Jurisdiction--personal--alienation of affections
The trial court did not err by dismissing plaintiff's alienation of affections action against
defendant based on lack of personal jurisdiction, because: (1) the evidence before the trial court
disclosed little, if any, connection between defendant's contacts with North Carolina and
plaintiff's cause of action; (2) neither plaintiff nor defendant is a resident of North Carolina and
almost all of the contact between defendant and plaintiff's wife occurred in Tennessee; (3)
plaintiff's bare allegation concerning the commission of the alleged tort in this State was
effectively refuted by the affidavits filed in support of defendant's motion to dismiss; and (4)
without some showing of interest on the part of North Carolina in adjudicating this dispute, the
inconvenience to defendant of defending the matter is not mitigated.
Judge TYSON dissenting.
Cheshire, Parker, Schneider, Bryan & Vitale, by Jonathan
McGirt, for plaintiff-appellant.
Manning, Fulton & Skinner, P.A., by Cary E. Close, for
defendant-appellee.
MARTIN, Judge.
Plaintiff brought this action seeking compensatory and
punitive damages upon allegations that defendant had alienated the
affections of plaintiff's wife. Defendant made a special
appearance in the matter in order to file a motion to dismiss for
lack of personal jurisdiction. The trial court granted defendant's
motion, dismissing the claim for lack of personal jurisdiction over
defendant, and plaintiff appeals. We affirm.
In his verified complaint, plaintiff alleged that he is a
citizen and resident of the State of Tennessee and that defendantis a resident of the State of California, and maintains a home in
Raleigh, Wake County, North Carolina. He also alleged that an
exercise of personal jurisdiction over defendant by the trial court
was proper because he committed a tortious act within the State of
North Carolina. Aside from general allegations aimed at meeting
the elements of the tort of alienation of affections, plaintiff
also alleged, [u]pon information and belief, that defendant and
plaintiff's wife developed a romantic affair that began in 1998
and has continued until the present. . . . Plaintiff's wife left
the marriage and continued her romantic involvement with the
Defendant. . . . For some length of time during the course of his
romantic involvement with Plaintiff's wife, Defendant resided in
Wake County, North Carolina.
Attached to defendant's motion to dismiss was a sworn
affidavit, in which defendant attested that he had been a citizen
and resident of California since August 1999, had resided in
Nashville, Tennessee, from August 1997 to July 1999, and resided in
Raleigh, North Carolina, from August 1991 to July 1997. He stated
that after moving to Nashville, his only contacts with North
Carolina included (1) the continued residence of his wife and son
in Raleigh, where he visited them occasionally until April 1999,
(2) a vacation in Atlantic Beach, NC, from 24 to 27 May 1999, and
(3) ownership of a house in Raleigh which he rented to a third
party from August 1999 to August 2000. Defendant attested that he
sold the house in March 2001. Denying that he had ever had a
sexual relationship with Ms. Eluhu, defendant stated that they
worked together in Nashville and developed a friendship. Hefurther attested that:
[t]he only time I have ever had any contact
with Plaintiff's wife in North Carolina was
during a three-day vacation to Atlantic Beach
in May of 1999, where she was also
vacationing, with her three children. During
that time, I saw Plaintiff's wife only in
public and for a short time at her rented
condominium in the presence of her children.
Plaintiff's former wife, Colette Calmelet-Eluhu, stated in an
affidavit that she was a citizen and resident of Tennessee and had
never lived in North Carolina. Her description of her friendship
with defendant and their contact at Atlantic Beach was similar to
that contained in defendant's affidavit. She stated that she
planned the beach vacation before she knew of defendant's plans to
be there at the same time and that her contact with defendant
during the beach trip had no effect on her relationship with
plaintiff.
Plaintiff's ten assignments of error are organized into two
main arguments in his brief. Plaintiff argues (1) the findings of
fact in the trial court's order dismissing his complaint were
insufficient to permit meaningful appellate review and (2) the
trial court erred in finding that federal due process limitations
did not permit the exercise of personal jurisdiction over defendant
and consequently dismissing plaintiff's complaint. We reject both
arguments.
The trial court's determination regarding the existence of
grounds for personal jurisdiction is a question of fact. Adams,
Kleemeier, Hagan, Hannah & Fouts, PLLC v. Jacobs, 158 N.C. App.
376, 379, ___ S.E.2d ___, ___.
Absent a request by a party, a trial court isnot required to make findings of fact when
ruling on a motion. Rather, on appeal it is
presumed that the trial court found facts
sufficient to support its ruling. If these
presumed factual findings are supported by
competent evidence, they are conclusive on
appeal.
Filmar Racing, Inc. v. Stewart, 141 N.C. App. 668, 672, 541 S.E.2d
733, 737 (2001) (citations omitted). In the present case,
plaintiff has not pointed this Court to any place in the record
where he requested such findings and we can find none.
Accordingly, the dispositive issue before us is the sufficiency of
the evidence to support [the] determination that personal
jurisdiction did not exist. Id.
A determination of personal jurisdiction involves a two-part
analysis.
First, the North Carolina long-arm statute
must permit the exercise of personal
jurisdiction. Second, the exercise of
personal jurisdiction must comport with the
due process clause of the Fourteenth Amendment
of the United States Constitution. However,
when personal jurisdiction is alleged to
exist pursuant to the long-arm statute, the
question of statutory authority collapses into
one inquiry -- whether defendant has the
minimum contacts necessary to meet the
requirements of due process.
Id., at 671, 541 S.E.2d at 736 (quoting Hiwassee Stables, Inc. v.
Cunningham, 135 N.C. App. 24, 27, 519 S.E.2d 317, 320 (1999)).
(citations omitted). In the present case, defendant conceded
before the trial court that plaintiff had satisfied the long-arm
statute. See N.C. Gen. Stat. § 1-75.4(3) (2003); Godwin v. Walls,
118 N.C. App. 341, 349, 455 S.E.2d 473, 480 (1995) (statute only
requires plaintiff to claim listed injuries, not prove them).
Therefore, our inquiry focuses on whether there was evidence in therecord to support the trial court's determination that the
exercise of personal jurisdiction over Defendant . . . would not
comport with due process of law.
In order to determine whether the exercise of personal
jurisdiction comports with due process, the trial court must
evaluate whether the defendant has certain minimum contacts with
[the forum state] such that the maintenance of the suit does not
offend 'traditional notions of fair play and substantial justice.'
International Shoe Co. v. Washington, 326 U.S. 310, 316, 90 L. Ed.
95, 102 (1945) (quoting Milliken v. Meyer, 311 U.S. 457, 463, 85 L.
Ed. 278, 283 (1940)).
Factors for determining existence of minimum
contacts include '(1) quantity of the
contacts, (2) nature and quality of the
contacts, (3) the source and connection of the
cause of action to the contacts, (4) the
interest of the forum state, and (5)
convenience to the parties.' In cases which
arise from or are related to defendant's
contacts with the forum, a court is said to
exercise specific jurisdiction over the
defendant. However, in cases . . . where
defendant's contacts with the state are not
related to the suit, an application of the
doctrine of general jurisdiction is
appropriate. Under this doctrine,
jurisdiction may be asserted even if the
cause of action is unrelated to defendant's
activities in the forum as long as there are
sufficient 'continuous and systematic'
contacts between defendant and the forum
state.
Bruggeman v. Meditrust Acquisition Co., 138 N.C. App. 612, 617, 532
S.E.2d 215, 219, (citations omitted) disc. review denied, 353 N.C.
261, 546 S.E.2d 90 (2000).
A trial court ruling on the defendant's
challenge to the exercise of personal
jurisdiction may either (1) decide the matter
based on affidavits, or (2) conduct anevidentiary hearing with witness testimony or
depositions. N.C.G.S. § 1A-1, Rule 43(e)
(2001). Either way, the burden is on the
plaintiff to prove by a preponderance of the
evidence that grounds exist for the exercise
of personal jurisdiction over a defendant.
Adams, 158 N.C. App. at 378, ___ S.E.2d at ___. The allegations in
a complaint are taken as true and controlling unless the defendant
supplements its motion to dismiss with affidavits or other
supporting evidence, in which case the plaintiff must respond 'by
affidavit or otherwise . . . setting forth specific facts showing
that the court has jurisdiction.' Bruggeman, 138 N.C. App. at
615-16, 532 S.E.2d at 218 (citation omitted). A 'verified
complaint may be treated as an affidavit if it (1) is made on
personal knowledge, (2) sets forth such facts as would be
admissible in evidence, and (3) shows affirmatively that the
affiant is competent to testify to the matters stated therein.'
Adams, ___ N.C. App. at ___, ___ S.E.2d at ___ (quoting Spinks v.
Taylor and Richardson v. Taylor Co., 303 N.C. 256, 264, 278 S.E.2d
501, 506 (1981)) (citation omitted).
In the present case, plaintiff argues there are grounds to
assert both specific and general jurisdiction over defendant. In
terms of specific jurisdiction, plaintiff argues that [t]he
contacts between Defendant and North Carolina that are related to
or give rise to the specific cause of action were those that
occurred during the 'three-day vacation' during which Defendant
connected with Plaintiff's wife in Atlantic Beach in May 1999.
Plaintiff's complaint, however, contains no allegations with
respect to this trip, but rather only general allegations as to
defendant's relationship with Ms. Eluhu, several of which eithercontain no reference to place or time or do not qualify as
evidentiary statements as they are based only upon information and
belief. See Tompkins v. Tompkins, 98 N.C. App. 299, 304, 390
S.E.2d 766, 769 (1990) (allegations of misconduct, absent any
allegations going to a nexus between such misconduct and this
State, are simply insufficient to permit the reasonable inference
that personal jurisdiction over defendant could properly be
acquired). Thus, any information concerning the North Carolina
beach vacation must be taken from the affidavits of defendant and
Ms. Eluhu. Significantly, Ms. Eluhu attested that she [knew] of
no change whatsoever in my relations with Plaintiff, or my
relations with Defendant during, right after or because of the
beach trip to North Carolina.
The evidence before the trial court, therefore, discloses
little, if any at all, connection between defendant's contacts with
North Carolina and plaintiff's cause of action. That defendant
admitted to seeing Ms. Eluhu at Atlantic Beach does not permit a
conclusion that he alienated her affection from plaintiff at that
time. Moreover, nothing in plaintiff's verified complaint
successfully contradicts Ms. Eluhu's statement that seeing
defendant during the beach trip had no effect on her relationship
with plaintiff. For our purposes, the statement renders this
contact between defendant and North Carolina quite insignificant
with respect to plaintiff's claim for alienation of affection. In
addition, although North Carolina does have an interest in
providing a forum for actions based on torts that occur in North
Carolina, the evidence presented to the trial court showed thatneither plaintiff nor defendant is a resident of North Carolina and
that almost all of the contact between defendant and Ms. Eluhu
occurred in Tennessee. Given that the tort of alienation of
affection has been abolished in both California and Tennessee, see
Dupuis v. Hand, 814 S.W.2d 340 (Tenn. 1991), Cal. Civ. Code §
43.5(a) (2003), but not North Carolina, and that it is a transitory
tort, to which courts must apply the substantive law of the state
in which the tort occurred, see Cooper v. Shealey, 140 N.C. App.
729, 537 S.E.2d 854 (2000), plaintiff's decision to sue defendant
in North Carolina smacks of forum-shopping. See Dillon v.
Numismatic Funding Corp., 291 N.C. 674, 231 S.E.2d 629 (1977).
Lastly, defending against a suit in North Carolina would clearly be
inconvenient for defendant, who resides in California, and
plaintiff, as a resident of Tennessee, has no claim on the State of
North Carolina to provide a forum for the settlement of his general
disputes. Tom Togs, Inc. v. Ben Elias Industries Corp., 318 N.C.
361, 367, 348 S.E.2d 782, 787 (1986) (It is generally conceded
that a state has a 'manifest interest' in providing its residents
with a convenient forum for redressing injuries inflicted by
out-of-state actors.). Considering all of these factors,
especially the weak connection between defendant's trip to Atlantic
Beach and the instant cause of action, in light of traditional
notions of fair play and substantial justice, the trial court did
not err in finding defendant's contacts with North Carolina were
insufficient to subject him to specific in personam jurisdiction.
In terms of general jurisdiction, the record admittedly
discloses continuous contacts between defendant and North Carolinaduring a period of several years prior to the filing of the
complaint. From 1991 to 1997, defendant was a resident of this
State. Although he moved to Tennessee in 1997 and lived and worked
there until April 1999, his wife and son remained in Raleigh in a
home the couple owned, and defendant admittedly traveled back to
Raleigh during this period occasionally to visit his family. He
took a three-day vacation in Atlantic Beach in May 1999. After his
family relocated to California, he rented the Raleigh house from
August 1999 to August 2000, and he sold it in March 2001. The
complaint was filed in October 2001. Taken together, these
contacts with North Carolina are more significant than those of the
defendant in Fraser v. Littlejohn, 96 N.C. App. 377, 386 S.E.2d 230
(1989). In that case, this Court held that even though the
defendant had not resided or worked in North Carolina after 1986,
two years prior to the filing of the action in 1988, the
substantial contacts he had with North Carolina from 1983 to 1986,
along with related minor contacts through 1988, constituted
continuous and systematic contacts for purposes of exercising
general jurisdiction over him. Id. at 383-387, 386 S.E.2d at 234-
237. See also Metropolitan Life Ins. Co. v. Robertson-CECO Corp.,
84 F.3d 560, 569-70 (1996) (The minimum contacts inquiry is fact-
intensive, and the appropriate period for evaluating a defendant's
contacts will vary in individual cases. In general jurisdiction
cases, district courts should examine a defendant's contacts with
the forum state over a period that is reasonable under the
circumstances-_up to and including the date the suit was filed-_to
assess whether they satisfy the 'continuous and systematic'standard.), cert. denied, 519 U.S. 1006, 136 L. Ed. 2d 398 (1996).
However, a finding of continuous and systematic contacts does
not automatically authorize the exercise of general personal
jurisdiction over a defendant. See Fraser, 96 N.C. App. at 386-87,
386 S.E.2d at 236-37. The exercise of jurisdiction over a
defendant may nonetheless violate due process based on
inconvenience to the defendant and/or a lack of interest of the
forum state in the litigation. Other than the recognition by North
Carolina of the claim for alienation of affections, nothing in the
record indicates a reason for North Carolina to have an interest in
the litigation. While this Court expressed an interest on the part
of North Carolina in protecting the institution of marriage in
Cooper v. Shealy, 140 N.C. App. 729, 537 S.E.2d 854 (2000), that
case involved a resident plaintiff whose marriage was allegedly
destroyed by telephone calls and e-mails to her North Carolina
resident spouse from the South Carolina defendant. In this case,
neither plaintiff nor defendant is a resident of North Carolina;
plaintiff's bare allegation concerning the commission of the
alleged tort in this State was effectively refuted by the
affidavits filed in support of defendant's motion to dismiss.
Plaintiff neither alleged nor attested to the existence of
witnesses or evidence within North Carolina necessary to his case.
Byham v. National Cibo House Corp., 265 N.C. 50, 57, 143 S.E.2d
225, 231 (1965); Cooper, 140 N.C. App. at 736, 537 S.E.2d at 858.
Without some showing of interest on the part of North Carolina in
adjudicating this dispute, the inconvenience to defendant of
defending the matter here is not mitigated. Subjecting defendantto suit in North Carolina under these circumstances would not
comport with due process and thus the trial court did not err in
refusing to exercise general in personam jurisdiction over
defendant.
The trial court's order dismissing plaintiff's action against
defendant for lack of personal jurisdiction is affirmed.
Affirmed.
Judge LEVINSON concurs.
Judge TYSON dissents.
TYSON, Judge, dissenting.
Defendant engaged in sufficient minimum contacts within the
State of North Carolina to subject him to personal jurisdiction
consistent with due process, and to enable plaintiff to survive
defendant's motion to dismiss. I respectfully dissent.
In Cooper v. Shealy, 140 N.C. App. 729, 537 S.E.2d 854 (2000)
our Court found jurisdiction based upon sufficient contacts that
satisfied due process in an action for alienation of affections
where an out-of-state defendant called and emailed plaintiff's
husband in North Carolina. The out-of-state calls were
solicitations within the statutory language of the long-arm
statute. Cooper, 140 N.C. App. at 734, 537 S.E.2d at 857; N.C.
Gen. Stat. § 1-75.4 (2001). This Court noted the minimal
requirements established by the federal courts, and held these
contacts were sufficient to satisfy due process. Id. at 734-35,
537 S.E.2d at 858 (citing Brown v. Flowers Industries, Inc., 688
F.2d 328 (5th Cir. 1982), cert. denied, 460 U.S. 1023, 75 L. Ed. 2d
496 (1983), and J.E.M. Corporation v. McClellan, 462 F. Supp. 1246(D. Kan 1978) (exercising personal jurisdiction where defendant's
only contact with the forum state was a single phone call from
out-of-state)). See also, Haizlip v. MFI of South Carolina, Inc.,
159 N.C. App. 466, 583 S.E.2d 427 (2003) (finding sufficient
minimum contacts where defendant's only contacts were phone calls
and mailings to North Carolina).
Defendant and the majority's opinion concedes jurisdiction
under the long-arm statute, leaving the issue of minimum contacts
for consideration. N.C. Gen. Stat. § 1-75.4 (2001). The due
process test for minimum contacts requires inquiry into the five
factors discussed in the majority's opinion. Bruggeman v.
Meditrust Acquistion Co., 138 N.C. App. 612, 617, 532 S.E.2d 215,
219, disc. rev. denied and appeal dismissed, 353 N.C. 261, 546
S.E.2d 90-91 (2000) (citations omitted). The majority's opinion
finds evidence to satisfy all requirements except for convenience
to the parties and interest of the forum state.
The remaining factors of convenience and interest of the forum
state have been termed the fairness factors and are viewed
secondarily, after finding the existence of sufficient minimum
contacts. See Fraser v. Littlejohn, 96 N.C. App. 377, 387, 386
S.E.2d 230, 237 (1989). The majority's opinion concludes that the
two fairness factors outweigh the others in order to affirm the
trial court.
I disagree. Although defendant now lives in California, and
may be inconvenienced by this litigation, his substantial ongoing
contacts and physical presence within North Carolina before, at,
and after the time the cause of action arose mitigates against anyinconvenience. There is almost always some hardship to the party
required to litigate away from home. But there is no
constitutional requirement that this hardship must invariably be
borne by the plaintiff whenever the defendant is a nonresident.
Byham v. House Corp., 265 N.C. 50, 60, 143 S.E.2d 225, 234 (1965).
Although not a resident when the complaint was filed, defendant
purposefully availed himself of the privileges of residing, raising
his family, renting his house, and vacationing in North Carolina.
Defendant could fairly anticipate being subject to litigation as a
result of those contacts. If this action arose out of an alleged
civil assault or battery occurring in North Carolina, there would
be little doubt that North Carolina had personal jurisdiction over
defendant. Allowing plaintiff to bring his claim will not
offend[] 'traditional notions of fair play and substantial
justice.' International Shoe Co. v. Washington, 326 U.S. 310,
316, 90 L. Ed. 95, 102 (1945)(quoting Milliken v. Meyer, 311 U.S.
457, 463, 85 L. Ed. 278, 283 (1940), reh'g denied, 312 U.S. 712, 85
L. Ed. 1143 (1941)).
As for the interest of the forum state, this Court in Cooper
re-iterated.
It is important to note that plaintiff cannot
bring the claims for alienation of affections
and criminal conversation in . . .
(defendant's resident state) since that state
has abolished those causes of actions.
(citation omitted) Therefore, North Carolina's
interest in providing a forum for plaintiff's
cause of action is especially great in light
of the circumstances. Furthermore, North
Carolina's legislature and courts have
repeatedly demonstrated the importance of
protecting marriage. N.C. Gen. Stat. §
8-57(c) (spouses may not be compelled to
testify against each other if confidentialinformation made by one to the other would be
disclosed); Thompson v. Thompson, 70 N.C. App.
147, 319 S.E.2d 315 (1984), rev'd on other
grounds, 313 N.C. 313, 328 S.E.2d 288 (1985)
(attorneys representing a client in a divorce
proceeding may not use contingent fee
contracts since they tend to promote divorce
and discourage reconciliation); Cannon v.
Miller, 313 N.C. 324, 327 S.E.2d 888 (1985)
(the causes of action for alienation of
affections and criminal conversation are still
in existence).
Cooper, 140 N.C. App. at 735, 537 S.E.2d at 858.
North Carolina has personal jurisdiction over the defendant
due to his continuous and systematic quantity and quality of
contacts with North Carolina. The quantity and nature of the
contacts, North Carolina's interest in the litigation, and the
relative inconvenience to the parties complies with due process in
finding personal jurisdiction over the defendant. The nature of
this tort and the perceived strength of plaintiff's claim should
not be considerations in a motion to dismiss for lack of personal
jurisdiction. The trial court's dismissal at this early stage of
litigation is error. I respectfully dissent.
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