NO. COA02-622
Appeal by defendant from judgment entered 17 January 2002 by
Judge Timothy S. Kincaid in Gaston County Superior Court. Heard in
the Court of Appeals 24 February 2003.
Attorney General Roy Cooper, by Assistant Attorney General
Jill F. Cramer, for the State.
Bruce T. Cunningham, Jr. for defendant-appellant.
TYSON, Judge.
Allen David Moore (defendant) appeals his conviction of
assault with a firearm on a law enforcement officer, N.C.G.S. 14-
34.5, a Class E Felony, and resisting a public officer, N.C.G.S.
14-223, a Class 2 misdemeanor.
I. Background
The State's evidence tended to show that at approximately 7:15
p.m. on 12 August 2001, Officers Gary Davenport and Wayne Davis of
the Dallas Police Department responded to a call regarding a man
running around Oak Grove Mobile Home Park with a shotgun. The
officers separately drove their marked patrol vehicles through the
mobile home park looking for the suspect. Officer Davenport observed defendant crouching between two
vehicles watching Officer Davis's vehicle. He radioed Officer
Davis, stopped his patrol vehicle and walked around to the front of
his patrol vehicle. Officer Davenport wore a standard issue black
uniform, which has patches on the shoulders and a large embroidered
chest badge that reads Police Department. Officer Davis, who
was dressed in the same uniform as Officer Davenport, exited his
patrol vehicle when he saw Officer Davenport and defendant talking.
Officer Davenport asked defendant how he was doing and defendant
responded, Not too good. Officer Davenport noticed a shotgun
lying on the ground four to five feet away from defendant. Officer
Davenport asked defendant to elaborate and defendant stated
something like they are all trying to get me.
Defendant then picked up the shotgun and swung an arc
covering [Officer Davenport] toward the mobile home. Both
officers told defendant to put the gun down, but defendant ran into
the woods behind the mobile home with the gun in his hand. Officer
Davis pursued defendant into the woods. When Officer Davis came
upon defendant in a clearing, defendant was standing with the
shotgun pointed directly towards Officer Davis. Officer Davis
yelled for defendant to put the gun down. Defendant tilted the
shotgun, and emptied all the rounds from the shotgun. Officer
Davis continued to tell defendant to put the gun down until
defendant dropped the gun on the ground. After Officer Davis told
defendant to drop to his knees three or four times, defendant
dropped to his knees. Defendant, however, did not lie on hisstomach as ordered by Officer Davis. Officer Davis handcuffed
defendant.
Defendant testified that when he saw Officer Davis he was
[n]ot a hundred percent sure he was a police officer and that he
took flight because he did not know they were police officers
for sure. Defendant testified that he did not predominately see
the officer's badge, but he did notice his gun in a black holster.
He also testified that when he was being handcuffed, [he] still
didn't know they were police officers for sure. Defendant
further testified that he never pointed his gun at Officer Davis.
A jury found defendant guilty as charged and the trial court
sentenced defendant within the presumptive range to a minimum of
twenty-three months to a maximum of thirty-seven months
imprisonment. Defendant appeals.
II. Issues
Defendant first contends the trial court erred by not
submitting the lesser included offense of assault with a deadly
weapon. Defendant also contends he received ineffective assistance
of counsel.
III. Plain Error
Defense counsel neither objected to the jury charges at trial,
nor requested instructions on assault with a deadly weapon.
Defendant, therefore, asks this Court to review this assignment of
error for plain error. Plain error is error "so fundamental as to
amount to a miscarriage of justice or which probably resulted in
the jury reaching a different verdict than it otherwise would havereached."
State v. Bagley, 321 N.C. 201, 213, 362 S.E.2d 244, 251
(1987),
cert. denied, 485 U.S. 1036, 99 L. Ed. 2d 912 (1988). Our
Supreme Court has chosen to review such "unpreserved issues for
plain error when Rule 10(c)(4) of the Rules of Appellate Procedure
has been complied with and when the issue involves either errors in
the trial judge's instructions to the jury or rulings on the
admissibility of evidence."
State v. Cummings, 346 N.C. 291, 313-
14, 488 S.E.2d 550, 563 (1997),
cert. denied, 522 U.S. 1092, 139 L.
Ed. 2d 873 (1998).
We consider whether the trial court's failure to instruct on
a lesser included offense amounted to plain error. A trial
court must give instructions on all lesser-included offenses that
are supported by the evidence, even in the absence of a special
request for such an instruction; and the failure to so instruct
constitutes reversible error that cannot be cured by a verdict
finding the defendant guilty of the greater offense.
See State v.
Montgomery, 341 N.C. 553, 567, 461 S.E.2d 732, 739 (1995).
The
trial court may refrain from submitting the lesser offense to the
jury only where the "evidence is clear and positive as to each
element of the offense charged" and no evidence supports a lesser-
included offense.
State v. Lawrence, 352 N.C. 1, 19, 530 S.E.2d
807, 819 (2000),
cert. denied, 531 U.S. 1083, 148 L. Ed. 2d 684
(2001)(internal quotations omitted). If there is any evidence that
indicates the absence of an important element of the primary
offense and the existence of an element of a lesser offense, the
jury must be instructed on the lesser offense as well.
See Statev. Annadale, 329 N.C. 557, 406 S.E.2d 837 (1991).
However, "[a] defendant is not entitled to an instruction on
a lesser included offense merely because the jury could possibly
believe some of the State's evidence but not all of it."
Annadale,
329 N.C. at 568, 406 S.E.2d at 844. The elements of assault with
a deadly weapon on a law enforcement officer include: (1) an
assault; (2) with a deadly weapon; (3) on a law enforcement
officer; (4) in performance of his official duties. N.C. Gen.
Stat. § 14- 34.2. (2001).
Defendant does not dispute that there was uncontroverted
evidence that defendant pointed a shotgun in the direction of
Officer Davis, who was acting in the performance of his duties.
Defendant concedes [t]he State also presented evidence from which
the jury could conclude the Defendant knew Mr. Davis was a law
enforcement officer. Defendant argues that the jury should have
been instructed on assault with a deadly weapon because he
presented evidence from which the jury could find that he did not
know Officer Davis was a law enforcement officer. Defendant,
however, relies only on his self-serving statements that he did not
know they were police officers for sure. Defendant does not
challenge the State's evidence that: (1) Officers Davis and
Davenport drove marked patrol vehicles through the mobile home
park; (2) defendant watched Officer Davis' patrol vehicle; (3) the
officers were dressed in a uniform with patches on the shoulders
and an embroidered Police Department chest badge; (4) Officer
Davis was clearly visible to defendant when defendant allegedlypointed the shotgun at him; and (5) defendant noticed Officer
Davis' gun in a black holster. We conclude that there was no
evidence before the court supporting an instruction on the lesser-
included offense of assault with a deadly weapon. We find no
error, plain or otherwise, on this issue.
IV. Ineffective Assistance of Counsel
Defendant contends that his counsel was ineffective by failing
to present evidence at sentencing to support a statutory mitigating
factor. He argues that his attorney neglected to call his mother
as a witness to prove he had a support system in the community. We
disagree.
The test for ineffective assistance of counsel is the same
under both the United States and North Carolina Constitutions.
State v. Braswell, 312 N.C. 553, 562, 324 S.E.2d 241, 248 (1985).
When a defendant attacks his counsel's performance on the basis
that counsel was ineffective, he must show that his counsel's
conduct fell below an objective standard of reasonableness.
Id. at
561-62, 324 S.E.2d at 248. To meet this burden defendant must
satisfy a two-part test set out in
Strickland v. Washington, 466
U.S. 668, 80 L. Ed. 2d 674 (1984).
First, the defendant must show that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the
"counsel" guaranteed the defendant by the
Sixth Amendment. Second, the defendant must
show that the deficient performance prejudiced
the defense. This requires showing that
counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose
result is reliable.
Id. at 687, 80 L. Ed. 2d at 693.
Defendant failed to show that his counsel's performance was
deficient. Defendant's attorney properly argued at the sentencing
phase that defendant had family support in the community, which
would be a mitigating factor. Defendant's attorney stated to the
court that at the time the offense occurred, defendant was living
with his mother and that defendant's mother was present throughout
the trial. The trial court then considered the evidence presented
as well as the arguments of the State and the Defendant with
respect to factors in aggravation and mitigation and determined
that a sentence in the presumptive range was appropriate.
Defendant has not shown that he was prejudiced by the fact
that his mother did not testify at the sentencing hearing. Even if
the trial court heard testimony from his mother, defendant cannot
show that the trial court would have found the mitigating factor
that defendant had support in the community and that the trial
court would have sentenced him in the mitigated range based.
See
N.C.G.S. § 15A-1340.16(a); N.C.G.S. § 15A-1340.16(b) (Although the
trial court must consider evidence of aggravating or mitigating
factors, it is within the court's discretion whether to depart from
the presumptive range.)
Defendant also argues that his counsel was ineffective by
failing to request the submission of the lesser included offense of
assault with a deadly weapon. Because we determined the trial
court did not err in failing to submit the lesser included offense,
defense counsel had no reason to request instructions on the lesserincluded offense. Defense counsel cannot be found ineffective on
that basis. Defendant's assignment of error is overruled.
V. Conclusion
We have carefully reviewed both of defendant's assignments of
error and conclude that defendant received a trial free from errors
he assigned and argued.
No error.
Judges TIMMONS-GOODSON and BRYANT concur.
Report per Rule 30(e).
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