NO. COA02-483
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NORTH CAROLINA COURT OF APPEALS
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Filed: 4 February 2002
LISA HOLLIFIELD, Administratrix
of Estate of Marie Self; REVONDA
TOWE, Administratrix of Kathy
Marie Styles; TONY SELF,
Administrator for Toni Ruth Self,
Plaintiffs, Catawba County
No. 01 CVS 2304
v
.
CITY OF HICKORY d/b/a THE CITY
OF HICKORY POLICE DEPARTMENT,
C.J. DEAL, DAN CARLSEN, D.M.
STEWART and LT. STEVE BRYANT,
Defendants.
Appeal by plaintiffs from order entered 3 October 2001 by
Judge Beverly T. Beal in Catawba County Superior Court. Heard in
the Court of Appeals 8 January 2003.
C. Gary Triggs for plaintiff-appellants.
Patrick, Harper & Dixon, L.L.P., by David W. Hood, for
defendant-appellees.
MARTIN, Judge.
Plaintiffs are the personal representatives of Marie Self,
Kathy Marie Styles and Toni Ruth Self (decedents) who were killed
in an automobile collision which occurred 17 February 1997 in
Hickory, N.C. Plaintiffs brought this action against the City of
Hickory and four law enforcement officers employed by the City
seeking compensatory and punitive damages.
In their complaint, plaintiffs alleged that the collision in
which decedents were killed occurred as a proximate result ofnegligence on the part of one Javior Uresti (Uresti). According
to the allegations of the complaint, notwithstanding the existence
of probable cause to arrest Uresti for driving while impaired and
other violations, the defendant officers did not detain, arrest, or
charge Uresti with any criminal offense in connection with the
accident because he was an informant for the department and for the
Catawba County Sheriff's Department. Plaintiffs alleged that
defendant officers' failure to arrest, charge, or place Uresti
under bond was in direct violation of the policies and procedures
of [the Hickory Police Department] and constituted negligence on
their part and that the City's failure to properly supervise the
officers was also negligence. Plaintiffs alleged that, as a
proximate result of such negligence, Uresti was able to secret or
dispose of sizable assets and flee from the jurisdiction thereby
limiting or preventing recovery on the part of the Plaintiffs.
Plaintiffs also alleged that defendant City of Hickory, through the
purchase of liability insurance or self-insurance covering all
defendants in their representative capacities, had waived
governmental and quasi-governmental immunity to the extent of the
coverage limits.
Defendants moved to dismiss the complaint for insufficiency of
process, insufficiency of service of process, and failure to state
a claim upon which relief may be granted. N.C. Gen. Stat. § 1A-1,
Rule 12(b)(4), (b)(5), (b)(6) (2002). Deferring a hearing upon the
other motions, the trial court heard only the Rule 12(b)(6) motion
to dismiss for failure to state a claim upon which relief could begranted. The trial court granted the motion and plaintiffs appeal.
__________________
The sole issue presented by this appeal is whether the public
duty doctrine prevents plaintiffs from recovering upon the
allegations of their complaint. We hold that it does and affirm
the trial court's order dismissing this action.
A motion to dismiss pursuant to G.S. § 1A-1, Rule 12(b)(6)
challenges the legal sufficiency of the complaint.
Isenhour v.
Hutto, 350 N.C. 601, 604-05, 517 S.E.2d 121, 124 (1999). In
evaluating the complaint, the trial court must accept the
allegations as true and liberally construe the complaint to
determine whether the plaintiff could recover under some recognized
legal theory.
Id. Dismissal is proper where the face of the
complaint reveals (1) that no law supports the claim, (2) the
absence of facts necessary to support the claim, or (3) the
existence of facts which necessarily defeat the claim.
Wood v.
Guilford County, 355 N.C. 161, 166, 558 S.E.2d 490, 494 (2002)
(citing
Oates v. JAG, Inc., 314 N.C. 276, 333 S.E.2d 222 (1985)).
Plaintiffs' complaint is couched in negligence. Actionable
negligence occurs only where there is 'a failure to exercise proper
care in the performance of some legal duty which the defendant owed
the plaintiff, under the circumstances in which they were placed.'
Wood, 355 N.C. at 166
, 558 S.E.2d at 494,
(quoting
Mattingly v.
N.C.R.R. Co., 253 N.C. 746, 750, 117 S.E.2d 844, 847 (1961)). Our
Supreme Court has held, in recognizing the legal principle known as
the public duty doctrine in this State, that in the context of theprovision of police protection by a local government, the duty
breached must be more specific than a duty owing to the general
public.
Wood, 355 N.C. at
166
, 558 S.E.2d at 495. The public
duty doctrine establishes that a local government, in providing law
enforcement protection, acts for the benefit of the general public
and owes no duty of protection to specific individuals.
Id. Thus,
if no duty is owed to specific persons, there can be no liability
for a negligent breach thereof.
Id. The rule is subject to two
exceptions, in which a duty of protection exists: (1) where there
is a special relationship between the injured party and the police,
and (2) where the local government creates a special duty by
promising protection to a specific individual.
Braswell v.
Braswell, 330 N.C. 363, 370-71, 410 S.E.2d 897, 901-02 (1991),
reh'g denied, 330 N.C. 854, 413 S.E.2d 550 (1992) (citations
omitted). There are no allegations, and no contention, that either
of the exceptions is applicable here. Because the complaint
alleges no facts to show that defendants owed any duty to
plaintiffs or their decedents individually, plaintiffs' claims
based on defendants' allegedly negligent acts and omissions are
barred by the public duty doctrine.
Plaintiffs argue, however, that application of the public duty
doctrine in this context violates their rights to equal protection
of the laws and due process as protected by the U.S. Constitution.
U.S. Const. amend. XIV, § 1. The transcript of the motion hearing
reveals that no such argument was made to the trial court; where a
constitutional question is not raised and ruled upon in the trialcourt, it will not be considered on appeal.
State v. Call, 353
N.C. 400, 545 S.E.2d 190, 534 U.S. 1046, 151 L. Ed. 2d 548 (2001).
In any event, plaintiffs have cited no authority in support of
their constitutional argument and have demonstrated no difference
of constitutional magnitude between this case and others in which
the doctrine has been applied which would preclude its application
here.
See,
e.
g.,
Stafford v. Barker, 129 N.C. App. 576, 502 S.E.2d
1,
disc. review denied, 348 N.C. 695, 511 S.E.2d 650 (1998) (suit
against sheriff for negligent release of prisoner who then shot and
killed plaintiff's husband in armed robbery barred by public duty
doctrine);
Hull v. Oldham, 104 N.C. App. 29, 407 S.E.2d 611,
disc.
review denied, 330 N.C. 441, 412 S.E.2d 72 (1991) (public duty
doctrine barred suit against sheriff where sheriff's department
failed to respond to calls advising that mentally disturbed man
carrying a gun was threatening family members and man then went on
public shooting spree ending in three deaths).
Finally, plaintiffs suggest that defendants' actions, as
alleged in the complaint, were such as to be indicative of
intentional conduct. While it is true that the public duty
doctrine does not protect a municipality and its law enforcement
agents from liability for intentional misconduct,
Little v.
Atkinson, 136 N.C. App. 430, 482, 524 S.E.2d 378, 380,
disc. review
denied, 351 N.C. 474, 543 S.E.2d 492 (2000), the complaint in this
case falls far short of alleging an intentional tort. The
complaint contains no allegation of any intent on the part of
defendants to cause harm to plaintiffs or their decedents by theirfailure to arrest Uresti.
See
Lynn v. Burnette, 138 N.C. App. 435,
531 S.E.2d 275 (2000) (intentional tort requires an actual or
constructive intent to harm).
The order dismissing plaintiffs' complaint for failure to
state a claim upon which relief can be granted is affirmed.
Affirmed.
Judges HUDSON and STEELMAN concur.
Report per Rule 30(e).
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