STATE OF NORTH CAROLINA
v
.
Forsyth County
No. 01 CRS 3846
CHARLES ANTHONY HALL 00 CRS 60004
Roy Cooper, Attorney General, by Amy C. Kunstling, Assistant
Attorney General, for the State.
Eugene Metcalf and Bruce T. Cunningham, Jr. for defendant-
appellant.
STEELMAN, Judge.
Defendant, Charles Anthony Hall, appeals convictions for
obtaining property by false pretenses and habitual felon status.
There is no prejudicial error.
The State's evidence tended to show the following: On 12
December 2000, defendant went to Linens 'N Things. He picked up a
massager from a store display and presented it to the cashier and
said he was making a return. He did not have a receipt and could
only get a store credit. Defendant picked out two pillows and amattress pad. These items cost less than the massager and
defendant was given a gift card for the balance of approximately
$7.00.
The cashier requested defendant's driver's license, which he
provided. He yelled that she was typing in an incorrect number and
cursed at the cashier. The cashier called the manager, who had
previously dealt with defendant returning merchandise without a
receipt. Defendant eventually left with two pillows, the mattress
pad and the $7.00 gift card.
After defendant left the premises, the cashier and the manager
told another store clerk about the incident. The store clerk
stated that he had seen defendant enter the store empty-handed and
pick the massager up from a display. The manager then called the
police.
The State presented evidence under Rule 404(b) of the North
Carolina Rules of Evidence that this was not the first time
defendant had returned merchandise that he had picked up upon
entering a store. On 11 February 1997, defendant tried to return
a pair of shoes at Rack Room Shoes for a cash refund. He
subsequently picked out a cheaper pair of shoes for an exchange and
received the balance in cash.
Defendant's evidence tended to show the following: On the
night of 12 December 2000, defendant's girlfriend, PennyLittlejohn, was a passenger in his car. He parked in front of
Linens 'N Things, retrieved a box from the trunk, and entered the
store. Defendant testified that he had purchased the massager at
a different Linens 'N Things store in Durham for use by elderly
members of his church. He further testified that the church had
the receipt and that efforts to retrieve it had been unsuccessful.
The jury found defendant guilty of obtaining property by false
pretenses, a felony. The trial court then proceeded to the
habitual felon stage of the trial before the same jury. The State
presented evidence of three prior felony convictions, and the jury
found defendant guilty of being a habitual felon. He was sentenced
to an active sentence in the N.C. Department of Corrections of 150
to 189 months. Defendant appeals.
By his first and second assignments of error, defendant argues
ineffective assistance of counsel. We disagree.
In order to establish ineffective assistance of counsel, a
defendant must establish: (1) that his attorney's performance fell
below an objective standard of reasonableness; and (2) that the
defendant was prejudiced by his attorney's performance to the
extent that there exists a reasonable probability that the result
of the trial would have been different absent the error. State v.
Jaynes, 353 N.C. 534, 547-48, 549 S.E.2d 179, 191 (2001), cert.
denied, 535 U.S. 934, 152 L. Ed. 2d 220 (2002). Here, defendant argues ineffective assistance of counsel in
that his attorney did not make an opening or closing argument or
present evidence during the habitual felon status portion of the
trial. However, the transcript of the trial proceedings reveals
that his attorney, David Liner, provided competent assistance to
defendant throughout the trial. During the trial on the obtaining
property by false pretenses charge, defendant had already admitted
to numerous felony convictions in addition to the three felonies
used by the State to show his habitual felon status. During the
habitual felon stage of the trial, the State introduced court
records confirming defendant's three prior felony convictions.
Thus, there was no dispute concerning defendant's habitual felon
status. Ineffectiveness of counsel is not presumed simply because
Mr. Liner did not present evidence during this phase of the
proceedings. See also Bell v. Cone, 535 U.S. 685, 152 L. Ed. 2d
914, reh'g denied, ___ U.S. ___, 153 L. Ed. 2d 866 (2002).
Defendant further argues that Mr. Liner did not present any
evidence at the sentencing hearing from which the trial court could
find the existence of mitigating factors. We disagree.
Defendant was sentenced in the presumptive range. It is well-
established that the trial court does not need to make findings of
mitigating and aggravating factors when a defendant is sentenced in
the presumptive range. State v. Campbell, 133 N.C. App. 531, 542,515 S.E.2d 732, 739, reh'g denied, 351 N.C. 111, 540 S.E.2d 370
(1999). Here, given defendant's extensive criminal history and his
own testimony, we find that a reasonable probability that the
result of the trial would have been different absent the alleged
error does not exist. See State v. Crain, 73 N.C. App. 269, 326
S.E.2d 120 (1985). Defendant fails to establish ineffective
assistance of counsel by the two-part test. We find no merit in
these assignments of error.
By his third and fourth assignments of error, defendant argues
the trial court erred by sentencing him as a Class C felon without
adjudicating him a habitual felon. We disagree.
Defendant asserts that he was not properly adjudged a habitual
felon because the trial judge did not check Box #5 on the judgment
and commitment form which states the trial court adjudges the
defendant to be an habitual felon to be sentenced as a Class C
felon[.] It is not the checking of a box that adjudges a
defendant a habitual felon.
Section 15A-1331 of the North Carolina General Statutes
provides, in pertinent part, that [f]or the purpose of imposing
sentence, a person has been convicted when he has been adjudged
guilty or has entered a plea of guilty or no contest. N.C. Gen.
Stat. § 15A-1331(b) (2001). A defendant has been adjudged guilty
when the jury returns a guilty verdict. State v. Reaves, 142 N.C.App. 629, 544 S.E.2d 253 (2001) (citing State v. Fuller, 48 N.C.
App. 418, 420, 268 S.E.2d 879, 881, disc. review denied, 301 N.C.
403, 273 S.E.2d 448 (1980)). Thus, defendant was adjudged a
habitual felon when the jury returned its guilty verdict. The
judgment entered in this case clearly states that defendant was
found guilty by the jury of the Class C felony of habitual felon.
The failure to mark Box #5 on the judgment does not mean that
defendant was not adjudged a habitual felon. Defendant was
appropriately sentenced as a Class C felon. See N.C. Gen. Stat. §
14-7.6 (2001). This argument is overruled.
In defendant's fifth assignment of error, he argues the trial
court committed reversible error by failing to give an immediate
limiting instruction after the admission of evidence pursuant to
Rule 404(b). We disagree.
During trial, the State presented evidence that defendant had
committed a similar crime at Rack Room Shoes. Defendant requested
a limiting instruction be given at the time of the testimony. Rule
105 of the North Carolina Rules of Evidence provides [w]hen
evidence which is admissible as to one party or for one purpose but
not admissible as to another party or for another purpose is
admitted, the court, upon request, shall restrict the evidence to
its proper scope and instruct the jury accordingly. N.C. Gen.
Stat. § 8C-1, Rule 105 (2001). The trial court declined to soinstruct the jury at the time the Rule 404(b) evidence was received
and stated that the instruction would be given at the close of the
case.
Under Rule 404(b) of the North Carolina Rules of Evidence,
evidence of other crimes is admissible to show proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake, entrapment or accident. N.C. Gen. Stat. § 8C-
1, Rule 404(b) (2001). These prior crimes are not admissible to
show character. Id. Evidence admitted under Rule 404(b) for a
specific purpose should be coupled with a limiting instruction if
requested by the defendant. State v. Haskins, 104 N.C. App 675,
411 S.E.2d 376 (1991), rev. denied, 331 N.C. 287, 417 S.E.2d 256
(1992).
In his instructions to the jury on the obtaining property by
false pretenses charge, the trial judge instructed the jury as
follows:
Members of the jury, evidence has been
received tending to show that a similar
incident occurred February 11th, 1997 in a
Rack Room Shoe Store. This evidence was
received solely for the purpose of showing
that the defendant had the intent, which is a
necessary element of the crime charged in this
case, and showing that there existed in the
mind of the defendant a plan, scheme, system,
or design involving the crime charged in this
case. If you believe this evidence, you may
consider it but only for the limited purpose
for which it was received.
It was error for the trial court not to immediately give the
limiting instruction as requested by defendant. However, because
the trial court gave a correct limiting instruction in its charge
to the jury, the error was not prejudicial. State v. Williams, 341
N.C. 1, 459 S.E.2d 208 (1995), cert. denied, 516 U.S. 1128, 133 L.
Ed. 2d, 870 (1996).
By defendant's sixth assignment of error, he argues the trial
court erred in failing to determine whether he should receive a
mitigated or aggravated sentence, citing State v. Lucas, 353 N.C.
568, 548 S.E.2d 712 (2001). We disagree.
Lucas discusses the sentence enhancement set forth in N.C.
Gen. Stat. § 15A-1340.16A, where a defendant used, displayed or
threatened the use of a firearm in the commission of certain
felonies in light of the U.S. Supreme Court decisions in Jones v.
United States, 526 U.S. 227, 143 L. Ed. 2d 311 (1999) and Apprendi
v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d 435 (2000).
Here, defendant argues that Lucas requires that before a judge
can impose a sentence in the presumptive range, the judge must
first find either: (1) there are no aggravating or mitigating
factors present; or (2) the aggravating and mitigating factors
counterbalance each other. Such a procedure is not mandated or
even discussed in Lucas, nor is it found anywhere in Article 81B ofChapter 15A of the North Carolina General Statutes, which contains
the statutes pertaining to the sentencing of persons convicted of
crimes.
The law of North Carolina is correctly stated in State v.
Chavis, 141 N.C. App. 553, 568, 540 S.E.2d 404, 414 (2000), which
provides that [t]his Court has held the trial court is required to
take 'into account factors in aggravation and mitigation only when
deviating from the presumptive range in sentencing.' (citing State
v. Caldwell, 125 N.C. App. 161, 162, 479 S.E.2d 282, 283 (1997)
(emphasis in original). The decision to depart from the
presumptive range of sentences rests in the discretion of the
sentencing judge. N.C. Gen. Stat. § 15A-1340.16(a) (2002). In
this case, defendant was sentenced as a habitual felon from the
presumptive range of sentences. We find no abuse of discretion and
overrule this assignment of error.
In his seventh and eighth assignments of error, defendant
argues that the imposition of a sentence of 150 to 189 months in
prison for obtaining two pillows and a mattress pad by false
pretenses constitutes cruel and unusual punishment and that the
habitual felon act violates his due process right to be able to
provide a defense. We disagree.
Defendant presents these arguments for the first time on
appeal. In State v. Hunter, 305 N.C. 106, 286 S.E.2d 535 (1982),our Supreme Court held [t]he theory upon which a case is tried in
the lower court must control in construing the record and
determining the validity of the exceptions. Further, a
constitutional question which is not raised and passed upon in the
trial court will not ordinarily be considered on appeal. Id. at
112, 286 S.E.2d at 539 (citing State v. Dorsett, 272 N.C. 227, 158
S.E. 2d 15 (1967)). As defendant did not rely on constitutional
grounds at trial, we decline to address defendant's arguments now.
In his assignments of error nine through twelve, defendant
argues: (9) the habitual felon act does not comply with the
separation of powers clause; (10) the habitual felon act does not
comply with equal protection guarantees; (11) the combined use of
structured sentencing and the habitual felon act creates a double
jeopardy violation; and (12) he did not qualify as a habitual felon
on the date of the latest offense. Defendant concedes that all of
these issues have been decided contrary to his position. We
therefore do not consider them further.
NO PREJUDICIAL ERROR.
Judges MARTIN and HUDSON concur.
Report per Rule 30(e).
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