State v. Brinkley
No. COA02-1417
(Filed 5 August 2003)
Criminal Law--trial court's expression of opinion on witness credibility--disparaging
comments about defense counsel
The trial court erred in an assault with a deadly weapon with intent to kill inflicting
serious injury case by expressing its opinions as to a witness's credibility and by repeatedly
making disparaging comments concerning the ability and character of defense counsel, and
defendant is entitled to a new trial, because when all the incidents raised by defendant are viewed
in light of their cumulative effect upon the jury, the atmosphere of the trial was tainted by the
trial court's comments to the detriment of defendant.
STATE OF NORTH CAROLINA
v
.
Durham County
No. 99CRS064949
TYRONE MICHAEL BRINKLEY
Attorney General Roy A. Cooper, III, by Assistant Attorney
General John G. Barnwell, for the State.
Massengale & Ozer, by Marilyn G. Ozer, for defendant-
appellant.
HUNTER, Judge.
Tyrone Michael Brinkley (defendant) was indicted on 18
December 1999 for assault with a deadly weapon with the intent to
kill inflicting serious injury. The matter was tried before a jury
and, on 9 March 2001, defendant was found guilty as charged and
sentenced to a term of thirty-four to fifty months imprisonment.
Defendant appeals the conviction and requests a new trial. For the
reasons stated herein, we conclude defendant is entitled to a new
trial.
At trial, the evidence tended to show that during the early
morning hours of 6 July 1999, Michael Jackson (Jackson) was
sitting on a Cadillac in front of the apartment of his sister,Margo Jackson (Margo), when he saw three men exit a white Montero
Jeep and approach Margo's front door. When Margo opened the door,
one of the men pointed a gun in her face and forced himself inside
the apartment. As Jackson ran to get help, it is disputed as to
whether he warned Anthony Nesmith (Nesmith), an associate of his
with whom Jackson had done business with earlier that evening,
not to go near the apartment because the men had guns.
Nevertheless, Nesmith learned of the incident and, concerned about
the safety of several children inside the apartment, approached the
apartment and began banging on the door. Suddenly, a man with long
dreadlocks holding a rifle appeared from the side of the apartment.
Jackson watched as Nesmith was shot in the back as he tried to run
away.
Following the shooting, Jackson was unable to identify
Nesmith's assailant in a photo line-up, but did identify defendant
as the shooter at trial. LaToya Ray (Toya), another person in
Margo's home that evening, also identified defendant as the man who
shot Nesmith. Finally, Investigator W. C. Pitt (Investigator
Pitt), of the Durham Police Department, testified that Toya had
identified defendant as one of the men at her home on 6 July 1999.
Investigator Pitt further testified that he had never seen
defendant with dreadlocks. Additional facts will be provided in
our analysis of defendant's assignments of error.
Defendant's first assignment of error argues that his
conviction must be vacated because the trial judge erroneously
expressed her opinions as to Jackson's credibility by (1) takingover the State's direct examination of him, (2) finishing his
answers to certain questions, and (3) commenting on those answers.
Defendant's second assignment of error argues that he is entitled
to a new trial because the trial judge repeatedly made disparaging
comments concerning the ability and character of defendant's
counsel, Mr. Mark Simeon (Mr. Simeon). By these two assigned
errors, defendant asserts the judge's actions were not impartial
during the trial and violated his constitutional rights under the
Fifth, Sixth, and Fourteenth Amendments of the United States
Constitution. Due to their similarities, we shall address both
arguments simultaneously.
A trial judge occupies an esteemed position whereby 'jurors
entertain great respect for [a judge's] opinion, and are easily
influenced by any suggestion coming from him. As a consequence, he
must abstain from conduct or language which tends to discredit or
prejudice' any litigant in his courtroom. McNeill v. Durham
County ABC Bd., 322 N.C. 425, 429, 368 S.E.2d 619, 622 (1988)
(quoting State v. Carter, 233 N.C. 581, 583, 65 S.E.2d 9, 10
(1951)). See also N.C. Gen. Stat. § 15A-1222 (2001).
Nevertheless, this Court has recognized that not every improper
remark made by the trial judge requires a new trial. When
considering an improper remark in light of the circumstances under
which it was made, the underlying result may manifest mere harmless
error. State v. Summerlin, 98 N.C. App. 167, 174, 390 S.E.2d 358,
361 (1990) (citation omitted). In other words, [w]hether the
accused was deprived of a fair trial by the challenged remarks [ofthe court] must be determined by what was said and its probable
effect upon the jury in light of all attendant circumstances, the
burden of showing prejudice being upon the appellant. State v.
Faircloth, 297 N.C. 388, 392, 255 S.E.2d 366, 369 (1979).
In the case sub judice, defendant offers several incidents by
which he contends the trial judge's extraneous comments were so
improper and disparaging as to deprive him of a fair and impartial
trial. While we note that each incident offered by defendant is
somewhat inappropriate, there are three incidents that most
strongly support defendant's assertion that his constitutional
rights were violated.
First, while cross-examining Jackson, Mr. Simeon attempted to
pinpoint the ultimate location of the three men in the Montero Jeep
who arrived at Toya's apartment. The following exchange took
place:
Q. And there was a third person who
went around the back[?]
A. I don't know what happened to the
third person. I just seen two people go in
the front door. But I know three people got
out of the Jeep.
Q. And two went to the front door?
A. Yes.
THE COURT: We've established that
to the point that if you want to go there one
more time you'll probably see 13 collective
people throwing up. We have established that
two went to the front door. Now what we want
to know is what happened next. Okay.
(Emphasis added.) Defendant contends that the judge's crude
comment showed little respect for Mr. Simeon and destroyed the
jury's respect for the defense counsel as well as the court system.
Thereafter, Mr. Simeon continued his cross-examination of
Jackson, during which he asked questions that implied Jackson was
standing guard outside a drug house on the night of the shooting.
The following exchange ensued:
Q. Were you standing guard or on watch
on his Cadillac in connection with the
business you just referred to?
A. The business we was doing, we was
smoking a blunt. That's what we was doing.
That was the business that we was doing. I
thought that it would incriminate me. That's
the reason why I didn't answer my business
yesterday. That's the business that we was
doing.
Q. Well, I'll ask you another kind of
way then. Why was it that you were standing
guard or on watch outside on Liberty Street
again?
A. I was standing --
MR. HUNTER: Objection.
THE COURT: Sir, you know or should
know, and frankly at this point the Court
doesn't know whether you know or should know,
that he has not testified. Every time you've
tried to get him to say he was standing look
out or guard he's answered that he wasn't. So
you can't start your question with why you
were standing guard and looking.
MR. SIMEON: I'm sorry, Judge. My
recollection was that he did testify
affirmatively that he was standing guard,
standing watch.
THE COURT: He said he was just
standing watch over his sister's house as any
good male would. Not in relation to anynefarious dealings. So you need to phrase
your question based on the testimony.
(Emphasis added.) Defendant contends that despite defense
counsel's attempt to discredit Jackson, the judge's comments
nullified Jackson's admission that he was engaged in an illegal act
and left the jury with the impression that the court believed
Jackson to be a good male.
The final incident that most strongly supports defendant's
assertion that the trial judge's extraneous comments violated his
constitutional rights to an impartial trial took place during Mr.
Simeon's cross-examination of Toya. Mr. Simeon made reference to
two statements Toya allegedly gave the police following the
shooting. Toya testified that she did not recognize one of the
statements even though the signature on that statement looked like
hers. The court ruled that the statement could not be admitted
into evidence because Toya could not recall signing it.
Thereafter, the following exchange took place in the presence of
the jury when Mr. Simeon asked a question about the inadmissible
statement:
Q. [Toya, d]o you have any idea of why
your signature might appear on any statement
that indicated that neither one of them had --
THE COURT: Sustained. Counselor,
that is the statement that was not admitted
into evidence, correct? Is that Number 8,
Counselor?
MR. SIMEON: Yes, Judge. Withdrawn.
THE COURT: No. Forget withdrawn,
Counselor. You moved to admit it and the
Court denied admitting it into evidence. Then
you deliberately went and asked a questionusing the information from that, which is not
only improper, unethical, but also in flagrant
violation of what the Court ruled. I'm at my
wit's end.
(Emphasis added.) Defendant contends that the judge's
unnecessarily harsh criticisms of Mr. Simeon in the presence of the
jury may have (1) prejudiced the jury against defendant, and (2)
given the jury the impression that defense counsel was not
trustworthy or ethical. With respect to defendant's contentions on
all three incidents, we agree.
It is fundamental to due process that every defendant be tried
before an impartial judge and an unprejudiced jury in an
atmosphere of judicial calm. State v. Carter, 233 N.C. 581, 583,
65 S.E.2d 9, 10 (1951) (emphasis added). While we recognize that
a trial judge may be justified in verbally reprimanding counsel for
certain actions, care should be taken to conduct such reprimands
outside the presence of the jury to ensure the court does not
prejudice the jury against defendant. When all the incidents
raised by defendant, particularly the three cited above, are viewed
in light of their cumulative effect upon the jury, we are compelled
to hold that the atmosphere of the trial was tainted by the trial
judge's comments to the detriment of defendant. We feel certain
the learned trial judge did not intend to prejudice the defense or
in any manner belittle defense counsel; however, when these
inadvertences occur, they must be corrected, as they could have
conveyed to the jury the impression of judicial leaning. State v.
Hewitt, 19 N.C. App. 666, 669, 199 S.E.2d 695, 697 (1973).
Accordingly, defendant is entitled to a new trial. This Court
need not consider defendant's remaining assignments of error as
they may not recur. Id. New trial.
Judges TIMMONS-GOODSON and ELMORE concur.
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