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STATE OF NORTH CAROLINA v. RAE LAMAR WIGGINS, a/k/a, RAE CARRUTH
NO. COA02-959
Filed: 5 August 2003
1. Evidence--hearsay_victim's handwritten statements_present sense
impressions_harmless error
A shooting victim's handwritten statements about events leading up to and during the
shooting made seven hours after the shooting and after the victim had undergone general
anesthesia and surgery were not admissible under the present sense impression hearsay
exception; however, the admission of these written statements was harmless error beyond a
reasonable doubt where the same information contained in the statements was properly
introduced into evidence through the victim's 911 call and the testimony of other witnesses.
2. Evidence--hearsay--defendant's drug deal/revenge theory of case
The trial court did not err in a conspiracy to commit murder, firing a gun into occupied
property, and using an instrument with intent to destroy an unborn child case by excluding
evidence of and failing to instruct on defendant's theory of the case that his two alleged
coconspirators were seeking revenge on defendant based on the fact that they were angry with
defendant for refusing to finance a drug deal, because: (1) the statements were self-serving, were
sought to be admitted for the truth of the matter asserted, and were not evidence of defendant's
state of mind; and (2) defendant's drug deal/revenge theory was not supported by any evidence
admitted for substantive purposes at trial.
3. Jury--selection--peremptory challenges--black jurors--racial discrimination
The trial court did not err in a conspiracy to commit murder, firing a gun into occupied
property, and using an instrument with intent to destroy an unborn child case by allowing the
peremptory strikes of black jurors, because: (1) the prosecutor offered race-neutral explanations
for striking each of the eight black jurors; and (2) where the only factor supporting an inference
of discrimination is the disproportionate number of prospective black jurors peremptorily
challenged by the State and other elements relevant to finding an inference of discrimination are
not present, the trial court's determination that the State did not purposefully discriminate on the
basis of race is not clearly erroneous.
4. Jury--selection--peremptory challenges_-gender discrimination
The trial court in a conspiracy to commit murder, firing a gun into occupied property, and
using an instrument with intent to destroy an unborn child case did not improperly fail to assess
gender discrimination against black males in the juror selection, because: (1) after reviewing the
totality of circumstances the trial court concluded as a matter of law that the reasons proffered by
the State for its excusal of each juror are acceptable, non-pretextual, race-neutral, and gender
neutral; and (2) the trial court's order indicated that in light of the State's rebuttal testimony, it
accepted those justifications and concluded the State had acted in a gender neutral fashion.
5. Jury--recordation of numerical division--order to deliberate further
The trial court did not commit plain error in a conspiracy to commit murder, firing a gun
into occupied property, and using an instrument with intent to destroy an unborn child case by
asking the jury to record its numerical division and to deliberate further, because: (1) the trial
court did not ask the jurors for their numerical split, but requested they keep an internal record ofthe votes; (2) the trial court reinstructed the jury after making this request, reminding the jurors
that they should continue to deliberate while remaining true to their convictions; and (3) given
the totality of circumstances and substance of the instruction, no plain error was committed.
6. Sentencing--aggravating factor--took advantage of a position of trust or confidence
The trial court did not err in a conspiracy to commit murder, firing a gun into occupied
property, and using an instrument with intent to destroy an unborn child case by finding the
aggravating factor that defendant took advantage of a position of trust or confidence, because: (1)
the crimes against the victim could not have been carried out without the active participation of
defendant and the trusting relationship between defendant and the victim; and (2) although
defendant contends the victim knew defendant was romantically involved with other women, it
would not cause the victim to be in doubt for the safety of her life and that of her unborn child
around defendant, who was the father of that unborn child.
7. Sentencing--mitigating factors--aid in apprehension of felon--support of family--
extensive support system in the community
The trial court did not err in a conspiracy to commit murder, firing a gun into occupied
property, and using an instrument with intent to destroy an unborn child case by failing to find
the mitigating factors of aid in apprehension of another felon, defendant's support of his family,
and presence of an extensive support system in the community, because: (1) whatever
consideration defendant earned by helping the police was offset by his earlier denials of
wrongdoing; (2) the fact that defendant provides money to various family members is not per se
sufficient where there was evidence that defendant did not voluntarily provide other means of
support, and a possible motive for the crimes was to avoid paying child support; and (3) although
defendant presented evidence that he had many friends in Charlotte who liked and cared for him,
defendant failed to show the existence of a support system in the community.
Appeal by defendant from judgments entered 11 January 2001 by
Judge Charles C. Lamm in Mecklenburg County Superior Court. Heard
in the Court of Appeals 10 June 2003.
Attorney General Roy Cooper, by Assistant Attorney General
William B. Crumpler, for the State.
Rudolf Maher Widenhouse & Fialko, by M. Gordon Widenhouse,
Jr., for defendant.
TYSON, Judge.
Rae Lamar Wiggins, also known as Rae Carruth (defendant),
appeals from judgments entered upon a jury's verdict finding him
guilty of conspiracy to commit murder, firing a gun into occupied
property, and using an instrument with intent to destroy an unbornchild. Defendant was sentenced to an active term of imprisonment
of 196 months to 245 months for conspiracy to commit murder.
Concurrent sentences of 31 to 47 months were imposed for the
remaining convictions.
I. Background
On the evening of 15 November 1999, defendant and his eight-
months pregnant girlfriend, Cherica Adams (victim), watched a
movie at a Charlotte theater. The two left the movie theater and
rode together to defendant's house to retrieve the victim's car.
While there, defendant called Michael Kennedy (Kennedy) and told
him that he and the victim were about to leave. Victim followed
defendant in her vehicle toward her home. As they drove along two-
lane residential Rea Road, defendant slowed or stopped his large
sport utility vehicle in front of the victim's car. Victim could
not drive her car around defendant's vehicle. Kennedy drove his
rented vehicle beside the victim's car. Van Brett Watkins
(Watkins), a passenger, fired five shots from the rental vehicle
into the victim's car. The victim was wounded four times, once in
the neck and three times in the back. Defendant's and Kennedy's
vehicles fled the scene in different directions.
The victim called 911 from her cell phone at 12:31 a.m.,
pulled into a residential driveway, continuously blew the horn, and
remained on the phone for over twelve minutes until an ambulance
arrived. In her call to 911, the victim described the shooting in
detail and informed the dispatcher and an emergency medical
technician that she had been following defendant, who was her
boyfriend and her baby's father. Mecklenburg Police Officer Peter Grant (Grant) arrived on
the scene around 12:43 a.m. The victim identified defendant to
Grant as the driver of the vehicle that she had also described in
the 911 call. The victim was transported by ambulance to Carolinas
Medical Center and arrived at 1:10 a.m. The victim gave Grant a
complete chronology of the events that transpired during the night
and early morning. Emergency surgery was performed to remove the
bullets and deliver the baby from the victim at 1:30 a.m. At 4:00
a.m., the victim was taken to a trauma intensive care unit. Around
7:00 a.m., an endotracheal tube was inserted into victim's throat.
Traci Willard (Willard), the morning nurse, asked the victim if
she remembered what had happened to her. The victim nodded and
motioned for Willard to bring a pen and paper to her. The victim
handwrote notes describing the shooting and events of the morning
and previous evening. Later, the victim's father asked her if
there were any stop signs on the road that would provide defendant
a legitimate reason to stop in the road. The victim shook her head
negatively. The victim died 14 December 1999 as a result of the
inflicted wounds. Victim's infant son survived.
Defendant was charged with and tried capitally for first-
degree murder of the victim, conspiracy to commit murder, discharge
of a firearm into occupied property, and the use of an instrument
to destroy an unborn child. The State presented testimony from co-
conspirators, Watkins and Kennedy. Defendant did not testify but
presented evidence. A jury found defendant guilty of conspiracy to
commit murder, discharge of a firearm into occupied property, and
use of an instrument to destroy an unborn child. Defendantappeals.
II. Issues
Defendant's assignments of error raise the following issues:
(1) whether the notes written by the victim at the hospital are
inadmissible hearsay; (2) whether the exclusion of defendant's
theory of the case and the trial court's failure to instruct the
jury on his theory constituted reversible error; (3) whether the
trial court erred in allowing the peremptory strikes of black
jurors; (4) whether the trial court erred in failing to assess
gender discrimination in the juror selection; (5) whether the trial
court erred in asking the jury to record its numerical division and
to deliberate further; and (6) whether the trial court erred in
determining the aggravating and mitigating sentencing factors.
III. Hearsay Statements
[1] Defendant argues that the handwritten notes the victim
wrote after awaking from surgery are inadmissible hearsay. The
trial court admitted the hearsay statements as present sense
impressions, an allowed exception under N.C. Rule of Evidence
803(1).
[P]resent sense impression is defined as [a] statement
describing or explaining an event or condition made while the
declarant was perceiving the event or condition, or
immediately
thereafter. N.C. Gen. Stat. § 8C-1, Rule 803(1) (2001) (emphasis
supplied). Our Supreme Court analyzed the meaning of immediately
thereafter in
State v. Cummings, 326 N.C. 298, 389 S.E.2d 66
(1990).
Interpreting the identical Federal Rule, the
federal courts have held that there is no
perse rule indicating what time interval is too
long under Rule 803(1). . . . [A]dmissibility
of statements under hearsay exceptions depends
upon the facts of the particular case.
United
States v. Blakey, 607 F.2d 779, 785 (7th Cir.
1979). Here, [the victim's] statement was made
in close proximity to the event -- a
reasonable inference would be the length of
time it took to drive from Willow Springs to
her mother's house in Raleigh. Under the
particular facts of this case, [the victim's]
statement to her mother was made sufficiently
close to the event to be admissible as present
sense impressions under Rule 803(1).
Id. at 314, 389 S.E.2d at 75. The reason for the present sense
impression hearsay exception is that closeness in time between the
event and the declarant's statement reduces the likelihood of
deliberate or conscious fabrication or misrepresentation. State v.
Gainey, 343 N.C. 79, 87, 468 S.E.2d 227, 232 (1996).
The State argues that the victim's statements made soon after
the victim awoke from surgery qualify as a present sense
impression. The State contends that the victim's time in surgery
should be removed from the length of time between the shooting and
the writings because the victim could not communicate during the
surgery. Even after subtracting the length of time the victim spent
in surgery and recovery, nearly two additional hours elapsed
between the event and the written statement. Defendant argues the
victim's written statements were not a present sense impression,
but an inadmissible past sense impression. Although the risk is
low that the victim formed or seized an opportunity to manipulate
the truth, we cannot hold as a matter of law that statements made
approximately seven hours after the shooting and after the
declarant had undergone general anesthesia and surgery fit withinthe present sense impression hearsay exception. See State v.
Taylor, 344 N.C. 31, 47, 473 S.E.2d 596, 605 (1996) (statement
allowed as a present sense impression where it was made immediately
after declarant had perceived the condition); State v. Odom, 316
N.C. 306, 313, 341 S.E.2d 332, 336 (1986) (statement allowed as
present sense impression where declarant made statement within ten
minutes of perceiving abduction).
The State alternatively argues that the statements were
admissible under Rule 804(b)(5), which allows admission of
trustworthy hearsay consistent with the interests of justice. We
disagree. The trial court did not make findings for this hearsay
exception to apply as required by State v. Triplett, 316 N.C. 1,
340 S.E.2d 736 (1986). The issue becomes whether this hearsay
error was prejudicial or harmless beyond a reasonable doubt. If
the same information contained in the victim's written statement
was properly introduced into evidence through other witnesses or
means, any error in admitting the victim's statement would be
harmless beyond a reasonable doubt.
The written statements provide details about the events
leading up to and during the shooting. The victim wrote that
defendant called someone before they left his house and stated, we
were leaving now. Other comments in the statement included [h]e
was driving in front of me & stopped in the road & a car pulled
[up] beside me & he blocked the front & never came back and [h]e
insisted on coming to my house.
These statements corroborated other properly admitted
evidence. Kennedy testified that he received a telephone call fromdefendant just after midnight on 16 November 1999. Defendant told
Kennedy that [defendant] was at his house and he was getting ready
to leave the house. When asked specifically what defendant said,
Kennedy replied, 'We're getting ready to leave the house.'
Kennedy also testified to the sequence of events that corroborated
the victim's statements. Rae went over a hill and then down in
the dip. Then, he stopped his car; she stopped behind his; I
stopped behind her. Then, Watkins told me to pull up beside her
car. So, I pulled up beside her car and he started shooting in her
car. When asked the distance between defendant's and the victim's
vehicles, Kennedy replied [m]aybe a foot or so; because he
stopped, suddenly. Watkins began firing [a]s soon as we pulled
up beside. Defendant's vehicle pulled off as Kennedy turned his
vehicle around in a driveway.
Officer Grant testified that he asked the victim at the scene
if she knew who had shot her. The victim answered Rae Carruth.
Grant asked her if defendant was the person driving the vehicle she
described in the 911 call. She replied, Yes, yes. That's my
baby's daddy. She gave to Grant the defendant's home address.
Grant continued his questioning of the victim at the hospital.
After Grant inquired, Did your boyfriend do this to you?, victim
nodded affirmatively. When asked what happened, the victim told
Grant that she and defendant had attended a movie that night and
had traveled back to defendant's house to retrieve her car. She
was following Rae Carruth, down Rea Road. She said that along Rea
Road, Rae Carruth came to a stop. She had to stop; because at the
point in time where they stopped, it was only a 2-lane road; and,she couldn't to (sic) around, either way. And she said, when they
stopped the car, a car pulled up next to her; and, shots began
firing.
Candace Smith (Candace), a girlfriend of defendant, came to
the hospital and saw defendant the morning of the shooting. She
testified that defendant told her he wished that she [Cherica]
would die. Candace asked defendant outside the presence of others
if he had anything to do with the victim being shot. [H]e
wouldn't even look at me. And, he said that he had been trying to
be nice to her; and, go to doctors appointments and give her money;
and keep her happy. . . . And, that he had been getting money out
the bank, a little bit at a time, so it wouldn't look suspicons
(sic), to give to the guy. And, he said he watched the guy --
well, he hit his brakes, in his car, to slow her car down. And, he
saw the guys pull up and shot into her car. . . . And, he said, 'I
just drove off and went to Hannibal's house.'
The victim's recorded 911 call and the testimony of Kennedy,
Grant, and Candace duplicate the victim's written statements. The
only portion of the victim's statements allowed into evidence that
was not directly corroborated by other evidence was that defendant
insisted on going to [the victim's] house.
The victim telephoned her cousin, Modrey Floyd, at 12:15 a.m.
on 16 November 1999, and indicated that it was not the victim's
decision to go to her house. Floyd testified, [Cherica] said that
she and Rae were on their way over to the apartment. She asked if
I could straighten up because she didn't -- she wasn't expecting
him to come over. Given the nature and extent of the State's evidence
implicating defendant's involvement in the shooting, the recorded
911 call and witnesses' testimony that duplicated the victim's
written statements, we hold that any error in admitting the
victim's written statement was harmless beyond a reasonable doubt.
IV. Exclusion of Defendant's Theory and Failure to Instruct
[2] Defendant alleges his constitutional rights were violated
when the trial court did not allow presentation of evidence and
failed to instruct the jury on defendant's theory of the case.
Defendant asserts that he was not part of any conspiracy to kill
the victim, and contends that Watkins and Kennedy sought revenge
for his failure to finance a drug deal. Their revenge was taken
out against the victim.
Defendant put forth and the trial court admitted evidence
supporting this theory through testimony of Mecklenburg County
Sheriff Sergeant Shirley Riddle (Riddle). This evidence was
limited to impeachment purposes by the trial court. Riddle
testified that she walked inside Watkins' jail cell to retrieve his
do-rag. Watkins blocked her exit and said, 'I've got to talk to
you.' Riddle explained to Watkins that she was not supposed to
talk to him about his case.
Watkins said to Riddle, 'I told Kennedy to pull up beside of
Cherica's car; we had lost track of Rae; we wanted to see which way
he was headed.' . . . 'I started waving my arms to get her to slow
down.' . . . 'We were just going to ask her if she knew where Rae
was going. And then, she slowed down.'. . . 'I was telling her to
roll her window down so we could talk to her.' . . . 'She flippedme off.' . . . 'I just lost it; I lost control.' . . . 'If [Rae]
had just given us the money, none of this would have happened.'
Defendant's statements made to Leonard Kornberg, his prior
attorney, were not allowed into evidence. The excluded evidence
was defendant's belief that Watkins and Kennedy were angry with him
because he had refused to finance a drug deal. The trial court
excluded this evidence as a self-serving declaration and hearsay,
not within the state-of-mind exception. Similar statements
defendant made to James Lasco, his bail bondsmen, were excluded on
the same basis.
Defendant argues that Chambers v. Mississippi, 410 U.S. 284,
35 L. Ed. 2d 297 (1973) supports his assertion that his
constitutional rights were violated by the exclusion of this
evidence. The United States Supreme Court in Chambers overturned
a defendant's conviction where defendant was not allowed to examine
a witness as an adverse witness because the witness did not accuse
the defendant and a Mississippi rule would not allow a party to
impeach its own witness. Id. at 297, 35 L. Ed. 2d at 310. The
Court found as a second prong for overturning the conviction that
hearsay evidence of a witness's confession to the crime with which
defendant was charged should have been admitted. Id. at 300-02, 35
L. Ed. 2d at 311-13. Defendant's assertion that Chambers applies
at bar is misplaced. The witness in Chambers testified under
subpoena at the defendant's trial and could be cross-examined
regarding his prior statements. Defendant did not testify, could
not be forced to testify against himself, and he was not subject to
cross-examination concerning statements he reportedly made to hisformer attorney and bondsman. The statements were self-serving,
were sought to be admitted for the truth of the matter asserted,
and were not evidence of defendant's state of mind. Defendant's
assignment of error is overruled.
Defendant also argues that the trial court erred in not
instructing the jury on defendant's theory of the case.
Defendant's drug deal/revenge theory is not supported by any
evidence admitted for substantive purposes at trial. As we have
found no error in excluding this evidence, the trial court did not
err in failing to instruct the jury on a theory unsupported by the
evidence. This assignment of error is overruled.
V. Peremptory Strikes of Black Jurors
[3] Defendant argues that the trial court erred in allowing
the State to strike jurors based upon their race. Defendant
objected to each peremptory challenge against a prospective black
juror lodged by the district attorney. The trial court rejected
defendant's first seven objections and ruled that defendant had
failed to establish a prima facie case of racial discrimination.
After the prosecutor used a peremptory challenge against the eighth
black juror, the trial court required the district attorney to
state his reasons for use of the challenges and held that defendant
had made a prima facia [sic] showing of peremptory excusals
against prospective black jurors. The trial court entered special
findings of fact and concluded that the reasons proffered by the
State for its excusal of each of the eight minority jurors excused
by the State . . . are acceptable, non-pretextual, race-neutral,
and gender neutral. At this time, the [S]tate ha[d] acceptedthree minority jurors out of the eleven that ha[d] been selected.
The final jury was comprised of three black women, two non-black
women, and seven non-black men. Defendant argues that the trial
court's late inquiry and decision did not remedy the discriminatory
effect of the State's challenges.
The Sixth Amendment to the United States Constitution
prohibits the arbitrary exclusion of certain groups or classes of
citizens from the jury in federal and state cases. State v. Cole,
343 N.C. 399, 414, 471 S.E.2d 362, 369 (1996), cert denied, 519
U.S. 1064, 136 L. Ed. 2d 624 (1997), cert. denied, 356 N.C. 683,
577 S.E.2d 900 (2003); U.S. Const. amend. VI. North Carolina's
Constitution expressly provides that [n]o person shall be excluded
from jury service on account of sex, race, color, religion, or
national origin. N.C. Const. art I, § 26.
We apply the test set forth by the United States Supreme Court
in Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69 (1986) to
evaluate whether individuals were impermissibly excluded from jury
service. Our Supreme Court has stated the Batson analysis as
follows:
First, defendant must establish a prima facie
case that the peremptory challenge was
exercised on the basis of race. Second, if
such a showing is made, the burden shifts to
the prosecutor to offer a racially neutral
explanation to rebut defendant's prima facie
case. Third, the trial court must determine
whether the defendant has proven purposeful
discrimination.
State v. Cummings, 346 N.C. 291, 307-8, 488 S.E.2d 550, 560 (1997),
cert. denied, 522 U.S. 1092, 139 L. Ed. 2d 873 (1998). The first
step of the Batson analysis 'is not intended to be a high hurdlefor defendants to cross. Rather, the showing need only be
sufficient to shift the burden to the State to articulate
race-neutral reasons for its peremptory challenge.' State v.
Barden, 356 N.C. 316, 345, 572 S.E.2d 108, 128 (2002), cert.
denied, ___ U.S. ___, 155 L. Ed. 2d 1074 (2003) (quoting State v.
Hoffman, 348 N.C. 548, 553, 500 S.E.2d 718, 722 (1998)). Regarding
the second step on the Batson analysis, the law does not demand [a
race-neutral] explanation that is persuasive, or even plausible.
'At this step of the inquiry, the issue is the facial validity of
the prosecutor's explanation. Unless a discriminatory intent is
inherent in the prosecutor's explanation, the reason offered will
be deemed race neutral.' Purkett v. Elem, 514 U.S. 765, 768, 131
L. Ed. 2d 834, 839, reh'g denied, 515 U.S. 1170, 132 L. Ed. 2d 874
(1995) (quoting Hernandez v. New York, 500 U.S. 352, 360, 114 L.
Ed. 2d 395, 406 (1991)). At the third step . . . persuasiveness
of the justification becomes relevant . . . the trial court
determines whether the opponent of the strike has carried his
burden of proving purposeful discrimination. Id., (citing Batson,
476 U.S. at 98, 90 L. Ed. 2d at 88-89).
Although Batson is usually applied in the context of racial
discrimination, we have extended the Batson analysis to the issue
of gender discrimination in jury selection. See State v. Call, 349
N.C. 382, 403, 508 S.E.2d 496, 510 (1998), cert. denied, 534 U.S.
1046, 151 L. Ed. 2d 548 (2001) (holding that gender discrimination
claims require a party to show a prima facie showing of intentional
discrimination prior to requiring the prosecutor to explain the
basis of the challenge and utilizing the same type of factorswhich may be relevant in determining whether a Batson violation has
occurred).
In analyzing the jury selection process where a Batson
challenge is raised, an appellate court looks to the following non-
exclusive factors:
(1) the characteristic in question of the defendant, the
victim and any key witnesses;
(2) questions and comments made by the prosecutor during
jury selection which tend to support or contradict an
inference of discrimination based upon the characteristic
in question;
(3) the frequent exercise of peremptory challenges to
prospective jurors with the characteristic in question
that tends to establish a pattern, or the use of a
disproportionate number of peremptory challenges against
venire members with the characteristic in question;
(4) whether the State exercised all of its peremptory
challenges; and,
(5) the ultimate makeup of the jury in light of the
characteristic in question.
See generally, Call, 349 N.C. at 404, 508 S.E.2d at 510 (1998);
State v. Gaines, 345 N.C. 647, 671, 483 S.E.2d 396, 410, cert.
denied, 522 U.S. 900, 139 L. Ed. 2d 177 (1997) (regarding gender);
State v. Nicholson, 355 N.C. 1, 22, 558 S.E.2d 109, 125, cert.
denied, 537 U.S. 845, 154 L. Ed. 2d. 71 (2002) (regarding race).
Our review accords deference to the trial court's ultimate
determination because the findings largely turn on [an] evaluationof credibility[.] Batson, 476 U.S. at 98 n.21, 90 L. Ed. 2d at 89
n.21; State v. Norwood, 344 N.C. 511, 476 S.E.2d 349, cert. denied,
520 U.S. 1158, 137 L. Ed. 2d 500 (1996). The trial court's Batson
decision will be upheld unless the appellate court is convinced
that the trial court's determination is clearly erroneous. State
v. Fletcher, 348 N.C. 292, 313, 500 S.E.2d 668, 680 (1998), cert.
denied, 525 U.S. 1180, 143 L. Ed. 2d 113 (1999). With these
principles in mind, we turn to defendant's assertions concerning
jury selection.
A. Racial Discrimination
Defendant asserts the trial court erred by finding the
prosecutor did not intentionally discriminate on the basis of race.
The trial court found defendant had made a prima facie Batson
challenge to satisfy the first prong of the analysis. State v.
Smith, 328 N.C. 99, 400 S.E.2d 712 (1991). We review the second
prong of Batson, the prosecutor's proffered reasons for striking
the jurors, and the third prong of Batson, whether the trial court
properly found these reasons were not pretextual and the defendant
failed to prove intentional discrimination. State v. Fair, 354
N.C. 131, 557 S.E.2d 500 (2001), cert. denied, 535 U.S. 1114, 153
L. Ed. 2d 162 (2002).
The prosecutor offered race-neutral explanations for striking
each of the eight black jurors. The prosecutor stated he used a
peremptory challenge against Mr. Farmer because he has a son who is
the same age as defendant. The State was concerned Farmer would be
overly sympathetic. Mr. Farmer also works as a detention officer,
has had contact with defendant and several witnesses, has beensupervised by one of the witnesses, and such supervision may re-
occur in the future. Regarding Ms. McNeal, the prosecutor noted
she was equivocal on the death penalty. Mr. Lee was challenged
because counsel for the defendant had represented Lee within the
past two years. Lee also appeared to suffer memory problems
because he did not remember that defendant's counsel had
represented him. Reverend Bethune gave equivocal responses on the
death penalty and participated in a prison ministry. Ms. Maxwell
was a convicted felon, stated that it would be hard for her to
follow the law, and gave equivocal responses on the death penalty.
Mr. Dobbins had a son the same age as defendant, knew and had
played sports with some of the witnesses, was equivocal on the
death penalty, and possessed an unstable employment history. Ms.
Nimitz also has a son the same age as defendant. The prosecutor
also believed that Nimitz was too authoritarian and might cause
problems during deliberations. Finally, Ms. Cunningham was
equivocal about the death penalty, articulated a higher standard of
proof than that legally required, and stated that one of the
witnesses is her doctor.
Defendant asserts these reasons, although facially race-
neutral, were pretextual. Defendant argued at trial that other
non-black jurors were not challenged despite being equivocal about
the death penalty, articulating a higher standard of proof, having
children who were defendant's age, or having had contact with some
of the witnesses. Defendant also noted that white jurors, who
appeared authoritarian, were not challenged by the State.
In considering the third prong of Batson, we consider therace-neutral explanation by the prosecutor, the argument of pretext
by defendant, and the factors our appellate courts have deemed
relevant. First, defendant and the victims were black and the
witnesses were both black and white. Second, the prosecutor made
no comments during jury selection to support an inference of racial
discrimination. Third, the prosecutor exercised nearly 73% (eight
of twelve) of his peremptory challenges against black jurors.
Fourth, the State failed to exercise all of its fourteen peremptory
challenges against prospective members of the jury. Finally, the
seated jury was composed of three black jurors and nine non-black
jurors.
The only factor supporting an inference of discrimination is
the disproportionate number of prospective black jurors
peremptorily challenged by the State. We previously held that,
where this factor is approximately 70% but other elements
supporting an inference are not present[,] we will not overturn
the trial court's decision that defendant failed to present a prima
facie case of racial discrimination. State v. Mays, 154 N.C. App.
572, 577, 573 S.E.2d. 202, 206 (2002).
In State v. Smith, 328 N.C. 99, 123, 400
S.E.2d 712, 725 (1991), the State exercised
80% of the peremptories used to remove black
potential jurors. There, the Court held
defendant had established a prima facie Batson
case by proving an inference of racial
discrimination. In Smith, however, there was
also a statement by the prosecutor that tends
to support . . . an inference of
discrimination. Id. Moreover, the case
involved an interracial killing and attracted
much attention, and the racial emotions and
publicity surrounding the case were
substantial enough for the defendant to
successfully seek a change of venue. Smith,
328 N.C. at 122, 400 S.E.2d at 725. As inSmith, defendant here was a young,
African-American man, and the victims were
both white. Unlike Smith, however, defendant's
motion to change venue was denied, and
publicity was such that many jurors had never
heard of the case. Therefore, while the
percentages of peremptory challenges were high
in both cases, other elements supporting an
inference are not present in the case at bar.
Id.
This Court in Mays addressed the trial court's determination
of whether the defendant had established a prima facie case that
peremptory challenges were exercised on the basis of race. Here,
our review concerns the trial court's determination of whether the
defendant has proven purposeful discrimination in the jury
selection process. We conclude, as in Mays, that where the only
factor supporting an inference of discrimination is the State's
heightened use of peremptory challenges against prospective black
jurors, and other elements relevant to finding an inference of
discrimination are not present, the trial court's determination,
that the State did not purposefully discriminate on the basis of
race, is not clearly erroneous.
B. Gender Discrimination
[4] Defendant demands a new trial and asserts (1) the trial
court did not engage in a proper analysis of gender-based
challenges and (2) that it failed to make an independent assessment
of whether the challenges were motivated by gender. We disagree.
During arguments concerning peremptory challenges, the trial
court stated I don't think I have to find [the State's reason for
peremptorily striking a potential juror is] a valid reason. Idon't even have to agree with it. I just have to find that it is
acceptable, non-pretextual. . . . And, non-racial and non-gender
bias. The issue of gender bias was repeatedly brought to the
court's attention during the process of jury selection. In its
order concerning Batson issues, the trial court stated, Defendant
. . . failed to put forth a sufficient showing of purposeful
discrimination on the basis of race or gender[.] In its findings
of fact, the trial court found the State had acted substantially
the same with regard to each juror, regardless of that juror's race
or gender[.] In its findings of fact, the trial court found the
State had acted substantially the same with regard to each juror,
regardless of that juror's race or gender in questions and actions
towards all prospective jurors. After reviewing the totality of
the circumstances, the trial court concluded as a matter of law
that the reason or reasons proffered by the State for its excusal
of each [juror] . . . are acceptable, non-pretextual, race-neutral,
and gender neutral. The court cited the justifications proffered
by the State and considered by the court. The order clearly
indicates that, in light of the State's rebuttal testimony, it
accepted those justifications and concluded the State had acted in
a gender neutral fashion. Defendant's argument, that the court did
not adequately consider whether the challenges were motivated by
gender, is overruled.
C. Race-Gender Bias
The Batson inquiry remains the same whether the issue is race
alone, or race in conjunction with gender. Purposeful
discrimination against a cognizable group based onconstitutionally-protected traits is prohibited. We consider
whether individuals having the same race and gender have been
singled out as a cognizable group.
Defendant and his victim-child are black males. The witnesses
included male, female, black and white individuals. The prosecutor
made no comments during jury selection which imply race-gender
discrimination. While the prosecutor exercised only 33% (4 of 12)
of his peremptory challenges against prospective black male jurors,
every black male prospective juror not excused for cause was
challenged. The State exercised only twelve of its fourteen
allowed peremptory challenges against potential members of the
jury. The final jury contained no black males.
The State's reasons for challenging the potential black male
jurors included: (1) having a son the same age as defendant, (2)
contact with witnesses, (3) prior representation by defense
counsel, (4) memory problems regarding prior representation by
defense counsel, (5) equivocal responses on the death penalty, (6)
prison ministry experience, and (7) an unstable employment history.
Defendant asserted these reasons were pretextual. Defendant's
assertion is weaker here than regarding race alone because other
jurors, who were not black males, were challenged for these same
issues. All are non-discriminatory reasons for the State to
challenge jurors. While the State challenged every potential black
male juror, this amounted to only four of the State's fourteen
peremptory challenges. Fewer challenges against a particular
cognizable group makes it more difficult for a defendant to
establish a pattern of strikes indicating that purposefuldiscrimination is the motivating factor. The absence of other
factors to establish purposeful discrimination diminishes
defendant's claim. In light of the evidence before and the inquiry
by the trial court, we do not find that the court's determination
that there was no purposeful discrimination against black males was
clearly erroneous. The Batson order of the trial court is
affirmed.
VI. Record of Numerical Division by Jury
[5] Defendant argues that the trial court committed plain
error in asking the jury to record its numerical division and
requiring further deliberations. This argument is not supported by
a correlating assignment of error in the record on appeal.
Defendant moved this Court to amend the record on appeal to include
a correlating assignment of error. We do not find that a late
amendment prejudices the State. The issue is addressed and argued
in both briefs. We allow defendant's motion in the interest of
justice.
Defendant failed to object to the trial court's administrative
instruction and argues the instruction to the jury constitutes
plain error. Plain error review is appropriate where defendant
alleges the trial court erred in instructing the jury or admitting
evidence. State v. Greene, 351 N.C. 562, 566, 528 S.E.2d 575, 578,
cert. denied, 531 U.S. 1041, 148 L. Ed. 2d 543 (2000).
A totality of the circumstances test determines whether an
inquiry into the jury's numerical division is coercive or whether
the inquiry affected the jury's decision. State v. Yarborough, 64
N.C. App. 500, 502, 307 S.E.2d 794, 795 (1983). The trial courtdid not ask the jury for their numerical split, but requested they
keep an internal record of the votes. The trial court re-
instructed the jury after making this request, reminded them that
they should continue to deliberate, while remaining true to their
convictions, and stated, none of you should surrender your honest
conviction as to the weight or the affect (sic) of the evidence,
solely because of the opinion of your fellow jurors; or for the
mere purpose of returning a verdict. Given the totality of the
circumstances and substance of the instruction, no plain error was
committed by the trial court.
VII. Sentencing Factors
Defendant argues that the trial court erred in finding
evidence of the statutory aggravating factor of took advantage of
a position of trust or confidence and in not finding the
mitigating factors of aid in apprehension of felon, defendant's
support of his family, and presence of an extensive support system
in the community.
A. Aggravating Factor
[6] Defendant argues that his relationship with the victim did
not foster trust and confidence between them. Defendant contends
that nothing leading up to, during, or after the shooting suggested
it was accomplished through an abuse of trust. We disagree. But
for the relationship between defendant and the victim, the victim
would not have been following the defendant and would not have been
forced to stop on a residential two-lane road just after midnight.
The co-defendants would not have had the opportunity to box the
victim's car from behind, pull beside the victim's vehicle, andshoot her while defendant's vehicle blocked her from the front.
The crimes against the victim could not have been carried out
without the active participation of defendant and the trusting
relationship between defendant and the victim, who was following
him to her home.
Although these factors square completely with the commission
of the crime, our Court has found the existence of an aggravating
factor of taking advantage of trust and confidence in very limited
circumstances. State v. Marecek, 152 N.C. App. 479, 514, 568
S.E.2d 237, 259 (2002). See also, State v. Rogers, 157 N.C. App.
127, 130, 577 S.E.2d 666, 669 (2003).
See, e.g., State v. Farlow, 336 N.C. 534, 444
S.E.2d 913 (1994) (factor properly found where
nine-year-old victim spent great deal of time
in adult defendant's home and essentially
lived with defendant while mother, a
long-distance truck driver, was away); State
v. Arnold, 329 N.C. 128, 404 S.E.2d 822 (1991)
(factor properly found in husband-wife
relationship); State v. Potts, 65 N.C. App.
101, 308 S.E.2d 754 (1983), disc. review
denied, 311 N.C. 406, 319 S.E.2d 278 (1984)
(factor properly found where defendant shot
best friend who thought of defendant as a
brother); State v. Baucom, 66 N.C. App. 298,
311 S.E.2d 73 (1984) (factor properly found
where adult defendant sexually assaulted his
ten-year-old brother); State v. Stanley, 74
N.C. App. 178, 327 S.E.2d 902, disc. review
denied, 314 N.C. 546, 335 S.E.2d 318 (1985)
(factor properly found where defendant raped
nineteen-year-old mentally retarded female who
lived with defendant's family and who
testified that she trusted and obeyed
defendant as an authority figure).
Id. The relationship of husband and wife does not per se support
a finding of trust or confidence where [t]here was no evidence
showing that defendant exploited his wife's trust in order to kill
her. Marecek at 514, 568 S.E.2d at 259. The State presented evidence through Candace that defendant
had tried to be nice to the victim by going to doctor
appointments with her. The victim was surprised, but seemed happy,
that defendant wanted her to follow him to her apartment after
retrieving her car. The evidence, when considered in conjunction
with the manner in which the crime was carried out and the pretext
of going to the victim's home, establishes the aggravating factor
of abuse of a position of trust or confidence by a preponderance
of evidence.
Defendant contends the evidence also shows that the victim
knew defendant was romantically involved with other women. While
this information might preclude the victim from believing
defendant's faithfulness as her boyfriend, it would not cause the
victim to be in doubt for the safety of her life and that of her
unborn child around defendant, the father of that unborn child.
This assignment of error is overruled.
B. Mitigating Factors
[7] Defendant contends the trial court erred in failing to
find
three statutory mitigating factors that defendant: (1) aided in
the apprehension of another felon, (2) supports the defendant's
family, and (3) has a support system in the community.
The burden is on the defendant to establish a mitigating
factor by a preponderance of the evidence. Marecek, 152 N.C. App.
at 513, 568 S.E.2d at 259. The trial court must find a mitigating
factor where evidence to support the factor is substantial,
credible, and uncontradicted. State v. Jones, 309 N.C. 214, 218-19, 306 S.E.2d 451, 454 (1983). To establish error on appeal,
defendant must show that the evidence so clearly establishes the
fact in issue that no reasonable inferences to the contrary can be
drawn and that the credibility of the evidence [to support the
mitigating factor] is manifest as a matter of law. State v.
Hughes, 136 N.C. App. 92, 100, 524 S.E.2d 63, 68 (1999), disc.
review denied, 351 N.C. 644, 543 S.E.2d 878 (2000) (quoting State
v. Jones, 309 N.C. 214, 219-20, 306 S.E.2d 451, 455 (1983)).
Defendant's evidence does not meet the required standard.
Defendant gave the police the telephone number and hotel room at
the Villager Lodge where Watkins, the shooter, was staying on 24
November 1999. Evidence indicated that defendant had previously
lied to police and cooperated only after being pressed by police.
In State v. Brown, 314 N.C. 588, 595-96, 336 S.E.2d 388, 392-93
(1985), our Supreme Court stated that whatever consideration
defendant earned by helping the police was offset by his earlier
denials of wrongdoing, and held the trial court had not abused its
discretion in failing to find an early acknowledgment factor. The
trial court did not err in failing to find this mitigating factor
at bar.
As to the mitigating factors that defendant supported his
family and had a support system in the community, we find no error
in the trial court's failure to find either mitigating factor.
Evidence regarding defendant's support for his family was
contradicted. Defendant pays child support for his illegitimate
son in California, but has not done so voluntarily. Evidence was
presented that defendant wanted to eliminate the victim and herbaby to avoid paying additional child support. That defendant
provides money to various family members is not per se sufficient
where there was evidence that defendant did not voluntarily provide
other means of support, and a possible motive for the crimes was to
avoid paying support.
Regarding defendant's community support system,
[t]estimony demonstrating the existence of a
large family in the community and support of
that family alone is insufficient to
demonstrate the separate mitigating factor of
a community support system. One witness'
conclusory testimony as to the existence of a
support structure is unsubstantial and
insufficient to clearly establish the factor
and does not compel a finding of the
mitigating factor.
State v. Kemp, 153 N.C. App. 231, 241-42, 569 S.E.2d 717, 723,
disc. review denied, 356 N.C. 441, 573 S.E.2d 158 (2002). Although
defendant presented evidence that he had many friends in
Charlotte who liked and cared for him, defendant failed to show the
existence of a support system in the community. This assignment
of error is overruled.
VIII. Conclusion
We hold that any error in the trial court's admission of the
victim's written statements as present sense impressions was
harmless beyond a reasonable doubt. Defendant's remaining
assignments of error are overruled.
No prejudicial error.
&nb
sp;
Chief Judge EAGLES and Judge CALABRIA concur.
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