1. Jury_selection_peremptory challenges--Batson hearing_nondiscriminatory reasons
Peremptory challenges were correctly allowed in an assault prosecution where the court
permitted the prosecutor to explain the challenges without ruling on whether defendant had
established a prima facie case; the prosecutor articulated credible, non-discriminatory reasons for
the challenges which were both well-grounded in law and supported by fact; defendant did not
offer any evidence of pretext other than the argument that the articulated reasons pertained
equally well to other jurors who were not challenged; and the court considered this argument but
concluded that none of the other jurors had the same combination of factors.
2. Constitutional Law_double jeopardy_not raised at trial
An assault defendant convicted of two assaults waived the question of whether double
jeopardy was violated by not raising the issue at trial.
3. Assault--one sequence of events_two counts
The evidence was sufficient to establish two assaults, and the trial court properly denied
defendant's motion to dismiss, where the assaults involved defendant and two different
individuals, each with his own thought process and each using a different weapon, each assault
was distinct in time and inflicted wounds in different locations, and the second assault occurred
after the first had ceased and the victim had fallen to the floor.
Attorney General Roy Cooper, by Assistant Attorney General
Jane Ammons Gilchrist, for the State.
Glover & Peterson, P.A., by Ann B. Petersen, for defendant-
appellant.
EAGLES, Chief Judge.
Joseph Donnell Littlejohn appeals from judgment entered in
Forsyth County Superior Court upon a jury verdict convicting him of
assault with a deadly weapon with intent to kill inflicting serious
injury and assault with a deadly weapon inflicting serious injury. The State's evidence tends to establish the following:
Defendant and the victim, Bobby Lumley (Lumley), were friends who
often socialized together. At approximately 3:00 p.m. on 27 January
2001, defendant called Lumley on the phone to see whether Lumley
had any marijuana and if he wanted to smoke it. Lumley responded by
telling defendant that he did have some marijuana and that he had
just received his income tax refund. Lumley invited defendant to
come to his house later so the two of them could smoke marijuana
and go have a good time. Defendant agreed.
At approximately 5:30 p.m., defendant arrived at Lumley's
house accompanied by two men who Lumley did not know. Lumley,
suspicious of the two other men, asked defendant who they were.
Defendant told Lumley the two men were friends of his and assured
Lumley that they were cool. However, defendant never told Lumley
the names of the two men. After repeated assurances from defendant
that the unknown men were cool, Lumley retrieved a small amount
of marijuana from his bedroom and took it into the kitchen.
Defendant and the two unknown men followed Lumley into the kitchen.
Lumley placed the marijuana on the table and went to the
refrigerator to get himself a drink. When Lumley turned back toward
the table, he was confronted by defendant and the two unknown men.
One of the unknown men (Assailant B) brandished a small caliber
handgun, pointed it at Lumley's head and demanded Lumley's money
and weed. The other unknown individual(Assailant A) brandished
a knife and stood with defendant, who was unarmed, behind Assailant
B. When Lumley asked defendant what was going on, defendantreplied I don't know, and proceeded, along with Assailant A, to
pat Lumley down.
At this point, Lumley lunged at Assailant B, grabbed the gun,
and began pushing him backwards into the doorway between the
kitchen and the living room. Lumley forced defendant and Assailants
A and B backward until all four men were jammed in the doorway.
Lumley then knocked the gun out of Assailant B's hands onto the
living room floor. Assailant B called out that he dropped the gun
and an altercation followed as both Lumley and Assailant B tried to
reach and gain control of the gun. Ultimately, all four men ended
up in the living room of Lumley's house. While Lumley struggled
with Assailant B, defendant and Assailant A came up behind Lumley
and began trying to grab and hold Lumley. At some point during
this altercation, either defendant or Assailant A stabbed Lumley
seven times in the back, buttocks and leg. Lumley stopped
struggling and fell to the ground. Once Lumley was on the ground,
Assailant B picked up the gun and shot Lumley twice in the leg.
Defendant yelled lets bail and fled out the front door with
Assailant A and Assailant B.
Following his arrest, defendant told police that he and the
other two men, Assailants A and B, had gone to Lumley's house for
the purpose of robbing him. Defendant gave police two names that he
said were the names of Assailant A and Assailant B. Defendant also
looked through books of police photos. However, at the time of
trial, neither Assailant A nor Assailant B had been identified or
arrested. Defendant was indicted and tried on: (1) one count of
robbery with a dangerous weapon, under the theory of aiding andabetting; (2) one count of assault with a deadly weapon (.25
caliber pistol) with intent to kill inflicting serious injury,
under the theory of acting in concert; and (3) one count of assault
with a deadly weapon (knife) with intent to kill inflicting serious
injury, under the theory of acting in concert.
During jury selection, the prosecutor peremptorily excused
jurors number one and eleven. Defense counsel moved for relief
under Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69 (1986), on
grounds that defendant and both jurors were African-American.
Without first ruling on whether defendant had established a prima
facie case of discrimination, the trial court gave the prosecutor
an opportunity to respond to defense counsel's allegations. After
hearing argument from both counsel the Court found that [a]ssuming
that a prima facie case has been shown . . . the [S]tate has
offered sufficient race-neutral reasons for exercising . . . the
two peremptory challenges . . . The defendant has shown
insufficient grounds for relief under Batson. (Emphasis added.)
When the prosecutor peremptorily excused an African-American
alternate juror, defendant again moved for Batson relief and
renewed his earlier Batson motion. Without ruling on whether
defendant had established a prima facie case, the trial court asked
the prosecutor to respond. Following the prosecutor's explanation
of her reasons for the peremptory challenge and a brief response
from defense counsel, the trial court said,
again, assuming a prima facie case without finding a
prima facie case, [the Court] finds the reasons given by
the [S]tate for the excuse of [the alternate juror] and
other peremptorily challenged jurors to be race-neutral,
and not violative of Batson restrictions, and the motionfor striking the jury panel, or other relief from this
jury panel is denied.
(Emphasis added.)
At the close of the State's evidence, defendant moved without
argument, to dismiss all charges. The trial court denied
defendant's motion to dismiss but reduced the second count of the
indictment, the assault with the .25 caliber pistol, to assault
with a deadly weapon inflicting serious injury on grounds that the
State's evidence failed to establish that Assailant B acted with
specific intent to kill. Defendant presented no evidence. Defendant
was convicted of both assault with a deadly weapon with intent to
kill inflicting serious injury and assault with a deadly weapon
inflicting serious injury, but was found not guilty as to the first
count of the indictment, robbery with a dangerous weapon.
Defendant was sentenced to imprisonment for a term of 151 to 191
months for assault with a deadly weapon with intent to kill
inflicting serious injury and a consecutive term of 53 to 73 months
for assault with a deadly weapon inflicting serious injury.
Defendant appeals.
[1] Defendant first contends the trial court erred by
permitting the prosecutor to exercise peremptory challenges to
exclude potential jurors on the basis of race. Specifically,
defendant argues that the prosecutor's justifications were not
sufficiently race-neutral and the trial court's inquiry into the
legitimacy of those justifications was deficient. We disagree.
In Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69 (1986),
and Powers v. Ohio, 499 U.S. 400, 113 L. Ed. 2d 411 (1991), the
United States Supreme Court developed a three-part inquiry to beemployed when a defendant alleges that a prosecutor has
impermissibly excluded prospective jurors on the basis of race.
State v. Caporasso, 128 N.C. App. 236, 243, 495 S.E.2d 157, 162,
appeal dismissed, 347 N.C. 674, 500 S.E.2d 91 (1998). First, the
criminal defendant must establish a prima facie case of
discrimination. Id. [A] defendant makes out a prima facie case of
purposeful discrimination . . . if he shows: (1) he is a member of
a cognizable racial minority, (2) members of his racial group have
been peremptorily excused, and (3) racial discrimination appears to
have been the motivation for the challenges. State v. Porter, 326
N.C. 489, 497, 391 S.E.2d 144, 150 (1990)(emphasis added). Next,
the burden of production 'shifts to the State to come forward with
a neutral explanation' for each peremptory strike[,] to rebut
defendant's prima facie showing. Id. (citation omitted). A
prosecutor's explanations for exercising a peremptory challenge
need not rise to the level of justifying a challenge for cause.
State v. White, 349 N.C. 535, 551, 508 S.E.2d 253, 264 (1998),
cert. denied, 527 U.S. 1026, 144 L. Ed. 2d 779 (1999). So long as
the motive is not racial discrimination, a prosecutor may exercise
peremptory challenges based on 'legitimate hunches and past
experience.' Id. (citation and internal quotations omitted).
[I]f the trial court requires the prosecutor to give his
reasons without ruling on the question of a prima facie
showing, the question of whether the defendant has made
a prima facie showing becomes moot, and it becomes the
responsibility of the trial court to make appropriate
findings on whether the stated reasons are a credible,
nondiscriminatory basis for the challenges or simply
pretext.
State v. Hoffman, 348 N.C. 548, 551-52, 500 S.E.2d 718, 721
(1998)(citation omitted), aff'd after remand, 349 N.C. 167, 505S.E.2d 80 (1998), cert. denied, 526 U.S. 1053, 143 L. Ed. 2d 522
(1999). Finally, the defendant has a right of surrebuttal to show
that the prosecutor's explanations are a pretext. Porter, 326 N.C.
at 497, 391 S.E.2d at 150. Ultimately, the burden of persuading
the court that intentional racial discrimination has guided the use
of peremptory challenges rests on the defendant. Id. at 497-98,
391 S.E.2d at 150. Because this necessarily entails an
'[e]valuation of the prosecutor's state of mind based on demeanor
and credibility,' Caporasso, 128 N.C. App. at 243, 495 S.E.2d at
162 (citation omitted), an appellate court should not overturn the
trial court's findings unless [it] is 'convinced that [the trial
court's] determination was clearly erroneous.' Id. (citation
omitted).
Our courts have consistently held that the State may
permissibly exercise[] its peremptory challenges in pursuit of a
jury that is 'stable, conservative, mature, government oriented,
sympathetic to the plight of the victim, and sympathetic to law
enforcement crime solving problems and pressures.' Porter, 326
N.C. at 498, 391 S.E.2d at 151 (citation omitted). A prosecutor may
also peremptorily excuse jurors when they display[] a lack of
attention, Caporasso, 128 N.C. App. at 244, 495 S.E.2d at 162
(citations omitted), or when the prosecutor has legitimate
concerns about a prospective juror's knowing the defendant or
witnesses . . . . White, 349 N.C. at 551, 508 S.E.2d at 264.
Here, without ruling on whether defendant had established a
prima facie case, the trial court permitted the prosecutor to
respond to defendant's allegations. The prosecutor gave thefollowing reasons for each peremptory challenge: With regard to
juror number one . . . the juror was extremely young, or appeared
to be extremely young. She's not married, nor does she have
children, nor does she have a stake in a home of her own, she's
currently renting. Furthermore, [w]ith regard to [juror number
eleven], as she came into the box, and throughout the court's
introductory remarks to her, I noted her nodding and smiling at
least in the direction of the defendant, and because of that, I was
somewhat uncomfortable with her service. The prosecutor added that
these actions were so noticeable . . . that, without hearing the
first word out of her mouth, I placed an X on her number on my
sheet . . . . Finally, after noting that the excused alternate
juror was pregnant, the prosecutor explained:
I had a difficult time getting the impression that she
was able to stay awake. She seemed sluggish to me. When
I walked in the courtroom after lunch, I noticed her
sitting in the back sleeping. And then when she took her
place in the alternate seat, it took her what I perceived
to be an abnormally long time just getting up here; and
then when she sat down, her eyes would droop, her voice
would be slow and somewhat sluggish.
Because the trial court permitted the prosecutor to explain
the challenges without ruling on whether defendant had established
a prima facie case, the only issue before the trial court was
whether the prosecutor's stated reasons were credible and non-
discriminatory or a pretext. After careful review of the trial
transcript, we conclude that the prosecutor articulated credible,
non-discriminatory reasons for the challenges which were both well
grounded in law and supported by fact. In response, defendant did
not offer any evidence of pretext other than the argument that the
articulated reasons pertained equally well to white jurors who werenot challenged. The transcript reveals that the trial court
considered this argument, but concluded that none of the other
jurors had the same combination of factors and rejected defendant's
argument of pretext. We hold that the trial court's determination
in permitting the peremptory challenges was not clearly erroneous.
Accordingly, this assignment of error is rejected.
[2] Defendant next contends that because the shooting and
stabbing constituted one continuous assault, the trial court erred
by denying his motion to dismiss one of the assault charges.
Relying on State v. Brooks, 138 N.C. App. 185, 530 S.E.2d 849
(2000), defendant argues that the evidence was insufficient to
support convictions of both offenses because the State failed to
present evidence of a distinct interruption between the assault
with the knife and the assault with the gun. Defendant further
argues that his conviction and punishment for two separate assaults
violates his constitutional right against double jeopardy. We
disagree.
We begin by noting that the constitutional right against
double jeopardy may, like other constitutional rights, be waived by
defendant's 'action or inaction' at trial. State v. Christian,
150 N.C. App. 77, 81, 562 S.E.2d 568, 572 (citation omitted), disc.
review denied, 356 N.C. 168, 568 S.E.2d 618 (2002). 'To avoid
waiving this right, a defendant must properly raise the issue of
double jeopardy before the trial court. Failure to raise this issue
at the trial court level precludes reliance on the defense on
appeal.' Id. (citation omitted). Here, defendant moved to dismiss all charges against him at
the close of the State's evidence and at the close of all the
evidence. However, defendant did not raise the issue of double
jeopardy as the basis for these motions. Moreover, there is no
evidence in the record that the issue of double jeopardy was ever
raised in the trial court. Accordingly, defendant has waived review
of this issue.
[3] Defendant nevertheless argues that insofar as the evidence
presented at trial was insufficient as a matter of law to support
his conviction of two separate assaults, this issue was properly
preserved by assigning error to the trial court's denial of his
motion to dismiss. After careful review of the record and
transcript, we hold that even if this issue was properly preserved,
there was no error.
Upon reviewing a motion to dismiss in a criminal trial, 'the
question for the Court is whether there is substantial evidence (1)
of each essential element of the offense charged, or of a lesser
offense included therein, and (2) of defendant's being the
perpetrator of such offense. If so, the motion is properly
denied.' State v. Scott, 356 N.C. 591, 595, 573 S.E.2d 866, 868
(2002)(citation omitted). Substantial evidence is that amount of
relevant evidence necessary to persuade a rational juror to accept
a conclusion. Id. at 597, 573 S.E.2d at 869. 'In reviewing
challenges to the sufficiency of evidence, we must view the
evidence in the light most favorable to the State, giving the State
the benefit of all reasonable inferences. Contradictions and
discrepancies do not warrant dismissal of the case but are for thejury to resolve.' Id. at 596, 573 S.E.2d at 869 (citation
omitted). 'When ruling on a motion to dismiss, the trial court
should be concerned only about whether the evidence is sufficient
for jury consideration, not about the weight of the evidence.' Id.
at 596-97, 573 S.E.2d 869 (citation omitted).
Although the trial court reduced the second count of the
indictment, it denied defendant's motion to dismiss and instructed
the jury on assault with a deadly weapon with intent to kill
inflicting serious injury and assault with a deadly weapon
inflicting serious injury under the doctrine of acting in concert.
The essential elements of assault with a deadly weapon with intent
to kill inflicting serious injury are: (1) an assault, (2) with a
deadly weapon, (3) with the intent to kill, (4) inflicting serious
injury, (5) not resulting in death. State v. Reid, 335 N.C. 647,
654, 440 S.E.2d 776, 780 (1994). The essential elements of assault
with a deadly weapon inflicting serious injury are: '(1) an
assault (2) with a deadly weapon (3) inflicting serious injury (4)
not resulting in death.' State v. Woods, 126 N.C. App. 581, 592,
486 S.E.2d 255, 261 (1997)(citation omitted). Under the doctrine of
acting in concert, [i]f 'two [or more] persons join in a purpose
to commit a crime, each of them, if actually or constructively
present, is not only guilty as a principal if the other commits
that particular crime, but he is also guilty of any other crime
committed by the other in pursuance of the common purpose . . . or
as a natural or probable consequence thereof.' State v. Mann, 355
N.C. 294, 306, 560 S.E.2d 776, 784 (citations omitted), cert.
denied, ___ U.S. ___, 154 L. Ed. 2d 403 (2002). Defendant does not contend that the evidence was insufficient
to support a conviction of either assault with a deadly weapon with
intent to kill inflicting serious injury or assault with a deadly
weapon inflicting serious injury; only that the evidence was
insufficient to support convictions of both offenses.
In order for a criminal defendant to be charged and convicted
of two separate counts of assault stemming from one transaction,
the evidence must establish a distinct interruption in the
original assault followed by a second assault[,] so that the
subsequent assault may be deemed separate and distinct from the
first. Brooks, 138 N.C. App. at 189, 530 S.E.2d at 852. Therefore,
the dispositive issue in this case is whether the State presented
substantial evidence of an interruption between the assault with
the knife by Assailant A and the assault with the gun by Assailant
B, so that they may be deemed two separate events. If so, defendant
may be convicted of both offenses under the doctrine of acting in
concert.
In State v. Rambert, 341 N.C. 173, 459 S.E.2d 510 (1995),
defendant was riding in an automobile that pulled into a parking
space next to the space where the victim was sitting in his
automobile. Following a verbal altercation with the victim,
defendant produced a gun. The victim ducked down in the seat as
defendant fired once through the victim's windshield. When the
victim pulled forward, defendant fired again, this time through the
victim's passenger door. Defendant fired a third time into the rear
bumper area of the victim's car as the victim continued pulling
away from defendant. Id. at 176, 459 S.E.2d at 512. Defendant wasconvicted of three separate counts of discharging a firearm into
occupied property. Id. at 175, 459 S.E.2d at 511. Defendant
appealed on grounds that three separate convictions violated double
jeopardy.
Our Supreme Court rejected defendant's claim, concluding that
defendant's actions were three distinct and, therefore, separate
events. Id. at 176, 459 S.E.2d 513. The Court based this
conclusion on the following factors: (1) [e]ach shot . . .
required that defendant employ his thought processes each time he
fired the weapon; (2) [e]ach act was distinct in time; and (3)
each bullet hit the vehicle in a different place. Id. at 176-77,
459 S.E.2d 513. Accord State v. Nobles, 350 N.C. 483, 515 S.E.2d
885 (1999).
Here, the assaults in which defendant was involved were
carried out by two different individuals, each employing his own
thought processes and each using a different weapon. The victim
testified that he knocked the gun out of [Assailant B's] hand
and began to struggle with Assailant B when the victim went to
pick the gun up . . . . However, [the victim] was stabbed first,
at which time he dropped and fell down. After the victim was on
the floor, Assailant B picked up the gun [and] shot [the victim]
twice in the leg. Finally, while the victim was stabbed in the
back, buttocks and leg, he was shot in the kneecap.
Viewed in the light most favorable to the State, this evidence
tends to establish that each assault was distinct in time and
inflicted wounds in different locations on the victim's body.
Moreover, the assault by Assailant B occurred only after theoriginal assault had ceased and the victim had fallen to the floor.
It was at this point that Assailant B walked over to the gun,
picked it up and began firing at the victim. Applying Rambert, we
hold the State's evidence was sufficient to show that there were
indeed two separate assaults. Accordingly, the trial court properly
denied defendant's motion to dismiss
For all the foregoing reasons, we hold the defendant received
a fair trial, free from prejudicial error.
No error.
Judges MARTIN and GEER concur.
*** Converted from WordPerfect ***