1. Evidence_hearsay_synopsis of defendant's statement_recorded recollection
A detective's synopsis of defendant's statement was correctly excluded from an assault
prosecution where there was no showing that defendant had the required insufficient recollection,
that the statement was necessary to refresh the officer's memory, or that the statement was
inconsistent with testimony. N.C.G.S. § 8C-1, Rule 803(5).
2. Evidence_defendant's statement_partial statement not used--whole not required
A detective's synopsis of a nontestifying defendant's statement was not required to be
admitted as the whole of the part after a detective testified about the same subject matter. The
officer's testimony was based on his personal observations and no part of defendant's statement
was offered as evidence.
3. Criminal Law_right to present defense_officer's statement excluded
A nontestifying defendant claiming self-defense was not deprived of the right to present
his defense by the proper exclusion of a detective's synopsis of his statement to officers.
4. Homicide_self-defense_lack of evidence_involuntary manslaughter conviction
A defendant is not required to present evidence to be entitled to an instruction on self-
defense, but the error in not instructing on self-defense in this voluntary manslaughter
prosecution was not prejudicial because defendant was convicted of involuntary manslaughter,
which does not involve intent and which is therefore not excused by self-defense.
5. Homicide_manslaughter_sufficiency of evidence
A motion to dismiss a voluntary manslaughter charge (with an involuntary manslaughter
conviction) was properly denied where the evidence, in the light most favorable to the State,
showed that defendant shot the victim in the back as he was running away and immediately left
with no regard to the victim.
6. Criminal Law_verdict sheet and judgment correct_transcript incorrect
A trial transcript was not corrected where it erroneously showed a conviction for
voluntary manslaughter rather than involuntary manslaughter, but the verdict sheet and judgment
were correct. Those are considered the official record, and a clerical error in the trial transcript
will not prejudice defendant.
Judge GEER concurring.
Judge HUNTER dissenting.
Attorney General Roy Cooper, by Assistant Attorney General M.
Elizabeth Guzman, for the State.
Angela H. Brown for defendant-appellant.
EAGLES, Chief Judge.
Defendant Willard Alston was convicted of involuntary
manslaughter and sentenced to 25 to 30 months of incarceration. On
appeal, defendant argues that the trial court erred by (1) failing
to admit a police detective's synopsis of defendant's statement
into evidence; (2) failing to instruct the jury on the law of self-
defense; and (3) denying defendant's motion to dismiss. Defendant
also requests that the trial transcript be corrected to reflect
that he was convicted of involuntary manslaughter instead of
voluntary manslaughter. After careful consideration of the
transcript, record and briefs, we find no prejudicial error.
The evidence presented tends to show the following. Eric E
Newton dated Muriel Poo Poo Horne for approximately three years
before his death. Newton had been released from the IMPACT drug
rehabilitation program in November 2000 and moved in with his
grandfather and uncle. As a condition of his probation, Newton was
confined to his home between the hours of 7 p.m. and 7 a.m. during
the week and 3 p.m. until 9 a.m. on weekends.
Newton and Horne continued their romantic relationship after
Newton returned from the IMPACT program in November 2000 until sometime after Christmas 2000. Horne stated that the romantic
relationship ended because Newton was violent towards her. Horne
continued to see Newton several times each week even after they
stopped dating. Horne habitually set her alarm clock for 8 a.m.
because Newton normally came to visit her when his house arrest
ended in the morning. Horne became romantically involved with
defendant in January 2001.
On 10 February 2001, Newton invited Horne to his home to spend
the evening. Newton called Horne on the telephone to ensure that
Horne was coming to visit him. Horne told Newton during the phone
call that she did not have a babysitter for her children and did
not know if she would be able to visit him. On the evening of 10
February, Horne dropped off her children at their father's home and
went out on a date with defendant. Horne received a message from
Newton on her answering machine when she returned from her date
with defendant. Newton did not identify himself in the message,
but Horne recognized his voice. Newton asked in his message why
Horne lied so much and sounded upset. On 10 February 2001,
defendant stayed overnight at Horne's house.
Shortly after 9 a.m. on 11 February 2001, Horne and defendant
were awakened by Newton who was beating on Horne's front door.
Horne had forgotten to set her alarm clock for 8 a.m. before she
went to sleep the evening before. Horne got out of bed when she
heard Newton hitting the door and put on some clothes. Horne told
Newton that she had company and that Newton could not come in.
Newton began kicking Horne's front door and knocked the door down.
Newton saw defendant sitting on Horne's bed. Defendant was notdressed when Newton entered the house. Newton jumped on defendant
and the two men began struggling on Horne's bed. Horne testified
that she did not see either of the men holding a gun before they
began fighting.
Horne backed away from the bedroom where defendant and Newton
were fighting. Horne heard three shots fired in the bedroom. The
men continued to struggle, then Newton ran out of Horne's house.
Newton said something to Horne as he passed by her, but continued
to run out of the house and did not stop. Horne did not know what
Newton said to her. Horne did not see any blood on Newton or other
evidence of an injury. Defendant got dressed and Horne drove him
to a local convenience store. Horne commented that defendant had
not been shot. As Horne and defendant left her house, Horne's
neighbor, Marvin Rogers asked them if they shot Newton. Defendant
replied that everything was alright.
Rogers testified that he was outside on the morning of 11
February walking his puppy. Rogers saw Newton knocking on Horne's
door and heard her tell Newton he could not come in because she had
company. Rogers observed Newton kick Horne's door down. Rogers
heard yelling inside Horne's home, heard three shots and saw Newton
run out of Horne's home. Rogers testified that when Newton emerged
from Horne's house Newton was drooped over. When defendant and
Horne came out of Horne's house a few minutes later, Rogers asked
them, [y]'all shoot that boy? Defendant replied, [h]e will be
all right. Defendant put on his shirt and left with Horne in
Horne's car. When Horne returned home a few minutes later,
defendant was not with her. Horne asked Rogers to look for Newtonbecause Newton's van was still parked outside her home. Rogers
found Newton dead approximately three houses away from Rogers's
home. Newton had gunshot wounds in his right arm and chest area.
A medical expert testified that the chest wound was the most
probable cause of death.
Defendant's aunt gave Wilson police officers a handgun on the
afternoon of 11 February 2001 and stated that it had been used in
the shooting that morning. Later that evening, defendant turned
himself in to police at his grandmother's house. Defendant was
indicted for voluntary manslaughter. The jury convicted defendant
of involuntary manslaughter. He was sentenced to a term of
imprisonment from 25 to 30 months. Defendant appeals.
[1] Defendant first argues that the trial court violated
defendant's right to present a defense. Specifically, defendant
contends that the trial court's refusal to admit a synopsis of
defendant's statement given to police officers was reversible
error. We disagree.
Hearsay is defined as a statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted. G.S. § 8C-1,
Rule 801(c) (2001). Here, defendant's statement regarding the
confrontation with Newton given to Officer Hendricks outside of
court was clearly hearsay. However, defendant argues that the
statement to Hendricks falls within the recorded recollection
exception to the hearsay rule, as described in G.S. § 8C-1, Rule
803(5):
A memorandum or record concerning a matter
about which a witness once had knowledge butnow has insufficient recollection to enable
him to testify fully and accurately, shown to
have been made or adopted by the witness when
the matter was fresh in his memory and to
reflect that knowledge correctly. If
admitted, the memorandum or record may be read
into evidence but may not itself be received
as an exhibit unless offered by an adverse
party.
G.S. § 8C-1, Rule 803(5)(2001).
Use of an earlier recorded statement or memorandum is also
appropriate if necessary to refresh the witness's recollection or
if the prior statement is used to impeach courtroom testimony that
is inconsistent with the earlier statement. See State v. Demery,
113 N.C. App. 58, 437 S.E.2d 704 (1993). Here, however, there was
no showing that defendant had an insufficient recollection of
events to testify as required by Rule 803(5) so that his statement
could be used as substantive evidence. In addition, there was no
evidence or argument presented during trial that the proffered
statement was necessary to refresh the testifying officer's memory
or that the statement was inconsistent with the officer's testimony
or any other witness's testimony in court. The synopsis of
defendant's statement was not admissible to impeach or corroborate
defendant's in-court testimony, because defendant did not testify.
[2] Defendant argues that the State may not admit part of
defendant's statement without admitting the whole statement into
evidence. See State v. Davis, 289 N.C. 500, 223 S.E.2d 296,
vacated on other grounds, 429 U.S. 809, 50 L. Ed. 2d 69 (1976).
However, in this case, the State did not offer any part of
defendant's statement as evidence. The State's witness, Officer
Hendricks, testified regarding the events and observations he madeduring his investigation. These observations necessarily concerned
the same subject matter as the defendant's statement, but were
based upon the officer's personal observations and therefore
unrelated to the statement.
[3] Defendant contends that the trial court's refusal to admit
the officer's synopsis of defendant's statement denied defendant's
right to present a defense. This argument is unpersuasive. The
trial court does not deprive a criminal defendant of the right to
present a defense by requiring that defendant follow the North
Carolina Rules of Evidence. Here, nothing in the record or
transcript indicates that the trial court prevented defendant from
testifying on his own behalf or offering other witnesses or
evidence. This assignment of error is overruled.
[4] Defendant further assigns error to the trial court's
failure to instruct the jury on the law of self-defense. Defendant
argues that the trial court incorrectly reasoned that defendant was
not entitled to the instruction because he had not presented
evidence. Defendant contends that requiring a defendant to testify
or otherwise present evidence before the jury may be instructed on
self-defense violates a defendant's right to be free from
compulsory self-incrimination. We agree that the reasons given by
the trial court for refusing the instruction on self-defense were
incorrect. However, in this case, the failure to give the self-
defense instruction to the jury did not create prejudicial error.
A defendant does not have to testify or offer evidence in
order for the jury to be instructed on the law of self-defense:
A defendant is entitled to an instruction
on self-defense if there is any evidence inthe record from which it can be determined
that it was necessary or reasonably appeared
to be necessary for him to kill his adversary
in order to protect himself from death or
great bodily harm. If, however, there is no
evidence from which the jury reasonably could
find that the defendant in fact believed that
it was necessary to kill his adversary to
protect himself from death or great bodily
harm, the defendant is not entitled to have
the jury instructed on self-defense.
State v. Bush, 307 N.C. 152, 160, 297 S.E.2d 563, 569
(1982)(internal citations omitted). Therefore, if defendant does
not present evidence, but based upon the State's evidence, the jury
reasonably could find that the defendant in fact reasonably
believed it necessary to kill his adversary to protect himself from
death, the jury instruction on self-defense should be given. Here,
the trial court's reasoning that the self-defense instruction
should not be given because defendant failed to present any
evidence was erroneous.
However, defendant was not prejudiced by the trial court's
error. North Carolina law defines four different types of homicide
as follows:
Murder in the first degree is the
unlawful killing of a human being with malice
and with premeditation and deliberation.
Murder in the second degree is the
unlawful killing of a human being with malice
but without premeditation and deliberation.
Voluntary manslaughter is the unlawful
killing of a human being without malice and
without premeditation and deliberation. . . .
Involuntary manslaughter is the unlawful
killing of a human being without malice,
without premeditation and deliberation, and
without intention to kill or inflict serious
bodily injury.
State v. Norris, 303 N.C. 526, 529, 279 S.E.2d 570, 572
(1981)(citations omitted). Here, defendant was indicted for
voluntary manslaughter. Voluntary manslaughter is considered an
intentional crime in that the act that causes death required some
degree of intent. See State v. Ray, 299 N.C. 151, 164, 261 S.E.2d
789, 797 (1980). Generally, a defendant may be convicted of
voluntary manslaughter if (1) a killing occurs by reason of sudden
anger or heat of passion that temporarily removes reason and
malice or (2) a premeditated and deliberated first-degree murder or
second-degree murder for which the defendant has an imperfect right
to self-defense. See Norris, 303 N.C. at 529, 279 S.E.2d at 572.
A defendant has the defense of perfect self-defense to voluntary
manslaughter, first-degree murder or second-degree murder when all
four of the following elements existed at the time of the killing:
(1) it appeared to defendant and he
believed it to be necessary to kill the
deceased in order to save himself from death
or great bodily harm; and
(2) defendant's belief was reasonable in
that the circumstances as they appeared to him
at the time were sufficient to create such a
belief in the mind of a person of ordinary
firmness; and
(3) defendant was not the aggressor in
bringing on the affray, i.e., he did not
aggressively and willingly enter into the
fight without legal excuse or provocation; and
(4) defendant did not use excessive
force, i.e., did not use more force than was
necessary or reasonably appeared to him to be
necessary under the circumstances to protect
himself from death or great bodily harm.
Norris, 303 N.C. at 530, 279 S.E.2d at 572-73. If a defendant was
the aggressor or used excessive force, the defendant would have thedefense of imperfect self-defense. Norris, 303 N.C. at 530, 279
S.E.2d at 572-73. When a defendant is indicted for an intentional
first or second-degree murder, after applying the imperfect right
of self-defense, the defendant is still guilty of at least
voluntary manslaughter. Norris, 303 N.C. at 530, 279 S.E.2d at
573. Our Supreme Court has held that self-defense instructions are
not appropriate in all cases:
When asserted in response to a charge of
intentional homicide such as second degree
murder or voluntary manslaughter, a plea of
self-defense is a plea of confession and
avoidance. By it a defendant admits, for
example, that he intentionally shot his
assailant but that he did so justifiably to
protect himself from death or great bodily
harm.
Ray, 299 N.C. at 164, 261 S.E.2d at 797. The Ray court went on to
explain that a self-defense instruction was appropriate when the
defendant had been charged with second-degree murder or voluntary
manslaughter, but was not appropriate for involuntary manslaughter.
See id. Here, the trial court should have granted defendant's
request for a jury instruction on the law of self-defense related
to the charge of voluntary manslaughter. However, the absence of
a self-defense instruction on the voluntary manslaughter charge did
not prejudice defendant because he was not convicted of voluntary
manslaughter.
The trial court also instructed the jury on the lesser-
included offense of involuntary manslaughter. The State presented
evidence tending to show that defendant and Newton struggled in a
bedroom with no other witnesses present in the bedroom. Horne
testified that she did not observe that either of the men appearedto have a gun before they began fighting. Newton was wearing a
coat when he entered Horne's house. Defendant was not wearing any
clothes and in bed immediately before the struggle with Newton
began. Horne also testified that she kept a gun in the bedroom
where defendant and Newton struggled, but that she stored the gun
behind the dresser. However, Horne's gun was still in place after
the shooting occurred. Horne and Rogers both heard shots fired
after the two men began struggling. Newton died from a gunshot
wound, while defendant only suffered from scratches on his neck.
From all the evidence, a reasonable juror could have concluded that
Newton introduced a gun during the struggle with defendant and that
defendant at some time handled that gun and shot Newton. Also,
viewing all of this evidence, a jury could have reasonably
concluded that defendant shot Newton in a criminally negligent or
reckless manner during the struggle without forming the intent to
assault or to kill Newton. However, self-defense, as an
intentional act, could not serve as an excuse for the negligence or
recklessness required for a conviction of involuntary manslaughter
and no instruction on self-defense was required. Since defendant
was convicted of the lesser-included offense of involuntary
manslaughter, rather than the charged offense of voluntary
manslaughter, the absence of an instruction on self-defense was not
prejudicial error. This assignment of error is overruled.
[5] Defendant also assigns error to the trial court's denial
of defendant's motion to dismiss at the close of all evidence.
Defendant argues that the State failed to prove all elements of
voluntary or involuntary manslaughter. Defendant contends that theevidence presented the complete defense of self-defense, which
excused any crime committed by defendant. We disagree.
Upon a motion to dismiss, the trial court must view the
evidence in the light most favorable to the State. See State v.
Earnhardt, 307 N.C. 62, 296 S.E.2d 649 (1982). In this light, the
evidence shows that defendant shot Newton in the back as he was
running away from defendant. Defendant left the scene of the
shooting immediately, with no regard for an injured Newton. The
evidence in the light most favorable to the State does not give
rise to a claim of self-defense for the voluntary manslaughter
charge. Therefore, it was within the trial court's discretion to
deny defendant's motion to dismiss. This assignment of error is
overruled.
[6] Defendant's final argument is that the trial transcript
must be corrected. The transcript incorrectly reflects that
defendant was convicted of voluntary manslaughter, while the
judgment and verdict sheet correctly indicate that defendant was
convicted of involuntary manslaughter. Defendant argues that this
discrepancy may cause some prejudice to defendant during his
incarceration or in the future when defendant's prior record level
is calculated. We disagree. The judgment and commitment sheet are
considered the official record of defendant's conviction. The
information on the judgment is used for calculating defendant's
prior record level or period of incarceration. If the judgment
and commitment sheet contains the correct information, as it does
here, defendant will suffer no prejudice from any clerical error inthe trial transcript. Defendant's request to amend the trial
transcript is denied.
For the reasons stated, we find no prejudicial error.
No prejudicial error.
Judge GEER concurs in the result with a separate opinion.
Judge HUNTER dissents.
STATE OF NORTH CAROLINA
v
.
Wilson County
No. 01 CRS 2506
WILLARD LAVELL ALSTON,
Defendant.
GEER, Judge, concurring in the result.
I agree with Chief Judge Eagles' opinion regarding the refusal
to admit a synopsis of defendant's statement to the police and the
trial court's denial of defendant's motion to dismiss. I concur in
the result as to the remainder of the opinion. I believe that the
record contains insufficient evidence to support submission of the
issue of self-defense to the jury and that the trial court
therefore properly refused defendant's request for an instruction
on that defense. Although I would not reach the issue of the
propriety of the involuntary manslaughter instruction, I cannot, in
any event, agree with the dissent that submission of that issue
constituted prejudicial error.
As our Supreme Court has held, "before the defendant is
entitled to an instruction on self-defense, two questions must be
answered in the affirmative: (1) Is there evidence that the
defendant in fact formed a belief that it was necessary to kill his
adversary in order to protect himself from death or great bodily
harm, and (2) if so, was that belief reasonable?" State v. Bush,
307 N.C. 152, 160, 297 S.E.2d 563, 569 (1982). If the evidenceresults "[in] a negative response to either question, a self-
defense instruction should not be given." Id. at 161, 297 S.E.2d
at 569. See also State v. Lyons, 340 N.C. 646, 662, 459 S.E.2d
770, 778 (1995) ("If there is no evidence from which a jury could
reasonably find that defendant, in fact, believed it to be
necessary to kill his adversary to protect himself from death or
great bodily harm, defendant is not entitled to have the jury
instructed on self-defense.").
I can find no evidence in the record that would permit a
reasonable jury to find that defendant subjectively believed that
he would be killed or would suffer great bodily harm if he did not
kill the victim, Eric Newton. Given the limited evidence presented
at trial, any such finding would be mere conjecture.
We know very little about what occurred during the fight
between defendant and Newton. Newton kicked in Murial Horne's door
and dived on defendant, who was naked and sitting on Horne's bed.
Horne testified that the two men then began "tussling." As the men
were "tussling," Horne backed away from the bedroom and saw nothing
further. There is no evidence as to what happened in the bedroom
from that point on except that Horne and a neighbor heard three
shots fired within minutes after Newton entered the house. Newton
ran from the house and was later found dead outside. An autopsy
revealed that Newton was shot in the back and through his arm.
After Newton left the house, defendant got partially dressed
and Horne drove him to the store. As defendant and Horne were
leaving, a neighbor asked whether they had shot Newton anddefendant replied, "He will be all right." Defendant had two or
three scratch marks on his upper chest, but no other injuries.
There was no evidence that Newton had a weapon at any point.
Horne gave a statement, admitted as substantive evidence, that she
saw defendant holding a gun, but at trial claimed that she did not
see a gun.
Defendant chose not to testify. The record therefore contains
no direct evidence whether defendant believed that he needed to
kill Newton to protect himself from death or great bodily harm. I
agree that a defendant is not required to testify in order to be
entitled to an instruction as to self-defense. If, however, he
does not testify, the record must still contain other evidence of
his state of mind. In the absence of such other evidence, the
trial court should not include an instruction on self-defense.
State v. Locklear, 349 N.C. 118, 155, 505 S.E.2d 277, 298 (1998)
("Defendant offered no evidence that at the time of the shooting he
believed, reasonably or unreasonably, that it was necessary to kill
the victim in order to protect himself from imminent death or great
bodily harm. Accordingly, the trial judge did not err by failing
to instruct on self-defense."), cert. denied, 526 U.S. 1075, 143 L.
Ed. 2d 559 (1999); State v. Ross, 338 N.C. 280, 283-84, 449 S.E.2d
556, 560 (1994) ("Defendant failed to present evidence to support
a finding that he in fact formed a belief that it was necessary to
kill the victim in order to protect himself from death or great
bodily harm . . . . Therefore, the trial court did not err infailing to instruct on the State's burden of proof with regard to
self-defense.").
In this case, in the absence of testimony by defendant as to
his state of mind, there simply is not sufficient evidence to
permit a jury to find that defendant had the required subjective
belief. Newton was furious, but, based on the evidence, unarmed.
The two men had a brief fight, with defendant being scratched two
to three times. There is no evidence that Newton _ who was 5 feet
9 inches tall and weighed 159 pounds _ substantially exceeded
defendant in size or had any other traits that made the fight a
mismatch. While the evidence would support a finding that
defendant feared being assaulted, that inference standing alone is
not enough to warrant a self-defense instruction in a homicide
case. It cannot circumstantially prove that defendant believed he
needed to kill Newton or risk death or grave bodily harm.
In Locklear, the Supreme Court considered comparable evidence:
Defendant contends the evidence showed the
following: that the victim was the aggressor;
that defendant and the victim fought; that
defendant bested the victim in the fight; that
the victim then told defendant to wait, he
would be right back; and that the victim then
moved toward the shed, where he kept weapons.
349 N.C. at 154, 505 S.E.2d at 298. The Court found this level of
evidence insufficient: "we conclude that the trial court did not
err in refusing to give a jury instruction on self-defense." Id.
The evidence relied upon in this case is not materially different
from that of Locklear. I am unwilling to hold, as would
necessarily be the result here, that a heated fight between twounarmed men over a woman without more necessarily gives rise to a
fear of death or grave bodily harm sufficient to justify use of
deadly force.
On appeal, defendant points to Horne's statement that she was
afraid of Newton. Horne, however, explained that her fear was
based on her prior experience with Newton and there was no evidence
that defendant had knowledge of that experience. Nor was there any
evidence that Horne and defendant were comparable physically.
Without such evidence, Horne's subjective belief cannot substitute
for and provide circumstantial evidence of defendant's personal
belief.
Defendant argues that the requirement that he produce evidence
of his actual state of mind requires him to incriminate himself in
violation of the Fifth Amendment. As defendant did not raise this
constitutional argument below, he is not allowed to assert it for
the first time in this Court. I note, however, that other courts
have rejected this argument. See Williams v. Florida, 399 U.S. 78,
84, 26 L. Ed. 2d 446, 451 (1970) ("That the defendant faces such a
dilemma demanding a choice between complete silence and presenting
a defense has never been thought an invasion of the privilege
against compelled self-incrimination."); Bowler v. United States,
480 A.2d 678, 682 n.8 (D.C. App. 1984) (trial court's refusal to
instruct on self-defense did not penalize defendant for exercising
his Fifth Amendment privilege not to testify: "Under certain
circumstances, such as those at bar where indirect evidence of
self-defense is insufficient to support an instruction, that factdoes not constitute a penalty upon the exercise of fifth amendment
rights."); State v. Kutnyak, 211 Mont. 155, 173, 685 P.2d 901, 910
(1984) ("The fact that the appellant had to testify or else risk
not sufficiently establishing self-defense does not, under these
circumstances, create a constitutional denial of his privilege
against self-incrimination."); State v. Seliskar, 35 Ohio St. 2d
95, 96, 298 N.E.2d 582, 583 (1973) ("If a defendant cannot provide
evidence on the issue of self-defense other than his own testimony,
then, in order to avail himself of the defense, he must testify.
In such event, the choice is that of the defendant, and, once he
has decided to rely on self-defense and is required by the
circumstances to testify in order to prove that defense, he
necessarily must waive his constitutional right to remain
silent."). Compare Williams v. State, 915 P.2d 371, 377 (Okl. Cr.
1996) (defendant could not, consistent with the Fifth Amendment, be
required to testify as a prerequisite to being allowed to present
indirect evidence of self-defense such as by cross-examination of
the State's witnesses).
The dissent argues that the trial court erred in submitting
the issue of involuntary manslaughter to the jury. I do not
believe that we should address that issue. Defendant's trial
counsel expressed no concern about submission of involuntary
manslaughter to the jury during the charge conference or after the
trial court delivered its jury instructions. When the jury asked
to have the instructions for voluntary and involuntary manslaughter
re-read, defendant again did not object. The record on appealcontains a list of instructions that were omitted and that were
"[e]rroneous[ly]" given; defendant lists only the flight
instruction as an "Erroneous Instruction". Defendant has not
assigned error to the submission of involuntary manslaughter to the
jury nor has either party briefed the issue. It appears that
defendant made a strategic decision _ reflected both at trial and
on appeal _ that it was advantageous to him to allow the jury to
consider involuntary manslaughter. I do not believe that this
Court should, under these circumstances, address the involuntary
manslaughter issue.
In any event, State v. Ray, 299 N.C. 151, 152, 261 S.E.2d 789,
791 (1980), recognized the established rule that the erroneous
submission of involuntary manslaughter justifies a new trial only
upon a showing that the error prejudiced the defendant. In Ray,
the Supreme Court found prejudice based on the possibility that the
jury would have accepted defendant's plea of self-defense had the
trial court not erroneously instructed on involuntary manslaughter.
Since I believe that the trial court properly refused to instruct
as to self-defense, defendant was not prejudiced by the submission
of involuntary manslaughter to the jury. Id. at 165-66, 261 S.E.2d
at 798 (noting general rule that an erroneous charge on a lesser
included offense is error favorable to the defendant when all of
the evidence tends to support a greater offense).
HUNTER, Judge, dissenting.
I disagree with Chief Judge Eagles' conclusion that failure to
instruct the jury on the law of self-defense was harmless error inlight of the jury's verdict of guilty of involuntary manslaughter.
Accordingly, I respectfully dissent.
State v. Ray, 299 N.C. 151, 261 S.E.2d 789 (1980), relied on
by Chief Judge Eagles, ultimately stands for the proposition that
it is prejudicial error to submit the offense of involuntary
manslaughter to the jury in a case where the evidence tends to
point toward an intentional shooting and where there is a
reasonable possibility that a jury would find the shooting was
done in self-defense and the defendant would thus be acquitted.
Id. at 164-65, 261 S.E.2d at 797-98. [T]he crime of involuntary
manslaughter involves the commission of an act, whether intentional
or not, which in itself is not a felony or likely to result in
death or great bodily harm. Id. at 158, 261 S.E.2d at 794.
Therefore, it follows that an act undertaken in self-defense
involving an intentional assault likely to result in death or
bodily harm cannot be involuntary manslaughter. See id.
In this case, the trial court instructed the jury that to
convict defendant of voluntary manslaughter they must find
defendant killed the victim by an intentional and unlawful act[.]
To convict defendant of involuntary manslaughter, the jury was
instructed that they would have to find that defendant acted in a
criminally negligent way and this criminally negligent act
proximately caused the victim's death. Clearly, the jury found
that there was insufficient evidence to support a voluntary
manslaughter conviction. Without, however, an instruction
informing them that if they found that a killing may in somecircumstances be justified, i.e., in self-defense, and result in
acquittal, it is highly probable the jury believed they were
required to find defendant guilty of at least some form of
homicide. Thus, in this case as in Ray, the jury's consideration
of self-defense, which would result in acquittal, was short-
circuited. Id. at 165, 261 S.E.2d at 798.
Furthermore, there is insufficient evidence to support the
involuntary manslaughter conviction.
(See footnote 1)
The only evidence in this
case of an unintentional killing or one caused by criminal
negligence is a lack of evidence of exactly what happened during
the fight. This, however, simply leads to a myriad of
possibilities as to how the victim was shot and ignores the lack of
evidence of any act on the part of defendant that would rise to the
level of criminal negligence.
Moreover, the actual evidence that is before us alternatively
tends to show that, if anything, the shooting was an act intended
to inflict bodily harm or death. This was not a case of a gun
being discharged once as two people scuffled, instead the evidence
is that the gun was fired three times and that the victim was shot
twice and in two different places on his body: once in the arm andonce in the chest. Further, the shooting occurred during a fight
that started after the victim kicked in a door and attacked
defendant. See, e.g., State v. Maddox, 159 N.C. App. 127, 132, 583
S.E.2d 601, 604 (2003) ('nature of the assault, the manner in
which it was made, the weapon, if any, used, and the surrounding
circumstances are all matters from which an intent to kill may be
inferred'). This is all evidence pointing toward a shooting
intended to cause harm to the victim, possibly in self-defense, and
thus, as in Ray, there is no evidence the shooting was anything
other than intentional. See Ray, 299 N.C. at 164-65, 261 S.E.2d at
798. Therefore, as in Ray, there was insufficient evidence to
support the submission of the charge of involuntary manslaughter to
the jury. See id. at 168, 261 S.E.2d at 799. Accordingly,
defendant's involuntary manslaughter conviction should be reversed.
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