An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA02-237
NORTH CAROLINA COURT OF APPEALS
Filed: 3 June 2003
STATE OF NORTH CAROLINA
v
.
Rutherford County
Nos. 99 CRS 7354
RALPH FRANKLIN FREDRICK 99 CRS 7405
Appeal by defendant from judgment entered 14 September 2001 by
Judge James U. Downs in Rutherford County Superior Court. Heard in
the Court of Appeals 27 January 2003.
Attorney General Roy Cooper, by Special Deputy Attorney
General Edwin W. Welch, for the State.
Marjorie S. Canaday for defendant appellant.
McCULLOUGH, Judge.
Defendant Ralph Franklin Fredrick was tried before a jury at
the 4 September 2001 Criminal Session of Rutherford County Superior
Court after being charged with attempted first-degree murder and
first-degree burglary. The State's evidence showed the following:
Defendant and Ms. Carolyn Dover were romantically involved from
1993 through 1998, when defendant went to jail on a DWI conviction.
Ms. Dover dealt with some of defendant's finances while he was
incarcerated, but the two had a fight over money defendant said was
missing from a bank card in early 1999. After her relationship
ended with defendant, Ms. Dover began dating Mr. Eric Turner and
was seeing him in August of 1999. On the afternoon of 27 August, Ms. Dover and Mr. Turner went
to the grocery store and returned to her house. As Ms. Dover was
putting the groceries away in her kitchen, she looked outside the
kitchen door and saw defendant talking to someone across the street
at a daycare center. When Ms. Dover went into her bedroom a short
time later, she heard defendant yelling and saw him standing
outside her bedroom window. Though she did not see a gun, she
heard one shot fired. Ms. Dover got down on the floor and made her
way to the telephone in her den, where she called 911. When
officers responded to the scene, Ms. Dover told them that defendant
fired a shot at her house. After unsuccessfully searching for the
bullet hole and defendant, the officers wrote a report and left.
Approximately fifteen minutes later, defendant returned to Ms.
Dover's house. Mr. Turner, who was seated in a recliner in the
living room, testified that the storm door was closed, but the
wooden portion of the front door was open. Mr. Turner stated that
defendant jerked the door open, entered the house with his .38
caliber pistol drawn, and yelled, I'm going to kill both of you-
all. Both of you MFs. Mr. Turner stated he raised both his hands
and said, Why you doing this? and Please don't do this.
Defendant fired two shots at Mr. Turner. One bullet lodged in the
wall behind the recliner; the other bullet struck Mr. Turner in the
mouth, knocked out two of his teeth, and lodged in his throat.
Defendant then went down the hallway toward Ms. Dover, who was in
the bathroom. When she saw defendant, Ms. Dover fell to her knees,
begged him not to shoot her and said, Don't do this. Defendantpointed the pistol directly at her and stated, And you too bitch.
Ms. Dover raised her hand as he fired. The bullet went through two
of her fingers, down the side of her neck and left side, and into
her back, fracturing several ribs. Defendant then said, I hope
both you mother f_ _ _ers die[] and left the house.
Ms. Dover could see into the living room and discovered that
Mr. Turner had been shot and was lying bleeding on the floor. She
told him not to move in case defendant was nearby, and the two
remained where they had fallen for approximately twenty minutes.
Ms. Dover told Mr. Turner they needed help and began crawling
toward the telephone in the kitchen; however, the phone often
malfunctioned and did not have a dial tone when Ms. Dover tried to
use it. Mr. Turner got up and made his way to the next door
neighbor's house. The neighbor saw Mr. Turner in the driveway near
her car, noticed that he was bleeding from his mouth, and called
911.
Officers from the Rutherford County Sheriff's Office responded
to the 911 call and arrived at Ms. Dover's home around 10:15 p.m.
Upon arrival, the officers saw a large pool of blood in front of
the entrance way, blood on the recliner, and blood in the bathroom
down the hallway. The officers did not find anyone in the house.
The officers found Mr. Turner's two teeth behind the recliner and
retrieved a .38 caliber slug from a bullet hole located on a door
molding above the recliner.
The three officers who responded to Ms. Dover's earlier call
were still nearby and were discussing the situation they hadreported at Ms. Dover's house. As the officers talked, defendant
was seen walking up the road. Officer Keever drew his gun and
ordered defendant three times to get on the ground. Defendant
complied after the third order. Officer Keever seized a gun
sticking out of defendant's back pocket, as well as approximately
twenty rounds of live ammunition from defendant's front pocket.
Defendant was then arrested.
On 1 September 1999, the bullet in Ms. Dover's back was
successfully removed by Dr. Robert Terry. The procedure was
witnessed by an officer, who seized the bullet as evidence for the
State Bureau of Investigation (SBI). The bullet in Mr. Turner's
throat could not be removed, and he had to have a tracheotomy for
six months to assist his breathing. The State later presented the
testimony of SBI Special Agent Ronald Marrs, who examined two
bullets retrieved by officers as well as defendant's gun. Special
Agent Marrs stated that the two bullets had been fired from
defendant's gun.
The State also presented the testimony of several officers
from the Rutherford County Sheriff's Office, who described two
prior altercations between the victims and defendant which occurred
in the spring of 1999. In late April or early May 1999, defendant
drove a riding lawn mower against a car in the driveway he shared
with Ms. Debra Francis and prevented it from moving. According to
Ms. Francis, defendant started yelling and screaming and telling
both of them [Ms. Dover and Mr. Turner] that he was going to kill
them. On 29 May, defendant jumped on Mr. Turner while Mr. Turnerand Ms. Dover were walking near her home. Mr. Turner was carrying
a gun, which went off once while he and defendant struggled on the
ground; Mr. Turner sustained an injury to one of his fingers. The
police officer who arrived on the scene took Mr. Turner's gun away
from defendant and charged defendant with carrying a concealed
weapon.
After presenting the testimony of thirteen witnesses, the
State rested. Defendant testified on his own behalf and stated
that his relationship with Ms. Dover ended after a dispute over
money. He also testified regarding the two prior incidents between
himself and the victims. Defendant stated that he was riding a
lawn mower and tried to go up his driveway, but it was blocked by
Ms. Francis' car. He denied cursing at them or threatening them.
As to the second incident, defendant stated Mr. Turner was drunk,
approached him, and shot point-blank at his face. Defendant
admitted he had been drinking that day, but stated he was unarmed
and tackled Mr. Turner to protect himself.
With regard to the 27 August shooting, defendant stated he had
an ongoing drinking problem and had sought treatment for it. On 27
August, he returned from a treatment center and discovered his
trailer had been broken into and his stereo had been stolen by his
son. Defendant admitted he drank a large quantity of alcohol
because he was upset, and that he retrieved his .38 caliber pistol
because he wanted to have some protection when he went to Forest
City to get back his stereo. As he was walking to his friend Jimmy
Laster's house to ask for a ride to Forest City, defendant passedby Ms. Dover's house and saw the police there. He stated he heard
the police tell Ms. Dover and Mr. Turner to call them if they saw
defendant, and he became angry. Defendant testified he wanted to
talk to the victims because they had previously called the police
to complain about his loud music, and he was tired of it.
Defendant stated he could see Mr. Turner sitting in the
recliner when he knocked on the door, and that Mr. Turner saw
defendant and reached toward his pocket. Defendant stated he
believed Mr. Turner was reaching for a gun, so he shot once at Mr.
Turner from outdoors. After firing the shot, defendant stated that
Ms. Dover ran out of the bathroom yelling; that he fired one time
in the air over her head and did not know how she was shot,
because he sure wasn't shooting at her. Defendant stated he
slammed the door after firing the shots and told the victims, You-
all -- you people need to quit messing with me. I'm not bothering
you. Defendant stated he had been drinking and that everything
was a blur because of the alcohol, and he did not realize that
either Ms. Dover or Mr. Turner had been shot when he left Ms.
Dover's house. Defendant stated he walked for a few minutes after
the shooting, then saw Jimmy Laster and asked for a ride to Forest
City. A short time later, defendant realized he was intoxicated.
Defendant also presented the testimony of his sister, who
stated that her brother was truthful to the best of his ability.
She noted, however, that her brother had a drinking problem and
became violent when he was drinking. Defendant also called
Detective James Fish, who was the assistant jail administrator andknew defendant during his confinement from 27 August 1999 to 31
March 2000. Detective Fish stated defendant was always nice and
polite, and appeared to be truthful. Finally, Mr. Laster testified
that he believed defendant was intoxicated when he saw him on 27
August, and that defendant told him he had just shot Ms. Dover and
Mr. Turner.
The State presented rebuttal testimony from two witnesses,
Captain David Philbeck and Detective Mike Hollifield of the
Rutherford County Sheriff's Office. Captain Philbeck stated that
when he interviewed defendant hours after the shootings and asked
if defendant shot the victims, defendant answered, No, but I hope
they both die. Defendant elaborated and stated, I didn't shoot
them. But if I had, they would have been head shots and they
wouldn't be talking today, tomorrow, or ever. Defendant told
Captain Philbeck he consumed some vodka and a beer during the day;
however, Captain Philbeck testified he did not believe defendant
was intoxicated at the time he talked with him. Detective
Hollifield stated he did not believe defendant was intoxicated, and
he did not detect an odor of alcohol about him.
The jury found defendant guilty of the attempted first-degree
murder of Carolyn Dover and felonious breaking and entering. He
was found not guilty of the attempted first-degree murder of Eric
Turner. The trial court determined that defendant had a prior
record level of II and sentenced him to a consolidated term of 251
to 311 months' imprisonment for his convictions. Defendant appealed
in open court. On appeal, defendant argues the trial court erred by (I)
failing to instruct the jury on self-defense pursuant to the
doctrine of transferred intent; (II) failing to instruct the jury
on assault with a deadly weapon inflicting serious injury and
assault with a deadly weapon with intent to kill inflicting serious
injury; (III) denying his request for an instruction on attempted
voluntary manslaughter; (IV) impermissibly commenting on the
evidence; (V) trying and sentencing him upon a defective
indictment; and that (VI) his conviction for attempted first-degree
murder was obtained in violation of his state and federal
constitutional rights to effective assistance of counsel. For the
reasons set forth herein, we are not persuaded by defendant's
arguments and conclude he received a trial free from reversible
error.
Self-Defense Instruction Based on Transferred Intent
By his first assignment of error, defendant contends the trial
court committed plain error by failing to instruct the jury on
self-defense based on the doctrine of transferred intent because
the evidence supported such an instruction. We do not agree.
[T]he plain error rule . . . is always to be
applied cautiously and only in the exceptional
case where, after reviewing the entire record,
it can be said the claimed error is a
'fundamental error, something so basic, so
prejudicial, so lacking in its elements that
justice cannot have been done,' or 'where [the
error] is grave error which amounts to a
denial of a fundamental right of the accused,'
or the error has 'resulted in a miscarriage
of justice or in the denial to appellant of a
fair trial' or where the error is such as to
seriously affect the fairness, integrity orpublic reputation of judicial proceedings, or
where it can be fairly said 'the instructional
mistake had a probable impact on the jury's
finding that the defendant was guilty.'
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983),
(quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir.
1982)), cert. denied, 459 U.S. 1018, 74 L. Ed. 2d 513 (1982)
(footnotes omitted) (emphasis in original). On appeal, we must
examine the entire record and determine if the instructional error
had a probable impact on the jury's finding of guilt. Odom, 307
N.C. at 661, 300 S.E.2d at 379.
In the present case, the trial court instructed the jury that
defendant would not be guilty of the attempted first-degree murder
of Eric Turner if he acted in self-defense. The trial court
further stated that the jury was not permitted to consider whether
defendant acted in self-defense regarding the attempted first-
degree murder of Carolyn Dover. After deliberating, the jury found
defendant not guilty of the attempted first-degree murder of Eric
Turner, but did find defendant guilty of the attempted first-degree
murder of Carolyn Dover.
It is an elementary rule of law that a trial judge is
required to declare and explain the law arising on the evidence and
to instruct according to the evidence. State v. Strickland, 307
N.C. 274, 284, 298 S.E.2d 645, 652 (1983), overruled in part on
other grounds by State v. Johnson, 317 N.C. 193, 344 S.E.2d 775
(1986). The common law doctrine of transferred intent has been
explained as follows: It is an accepted principle of law that
where one is engaged in an affray with another
and unintentionally kills a bystander or a
third person, his act shall be interpreted
with reference to his intent and conduct
towards his adversary. Criminal liability, if
any, and the degree of homicide must be
thereby determined. Such a person is guilty
or innocent exactly as [if] the fatal act had
caused the death of his adversary. It has
been aptly stated that The malice or intent
follows the bullet. 40 Am. Jur., 2d
Homicide, § 11, p. 302 [(1968)].
State v. Wynn, 278 N.C. 513, 519, 180 S.E.2d 135, 139 (1971)
(citations omitted). Generally speaking, an instruction on
transferred intent is appropriate where an unintended victim is
harmed. State v. Andrews, ___ N.C. App. ___, ___, 572 S.E.2d 798,
802 (2002). Furthermore, under the doctrine of transferred
intent, it is immaterial whether the defendant intended injury to
the person actually harmed; if he in fact acted with the required
or elemental intent toward someone, that intent suffices as the
intent element of the crime charged as a matter of substantive
law. State v. Locklear, 331 N.C. 239, 245, 415 S.E.2d 726, 730
(1992).
Upon review of the facts of the present case, we believe the
trial court properly declined to instruct the jury on self-defense
based on transferred intent with regard to the attempted first-
degree murder of Ms. Dover. Defendant testified that Mr. Turner
shot at him without provocation on 29 May 1999, and that this
episode caused him to believe Mr. Turner was reaching for a gun on
27 August. Defendant further stated that he fired two shots; one
at Mr. Turner, [a]nd [Ms. Dover] ran out of the bathroomhollering, and I shot one time up in the air over her head. Now,
how she got hit with a bullet, I don't know. Because I sure wasn't
shooting at her. This testimony did not indicate that defendant
fired at Mr. Turner in self-defense and that the shot missed Mr.
Turner and instead hit Ms. Dover. Nor does defendant's testimony
indicate that he was trying to defend himself by firing over Ms.
Dover's head to frighten her. Rather, the logical inference from
defendant's testimony is that the shot in Ms. Dover's direction had
nothing to do with self-defense or an errant bullet but was,
instead, directly fired at her.
The police found blood on the recliner where Mr. Turner was
seated and discovered another area of blood in the bathroom down
the hall from the room in which the recliner was located.
Moreover, the police determined that three shots were fired -- one
which struck Mr. Turner and lodged in his throat, one that hit the
wall behind the recliner, and one that was surgically removed from
Ms. Dover's back. Based on the forensic evidence, as well as the
testimony of the victims, it appears that defendant shot Mr.
Turner, stepped over him, and made his way down the hallway to the
bathroom, where he shot Ms. Dover.
During the charge conference, the trial court and the
prosecutor agreed that an instruction on transferred intent was not
warranted by the evidence, even in light of defendant's testimony
to the contrary. Defendant's attorney did not request such an
instruction, nor did he object to the instructions as given.
Though defendant now argues the absence of the instruction wasplain error, we do not believe his argument is persuasive.
Finally, we note that, in the absence of a claim by defendant
that he fired a particular shot at another person in self-defense,
he is not entitled to an instruction on self-defense. See State v.
Nicholson, 355 N.C. 1, 30-31, 558 S.E.2d 109, 130, cert. denied,
___ U.S. ___, 154 L. Ed. 2d 71 (2002). It also follows that where
a defendant fires a shot and intends to frighten a victim, an
instruction on self-defense is not warranted because the defendant
does not possess the belief that it was necessary to kill the
victim. See State v. Lyons, 340 N.C. 646, 662, 459 S.E.2d 770, 778
(1995); and State v. Reid, 335 N.C. 647, 671, 440 S.E.2d 776, 789
(1994). As defendant can show no evidence in support of an
instruction on self-defense based on transferred intent, the trial
court properly declined to give such an instruction. Defendant's
first assignment of error is overruled.
Ineffective Assistance of Counsel
In a related assignment of error, defendant contends his trial
counsel provided ineffective assistance of counsel by failing to
request a self-defense instruction based on transferred intent. In
Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed. 2d 674, 693
(1984), the United States Supreme Court set out a two-part test for
determining whether a defendant received effective assistance of
counsel:
First, the defendant must show that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the
counsel guaranteed the defendant by theSixth Amendment. Second, the defendant must
show that the deficient performance prejudiced
the defense. This requires showing that
counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose
result is reliable.
Id.; see also State v. Braswell, 312 N.C. 553, 562, 324 S.E.2d 241,
248 (1985) (adopting the two-part Strickland test). Where, as
here, a defendant asserts ineffective assistance of counsel due to
his attorney's failure to request jury instructions, the defendant
must show that without the requested instructions there was plain
error in the charge. State v. Swann, 322 N.C. 666, 688, 370
S.E.2d 533, 545 (1988).
As previously discussed, a self-defense instruction based on
transferred intent was not supported by the evidence and was
therefore not required by law. It follows, then, that defendant's
trial attorney did not provide ineffective assistance of counsel by
failing to request the instruction. We further note that there was
overwhelming evidence of defendant's guilt based upon the forensic
evidence and the testimony of both law enforcement officers and the
victims. As defendant cannot satisfy either prong of the
Strickland test, his claim must fail. Accordingly, this assignment
of error is overruled.
Lesser-Included Offenses
In his next assignment of error, defendant contends the trial
court committed plain error by failing to instruct the jury on the
crimes of assault with a deadly weapon with intent to kill
inflicting serious injury and assault with a deadly weaponinflicting serious injury because the charges were supported by the
evidence and were charged by the language of the indictment. We do
not agree.
In the present case, the indictment alleging the attempted
first-degree murder of Carolyn Dover stated the following:
The jurors for the State upon their oath
present that on or about the date of offense
shown and in the county named above the
defendant named above unlawfully, willfully
and feloniously did of malice aforethought
attempt to kill and murder Carolyn Delouise
Dover, by shooting her in the neck with a
deadly weapon, a .38 caliber pistol, thereby
inflicting serious injury.
Assault with a deadly weapon with intent to kill inflicting serious
injury and assault with a deadly weapon inflicting serious injury
are codified at N.C. Gen. Stat. § 14-32(a) and (b) (2001), as
follows:
(a) Any person who assaults another
person with a deadly weapon with intent to
kill and inflicts serious injury shall be
punished as a Class C felon.
(b) Any person who assaults another
person with a deadly weapon and inflicts
serious injury shall be punished as a Class E
felon.
Defendant argues that, due to the unusual language of the
indictment, the trial court should have instructed the jury on the
two assault crimes, in addition to attempted murder.
[W]hen it is sought to fall back on the lesser
offense of assault and battery or assault with
a deadly weapon, in case the greater offense,
murder or manslaughter, is not made out, the
indictment for murder should be so drawn as
necessarily to include an assault and battery
or assault with a deadly weapon, or it shouldcontain a separate count to that effect.
State v. Rorie, 252 N.C. 579, 581, 114 S.E.2d 233, 235 (1960). See
also State v. Whiteside, 325 N.C. 389, 403, 383 S.E.2d 911, 919
(1989); and State v. Gibson, 333 N.C. 29, 38-39, 424 S.E.2d 95,
100-01 (1992), overruled on other grounds by State v. Lynch, 334
N.C. 402, 432 S.E.2d 349 (1993). In Whiteside, the Supreme Court
held that an indictment charging that defendant 'unlawfully,
willfully and feloniously and of malice aforethought did kill and
murder [the victim]' is insufficient to support a verdict of guilty
of assault, assault inflicting serious injury or assault with
intent to kill because that murder indictment did not specify a
murder accomplished by assault. Whiteside, 325 N.C. at 403, 383
S.E.2d at 919.
Defendant points out that
under our jurisprudence defendant is subject
to the decision of the District Attorney
regarding the crime with which he will be
charged. The State takes a risk in using the
short-form indictment; if the evidence is
insufficient to sustain a verdict of guilty of
the crime on which the defendant is indicted,
the defendant is pronounced not guilty and set
free.
Gibson, 333 N.C. at 39, 424 S.E.2d at 101. Here, the State did not
rely on the language of the short-form indictment, but instead
added the language in question. The indictment specified attempted
murder accomplished by shooting with a deadly weapon, inflicting
serious injury. Defendant maintains that whether considered a
lesser included offense or simply another offense alleged by the
indictment, the state did allege the elements of the assaultcharges at issue. According to defendant, the trial court's
failure to instruct the jury on the assault charges was error
warranting a new trial.
The State argues, and we agree, that a defendant can only be
convicted of the offense charged in the indictment or a lesser
included offense. State v. Hannah, 149 N.C. App. 713, 716, 563
S.E.2d 1, 4, disc. review denied, 355 N.C. 754, 566 S.E.2d 81
(2002). The essential elements test and the definitional
approach are used to determine whether one offense is a lesser
included offense of another. Id. Under both methods, assault with
a deadly weapon inflicting serious injury is a lesser-included
offense of assault with a deadly weapon with intent to kill
inflicting serious injury. State v. Parker, 7 N.C. App. 191, 193-
94, 171 S.E.2d 665, 666 (1970). In State v. Rainey, ___ N.C. App.
___, ___, 574 S.E.2d 25, 27, disc. review denied, 356 N.C. 621, 575
S.E.2d 520 (2002), our Court held that [a]ssault with a deadly
weapon requires the State to prove the existence of a deadly
weapon; however, attempted murder does not require a deadly weapon.
Accordingly, assault with a deadly weapon inflicting serious injury
is not a lesser-included offense of attempted first-degree murder.
Cf. State v. Coble, 351 N.C. 448, 453, 527 S.E.2d 45, 49 (2000).
Likewise, the crime of assault with a deadly weapon with intent to
kill inflicting serious injury requires proof of, among other
things, use of a deadly weapon. State v. Cain, 79 N.C. App. 35,
46, 338 S.E.2d 898, 905, disc. review denied, 316 N.C. 380, 342
S.E.2d 899 (1986). As both assault crimes require proof of anelement not required for attempted first-degree murder (use of a
deadly weapon), neither crime qualifies as a lesser-included
offense of attempted first-degree murder.
Despite these arguments, we hold that, because the assault
crimes are not lesser included offenses of attempted first-degree
murder, the trial court did not have to instruct the jury as to
those offenses. We have considered defendant's other arguments
with respect to this assignment of error and conclude they are
without merit. Accordingly, this assignment of error is overruled.
Attempted Voluntary Manslaughter Instruction
In his next assignment of error, defendant contends the trial
court erred by denying his request for an instruction on attempted
voluntary manslaughter based on imperfect self-defense. Although
we agree that the instruction can be given in an appropriate case,
we do not believe the trial court's failure to do so here was
reversible error.
In Rainey, ___ N.C. App. at ___, 574 S.E.2d at 25, this Court
held that attempted voluntary manslaughter is (1) a crime in North
Carolina, and, (2) a lesser-included offense of attempted first-
degree murder[.] While we are bound by the logic of Rainey, we
believe that the trial court's failure to instruct the jury on
attempted voluntary manslaughter was not erroneous, because
defendant did not act in self-defense and therefore did not lower
his culpability from attempted first-degree murder to attempted
voluntary manslaughter.
The law of perfect self-defense excuses akilling altogether if, at the time of the
killing, these four elements existed:
(1) it appeared to defendant and he
believed it to be necessary to kill the
deceased in order to save himself from death
or great bodily harm; and
(2) defendant's belief was reasonable in
that the circumstances as they appeared to him
at the time were sufficient to create such a
belief in the mind of a person of ordinary
firmness; and
(3) defendant was not the aggressor in
bringing on the affray; i.e., he did not
aggressively and willingly enter into the
fight without legal excuse or provocation; and
(4) defendant did not use excessive
force, i.e., did not use more force than was
necessary or reasonably appeared to him to be
necessary under the circumstances to protect
himself from death or great bodily harm.
State v. Norris, 303 N.C. 526, 530, 279 S.E.2d 570, 572-73 (1981).
The existence of these four elements gives the defendant a perfect
right of self-defense and requires a verdict of not guilty, not
only as to the charge of murder in the first degree but as to all
lesser included offenses as well. Id. at 530, 279 S.E.2d at 573.
If the first two elements are met, but one or both of the other
elements are not met, then defendant is entitled to a defense of
imperfect self-defense and is guilty of at least voluntary
manslaughter. Id.
As previously discussed, the evidence and testimony indicate
that defendant shot Mr. Turner, then went down the hallway and shot
Ms. Dover, who was unarmed. Defendant cannot show any of the four
elements of self-defense (or imperfect self-defense), and wastherefore not entitled to rely on those concepts to lower the
charge of attempted first-degree murder to attempted voluntary
manslaughter. As we have already determined that defendant was not
entitled to an instruction of self-defense based on transferred
intent with regard to the attempted first-degree murder of Ms.
Dover, we likewise determine that he was not entitled to an
instruction on attempted voluntary manslaughter based on imperfect
self-defense. Accordingly, this assignment of error is overruled.
Trial Court's Comment
In his fifth assignment of error, defendant contends the trial
court committed reversible error by impermissibly commenting on the
evidence, thereby prejudicing defendant. We do not agree.
During the charge conference, defendant's attorney asked the
trial court to instruct the jury that the trial court had no
opinion on the case. In addressing the jury, the trial court
stated:
Now, I did omit to tell you something.
I'm sure you can't imagine me forgetting to
tell you anything, but I did omit telling you
something and that is this. And I don't tell
you this to plant an idea in your head. I
tell you this because the Supreme Court makes
me tell you this. I simply forgot it.
You are not to use anything I've said or
any manner by which I've said it or any ruling
that I've rendered in this case to aid you or
assist you or help you in finding a fact or
not finding a fact, or believing any evidence
or not believing any evidence. That's not the
Court's function. And you're not to glean
anything from any conduct on the part of the
Court to assist you or persuade or dissuade
you on the business you are about to embark on
in terms of deciding what the facts are inthese cases.
Now, if in the event something was stated
during the course of the trial by a witness
and it shouldn't have been stated, and some
attorney, either for the State or Defense,
moved to strike it and asked me to instruct
the jury, and I said, that's allowed and I
tell you not to consider, then you will follow
those instructions. But otherwise -- and
hopefully, I haven't displayed any conduct
along that line. But in any event you are not
to gather or glean anything from the Court's
conduct to help you, if you will, on any
business that you are about to begin in terms
of deciding what the facts are in this case.
Later, the trial court stated:
And members of the jury, the Court -- you
didn't ask for it, but I've been requested to
tell you -- that the Court has no opinion
about the case or as to how the case ought to
come out. That's not the Court's function and
you are not to glean anything from my
instructions that I do.
Defendant contends these comments indicate that the trial
court only told the jury it was impartial because the Supreme Court
(and an unnamed individual, in the second statement) made it do so.
Defendant contends the trial court failed to acknowledge that the
law required impartiality. In support of his argument, defendant
implies that, since the jury acquitted him of the attempted murder
charge involving Mr. Turner, the State's evidence was weak, and the
trial court's improper commentary swayed the jury into finding
defendant guilty of the attempted first-degree murder of Ms. Dover.
N.C. Gen. Stat. § 15A-1222 (2001) states that [t]he judge may
not express during any stage of the trial, any opinion in the
presence of the jury on any question of fact to be decided by thejury. Furthermore,
[w]hether the judge's comments, questions or
actions constitute reversible error is a
question to be considered in light of the
factors and circumstances disclosed by the
record, the burden of showing prejudice being
upon the defendant. Thus, in a criminal case
it is only when the jury may reasonably infer
from the evidence before it that the trial
judge's action[s] intimated an opinion as to a
factual issue, the defendant's guilt, the
weight of the evidence or a witness's
credibility that prejudicial error results.
After reviewing the trial court's statements, we believe there
was no impropriety and no prejudice to defendant. Additionally, we
note that defendant requested the instruction and did not object to
the instruction as given. As such, if there was error in the
charge, it was invited error and not subject to review. State v.
Cagle, 346 N.C. 497, 509, 488 S.E.2d 535, 544, cert. denied, 522
U.S. 1032, 139 L. Ed. 2d 614 (1997). See also N.C. Gen. Stat.
§ 15A-1443(c) (2001) (stating that [a] defendant is not prejudiced
by the granting of relief which he has sought). Defendant's fifth
assignment of error is overruled.
First-Degree Murder Indictment
By his final assignment of error, defendant contends the
short-form indictment was defective because it failed to allege all
the elements of attempted first-degree murder, and that the trial
court committed reversible error by allowing him to be tried upon
the indictment and by entering judgment upon it. Specifically,
defendant argues the short-form indictment used against him failed
to allege premeditation and deliberation, which are necessaryelements of first-degree murder that must be alleged in the
indictment.
See Jones v. United States, 526 U.S. 227, 143 L. Ed.
2d 311 (1999); and
Apprendi v. New Jersey, 530 U.S. 466, 147 L. Ed.
2d 435 (2000). Defendant concedes, however, that our Supreme Court
has previously rejected arguments identical to his.
See State v.
Braxton, 352 N.C. 158, 174, 531 S.E.2d 428, 437 (2000),
cert.
denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001); and
State v.
Choppy, 141 N.C. App. 32, 41, 539 S.E.2d 44, 50-51 (2000),
appeal
dismissed, disc. review denied, 353 N.C. 384, 547 S.E.2d 817
(2001). Upon review, we conclude defendant's argument is without
merit, and it is therefore overruled.
Upon careful review of the record, the transcript, and the
arguments presented by the parties, we conclude defendant received
a fair trial, free from reversible error.
No
error.
Chief Judge EAGLES and Judge ELMORE concur.
Report per Rule 30(e).
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