1. Indictment and Information_name of one victim deleted_no error
The trial court did not err by allowing the State to delete the name of one of the victims in
an armed robbery indictment. The alteration did not change the nature of the offense, prejudice
defendant's theory of defense, or change the State's burden of proof.
2. Evidence_prior conduct_pretending to rob
The admission of testimony that an armed robbery defendant had pretended to rob his
coworkers in the past, in a manner similar to the robbery for which he was charged, was
admissible to show motive, opportunity, intent, preparation, plan or knowledge. It was more
probative than prejudicial.
3. Sentencing_aggravating circumstances_position of trust or confidence_former
employee
There was insufficient evidence to find the aggravating circumstance that a robbery
defendant abused a position of trust or confidence where the defendant was a former employee
who had not worked for the victim for six months.
Judge ELMORE dissenting in part and concurring in part.
Attorney General Roy Cooper, by Assistant Attorney General W.
Wallace Finlator, Jr., for the State.
Duncan B. McCormick for the defendant-appellant.
WYNN, Judge.
From his conviction on the charge of armed robbery, defendant
Jay Efram Ingram contends on appeal that the trial court
erroneously (I) allowed the state's motion to alter the indictment;
(II) overruled his objection to a series of questions regardingprior statements and behavior; and (III) found as an aggravating
sentencing factor that he took advantage of a position of trust or
confidence. After review, we find no error.
At about 11:00 p.m. on 23 May 2001, two men stole the day's
receipts from a fast-food restaurant in Burlington. The incident
occurred after two employees, Sandra Goodman and Stephonia Berger,
closed the store. The record shows that one of the robbers (later
identified as defendant) approached Ms. Goodman in her car, placed
a gun to her head and took two deposit bags containing the day's
receipts. The other robber, however, approached Berger in a
different car and took a plastic bag containing clothes. Both
women identified defendant as a former employee of the restaurant
and one of the robbers.
The grand jury returned a true bill of indictment which stated
inter alia,
the Defendant named above unlawfully, willfully and
feloniously did steal, take and carry away and attempt to
steal, take and carry away another's personal property,
U.S. CURRENCY of the value of OVER $1,000, from the
presence, person, place of business and residence of
SANDRA GOODMAN AND STEPHONIA BERGER.
At the close of its trial evidence, the State moved to delete
Stephonia Berger's name from the indictment. The trial court
granted the motion, and the jury returned a verdict finding sheet
finding THE DEFENDANT JAY EFRAM INGRAM TO BE . . . GUILTY OF ARMED
ROBBERY (SANDRA GOODMAN).
Thereafter, the trial court found aggravating and mitigating
factors, determined the aggravating factors outweighed the
mitigating factors, and sentenced defendant to a term of 80 months
to 105 months imprisonment. Defendant appeals. ______________________________________________________
[1] Defendant first contends the indictment's alteration,
striking the second victim's name, substantially altered the charge
set forth in the indictment in violation of N.C. Gen. Stat. § 15A-
923(e)(2001). We disagree.
A bill of indictment is legally sufficient if it charges the
substance of the offense and puts the defendant on notice that he
will be called upon to defend against proof of the manner and means
by which the crime was perpetrated. State v. Rankin, 55 N.C. App.
478, 480, 286 S.E.2d 119, 120 (1982). N.C. Gen. Stat. § 15A-
923(e) states a bill of indictment may not be amended. However,
our Supreme Court has interpreted this provision as prohibiting
indictment amendments which substantially alter the charge set
forth in the indictment. See State v. Kamtsiklis, 94 N.C. App.
250, 255, 380 S.E.2d 400, 402 (1989).
In this case, defendant was indicted for robbery with a
dangerous weapon, in violation of N.C. Gen. Stat. § 14-87 (2001)
which requires proof of the following elements: (1) the unlawful
taking or an attempt to take personal property from the person or
in the presence of another (2) by use or threatened use of a
firearm or other dangerous weapon (3) whereby the life of a person
is endangered or threatened. State v. Beaty, 306 N.C. 491, 293
S.E.2d 760, 760, overruled on other grounds by State v. White, 322
N.C. 506, 369 S.E.2d 813 (1982). In respect of armed robbery as
defined in G.S. 14-87, force or intimidation occasioned by the use
or threatened use of firearms, is the main element of the offense.
Variance between the allegations of the indictment and the proof inrespect of the ownership of the property taken is not material. In
an indictment for robbery, the allegations of ownership of the
property taken is sufficient when it negatives the idea that the
accused was taking his own property. The gravamen of the offense
is the endangering or threatening of human life by the use or
threatened use of firearms or other dangerous weapons in the
perpetration of or even in the attempt to perpetrate the crime of
robbery. Id. at 499, 293 S.E.2d at 766..
In this case, the trial court allowed the indictment to be
altered by deleting Ms. Berger's name as a victim, leaving Ms.
Goodman's name as the sole alleged victim. This deletion did not
change the degree or nature of the offense charged. Indeed, before
and after the amendment, the defendant was on notice that he had to
defend against a charge of robbery with a dangerous weapon.
Moreover, it did not prejudice the defendant's theory of defense.
He contended he had an alibi for the time at which the robbery
occurred and therefore he could not have been one of the
perpetrators. Finally, the deletion did not change the State's
burden of proof. Indeed, defendant's guilt of robbery of a
dangerous weapon would have been established with proof beyond a
reasonable doubt that he robbed either Ms. Goodman or Ms. Berger _
the State was not required to prove both individuals had been
robbed by defendant. See State v. Montgomery, 331 N.C. 559, 569,
417 S.E.2d 742, 747 (1992)(stating the use of a conjunctive in [a
robbery with a dangerous weapon] indictment does not require the
State to prove various alternative matters alleged).
[2] Defendant next contends the trial court erroneouslyallowed testimony regarding whether defendant ever jokingly scared
other employees, his former coworkers, by pretending to rob them in
a manner similar to that used by the robber on the night of the
robbery because such testimony was irrelevant and prejudicial. We
disagree.
During direct examination of State's witness Stephonia Berger,
the following testimony was admitted after defendant's objection:
Q: How would the defendant, I'm sorry, how
would Mr. Ingram joke around after work some
nights?
A: Well, some nights when we would come out,
he would run from behind the building and jump
out and holler, Aiee, you know, trying to
scare us.
Q: Compare that, the location where he would
run out from when he was joking around, the
location where these two gentleman came out
and robbed you guys that night. Was it the
same location?
A: It was the same location.
[t.p.58]
Under North Carolina Rule of Evidence 404(b), testimony
tending to show proof of motive, opportunity, intent, preparation,
plan, or knowledge is admissible. N.C. Gen. Stat. § 8C-1, Rule 404
(2001). The line of questioning at issue tended to make such a
showing, and was more relevant and probative than unduly
prejudicial.
[3] In his final argument, defendant contends the trial court
erred in finding the aggravating factor that defendant took
advantage of a position of trust or confidence to commit the
offense, determining the aggravating factors outweighed any
mitigating factors, and sentencing defendant in the aggravated
range. We agree. Initially, we note that there is no case law which supports
the contention that there is an abuse of a position of trust by a
former employee who had not worked for the victim company for six
months. Defendant had worked at the restaurant's location for
approximately a year, and had not worked there for five or six
months prior to the robbery. (D.brief p.9) Although he was working
at another restaurant's location, he was no longer in any
relationship of trust or confidence with the restaurant that was
robbed in the instant case. Under the facts of this case, we hold
that the evidence was insufficient to establish as an aggravating
factor that a relationship of trust existed between defendant and
his former employer. The aggravating factor at issue was
inappropriate in this case.
For the foregoing reasons, we affirm the judgment below and
remand for re-sentencing.
No error in part, remanded for resentencing.
Judge McCULLOUGH concurs.
Judge ELMORE concurs in part and dissents in part.
ELMORE, Judge, dissenting in part, concurring in part.
The majority upholds the defendant's robbery conviction
holding that the State could amend the indictment by deleting the
name of one of the two named victims. From this conclusion I
respectfully dissent.
It is well established that a valid bill of indictment is
essential to the jurisdiction of the trial court to try an accused
for a felony. State v. Sturdivant, 304 N.C. 293, 308, 283 S.E.2d
719, 729 (1981). Our General Statutes state that [a] bill ofindictment may not be amended. N.C. Gen. Stat. § 15A-923(e)
(2001). This has been interpreted by North Carolina case law to
mean that an indictment may not be amended in a way which 'would
substantially alter the charge set forth in the indictment.'
State v. Brinson, 337 N.C. 764, 767, 448 S.E.2d 822, 824 (1994)
(citation omitted).
The issue is whether the amendment which omitted one of the
two victims named in the conjunctive substantially altered the
charge set forth in the indictment. The majority holds that the
burden of proof did not change, and that the amendment was
appropriate. I respectfully disagree.
Where an indictment charges the defendant with a crime against
someone other than the actual victim, such a variance is fatal.
State v. Bell, 270 N.C. 25, 153 S.E.2d 741 (1967). In Bell, the
indictment charged defendant with the robbery of Jean Rogers,
whereas the evidence showed the correct name of the victim was
Susan Rogers. The Court held that the defendant's motion for
nonsuit should have been allowed as to the indictment on the ground
that the indictment was in variance with the evidence. Bell, 270
N.C. at 29, 153 S.E.2d at 745. In State v. Overman, 257 N.C. 464,
125 S.E.2d 920 (1962), the indictment charged that Frank E. Nutley,
rather than Frank E. Hatley, was victim of a hit-and-run accident.
Because the indictment required the State to prove injury to
someone other than the true victim, the Court held a fatal variance
existed. Id. at 468, 125 S.E.2d at 924. See State v. Harper, 64
N.C. 100, 102 (1870) (A variance or omission in the name of the
person injured is more serious than a variance in the name of thedefendant . . . .). But see State v. Bailey, 97 N.C. App. 472,
389 S.E.2d 131 (1990) (change in indictment which stated victim's
name as Pettress Cebron to correctly reflect the victim's name as
Cebron Pettress was not a prohibited amendment).
I conclude from this line of cases that the identity of the
victim is a substantial element of the indictment, and that a
change in the victim's identity is a substantial change, which
change is prohibited by section 15A-923(e) of the General Statutes.
In the case at bar, the indictment was amended from including two
individual victims to including only one. In addition, the
amendment was made at the close of the State's evidence, well into
the case and after the jury had been initially read the original
indictment by the trial court and listened to the evidence with
both victims in mind. This constitutes a substantial change which
our law does not permit.
The trial transcript indicates that the State and the trial
court were trying to bring the indictment into conformity with
State v. Lyons, 330 N.C. 298, 412 S.E.2d 308 (1991), which held
that disjunctive jury instructions using and/or between the
victims names were fatally ambiguous and required a new trial when
the indictment had used the conjunctive and between the names.
The Lyons case established the rule that when a disjunctive jury
instruction is given, which allows the jury to find a defendant
guilty of either of two underlying acts each of which is in itself
a separate offense, the instruction is fatally ambiguous because it
is impossible to determine whether the jury unanimously found that
the defendant committed one particular offense. In the present case, however, the original indictment named
two victims using the conjunctive and, not the disjunctive
and/or. It follows that under the original indictment the State
would have to prove that the defendant robbed from both of the
named victims, Sandra Goodman and Stephonia Berger. The indictment
was not ambiguous. After the amendment, the State's burden was
reduced to proving that the defendant robbed Sandra Goodman only.
The majority relies on State v. Montgomery, 331 N.C. 559, 417
S.E.2d 742 (1992), which does say that a conjunctive in the
indictment does not require the State to prove both, in that case
person and presence of the victim. This case is distinguishable
because the conjunctive charges the defendant with a crime against
two individuals. While in a well-worded indictment this would
usually be two separate charges, when the State decided to charge
both in one, I believe they must then carry the burden as to both
to satisfy the charge. Lessening the State's burden from two
victims to one is a substantial alteration.
Because the amendment was in error and that error necessarily
prejudiced the verdict given by the jury, I would vacate the
judgment of the trial court. I concur in the other aspects of the
majority opinion.
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