Termination of Parental Rights_statutory notice requirements_mandatory
An order terminating parental rights was reversed and remanded where DSS did not give
adequate notice to respondents or their counsel. Although DSS argued that the notice provided
through motions was sufficient and that there was no prejudice, this issue is governed by the
mandatory requirements of N.C.G.S. § 7B-1106.1 rather than constitutional principles of dues
process. Failure to comply with the statutory mandate in the word shall is reversible error.
Carol J. Holcomb and Samantha Hyatt Cabe, for petitioner-
appellee.
Elizabeth A. Hansen and Janet K. Ledbetter, for respondents-
appellants.
CALABRIA, Judge.
David and Brenda Alexander (collectively respondents) appeal
from orders terminating their parental rights to Lindsay Alexander
and Robyn Alexander (collectively the minor children). We
reverse.
The termination of parental rights issue in this case arises
approximately two years after the Orange County Department of
Social Services (DSS) substantiated a report of neglect. On 11
December 2000, DSS obtained a non-secure custody order to remove
the minor children from the home of respondents. Thereafter, DSS
attempted to eliminate the need for placement of the minor childrenoutside the home by creating a case plan to assist respondents in
providing the minor children with appropriate care and safe living
conditions. In October of 2001, conflicting reports as to the
progress made by respondents were submitted to the trial court. On
4 October 2001 at the permanency planning hearing, the district
court found the appropriate permanent plan for the minor children
was to pursue adoption, and ordered DSS to cease reunification
efforts and to file a petition seeking termination of the parental
rights of each parent within sixty days.
On 7 November 2001, DSS filed termination of parental rights
motions for each of the minor children as against each respondent
in Orange County District Court. While the motions and
certificates of service were served on respondents and their
counsel, notice complying with the provisions of N.C. Gen. Stat. §
7B-1106.1 was not received. The court continued the case until 31
January 2002. Respondents received timely service of the motion
and order to continue. On 31 January 2002, the court held a
hearing on DSS' motion to terminate respondents' parental rights.
Respondents' attorneys were present at the hearing and had
contacted respondents the week before the hearing; however,
respondents failed to attend. In orders entered on 21 March 2002,
respondents' parental rights to the minor children were terminated.
Respondents appeal.
The dispositive question presented in this appeal is whether
DSS satisfied its statutory duty to prepare notice to respondents
comporting with N.C. Gen. Stat. § 7B-1106.1 (2001). Since the
record indicates respondents did not receive the requisite noticeand since the provisions of N.C. Gen. Stat. § 7B-1106.1 concerning
notice are mandatory, we remand this case for a new hearing.
In 1999, the North Carolina General Assembly restructured the
juvenile code and enacted Chapter 7B of the North Carolina General
Statutes. In 2000, the General Assembly added N.C. Gen. Stat. §
7B-1106.1, which provides in part that [u]pon the filing of a
motion [for termination of parental rights,] the movant shall
prepare a notice directed to . . . (1) The parents of the
juvenile. N.C. Gen. Stat. § 7B-1106.1(a) (2001). Subsection (b)
states the notice to the parents shall contain the following:
(1) The name of the minor juvenile.
(2) Notice that a written response to the
motion must be filed with the clerk within 30
days after service of the motion and notice,
or the parent's rights may be terminated.
(3) Notice that any attorney appointed
previously to represent the parent in the
abuse, neglect, or dependency proceeding will
continue to represent the parents unless
otherwise ordered by the court.
(4) Notice that if the parent is indigent, the
parent is entitled to appointed counsel and if
the parent is not already represented by
appointed counsel the parent may contact the
clerk immediately to request counsel.
(5) Notice that the date, time, and place of
hearing will be mailed by the moving party
upon filing of the response or 30 days from
the date of service if no response is filed.
(6) Notice of the purpose of the hearing and
notice that the parents may attend the
termination hearing.
The mandatory nature of the language employed in N.C. Gen.
Stat. § 7B-1106.1 is underscored by N.C. Gen. Stat. § 7B-1102,
which states, in relevant part, that the service of the motion for
termination of parental rights and the notice required by G.S. 7B-
1106.1 shall be . . . in accordance with G.S. 1A-1, Rule 5(b) . .
. . N.C. Gen. Stat. § 7B-1102(b) (2001) (emphasis added). The General Assembly, through the interlocking provisions of
N.C. Gen. Stat. §§ 1A-1, Rule 5(b), 7B-1102, and 7B-1106.1, has
enacted three mandates regarding the notice required to accompany
a filing of a motion to terminate parental rights, including the
provision that the notice shall be served on the party against
whom it is asserted or on the party's attorney of record. N.C.
Gen. Stat. § 1A-1, Rule 5(b).
DSS concedes it failed to prepare notice to respondents or
their counsel comporting with this statutory framework; however,
DSS asserts (I) the notice provided in the motions and order
continuing the review hearing and rescheduling the hearing for
termination of parental rights was reasonably calculated to apprise
respondents of the pending hearing and gave actual notice of the
hearing and (II) the absence of the statutory requirements from the
notice given resulted in no prejudice to respondents. We disagree.
First, DSS argues due process requires only that a
governmental agency provide 'notice reasonably calculated, under
all the circumstances, to apprise interested parties of the
pendency of the action and afford them an opportunity to present
their objections.' Mennonite Board of Missions v. Adams, 462 U.S.
791, 795, 77 L. Ed. 2d 180, 185 (1983) (quoting Mullane v. Central
Hanover Bank & Trust Co., 339 U.S. 306, 314, 94 L. Ed. 865, 873
(1950)). However, the level of notice in the instant case is not
governed by the constitutional principles of due process. It is
mandated by the statutory requirements as set forth in N.C. Gen.
Stat. § 7B-1106.1. Accordingly, this argument is without merit. Second, DSS argues that, despite their failure to include the
notice requirements of N.C. Gen. Stat. § 7B-1106.1(b), respondents
were not prejudiced by the lack of those requirements.
Specifically, DSS contends the information in the motion to
terminate parental rights along with the added information in the
motion to continue included the following statutory elements of
N.C. Gen. Stat. § 7B-1106.1(b): (1) the names of the minor
juveniles satisfying subsection (b)(1); (2) the date of the hearing
satisfying subsection (b)(5) in part; and (3) the purpose of the
hearing satisfying subsection (b)(6) in part. DSS further contends
the remaining notice requirements were unnecessary under the facts
of this case.
The law regarding notice accompanying a motion to terminate
parental rights is clear: (1) the notice shall be directed to
the necessary parties, including the parents of the juvenile, (2)
the notice shall include the required elements, and (3) the
notice shall be served in accordance with N.C. Gen. Stat. § 1A-1,
Rule 5(b). This Court has held the General Assembly's use of the
word shall establishes a mandate, and failure to comply with the
statutory mandate is reversible error. In re Eades, 143 N.C. App.
712, 713, 547 S.E.2d 146, 147 (2001).
The notice requirements at issue are part of a statutory
framework intended to safeguard a parent's fundamental rights to
make decisions concerning the care, custody, and control of their
children. Troxel v. Granville, 530 U.S. 57, 66, 147 L. Ed. 2d 49,
57 (2000). This parental liberty interest 'is perhaps the oldest
of the fundamental liberty interests[.]' Owenby v. Young, 357N.C. 142, 144, ___ S.E.2d ___, ___ (2003) (quoting Troxel, 530 U.S.
at 65, 147 L. Ed. 2d at 56)). The notice requirements in the
enacted framework are neither unnecessary nor overly burdensome.
DSS may satisfy the notice requirements of N.C. Gen. Stat. § 7B-
1106.1 by preparing and giving appropriate notice to the parents of
the juvenile and their attorneys at the permanency placement
hearing when the date is determined after the trial court orders
the filing of a petition for the termination of parental rights.
However, where a movant fails to give the required notice,
prejudicial error exists, and a new hearing is required.
Reversed and remanded for a new hearing.
Chief Judge EAGLES and Judge HUNTER concur.
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