1. Indictment and Information--obtaining property by false pretense--amendment to
date of offense
The trial court did not commit plain error in an obtaining property by false pretense case
by permitting the State to amend the date of offense on the indictment to accurately reflect the
date of the offense rather than the date of arrest, because: (1) the date was not an essential
element of the crime; and (2) the change in the date on the indictment did not affect defendant's
planned defense.
2. Motor Vehicles--obtaining property by false pretense--driver's license
The trial court did not commit plain error in an obtaining property by false pretense case
by entering judgment on the false pretense charge involving a driver's license, because an
officer's testimony directly supported the indictment's allegation that defendant misrepresented
both his identity and his name to an officer in order to procure a driver's license issued to
defendant's alias.
3. Motor Vehicles--obtaining property by false pretense--driver's license--sufficiency
of evidence
The trial court did not commit plain error in an obtaining property by false pretense case
by allowing the false pretense claim involving the driver's license to go to the jury even though
defendant contends an officer admitted he did not recall defendant or having any conversation
with him, and that it was feasible the license found on defendant came from some other source,
because: (1) the transcript revealed that the officer remembered all the essential facts; and (2)
defense counsel's characterization of the officer's testimony did not comport with the transcript.
4. Criminal Law--no contest plea--factual basis--consequences
The trial court did not commit plain error in an obtaining property by false pretense case
by accepting defendant's no contest plea to both the false pretense charge involving tire rims and
the accompanying habitual felon charge, because: (1) a factual basis existed for the plea
regarding the false pretense charge based on the facts presented by the State and defendant's
stipulation; (2) a factual basis existed for the plea regarding the habitual felon indictment when
habitual felon status had already been established using the same underlying offenses in the false
pretense charge involving a driver's license; and (3) the trial court sufficiently explained the
consequences of defendant's no contest plea.
Attorney General Roy Cooper, by Assistant Attorney General
James C. Holloway, for the State.
George E. Kelly, III, for defendant-appellant.
CALABRIA, Judge.
Corrie Maurice May (defendant) appeals two judgments entered
on two charges of obtaining property by false pretense, each
accompanied by a separate indictment charging defendant with
attaining habitual felon status. We find no error.
On 15 June 2001, defendant was apprehended by Raleigh Police
Officer Kevin Gregson (Officer Gregson) while exiting a
department store after Officer Gregson learned defendant had an
outstanding arrest warrant for robbery with a dangerous weapon and
obtaining property by false pretense. Officer Gregson called out
Hey, Corrie and defendant responded What. Officer Gregson then
asked defendant if he was Corrie May, and defendant confirmed he
was. At that point, Officer Gregson placed defendant under arrest;
defendant protested, asserting his name was Fred Campbell and
asking Officer Gregson to confirm his identity by checking the
driver's license in his pocket. Officer Gregson removed the
driver's license from defendant's pocket. The license was issued
30 January 2001, bore the name Fred Alfonso Campbell, III, and
pictured defendant. Defendant was arrested, taken into custody,
and fingerprinted. Fingerprint analysis revealed defendant was
Corrie May.
Defendant was indicted for obtaining property by false
pretense for possessing the false driver's license and for charges
relating to the outstanding arrest warrant for robbery with a
dangerous weapon and obtaining property by false pretense involvingtire rims. Both indictments were accompanied by charges for
attaining habitual felon status.
On 2 January 2002, defendant's case was called for trial in
the Wake County Superior Court, the Honorable J.B. Allen, Jr.
presiding. The trial court allowed amendment of the indictment for
the false pretense charge involving the driver's license and the
accompanying habitual felon indictment to reflect the correct date
of the offense, 30 January 2001, rather than 15 June 2001, the date
of arrest.
The State's evidence consisted of testimony by Officer Gregson
and DMV Driver License Examiner Glen Barefoot (Officer Barefoot).
Defendant presented no evidence, and the jury found defendant
guilty. Defendant then pled no contest to the accompanying
habitual felon charge, and was sentenced to 80 to 105 months'
imprisonment. In the same session of court, defendant pled no
contest to the other charges of obtaining property by false
pretense involving tire rims and of attaining habitual felon
status. The court sentenced defendant to 80 to 105 months'
imprisonment to run concurrently with his first sentence.
Defendant appeals.
Because defendant failed to object at trial, defendant asserts
the trial court committed plain error by: (I) permitting the State
to amend the date of offense on the indictments; (II) entering
judgment on the false pretense charge involving the driver's
license; (III) allowing the false pretense claim involving the
driver's license to go to the jury; and (IV) accepting defendant'sno contest plea to both the false pretense charge involving tire
rims and the accompanying habitual felon charge.
In order to preserve a question for appellate review, a party
must have presented to the trial court a timely request, objection
or motion, stating the specific grounds for the ruling the party
desired the court to make if the specific grounds were not apparent
from the context. N.C.R. App. P. 10(b)(1) (2003).
In criminal cases, a question which was not
preserved by objection noted at trial and
which is not deemed preserved by rule or law
without any such action, nevertheless may be
made the basis of an assignment of error where
the judicial action questioned is specifically
and distinctly contended to amount to plain
error.
N.C.R. App. P. 10(c)(4) (2003). Plain error is 'fundamental
error, something so basic, so prejudicial, so lacking in its
elements that justice cannot have been done . . . grave error which
amounts to a denial of a fundamental right . . . a miscarriage of
justice or . . . the denial to appellant of a fair trial[.]'
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)
(quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir.
1982)) (emphasis in original). It is axiomatic that '[a]
prerequisite to . . . engaging in a plain error analysis is the
determination that the [action] complained of constitutes error
at all.' State v. Parks, 96 N.C. App. 589, 593, 386 S.E.2d 748,
751 (1989) (quoting State v. Johnson, 320 N.C. 746, 360 S.E.2d 676
(1987)). For the reasons that follow, we hold the trial court did
not err.
I. Amendment to the Indictments [1] Defendant asserts the trial court committed plain error by
permitting the State to amend the date appearing on the indictments
to accurately reflect the date of the offense rather than the date
of arrest. Defendant contends this constituted a substantial
alteration in violation of N.C. Gen. Stat. § 15A-923(e) (2001).
North Carolina General Statute § 15A-923(e) states [a] bill
of indictment may not be amended.
This statute, however, has been construed to
mean only that an indictment may not be
amended in a way which would substantially
alter the charge set forth in the indictment.
State v. Carrington, 35 N.C. App. 53, 240
S.E.2d 475, disc. rev. denied, 294 N.C. 737,
244 S.E.2d 155 (1978). Thus, for example,
where time is not an essential element of the
crime, an amendment relating to the date of
the offense is permissible since the amendment
would not substantially alter the charge set
forth in the indictment. State v. Price, 310
N.C. 596, 598-99, 313 S.E.2d 556, 559 (1984).
State v. Brinson, 337 N.C. 764, 767, 448 S.E.2d 822, 824 (1994)
(emphasis in original). Accordingly, allowing amendment of the
indictment would not constitute reversible error unless the date
was an essential element of the crime.
The elements of the crime of obtaining property by false
pretense are (1) a false representation of a subsisting fact or a
future fulfillment or event, (2) which is calculated and intended
to deceive, (3) which does in fact deceive, and (4) by which one
person obtains or attempts to obtain value from another. State v.
Cronin, 299 N.C. 229, 242, 262 S.E.2d 277, 286 (1980). Since time
is not an essential element of the crime, the amendment to the
indictment did not affect a substantial alteration. A habitual felon is [a]ny person who has been convicted of or
pled guilty to three felony offenses in any federal court or state
court in the United States or combination thereof[.] N.C. Gen.
Stat. § 14-7.1 (2001). An indictment charging a person of having
established habitual felon status is sufficient where it
set[s] forth the date that prior felony
offenses were committed, the name of the state
or other sovereign against whom said felony
offenses were committed, the dates that pleas
of guilty were entered to or convictions
returned in said felony offenses, and the
identity of the court wherein said pleas or
convictions took place.
N.C. Gen. Stat. § 14-7.3 (2001). The date of the felony offense
accompanying the habitual felon indictment is not an essential
element of establishing habitual felon status. Rather, N.C. Gen.
Stat. § 14-7.3 requires, in relevant part, only the dates of the
underlying felony convictions or pleas and the dates the underlying
felonies were committed. Accordingly, neither amendment affected
a substantial alteration, and this assignment of error is
overruled.
Moreover, we note the change in the dates on the indictment
did not affect defendant's planned defense. Following the State's
motion to amend the indictments, the following exchange took place
between defense counsel and the court:
THE COURT: So you're moving to amend the bill
of indictment instead of June 15th, 2001, show
it January 30?
[STATE]: 2001, yes, sir.
THE COURT: What says the defendant?
[DEFENSE COUNSEL]: Well, I was aware of that
to begin with.
THE COURT: So no objection?
[DEFENSE COUNSEL]: I can't object to it.
THE COURT: All right, without any objections
the motion is allowed.
In light of this exchange, it is difficult to conceive how
defendant's planned defense was affected by the State's amendments.
II. Variance between the indictment and the proof offered at trial
[2] Defendant asserts the court committed plain error in
entering judgment on the false pretense charge involving the
driver's license because there was no direct evidence of how
defendant came into possession of the driver's license.
Specifically, defendant argues the State failed to prove he made a
false representation as alleged in the indictment.
The indictment alleges defendant represented his name to be
Fred Alphonso Campbell, III . . . when, in fact, his name is Corrie
Maurice May . . . . At trial, the State called Officer Barefoot,
who issued the duplicate license, and he testified, in relevant
part, as follows:
Q. Officer Barefoot, did this defendant,
Corrie Maurice May, represent to you that he
in fact was the person whose license he was
requesting a duplicate for?
A. He did.
Q. And it was based on that that you issued
[the driver's license bearing the name Fred
Alphonso Campbell, III]?
A. That's correct.
This testimony directly supports the indictment's allegation that
defendant misrepresented both his identity and his name to Officer
Barefoot in order to procure the driver's license issued to
defendant's alias. This assignment of error is overruled.
III. Sufficiency of the evidence
[3] Defendant asserts the trial court committed plain error by
allowing the false pretense charge involving the driver's license
to go to the jury because the State failed to present evidence thatdefendant obtained the false license by any actual deception.
Specifically, defendant contends Officer Barefoot admitted he did
not recall defendant or having any conversation with him, and it is
feasible that the license found on defendant came from some other
source.
As illustrated above, Officer Barefoot did not testify as
defendant contends in his brief. Instead, Officer Barefoot
testified unequivocally that defendant came into the DMV, presented
a defaced driver's license with the photograph missing and
represented he was Fred Alphonso Campbell, III. Based upon
defendant's representations, Officer Barefoot issued him a
duplicate license. Furthermore, the trial transcript reveals
Officer Barefoot remembered all the essential facts. On cross
examination, he was unable to recall whether the conversation with
defendant was limited solely to the subject of the driver's license
and whether anyone accompanied defendant. Defense counsel's
characterization of Officer Barefoot's testimony does not comport
with the transcript; therefore, defendant's assignment of error is
without merit and is overruled.
IV. Factual basis for defendant's no contest plea
[4] Defendant asserts the trial court committed plain error by
failing to establish the prerequisite factual basis for the charge
of obtaining property by false pretense involving tire rims before
accepting defendant's plea of no contest in violation of N.C. Gen.
Stat. § 15A-1022 (2001). A trial court may determine a factual
basis for a plea exists based upon the following non-exclusive,
statutory list: (1) A statement of the facts by the
prosecutor.
(2) A written statement of the defendant.
(3) An examination of the presentence report.
(4) Sworn testimony, which may include
reliable hearsay.
(5) A statement of facts by the defense
counsel.
N.C. Gen. Stat. § 15A-1022(c). The trial court may accept the
defendant's plea of no contest even though the defendant does not
admit that he is in fact guilty if the judge is nevertheless
satisfied that there is a factual basis for the plea. N.C. Gen.
Stat. § 15A-1022(d) (2001).
In the instant case, the prosecutor for the State briefly
recited the facts of the charged offense by stating to the court
that defendant agreed to sell car rims to Bruce Thomas, took the
money from Bruce Thomas, and failed to deliver the rims.
Defendant's arguments that he ultimately repaid the money to Bruce
Thomas or that this was simply an unfulfilled contract are
unavailing in light of the fact that, directly following the
State's brief recital of the facts of the charged offense,
defendant stipulated to the existence of a factual basis for his
plea. Based on the facts presented by the State and the
defendant's stipulation, the court properly determined a factual
basis for the plea existed.
Defendant similarly asserts no factual basis was established
for the no contest plea for the accompanying habitual felon
indictment. However, habitual felon status had already been
established using the same underlying offenses in the false
pretense charge involving the driver's license, which defendant
does not attack. Accordingly, the trial court properly determineda factual basis for the plea existed and entered a sentence of 80
to 105 months' imprisonment, which was to run concurrently with his
first sentence.
Defendant contends, in the alternative, that the trial court
erroneously failed to explain the consequences of a no contest
plea. The judge must advise the defendant that if he pleads no
contest he will be treated as guilty whether or not he admits
guilt. N.C. Gen. Stat. § 15A-1022(d) (2001). The court stated
the following to defendant: And do you understand that upon your
plea of no contest you'll be treated as being guilty whether or not
you admit you are in fact not guilty? Defendant answered in the
affirmative. Defendant further acknowledged under oath that he
understood that by pleading no contest he was giving up his
constitutional rights to a jury trial and to confront and cross-
examine witnesses against him and that he considered it in his best
interest to plead no contest. This exchange adequately tracks the
language of the statute and sufficiently explains the consequences
of defendant's no contest plea. Accordingly, this assignment of
error is overruled.
No error.
Judges McGEE and TYSON concur.
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