1. Appeal and Error_Supreme Court order_application of statute by implication
The statute which prohibits a parent who has abandoned a child from taking by intestate
succession (N.C.G.S. § 31A-2) was implicitly applied to a case in a North Carolina Supreme
Court order which remanded for findings of fact on issues raised by the statute.
2. Intestate Succession_parent who abandoned child_findings_not sufficient for willful
abandonment
The trial court's conclusion that a father could not inherit by intestate succession from his
daughter was not supported by the findings. Those findings at most describe a man with
alcoholism who curtailed contact but visited his daughter throughout her life, and who offered to
help with her maintenance and support but was refused by his ex-wife. These findings do not rise
to the level of willful abandonment.
3. Intestate Succession_parent who abandoned child_compliance with prior court
order
An exception to the statute barring intestate succession by parents who abandon their
children (N.C.G.S. § 31A-2(2)) applied because respondent complied with the only court order
in existence. That order, for reasons not given, awarded custody to the child's mother but did not
require the payment of child support; this was apparently acceptable to the mother, who
subsequently refused respondent's offers of support.
Judge BRYANT dissenting.
Royster & Royster, by Stephen G. Royster and Michael D. Beal,
for petitioner-appellee.
Law Offices of Jonathan S. Dills, P.A., by Jonathan S. Dills
and Daniel B. Anthony, for respondent-appellant.
GEER, Judge.
This appeal addresses the proper distribution of the estate of
Candice Leigh Lunsford ("Candice"), who died at the age of eighteenin an automobile accident. Petitioner Dawn Collins Bean, the
estate's administratrix and Candice's mother, contends that
respondent Randy Keith Lunsford, Candice's father, willfully
abandoned Candice and is not entitled to share in Candice's estate.
Following a prior appeal, in which our Supreme Court ordered
the case remanded to the trial court for additional findings of
fact, In re Estate of Lunsford, 354 N.C. 571, 556 S.E.2d 292
(2001), the superior court concluded that Mr. Lunsford had
willfully abandoned his daughter and was not entitled, under N.C.
Gen. Stat. § 31A-2 (2001), to share in Candice's estate. Since
neither party has assigned error to the superior court's findings
of fact, the sole issue before this Court is whether those findings
support the superior court's conclusions of law. We hold that the
findings do not support the superior court's conclusion that Mr.
Lunsford willfully abandoned his daughter and reverse.
On 30 June 1999, Candice died in a car accident. On 31 August
1999, after the proceeds of a $100,000.00 liability insurance
policy had been tendered to Candice's estate, the estate sought a
determination by the clerk of court of Mr. Lunsford's right to
inherit. In an order entered 20 December 1999, the clerk of
superior court for Surry County concluded that Mr. Lunsford was
precluded from inheriting by N.C. Gen. Stat. § 31A-2. Mr. Lunsford
appealed the clerk's decision to the superior court, which, after
conducting an evidentiary hearing on 7 February 2000, reached the
same conclusion.
On appeal, this Court affirmed the superior court, with Chief
Judge Eagles dissenting on the grounds that N.C. Gen. Stat. § 31A-2should not apply because Candice was not a minor at the time of her
death. In re Estate of Lunsford, 143 N.C. App. 646, 547 S.E.2d 483
(2001). Mr. Lunsford appealed to the North Carolina Supreme Court
based on the dissenting opinion. On 18 December 2001, the Supreme
Court vacated the opinion of this Court and remanded the case to
this Court for further remand to the trial court for:
additional findings of fact as to (1) whether
respondent Randy Lunsford abandoned Candice
Leigh Lunsford; (2) if so, whether respondent
Randy Lunsford resumed care and maintenance of
Candice Leigh Lunsford at least one year prior
to her death and continued the same until her
death; and (3) whether respondent Randy
Lunsford "substantially complied" with all
orders of the trial court requiring
contribution to the support of the child.
354 N.C. 571, 571, 556 S.E.2d 292, 292 (2001).
On 12 April 2002, the superior court conducted an in-chambers
hearing at which the parties agreed that the court would make its
additional findings of fact without taking further evidence. Based
on the 7 February 2000 hearing transcript and the arguments of
counsel, the court, on the same day, entered an order setting forth
new findings of fact.
Specifically, the court found that Ms. Bean and Mr. Lunsford
married at young ages on 1 November 1980. Candice was born on 21
June 1981. Candice's parents separated on 20 November 1982.
Because Mr. Lunsford was an alcoholic and too immature for the
responsibilities of family life, Ms. Bean did not want him to
remain in the same household as their daughter. Mr. Lunsford
agreed and honored Ms. Bean's request that he leave.
On 30 January 1985, Ms. Bean and Mr. Lunsford were divorced.
The divorce decree gave sole "care, custody and control" of Candiceto Ms. Bean. The decree made no provision for visitation for Mr.
Lunsford. The decree mentioned the subject of child support, but
did not include any provisions directing either parent to pay child
support.
On 30 March 1985, Ms. Bean married Gary Bean. Following that
marriage, Mr. Bean assisted Ms. Bean with the support of Candice
and they together almost exclusively paid for Candice's expenses.
The court found that throughout Candice's minority, Mr.
Lunsford occasionally offered to pay Ms. Bean for a part of the
care and maintenance of Candice, but that Ms. Bean refused all of
his offers. After one of Mr. Lunsford's offers, Ms. Bean suggested
that he buy Candice some clothes that she wanted and, according to
the trial court, he "readily complied."
The court further found that from the date that Ms. Bean and
Mr. Lunsford separated, Mr. Lunsford visited with Candice
sporadically on his own initiative. Mr. Lunsford's mother, who had
an established relationship with Candice, would pick her up for a
visit and Mr. Lunsford would occasionally spend time with his
daughter then.
The court found that as Candice grew older, either Candice or
Mr. Lunsford would initiate phone calls, visits, or other
"relational contact." The court noted that the visits "usually
coincided with lulls in [Mr. Lunsford's] alcoholism and/or an
increase in the emotional stability of his private life." Just
before Candice's unexpected death, Mr. Lunsford attended her high
school graduation. According to the trial court, both Candice andMr. Lunsford "had initiated plans for furthering their father-
daughter relationship."
Based on these findings of fact, the trial court again
concluded that Mr. Lunsford had willfully abandoned his daughter
within the meaning of N.C. Gen. Stat. § 31A-2 and that neither of
the exceptions contained within the statute applied. Mr. Lunsford
has appealed from that 16 April 2002 order.
Abandonment requires a wilful intent to
escape parental responsibility and conduct in
effectuation of such intent.
Pratt, 257 N.C. at 501-02, 126 S.E.2d at 608 (citations omitted).
In this case, the trial court's findings of fact establish
that Mr. Lunsford originally left his daughter at his wife's
request because of his alcoholism. In the divorce decree, the
court granted sole custody to Ms. Bean and did not specifically
address visitation for Mr. Lunsford. Nevertheless, the court found
that "Lunsford and Candi[ce] had some relationship during the
lifetime of Candi[ce]." Specifically, from the date that the
parties separated, Mr. Lunsford took the initiative to visit
Candice, although the trial court found that he did so only
"sporadically" or "occasionally." The court further found that"[a]s Candi[ce] grew older, either Candi[ce] or Lunsford would
initiate phone calls, visits, or other relational contact." The
court specifically found that Mr. Lunsford attended Candice's high
school graduation and they "both had initiated plans for furthering
their father-daughter relationship."
With respect to Candice's care and maintenance, the court
found that no child support order had ever been entered requiring
that Mr. Lunsford pay support. The court further found that
although Ms. Bean and Candice's stepfather, Gary Bean, had paid
"almost exclusively" for Candice's care, Mr. Lunsford had
"[t]hroughout Candi[ce]'s minority . . . occasionally offered to
pay Bean for some of the care and maintenance of Candi[ce]." Ms.
Bean, however, refused those offers. The court did note that when
Ms. Bean suggested that Mr. Lunsford buy Candice clothes instead,
he "readily complied."
These findings of fact do not rise to the level of willful
abandonment as defined in Pratt. The findings at most describe a
man who had curtailed contact with his daughter, but still visited
and contacted her throughout her life. While Mr. Lunsford did not
in fact pay child support, the findings do not suggest that he
ignored his obligation to assist in his daughter's care and
maintenance. To the contrary, the court found that he offered to
help, but was refused.
The findings thus do not set forth any intentional conduct by
Mr. Lunsford that "evinces a settled purpose to forego all parental
duties and relinquish all parental claims to the child." Pratt,
257 N.C. at 501, 126 S.E.2d at 608. Nor do the findings establishthat Mr. Lunsford "[withheld] his presence, his love, his care, the
opportunity to display filial affection, and wilfully neglect[ed]
to lend support and maintenance . . . ." Id. See also id. at 501-
02, 126 S.E.2d at 608 ("[A] mere failure of the parent of a minor
child in the custody of a third person to contribute to its support
does not in and of itself constitute abandonment.").
In In re Young, 346 N.C. 244, 251-52, 485 S.E.2d 612, 617
(1997), our Supreme Court concluded that findings of fact setting
forth even less substantial contact between a mother and child were
insufficient to support the trial court's conclusion that the
mother had willfully abandoned her son. Although the mother,
during the six-month period at issue, had made no attempt to visit
her son, she had called "at times," she had requested to see her
son before she underwent surgery, and subsequently she began
visiting him. The Court held that "[t]his conduct does not
evidence a willful abandonment of her child on the part of
respondent." Id. at 252, 485 S.E.2d at 617.
Likewise, while the trial court's findings of fact in this
case present an unflattering portrait of Mr. Lunsford as a father,
they do not suggest "a willful determination to forego all parental
duties and relinquish all parental claims to the child." In re
Adoption of Searle, 82 N.C. App. 273, 275, 346 S.E.2d 511, 514
(1986). The description in the findings of fact of Mr. Lunsford's
efforts throughout his daughter's life to maintain a "relationship"
with her, although limited, and of his rebuffed offers to assist in
her maintenance cannot be reconciled with the definitions of
"willful abandonment" adopted in this State. We stress the narrowness of our review. While appellee refers
to evidence supporting her position, the trial court chose not to
make findings in accordance with that evidence. Appellee has not
cross-assigned error as to those findings. It is not the role of
this Court to consider what the trial court could have found or to
make our own findings based on our review of the record. Instead,
our review is limited to determining whether the court's actual
findings of fact support the conclusion that it reached. In this
case, they do not.
[3] We also hold that the trial court erred in concluding that
Mr. Lunsford did not fall within the scope of N.C. Gen. Stat. §
31A-2(2). Under N.C. Gen. Stat. § 31A-2(2), a parent who has
willfully abandoned the care and maintenance of his or her child
maintains his right to intestate succession from his child's estate
"[w]here a parent has been deprived of the custody of his or her
child under an order of a court of competent jurisdiction and the
parent has substantially complied with all orders of the court
requiring contribution to the support of the child." The Supreme
Court specifically directed the trial court to make findings as to
"whether respondent Randy Lunsford 'substantially complied' with
all orders of the trial court requiring contribution to the support
of the child." Lunsford, 354 N.C. 571, 571, 556 S.E.2d 292, 292
(2001).
On remand, the trial court found that Mr. Lunsford was
deprived of the custody of his daughter under an order of a court
of competent jurisdiction and, therefore, met the first requirement
of the exception in N.C. Gen. Stat. § 31A-2(2). Although appelleeargues on appeal that there was no deprivation of custody, she did
not cross-assign error to the trial court's finding otherwise.
That finding is, therefore, binding on this Court.
In any event, the finding is fully supported by the evidence.
In the divorce judgment, the district court ordered that "the care,
custody and control of Candice Leigh Lunsford is hereby awarded to
[Teresa Dawn Collins Lunsford]." The decree also did not grant Mr.
Lunsford any visitation rights. Appellee contends that this order
is insufficient and the exception should not apply absent a
termination of parental rights. If, however, a parent's rights
have been terminated, then he has no right to inherit from the
child. N.C. Gen. Stat. § 7B-1112 (2001). N.C. Gen. Stat. § 31A-2
can only be relevant if a parent still has rights of inheritance.
Appellee's proposed construction of the exception would render the
exception meaningless. See Comment, "In re Estate of Lunsford and
Statutory Ambiguity: Trying to Reconcile Child Abandonment and the
Intestate Succession Act," 81 N.C.L. Rev. 1149, 1176 (Mar. 2003)
("If the divorce judgment had deprived Mr. Lunsford of his parental
rights, there would be no lawsuit, because a parent whose parental
rights have been terminated cannot inherit through intestacy;
section 31A-2 is therefore inapplicable.").
Although the trial court found that Mr. Lunsford had been
deprived of custody, it nonetheless concluded that the exception to
N.C. Gen. Stat. § 31A-2 did not apply because "Lunsford could not
substantially comply with all orders of a court requiring
contribution to the support of Candi[ce] since no order to paychild support was issued." We cannot agree with this construction
of the exception.
The policy underlying Chapter 31A, barring property rights, is
to ensure "that no person shall be allowed to profit by his own
wrong." N.C. Gen. Stat. § 31A-15 (2001). The exception contained
in N.C. Gen. Stat. § 31A-2(2) must be construed in accordance with
that policy. The exception essentially states that if a court
takes away custody of a child and decides the specifics of support,
then a parent should not be denied the right to participate in
intestate succession if he limits his role in his child's life to
the parameters set out by a court. Although, as appellee argues,
a parent could do more, the exception provides that a failure to
exceed the requirements of a court order does not warrant
application of N.C. Gen. Stat. § 31A-2.
Here, the trial court found that the district court entering
the divorce decree considered child support, but "made no order
whether child support was to be paid by either parent." In fact,
the decree specifically found that no court had entered any order
"concerning child custody or child support for the minor child
involved in this action." Then, the district court, for reasons
not set out in the decree or record, chose to award "care, custody
and control" of Candice to her mother and not include any
requirement that Mr. Lunsford pay child support. Although the
district court's order failing to require Mr. Lunsford to pay any
child support may be curious, that determination of the district
court was apparently acceptable to appellee since, as the trial
court found below, she "refused" all offers of child support. Because the district court in its divorce judgment considered
the issue of child support but elected not to require Mr. Lunsford
to pay support, Mr. Lunsford has complied with the only order in
existence addressing the question of child support. To conclude,
as the trial court did, that exception (2) of N.C. Gen. Stat. §
31A-2, does not apply if a court has decided not to order a parent
to pay child support in effect allows a subsequent court to revisit
the issue of support and decide, contrary to the earlier decision,
that a parent should have done more. Here, although Mr. Lunsford
did not pay child support, his actions were consistent with the
only pertinent order and in accordance with the mother's wishes.
His conduct cannot be deemed "wrong" in the sense of the public
policy expressed in N.C. Gen. Stat. § 31A-15. Thus, even if the
trial court's determination of willful abandonment was supported by
the findings of fact, the court erred in failing to conclude that
N.C. Gen. Stat. § 31A-2(2) applied.
Reversed.
Judge TIMMONS-GOODSON concurs.
Judge BRYANT dissents in a separate opinion.
BRYANT, Judge, dissenting.
As I believe Mr. Lunsford's wilful neglect of the natural and
legal obligations of parental care and support owed to his daughter
Candice constituted wilful abandonment as defined by the law of
this State, I respectfully dissent.
Whether a parent has abandoned his child within the meaning of
section 31A-2 of the North Carolina General Statutes is a questionof fact to be decided by a jury, or judge acting as the finder of
fact. See Hixson v. Krebs, 136 N.C. App. 183, 188-89, 523 S.E.2d
684, 687 (1999). In the original appeal of this case, the North
Carolina Supreme Court specifically instructed the trial court on
remand to make ultimate findings of fact on three issues: (1)
whether Mr. Lunsford abandoned Candice; (2) if so, whether Mr.
Lunsford resumed care and maintenance of Candice at least one year
prior to her death and continued the same until the date of her
death; and (3) whether Mr. Lunsford substantially complied with
any and all child support orders. In re Lunsford, 354 N.C. 571,
571, 556 S.E.2d 292, 292 (2001). The trial court, however, on
remand labeled its findings of fact on these issues as conclusions
of law. Fortunately, the trial court's mislabeling of its ultimate
findings is not fatal to the order as these findings of fact are
clearly stated and distinguishable from the trial court's
conclusion of law, contained in its mandate, that Mr. Lunsford was
barred under section 31A-2 from sharing in his daughter's estate
based upon his abandonment of his daughter. See In re Faircloth,
153 N.C. App. 565, 569, 571 S.E.2d 65, 68 (2002) (findings of fact
mislabeled as conclusions of law did not violate N.C. Gen. Stat. §
1A-1, Rule 52 where they were clearly stated and easily
distinguishable). Although the trial court could, and indeed
should, have made findings that were more comprehensive and
reflective of the evidence, I conclude that the evidentiary
findings which were made are sufficient to support an ultimate
finding of wilful abandonment based upon wilful neglect of parental
duties. Wilful abandonment under section 31A-2 may take the form of
wilful neglect and refusal to perform the natural and legal
obligations of parental care and support. Pratt v. Bishop, 257
N.C. 486, 501, 126 S.E.2d 597, 608 (1962). Thus, where a parent
withholds his presence, his love, his care, the opportunity to
display filial affection, and wilfully neglects to lend support and
maintenance, such parent relinquishes all parental claims and
abandons the child. Id. To constitute an abandonment . . . it
is not necessary that a parent absent himself continuously from the
child . . . , nor even that he cease to feel any concern for its
interest. Id. at 503, 126 S.E.2d at 609; see Hixson, 136 N.C.
App. at 188-89, 523 S.E.2d at 687.
In this case, the trial court found Mr. Lunsford left the
marital home in 1982 because he was an alcoholic and too immature
for responsibilities of family life. Between the separation and
Candice's death in 1999, Mr. Lunsford visited only sporadically,
occasionally spending time with his daughter after his mother had
arranged for visitation, and also made an appearance at her high
school graduation. Mr. Lunsford did not contribute financially to
Candice's care and maintenance, except to buy her clothes on a
single occasion. It is, however, noted that Candice's mother also
refused any contributions from Mr. Lunsford. As the majority
recognizes, no error is assigned to the trial court's findings and
they are binding on appeal. Further, this Court noted more
specifically in the previous appeal of this case that Mr. Lunsford
visited Candice less than twelve times in almost seventeen years
and that he paid less than $100.00 toward her support andmaintenance. In re Lunsford, 143 N.C. App. 646, 648, 547 S.E.2d
483, 484 (2001), vacated and remanded, 354 N.C. 571, 556 S.E.2d 292
(2002).
These findings show that Mr. Lunsford made only extremely
limited and sporadic attempts to provide any care and maintenance
to Candice, otherwise totally abandoning her for almost seventeen
years. The duties of care and maintenance in section 31A-2 are
specific obligations of a parent, the neglect of which can possibly
result in both civil and criminal proceedings. These separate
duties define a parent's overall responsibilities to his minor
child, and both requirements must be met. See Davis v. Trus Joint
MacMillan, 148 N.C. App. 248, 253, 558 S.E.2d 210, 214 (2002)
(parent must prove he has resumed both care and maintenance of his
child to obtain workers' compensation death benefits under N.C.
Gen. Stat. § 97-40). The duty of care requires a presence in a
child's life: to show love and affection, as well as providing
support and maintenance. See Pratt, 257 N.C. at 501, 126 S.E.2d at
608. The duty of support and maintenance is a legal duty of the
parent to his child. See N.C.G.S. § 50-13.4(b) (2001) (absent
other circumstances, parents are primarily liable for the support
of their minor children); see also Wells v. Wells, 227 N.C. 614,
616-18, 44 S.E.2d 31, 33-34 (1947) (discussing the moral and legal
duty of a parent to support and maintain a minor child).
Maintenance and support require that the parental responsibility to
provide food, clothing, and shelter be met, see In re Adcock, 69
N.C. App. 222, 225, 316 S.E.2d 347, 349 (1984) (failure to provide
stable living environment and proper food and clothing is clearlyevidence of neglect that cannot be ignored), and the trial court's
findings reflect that in fact these requirements were not met by
Mr. Lunsford in this case. Neither logic nor the record in this
case supports an assertion that a parent who visits a child less
than twelve times in almost seventeen years, provides less than
$100.00 toward her maintenance and support, buys her clothes on
only one occasion, and attends her high school graduation is
providing the parental duty of care and maintenance as contemplated
in our statute. Simply stated, Mr. Lunsford's actions do not meet
the standard of care and responsibility to which a parent is
obligated.
Thus, the trial court's findings conclusively establish Mr.
Lunsford wilfully neglected his parental duties and therefore
abandoned his daughter within the meaning of section 31A-2.
Accordingly, I would affirm the trial court's order denying Mr.
Lunsford from sharing in Candice's estate.
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