STATE OF NORTH CAROLINA
v.
SIDNEY RAY CRUDUP
Attorney General Roy Cooper, by W. Richard Moore, Special
Deputy Attorney General, for the State.
Paul Pooley, for the defendant-appellant.
WYNN, Judge.
Sidney Ray Crudup appeals his conviction for felonious
possession of cocaine and presents one issue: Did the trial court
err by admitting defendant's incriminating statements (made without
Miranda warnings in response to police questioning while handcuffed
and detained) in violation of Miranda v. Arizona, 384 U.S. 436
(1966)? We conclude, based upon the totality of the circumstances,
defendant was subjected to an unconstitutional custodial
interrogation. Furthermore, we hold that this error was not
harmless beyond a reasonable doubt; accordingly, we grant defendant
a new trial.
In February 2001, James Patterson rented an apartment todefendant with the understanding that defendant would not reside in
the apartment; instead, defendant's girlfriend and baby would
reside therein. Under that understanding, Patterson gave one key
to defendant. On 22 May 2001, Patterson asked defendant to move
his girlfriend and baby out of the apartment because of delinquent
rent payments. After arguing, Patterson called the police and, for
reasons not revealed in the record, reported a break-in.
In response to Patterson's call, Officer Jeff Marbrey and five
to six other officers went to the apartment to investigate the
alleged break-in. However, as Officer Marbrey prepared to enter
the residence, defendant exited the front door. Three officers
handcuffed defendant and detained him as a burglary suspect.
Thereafter, Officer Marbrey and another officer searched the house
for the alleged burglar; in the course of doing so, Officer Marbrey
observed numerous plastic sandwich bags in the bedroom closet.
Upon closer inspection, Officer Marbrey discovered what was later
determined to be crack cocaine. No one else was found in the
house. Shortly thereafter, Officer Marbrey asked defendant if he:
(1) resided in the house, (2) was the only resident, and (3) owned
the possessions found on the premises. Defendant answered the
questions affirmatively. Officer Marbrey placed defendant under
arrest for drug possession.
At trial, over defendant's objection, the trial court admitted
defendant's inculpatory statements into evidence. The trial court
reasoned that the questions by the officers were objective andreasonable . . . for their own protection [and] the protection of
the public at large. On 17 October 2001, defendant was convicted
of possession of cocaine and sentenced to 8 to 10 months in the
North Carolina Department of Corrections. On appeal, defendant
assigns error to the admission of his inculpatory statements into
evidence. Furthermore, defendant contends that the statements were
incurably prejudicial. After carefully reviewing the record, we
agree.
It is well-established that the standard of review in
evaluating a trial court's ruling on a motion to suppress is that
the trial court's findings of fact 'are conclusive on appeal if
supported by competent evidence, even if the evidence is
conflicting.' State v. Buchanan, 353 N.C. at 336, 543 S.E.2d at
826 (citation omitted). The determination of whether a defendant
was in custody, based on those findings of fact, however, is a
question of law and is fully reviewable by this Court. State v.
Briggs, 137 N.C. App. 125, 128, 526 S.E.2d 678, 680 (2000)
(citations omitted). Likewise, the trial court's determination of
whether an interrogation is conducted while a person is in custody
[also] involves reaching a conclusion of law, which is fully
reviewable on appeal. Buchanan, 353 N.C. at 336, 543 S.E.2d at
826 (citation omitted). Accordingly, we review the trial court's
determination that defendant was not entitled to Miranda warnings
under a de novo review.Miranda warnings are required only when a defendant is
subjected to custodial interrogation. State v. Patterson, 146
N.C. App. 113, 121 552 S.E.2d 246, 253 (2001) (citations omitted).
The Miranda Court defined custodial interrogation as questioning
initiated by law enforcement officers after a person has been taken
into custody or deprived of his freedom of action in any
significant way. Miranda, 384 U.S. at 444. Accordingly, in
determining whether defendant was entitled to Miranda protections
this Court must make three inquires: First, was defendant in
custody? Second, was defendant interrogated? Third, do any
exceptions to the Miranda rule apply?
First, was defendant in custody? In State v. Buchanan, the
Supreme Court of North Carolina held that the appropriate inquiry
in determining whether a defendant is in 'custody' for purposes of
Miranda is, based on the totality of the circumstances, whether
there was a 'formal arrest or restraint on freedom of movement of
the degree associated with a formal arrest.' Buchanan, 353 N.C.
at 339, 543 S.E.2d at 828 (2001)(citations omitted). [T]he only
relevant inquiry is how a reasonable man in the suspect's position
would have understood this situation. Id. at 341-342, 543 S.E.2d
at 829 (citations omitted).
Under the facts of this case, we conclude, as a matter of law,
that defendant was in custody. The record reveals that defendant
was immediately handcuffed and detained as a possible burglarysuspect. While handcuffed, defendant was questioned while four
officers, including Officer Marbrey, surrounded him. Most
assuredly, defendant's freedom of movement was restrained to the
degree associated with a formal arrest. A reasonable person under
these circumstances would believe that he was under arrest. See
e.g., State v. Johnston, __ N.C. App. __, __, 572 S.E.2d 438, 440
(2002) (holding that handcuffing defendant in the back of a police
car constituted custody under Buchanan.).
Second, was defendant interrogated? Our Supreme Court has
held that any words or actions on the part of the police that the
police should know are reasonably likely to elicit an incriminating
response from the suspect constitute an interrogation. State v.
Golphin, 352 N.C. 364, 406, 533 S.E.2d 168, 199 (2000).
In the case sub judice, after searching the residence and
finding what he believed to be crack cocaine, Officer Marbrey
questioned defendant, asking if he or anyone else lived in the
residence and whether he owned the contents therein.
Unquestionably, a reasonable officer would know, or should have
known, that any response to these questions would have incriminated
defendant. If defendant denied having a right to be in the home,
then defendant's response would have tended to incriminate him as
a burglar. On the other hand, if defendant admitted that he lived
at the home and owned the possessions therein, then his response
would have tended to incriminate him for possessing cocaine. Therefore, under the definition articulated by our Supreme Court in
Golphin, we conclude that defendant was interrogated.
Third, do any exceptions to the Miranda rule apply? The trial
court in this case held that defendant was not entitled to Miranda
warnings because (1) the questions were permissible as routine on-
the-scene questions, and (2) the questions were permissible under
the public safety exception.
Miranda warnings are not required during normal investigative
activities conducted prior to arrest, detention, or charge.
Miranda, 384 U.S. at 477; State v. Meadows, 272 N.C. 327, 158
S.E.2d 638 (1968). In determining whether specific questions
constitute custodial interrogation or general on-the-scene
questioning, this Court has found the following factors to be
relevant: (1) the nature of the interrogator,
(2) the time and
place of the interrogation,
(3) the degree to which suspicion had
been focused on the defendant,
(4) the nature of the interrogation
and (5) the extent to which defendant was restrained or free to
leave.
State v. Clay, 39 N.C. App. 150, 155, 249 S.E.2d 843, 846-
47 (1978), rev'd on other grounds by 297 N.C. 555, 256 S.E.2d 176
(1979). While none of the factors standing alone is determinative,
each factor is relevant.
In light of these factors, we hold that defendant was
subjected to a custodial interrogation and not general on-the-scene
questioning because: (1) defendant was interrogated by a policeofficer; (2) defendant was interrogated while in handcuffs; (3)
Officer Marbrey testified that defendant was immediately considered
a burglary suspect; (4) Officer Marbrey asked incriminating
questions; and (5) defendant was not free to leave.
(See footnote 1)
In the alternative, the trial court found, and the State
contends, that the questions asked were legitimately based upon
Miranda's public safety exception. State v. Brooks, 337 N.C.
132, 144, 446 S.E.2d 579, 587 (1994). In New York v. Quarles, 467
U.S. 649 (1984), the United States Supreme Court held that Miranda
warnings are not required where police officers ask questions
reasonably prompted by a concern for the public safety. The
essential purpose of the public safety exception is the
objectively reasonable need to protect the police or the public
from any immediate danger associated with . . . weapon[s]. Id. at
659. However, the Quarles Court characterized the public safetyexception as a narrow exception, intended to neutralize volatile
situations and to address situations where spontaneity rather than
adherence to a police manual is necessary.
In the case sub judice, the trial court concluded that the
questioning by the officers [was] objective and
reasonable . . . for their own protection [and] the protection of
the public at large. We hold the circumstances in this case
exceed the narrow scope of the public safety exception. Defendant
was handcuffed and surrounded by three officers. There was no risk
of imminent danger to the public, the officers, or even to the
defendant. Absent the protection of this exception, or any other
exception, the officers had a duty to administer to defendant his
Miranda rights before proceeding with questioning. Accordingly,
the trial court committed error by not suppressing defendant's
inculpatory statements obtained in violation of Miranda.
While we conclude that the trial court erred in admitting
defendant's inculpatory statements, we recognize that not all
constitutional errors warrant a new trial. Under N.C. Gen. Stat.
§ 15A-1443(b)(2002), [a] violation of the defendant's rights under
the Constitution of the United States is prejudicial unless the
appellate court finds that it was harmless beyond a reasonable
doubt. An error of constitutional magnitude will be held to be
harmless beyond a reasonable doubt only when the court can declare
a belief . . . that there is no reasonable possibility that theviolation might have contributed to the conviction. State v.
Lane, 301 N.C. 382, 387, 271 S.E.2d 273, 277 (1980) (emphasis
added). After carefully reviewing the record, we conclude, in
light of the State's tenuous evidence of defendant's constructive
possession, the trial court's error was not harmless beyond a
reasonable doubt.
(See footnote 2)
To convict a defendant of possessing a controlled substance,
the State must prove beyond a reasonable doubt that defendant
knowingly possessed the substance. State v. Givens, 95 N.C. App.
72, 76, 381 S.E.2d 745, 748 (1989). Knowledge may be shown even
where the defendant's possession of the illegal substance is merely
constructive rather than actual. See, e.g., State v. Harvey, 281
N.C. 1, 187 S.E.2d 706 (1972). Constructive possession may be
inferred when a defendant has exclusive control over the premises
where a substance is found. State v. Givens, 95 N.C. App. at 76,
381 S.E.2d at 871. Even where a defendant has nonexclusive control
over the premises, one can infer constructive possession if other
incriminating circumstances exist to show defendant had the power
and intent to control the substance. Id.
In a strikingly similar case, State v. Washington, 330 N.C.188, 410 S.E.2d 55 (1991), a police officer observed a vehicle with
a broken headlight and other damage. Suspecting a possible hit and
run, the officer stopped the vehicle. Defendant, the driver of the
vehicle, did not have a license. Accordingly, the officer placed
defendant in his patrol car while checking his identity. Upon
returning to defendant's car, the officer noticed a round of
ammunition on the floorboard. The officer asked defendant, still
sitting in the backseat of the patrol car, where the gun was
located. Defendant denied having a gun, and, further, stated that
the car did not belong to him. Furthermore, defendant stated:
Man, there ain't no gun in the car. It's not my car. You can
search it, you're not going to find anything.
While searching the vehicle, the officer found small plastic
bags with a white powdery substance, later proved to be cocaine.
The officer showed the bags to defendant and said, look what I
found. Defendant said that he had bagged up baking soda to look
like cocaine so that he could sell it as cocaine and make a good
profit. At that point, the officer placed defendant under arrest
for possession of cocaine.
At trial, defendant moved to suppress his inculpatory
statements because they were obtained in violation of Miranda.
Although defendant's movement was involuntarily restricted, the
trial court found that defendant was not in custody.
Accordingly, the trial court concluded that defendant was notentitled to Miranda warnings.
Our Supreme Court, based upon Judge Greene's dissent, reversed
the trial court's decision. In addition to finding custodial
interrogation, the Court found that the error was not harmless
beyond a reasonable doubt. Thus, the Court adopted Judge Greene's
reasoning that: Without the unlawfully obtained statements, the
only evidence of the defendant's guilt [was] circumstantial. As to
the possession element, the only evidence is that the cocaine was
found in a car driven by the defendant. However, the car belonged
to someone else. Accordingly, the Court held that in light of
the less than overwhelming circumstantial evidence, [we conclude
admission of defendant's statement] was not harmless error beyond
a reasonable doubt. State v. Washington, 330 N.C. 188, 188, 410
S.E.2d 55, 56 (1991) (adopting 102 N.C. App. 535, 538-40, 402
S.E.2d 851, 853-55 (1991) (Greene, J., dissenting)).
In the case sub judice, the State's evidence of constructive
possession substantially rested upon defendant's unconstitutionally
procured statement claiming possession of the items in the
apartment. Absent this evidence, the State's theory of
constructive possession, as in Washington, rested on defendant's
physical presence in a house where he did not reside. Based on
this scant circumstantial evidence, it can not be said that there
is no reasonable possibility that the violation might have
contributed to the conviction. State v. Lane, 301 N.C. at 387,271 S.E.2d at 277. Accordingly, we conclude that the trial court
error in admitting defendant's incriminating statements was not
harmless beyond a reasonable doubt. Defendant is therefore
entitled to a,
New trial.
Judges TIMMONS-GOODSON and LEVINSON concur.
Under these exceptions, defendant's statement that he lived at
the residence were permissible. However, questions regarding who
else lived in or stayed at the home, and the ownership of the
belongings in the home were, under the particular facts of this
case, outside the scope of these exceptions.
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