Defendant met Kathy Thompson (Thompson) when she applied for
employment at the restaurant where defendant worked as assistant
manager. Defendant and Thompson left Augusta, Georgia in early
April 2002, in order for Thompson to avoid going to jail for
violating her probation. Defendant and Thompson traveled by bus to
Asheville, North Carolina and stayed in motels for several days.
On 12 April 2002, defendant purchased a knife. On the morning of14 April 2002, defendant and Thompson ate at the Olive Garden
Restaurant, consumed beer and wine, and left without paying the
check. As they were sitting on the curb outside of the mall, they
decided to steal a vehicle.
Patricia Cocke (Cocke) was unloading her shopping cart into
her Ford Expedition at the Wal-Mart on Tunnel Road when the
defendant grabbed her from behind, held the knife he had purchased
two days earlier against her, and demanded her car keys. Cocke
told defendant that the keys were in her purse. Cocke removed the
keys from her purse and handed them to defendant. As defendant
pushed Cocke away, the knife cut Cocke's hand, which later required
eighteen stitches to close the wound. Cocke began screaming that
her car was being stolen.
Mary Elizabeth Burns (Burns) was looking for a parking
space, and observed Cocke running towards her screaming, holding
her bloody hand. Burns stopped to allow Cocke into her vehicle.
Burns heard defendant screaming at her to get out of his way so
that he could leave in Cocke's vehicle. Defendant rammed the back
right door of Burns' car to move it out of his way. Burns moved
her car to allow defendant to leave. Defendant picked up Thompson
from the curb where she was sitting with their luggage. The
defendant and Thompson proceeded on Interstate 40 West
(Interstate) towards Tennessee.
Officer Scott Hawkins (Officer Hawkins) was traveling to
work around 4:13 p.m., when he received a call about the carjacking
of Cocke's vehicle from Wal-Mart's parking lot on Tunnel Road.
Around 4:22 p.m., Hawkins spotted the Ford Expedition described inthe call, pulled in behind it, but did not activate his lights or
siren. The defendant continued to drive at or below the speed
limit. Approximately four minutes later, law enforcement back-up
vehicles arrived. Blue lights and sirens were activated.
Defendant accelerated speed and began leading the police on a high
speed chase along the Interstate. As defendant and the pursuing
officers approached Exit 24, stop sticks were placed on the
Interstate to end the chase. Defendant swerved right to avoid
hitting the stop sticks and collided into a Saturn vehicle that had
also swerved right to avoid the stop sticks. The passenger in the
Saturn vehicle was killed instantly. After the accident, defendant
exited the Ford Expedition, jumped the guardrail and ran, but was
captured by police officers. Officer Hawkins testified that the
time lapse between the robbery of Cocke's vehicle and the fatal
collision was approximately thirty minutes.
The issues in this case are whether the trial court erred:
(1) in denying defendant's motion to dismiss the charge of first-
degree felony murder; (2) in refusing to instruct the jury on the
defendant's requested special jury instruction on insulating acts
of negligence; (3) by trying defendant and entering judgment for
first-degree murder by use of the short-form indictment; and (4)
whether defendant's counsel provided ineffective assistance of
counsel. All remaining assignments of error not argued are waived.
N.C.R. App. P. 28(b)(6) (2002).
III. Motion to Dismiss
[1] Defendant assigns as error the denial of his motion todismiss the charge of first-degree felony murder. Defendant argues
that his conviction must be vacated because a break in time, place,
and causal relationship occurred between the victim's death and the
alleged underlying felony of robbery with a dangerous weapon. We
disagree.
In ruling on a motion to dismiss, the trial court need
determine only whether there is substantial evidence of each
essential element of the crime and that the defendant is the
perpetrator.
State v. Call, 349 N.C. 382, 417, 508 S.E.2d 496,
518 (1998). Substantial evidence is that amount of relevant
evidence necessary to persuade a rational mind to accept a
conclusion.
State v. Frogge, 351 N.C. 576, 584, 528 S.E.2d 893,
899,
cert. denied, 531 U.S. 994, 148 L. Ed. 2d 459 (2000). Whether
substantial evidence exists is not a question of weight, but is a
test of the sufficiency of the evidence.
State v. Lucas, 353 N.C.
568, 581, 548 S.E.2d 712, 721 (2001). The evidence is viewed in
the light most advantageous to the State, after drawing all
reasonable inferences.
Id. Circumstantial evidence may withstand
a motion to dismiss and support a conviction even when the evidence
does not rule out every hypothesis of innocence.
State v. Stone,
323 N.C. 447, 452, 373 S.E.2d 430, 433 (1988).
A murder is a felony murder when it is committed in the
perpetration or attempted perpetration of any . . . robbery . . .
committed or attempted with the use of a deadly weapon . . . .
N.C. Gen. Stat. § 14-17 (2001). [A] killing is committed in the
perpetration of armed robbery when there is no break in the chain
of events between the taking of the victim's property and the forcecausing the victim's death, so that the taking and the homicide are
part of the same series of events, forming one continuous
transaction.
State v. Braxton, 344 N.C. 702, 713, 477 S.E.2d 172,
178 (1996) (quoting
State v. Handy, 331 N.C. 515, 529, 419 S.E.2d
545, 552 (1990)). Our courts have held that escape is ordinarily
within the
res gestae of the felony and that a killing committed
during escape or flight is ordinarily within the felony-murder
rule.
State v. Squire, 292 N.C. 494, 512, 234 S.E.2d 563, 573
(1977).
Defendant argues the killing did not occur during escape or
flight from the armed robbery and asserts that he had reached a
place of safety by driving on the Interstate at the posted speed
limit and before the high-speed chase ended in the death of the
victim.
The evidence showed that at approximately 4:00 p.m., defendant
robbed Cocke at knife point, stole her vehicle, rammed Burn's car
to aid in his escape, and drove at a high speed out of the parking
lot toward the Interstate. At approximately 4:13 p.m., Officer
Hawkins received a radio dispatch about an armed robbery of a Ford
Expedition from Wal-Mart's parking lot. Officer Hawkins spotted
defendant driving the stolen Ford Expedition at the posted speed
limit at approximately 4:22 p.m. The State contends that defendant
was driving the speed limit on the Interstate in order to blend in
and avoid attention. The State argues that defendant had not
slowed down because he had reached a safe haven. Defendant
admitted that he knew he could not out run the police and decided
to drive the speed limit to escape toward the Tennessee state line,hoping not to attract attention to himself. Defendant maintained
his course of action even when Officer Hawkins pulled in behind
him. Once other officers joined Officer Hawkins and activated
their lights and sirens, defendant accelerated, leading police on
a high speed chase that ended in the victim's death.
Presuming, as defendant argues, that he was initially obeying
all traffic laws on the Interstate, defendant was still fleeing to
escape from and to avoid arrest for armed robbery. Escape need not
be accomplished at high speeds but can be accomplished by driving
at or below the speed limit. Approximately ten minutes had elapsed
between the time the be on the lookout call about the armed
robbery was dispatched, until the time Officer Hawkins spotted
defendant driving the stolen Ford Expedition. Approximately thirty
minutes elapsed between the time of the armed robbery and the
collision which killed the passenger in the Saturn.
Defendant presented no evidence that he was diverted or
stopped from his chosen route from the site of the robbery to the
Tennessee border prior to the collision. The State presented
sufficient evidence to show
no break in the chain of events
between the taking of the victim's property and the force causing
the victim's death, so that the taking and the homicide are part of
the same series of events, forming one continuous transaction.
Braxton, 344 N.C. at 713, 477 S.E.2d at 178. Defendant's
assignment of error is overruled.
IV. Jury Instruction on Insulating Acts of Negligence
[2] Defendant contends that the trial court erred by denying
defendant's requested special instruction to the jury on insulating
acts of negligence. We disagree.
Defendant submitted to the trial court the following written
request:
Second, that while committing robbery with a
dangerous weapon, the defendant killed the
victim. A killing is committed in the
perpetration of a felony for purposes of the
felony murder rule where there is no break in
the chain of events leading from the initial
felony to the act causing death, so that the
killing is part of a series of incidents which
form one continuous transaction; however[,]
the conduct of another person may result in a
break in this chain of events.
And Third, that the defendant's act was a
proximate cause of the victim's death. A
proximate cause is a real cause, a cause
without which the victim's death would not
have occurred. The defendant's act need not
to have been the only cause, nor the last or
nearest cause. It is sufficient if it
concurred with some other cause acting at the
time which, in combination with it, caused the
death of the victim. However, a natural and
continuous sequence of causation may be
interrupted or broken by the conduct of a
second person. This occurs when a second
person's conduct was not reasonably
foreseeable by the defendant and causes its
own natural and continuous sequence which
interrupts, breaks, displaces or supersedes
the consequences of the defendant's conduct.
Under such circumstances, the conduct of the
second person not reasonably foreseeable by
the defendant would be the sole proximate
cause of the killing.
The burden is not on the defendant to prove
that his conduct was insulated by that of
another. Rather, the burden is on the State
to prove beyond a reasonable doubt that the
defendant's act was a proximate cause of the
victim's death.
The State also requested the trial court to instruct the jury
regarding a continuous transaction and proximate cause. The
court's instruction to the jury read as follows:
Second, that while committing or attempting to
commit robbery with a dangerous weapon, the
defendant killed the victim. A killing is
committed in the perpetration or attempted
perpetration of a felony for purposes of the
felony murder rule where there is no break in
the chain of events leading from the initial
felony to the act causing death, so that the
killing is part of a series of incidents which
form one continuous transaction.
And third, that the defendant's act was a
proximate cause of the victim's death. A
proximate cause is a real cause, a cause
without which the victim's death would not
have occurred. The defendant's act need not
have been the only cause, nor the last or
nearest cause. It is sufficient if it
combined with some other cause acting at the
time which, in combination with it, caused the
death of the victim.
The trial court is required to frame its instructions with the
particularity that is necessary to enable the jury to understand
and apply the law to the evidence bearing upon the elements of the
crime charged.
State v. Weddington, 329 N.C. 202, 210, 404 S.E.2d
671, 677 (1991). To warrant a conviction for homicide, the State
must establish that the act of the accused was a proximate cause of
the death.
See State v. Minton, 234 N.C. 716, 68 S.E.2d 844
(1952). Defendant's actions need not be the sole and only
proximate cause of the victim's death to be found criminally
liable.
State v. Hollingsworth, 77 N.C. App. 36, 39, 334 S.E.2d
463, 465 (1985). A showing that the defendant's actions were one
of the proximate causes is sufficient.
Id.
To insulate the
defendant from criminal liability, the negligence of another mustbe such as to break the causal chain of defendant's actions.
See
State v. Jones, 353 N.C. 159, 538 S.E.2d 917 (2000).
The evidence shows that the patrolman's deployment of stop
sticks did not entirely break the chain of events. Defendant's
actions of robbing Cocke and leading the police on a high speed
chase along the Interstate was a proximate cause of the collision
and victim's death. The trial court's instructions were adequate
to inform the jury on the issue of proximate cause and on the issue
of continuous transaction.
Presuming, without deciding, that a third party's acts must be
reasonably foreseeable to a criminal defendant, the evidence
clearly shows that the deployment of the stop sticks by the
patrolman was reasonably foreseeable to a defendant who refused to
stop after police activated their lights and sirens and who
accelerated and led the police on a high speed chase along the
Interstate towards the Tennessee border. Defendant testified that
he was aware from watching television and movies that stop sticks
are deployed to apprehend criminals who are fleeing from pursuing
police officers. This testimony tends to show defendant did or
could foresee that the police officers might use this tactic to
apprehend him. The trial court did not err by refusing defendant's
requested jury instruction. Defendant's assignment of error is
overruled.
V. Short-Form Indictment
[3] Defendant was tried and convicted for first-degree murder
under a short-form indictment allowed by N.C. Gen. Stat. § 15-144
(2002). Defendant contends that the trial court erred by allowingtrial and entering judgment against defendant since the short-
form indictment only alleged the elements of second-degree murder.
Defendant concedes that our Supreme Court ruled against his
position in State v. Wallace, 351 N.C. 481, 528 S.E.2d 326, cert.
denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000). Further, this
Court has reviewed over fifty additional decisions in which this
issue has been raised and rejected by our Supreme Court and this
Court in the last three years. These decisions consistently hold
that the short form murder indictment is constitutional. State v.
Amerson, 158 N.C. App. 543, __ S.E.2d __ (citing State v. Braxton,
352 N.C. 158, 173-175, 531 S.E.2d 428, 437-438 (2000), cert.
denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001); Wallace, 351 N.C.
at 504-508, 528 S.E.2d at 341-343). Defendant's assignment of
error is overruled.
VI. Ineffective Assistance of Counsel
[4] Defendant contends that his trial counsel provided
defendant with ineffective assistance of counsel by not renewing a
pretrial motion to continue.
State v. Braswell sets out a two-part test to resolve issues
of ineffective assistance of counsel. 312 N.C. 553, 562, 324
S.E.2d 241, 248 (1985).
First, the defendant must show that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the
counsel guaranteed the defendant by the
Sixth Amendment. Second, the defendant must
show that the deficient performance prejudiced
the defense. This requires showing that
counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose
result is reliable.
Id. (quoting Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed.
2d 674, 693 (1984)). The defendant must show a reasonable
probability that, but for counsel's unprofessional errors, the
result of the proceeding would have been different. Id.
When a motion for continuance is denied, a defendant must show
that he did not have ample time to confer with counsel and to
investigate, prepare and present his defense. State v. Tunstall,
334 N.C. 320, 329, 432 S.E.2d 331, 337 (1993). The defendant must
show how his case would have been better prepared had the
continuance been granted or that he was materially prejudiced by
the denial of his motion. State v. Covington, 317 N.C. 127, 130,
343 S.E.2d 524, 526 (1986). Ineffective assistance of counsel
claims are not intended to promote judicial second-guessing on
questions of strategy . . . . State v. Adams, 156 N.C. App. 318,
325-326, 576 S.E.2d 377, 383 (2003) (quoting Sallie v. North
Carolina, 587 F.2d 636, 640 (4th Cir. 1978)).
No evidence shows that counsel's failure to renew this motion
or that the lack of additional time prejudiced defendant's case.
The record reflects that defendant's counsel was prepared to cross
examine the State's witnesses and conduct direct examination of the
defendant's witnesses. Defense counsel successfully challenged the
introduction of several statements made by defendant while in
police custody. The record further shows that defendant was
initially charged with twelve crimes and that defense counsel
successfully secured dismissal of seven of the twelve charges.
Defense counsel also successfully argued to the jury that defendant
was not guilty of assault with a deadly weapon inflicting seriousinjury to Cocke. The jury found defendant not guilty on this
charge. The defendant has failed to show that defense counsel's
actions were deficient or that this deficiency was prejudicial to
the defense in his case. Defendant's assignment of error is
overruled.