Link to original WordPerfect file
How to access the above link?
All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
WANDA JEFFERSON HOOKER, Employee, Plaintiff; v. STOKES-REYNOLDS
HOSPITAL/NORTH CAROLINA BAPTIST HOSPITAL, INC., Employer; SELF-
INSURED, Defendants
NO. COA02-1361
Filed: 4 November 2003
1. Workers' Compensation--misrepresentation--medical history
The Industrial Commission did not err in a workers' compensation case by allegedly
failing to make a finding about whether plaintiff employee made misrepresentations regarding
her medical history during the interview process when applying for a CNA job with defendant
hospital, because the evidence supports the Commission's finding that plaintiff disclosed her
prior injury before being hired.
2. Workers' Compensation--misrepresentation defense--medical history
Neither the Industrial Commission nor the Court of Appeals has the authority to adopt a
misrepresentation defense regarding an employee's medical history if it is not found in the
Workers' Compensation Act.
3. Workers' Compensation--continuing temporary total disability--maximum medical
improvement
The Industrial Commission's award in a workers' compensation case of continuing
temporary total disability is affirmed, because: (1) reaching maximum medical improvement
does not affect an employee's right to continue to receive temporary disability benefits; and (2)
the hearing and deposition evidence, medical records, and stipulated fact six support the
Commission's findings that plaintiff was out of work under medical care due to her injury, that
she applied for and received unemployment benefits, and that she made reasonable efforts to
obtain employment within her restrictions.
Appeal by defendants from Opinion and Award entered 7 May 2002
by the North Carolina Industrial Commission. Heard in the Court of
Appeals 19 August 2003.
Maynard & Harris, L.L.P., by Celeste M. Harris, for plaintiff-
appellee.
Womble, Carlyle, Sandridge & Rice, P.L.L.C., by Clayton M.
Custer, Philip J. Mohr and Alison R. Bost, for defendant-
appellants.
HUDSON, Judge. Defendants Stokes-Reynolds Hospital/North Carolina Baptist
Hospital appeal from an opinion and award entered 7 May 2002 by the
North Carolina Industrial Commission awarding plaintiff continuing
total disability compensation, and temporary partial disability
compensation, as well as attorney's fees and costs. We affirm.
Background
The following is a summary of the facts found by the
Commission. In May 1995, while working as a truck driver for
Direct Trucking of Mount Airy, plaintiff injured her ankle and back
in a fall from her truck. She initially sought medical care only
for her ankle, which was placed in a cast, and later saw an
orthopedic spine specialist, on 15 June 1995. The orthopedist
prescribed an anti-inflammatory medication, a self-care spine
program and return to work. Plaintiff saw the orthopedist one
final time on 17 July 1995 when he released her to work. However,
because of the injury to her ankle, plaintiff was not able to
return to work as a truck driver. Plaintiff settled her worker's
compensation claim, and sought training for other work.
Plaintiff completed a certified nursing assistant (CNA)
class at Surry County Community College, and thereafter, in
September 1996, applied for a job as a CNA with defendants.
Plaintiff was interviewed by Karen Lawrence, the acute care unit
manager for defendants. When asked about her physical ability to
handle the CNA position, plaintiff told Ms. Lawrence about her fall
in 1995. Defendants then hired plaintiff, who worked without incident
until 2 December 1998, when she sustained a back injury while
helping a co-worker move a patient. Thereafter, plaintiff went to
several physicians who ordered various diagnostic tests for her
back, and eventually recommended surgery. On 31 August 1999,
plaintiff's surgeon released her to return to work with
restrictions on lifting, and a permanent impairment rating of 12.5%
to her back.
The parties stipulated that plaintiff had been out of work
under medical care between 4 December 1998 and 19 February 1999,
and from 28 April 1999 through 7 May 2002. Between 20 February
1999 and 29 April 1999, she worked limited hours. Defendants
terminated plaintiff from employment at the end of her leave of
absence on 11 June 1999. Plaintiff then applied for and received
unemployment benefits beginning 22 August 1999. Plaintiff sought
compensation from defendants for her disability, and her claims
were heard by Deputy Commissioner Kim L. Cramer, who denied the
claims. On appeal, the Full Commission reversed the Deputy
Commissioner, and awarded plaintiff compensation for on-going total
disability (subject to a credit for unemployment benefits) and for
a period of temporary partial disability, medical expenses, costs
and attorney's fees. Defendants appeal.
Analysis
On appeal defendants make two arguments. First, they contend
that plaintiff misrepresented her physical ability when applying
for the CNA job, and urge this Court to adopt the defense ofmisrepresentation as a complete bar to worker's compensation
benefits. Defendants also argue that plaintiff failed to prove she
was entitled to ongoing benefits. We affirm the award of the
Commission.
The Supreme Court has articulated clearly the standard of
appellate review in worker's compensation cases. When reviewing a
worker's compensation decision, this Court must first consider
whether any challenged findings of fact are supported by evidence
in the record, and then determine whether those findings support
the conclusions of law. Deese v. Champion Int'l Corp., 352 N.C.
109, 116, 530 S.E.2d 549, 553 (2000). This Court does not weigh
evidence, but rather only determines whether the record contains
any evidence tending to support the finding. Adams v. AVX Corp.,
349 N.C. 676, 681, 509 S.E.2d 411, 414 (1998) (citation and
quotation marks omitted), reh'g denied, 350 N.C. 108, 532 S.E.2d
522 (1999). The Commission is the sole judge of the weight and
credibility of the evidence. Deese, 352 N.C. at 116, 530 S.E.2d
at 553. This means that the Commission's findings are binding if
they are supported by any of the evidence, even if the evidence
could also have supported a contrary finding. Id. at 115, 630
S.E.2d at 552-53. Finally, in making these determinations, this
Court must view the evidence in the light most favorable to
plaintiff. Adams, 349 N.C. at 681, 509 S.E.2d at 414.
I.
[1] Here, defendants first contend that plaintiff
misrepresented her medical history when applying for the CNA job,and argue that the Commission failed to make a finding about
whether plaintiff made misrepresentations during the interview
process. The findings of the Commission indicate otherwise.
Finding of fact 4 states that during the interview process, Karen
Lawrence asked plaintiff about any injuries which might prevent her
from performing the duties of a CNA, and [p]laintiff told Ms.
Lawrence about plaintiff's fall as a truck driver. By
implication, this finding indicates that the Commission found that
plaintiff did not misrepresent her history to Ms. Lawrence.
The evidence before the Commission supports this finding. At
the hearing, Lawrence and another nurse employed by defendants
testified that plaintiff would not have been hired had they known
that the truck accident had included a back injury as well as an
ankle injury. Plaintiff testified that she told Lawrence about the
truck accident and did not mention her back injury because her back
was no longer troubling her at that time; Ms. Lawrence asked her
about injuries that might limit her ability to perform the job.
This evidence supports the Commission's finding that plaintiff
disclosed her prior injury before being hired. We do not concern
ourselves with whether the evidence might support some other
finding, because this Court's duty goes no further than to
determine whether the record contains any evidence tending to
support the finding. Adams, 349 N.C. at 681, 509 S.E.2d at 414.
The Commission's finding of fact, in turn, adequately support its
related conclusions of law. Although the heading of argument I of defendants' brief refers
to assignments of error 1 and 2, which challenge several findings
of fact and all of the conclusions of law, they make no argument in
the body of the brief regarding any of the individual findings of
fact. Thus, we deem assignment of error 2 (challenging findings
12, 16, 17, and conclusions 1 through 5) abandoned. See N.C.R.
App. P. 28(b)(6). Most of defendants' first argument consists of
urging this Court to adopt a new rule of law regarding the effect
of a plaintiff's misrepresentations in worker's compensation cases.
[2] Because the Commission did not find any misrepresentation
on the part of plaintiff, we need not reach the merits of
defendants' contention that this Court should adopt a
misrepresentation defense in worker's compensation cases. We do
note, however, that neither the Industrial Commission nor this
Court has the authority to adopt such a defense, if it is not found
in the Worker's Compensation Act. Our Supreme Court has warned
against any inclination toward judicial legislation in the
construction of the Worker's Compensation Act. Johnson v. Southern
Indus. Constructors, 347 N.C. 530, 536, 495 S.E.2d 356, 359 (1998).
II.
[3] Defendants next argue that the Commission's award should
be reversed because plaintiff did not prove her entitlement to on-
going benefits. Defendants base their assignment of error on an
assertion that temporary total disability (TTD) compensation must
end once an injured worker reaches maximum medical improvement
(MMI). This assertion is an inaccurate reflection of the law. Our Supreme Court has recently affirmed this Court's holding
in Knight v. Wal-Mart, 149 N.C. App. 1, 562 S.E.2d 434 (2002),
affirmed, 357 N.C. 44, 577 S.E.2d 620 (2003), that reaching MMI
does not effect an employee's right to continue to receive
temporary disability benefits. In Knight, we explained that
The primary significance of the concept of MMI
. . . is to delineate when the healing
period ends and the statutory period begins
in cases involving an employee who may be
entitled to benefits for a physical impairment
listed in N.C. Gen. Stat. § 97-31. In other
words, MMI represents the first point in time
at which the employee may elect, if the
employee so chooses, to receive scheduled
benefits for a specific physical impairment
under N.C. Gen. Stat. § 97-31 (without regard
to any loss of wage-earning capacity). MMI
does not represent the point in time at which
a loss of wage-earning capacity under N.C.
Gen. Stat. § 97-29 or § 97-30 automatically
converts from temporary to permanent.
Id. at 16, 562 S.E.2d at 445. Although Knight had not been
affirmed by the Supreme Court when defendants' brief was written,
the issue has now been resolved. Thus, defendants' argument, that
plaintiff is no longer eligible for TTD benefits simply because she
has reached MMI, is without merit.
Defendants also argue that plaintiff is not entitled to any
wage loss benefits because she did not make a reasonable effort to
obtain other employment. To prove her entitlement to disability
benefits, an injured worker must show: an incapacity following her
injury to earn the same wages she had earned before the injury in
the same employment; an incapacity after the injury to earn the
same wages she had earned before her injury in other employment;
and a causal connection between her injury and her incapacity toearn. Hilliard v. Apex Cabinet Co., 305 N.C. 593, 595, 290 S.E.2d
682, 683 (1982).
The plaintiff bears the burden of proving her incapacity to
earn the same wages as she received before the injury. This burden
can be met in one of four ways:
(1) the production of medical evidence that he
is physically or mentally, as a consequence of
the work related injury, incapable of work in
any employment; (2) the production of evidence
that he is capable of some work, but that he
has, after a reasonable effort on his part,
been unsuccessful in his effort to obtain
employment; (3) the production of evidence
that he is capable of some work but that it
would be futile because of preexisting
conditions, i.e., age, inexperience, lack of
education, to seek other employment; or (4)
the production of evidence that he has
obtained other employment at a wage less than
that earned prior to the injury.
Russell v. Lowes Product Distribution, 108 N.C. App. 762, 765, 425
S.E.2d 454, 457 (1993) (internal citations omitted). In the
instant case, plaintiff relies on the second of these factors to
support her claim for disability benefits. Defendants contend that
plaintiff failed to prove that she had made reasonable efforts to
obtain employment, and that the Commission failed to make a finding
about plaintiff's effort to find work.
Stipulated fact 6 states:
6. Plaintiff has been out of work under medical care
during the dates of December 4, 1998-February 19, 1999
and April 28, 1999 through the present. Between February
20, 1999 and April 29, 1999, she worked limited hours.
In addition, findings 11 and 12 by the Commission indicate that her
orthopedist wrote plaintiff out of work in April 1999, and
released her to return to work with restrictions. In addition,finding 17 states that [f]ollowing her release to return to work
by Dr. Hayes, plaintiff applied for and received unemployment
benefits beginning 22 August 1999. These findings are supported
by the testimony from plaintiff and Dr. Hayes and, in turn, fully
support the Commission's conclusions 2 and 3:
2. Plaintiff is entitled to compensation for
her total disability at the rate of $161.57
per week for the period from 3 December 1998
up through and including 18 February 1999. On
19 February 1999 plaintiff returned to work
with defendant-employer on a part-time basis.
Subject to a credit for the unemployment
benefits paid plaintiff, plaintiff is again
entitled to compensation for her total
disability from 27 April 1999 and continuing
until plaintiff returns to work or further
order of the Commission. N.C. Gen. Stat. §97-
29.
3. For the period from 19 February 1999 up
through and including 26 April 1999, plaintiff
was temporarily partially disabled as a result
of the compensable specific traumatic incident
and is entitled to receive two-thirds of the
difference between her pre-injury wage and the
wages plaintiff earned working part-time.
N.C. Gen. Stat. §97-30.
Further, to be eligible for unemployment benefits, one must
conduct at least two in-person contacts with different employers on
different days each week. North Carolina Employment Security
Commission Regulation § 10.25. Plaintiff testified during the
hearing that she complied with these requirements to receive
unemployment benefits, and described her additional efforts seeking
employment. The hearing and deposition evidence, medical records
and stipulated fact 6 support the Commission's findings that
plaintiff was out of work under medical care due to her injury, and
that she applied for and received unemployment benefits, and madereasonable efforts to obtain employment within her restrictions.
These findings, in turn, support the Commission's conclusion that
she continues to be entitled to receive TTD benefits. Thus, we
reject defendant's arguments.
CONCLUSION
For the reasons set forth above, we affirm the decision of the
Industrial Commission.
Affirmed.
Judges WYNN and CALABRIA concur.
*** Converted from WordPerfect ***