Statutes §§ 1-
277 and 7A-27 apply, there is no need to reach this for review of
Judge Christian's order.
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