NO. COA02-664
Appeal by defendant from judgments entered 31 October 2001 by
Judge James U. Downs in Transylvania County Superior Court. Heard
in the Court of Appeals 24 February 2003.
Attorney General Roy Cooper, by Assistant Attorney General
Clara D. King, for the State.
James L. Goldsmith, Jr. for defendant.
TYSON, Judge.
Jonathan Bruno Mallwitz (defendant) appeals his felony
convictions for assault and child abuse. We find no error.
I. Background
The State's evidence tended to show that defendant assaulted
and seriously injured his girlfriend and infant child during a
stand off with police on 20 March 2001. Police were dispatched to
the couple's residence after defendant's girlfriend requested
assistance in having defendant removed from their residence.
Defendant assaulted his girlfriend, and took their infant daughter
from his girlfriend's arms, threatening to throw [the] baby to the
floor and send her back to God, where she came from. Defendant'sgirlfriend escaped further assault by climbing out of a bedroom
window. Defendant locked himself and the infant child in the
bathroom, and threatened to kill the infant if responding officers
tried to come in the bathroom. Defendant kept kicking the door,
and eventually put a hole through the bathroom door with his fist.
Officers sprayed defendant with pepper spray to subdue him, entered
the bathroom, and pulled the infant to safety. The infant was
examined by a pediatrician, who testified that the child had
suffered a significant concussion, which was consistent with
significant rotational force . . . [as if] she'd been whipped
significantly so that her head was accelerating at a significant
speed hitting the ground.
After the State had presented five witnesses, defendant's
attorney asked for a recess and a conference in chambers. When
court resumed, defendant stated, I'd like to defend myself, if
that would be okay. I'd like to invoke that right. The trial
judge then questioned defendant as to his request. After
ascertaining that defendant was knowingly and voluntarily waiving
his right to counsel, the judge allowed defendant to represent
himself, with defendant's attorney stand[ing] by to assist
[defendant] in any questions [he] might have regarding procedure or
anything else.
Defendant presented the testimony of two witnesses and his own
narrative, which tended to show that his girlfriend was an
alcoholic. Defendant testified that the 20 March 2001 incident was
a big misunderstanding. He explained that he was attempting to gethis girlfriend to seek help for her alcoholism, and she called law
enforcement to have him removed from the home out of resentment.
Defendant testified that his girlfriend hurt herself when she fell
while being drunk. Defendant testified that he took the baby from
his girlfriend's arms in an effort to protect the child. Defendant
detailed an attack by his girlfriend while he was holding the
infant. Defendant explained that the statements he made about
hurting the baby were said sarcastically, and that he upended
objects throughout the residence, in an effort to get the child
removed from the home so that his girlfriend would get help for her
alcoholism. Defendant stated that when officers arrived at his
residence on 20 March 2001, he offered the baby to one of the
responding officers, but the officer declined to take the child as
she had a soiled diaper. Defendant explained that he then closed
the bathroom door to use the bathroom, whereupon the door got
stuck. It was then that he put his fist through the door to
extricate himself and his infant daughter from the bathroom.
Defendant contended that it was when he was sprayed with mace that
he became disoriented and dropped the baby, who had become limp
after being sprayed with mace also.
After hearing the evidence, the jury found defendant guilty of
assault inflicting serious bodily injury and felony child abuse by
inflicting serious bodily injury. The trial judge sentenced
defendant to concurrent sentences of 100-129 months imprisonment
for the felony child abuse conviction, and 19-23 months
imprisonment for the assault conviction. Defendant appeals.
II. Issue
Defendant argues only one assignment of error. Defendant
contends that the trial court erred in allowing him to represent
himself at trial without proper inquiry. We disagree.
III. Self-Representation
'Implicit in defendant's constitutional right to counsel is
the right to refuse the assistance of counsel and conduct his own
defense.'
State v. Love, 131 N.C. App. 350, 354, 507 S.E.2d 577,
580 (1998),
aff'd, 350 N.C. 586, 516 S.E.2d 382-83,
cert. denied,
528 U.S. 944, 145 L. Ed. 2d 280 (1999)(quoting
State v. Gerald, 304
N.C. 511, 516, 284 S.E.2d 312, 316 (1981)). The waiver of counsel
must be knowledgeable and voluntary.
Id. (quoting
State v. Thacker,
301 N.C. 348, 354, 271 S.E.2d 252, 256 (1980)). [T]he record must
show that the defendant was literate and competent, that he
understood the consequences of his waiver, and that, in waiving his
right, he was voluntarily exercising his own free will.
State v.
Thacker, 301 N.C. 348, 354, 271 S.E.2d 252, 256 (1980). N.C.G.S.
15A-1242 sets out an inquiry that ensures a defendant's waiver is
knowingly and voluntarily made.
Thacker, 301 N.C. at 355, 271
S.E.2d at 256. N.C.G.S. 15A-1242 provides,
A defendant may be permitted at his election
to proceed in the trial of his case without
the assistance of counsel only after the trial
judge makes a thorough inquiry and is
satisfied that the defendant:
(1) Has been clearly advised of his right to
the assistance of counsel, including his right
to the assignment of counsel when he is so
entitled;
(2) Understands and appreciates theconsequences of this decision; and
(3) Comprehends the nature of the charges and
proceedings and the range of permissible
punishments.
N.C. Gen. Stat. § 15-1242 (2001). The provisions of [G.S. 15A-
1242] are mandatory and failure to conduct this inquiry constitutes
prejudicial error.
State v. Hyatt, 132 N.C. App. 697, 703, 513
S.E.2d 90, 94 (1999).
Defendant contends that the trial judge did not make a
thorough inquiry under G.S. 15A-1242. The record shows quite the
opposite. Defendant was arrested on 20 March 2001 and proceeded
through pre-trial proceedings and the testimony of five witnesses
at trial on 30 October 2001 before asserting that he wished to
represent himself. After defense counsel requested a recess and
spoke with the trial judge off of the record, the following
exchange occurred:
MR. MALLWITZ: Yes, Your honor, I'd like
to defend myself, if that would be okay. I'd
like to invoke that right.
THE COURT: Well.
MR. MALLWITZ: He could sit here and he
could help me with some legal matters but I
think I could do better.
THE COURT: You understand that you're
facing -- what's that assault with a deadly
weapon with intent to kill, inflicting serious
injury, what class is that?
MR. BRITTAIN: C, Your honor.
THE COURT: Class C. And that other one
is what?
MR. BRITTAIN: The same, Your honor,
Class C.
THE COURT: You're facing two Class C
felonies, you understand that?
MR. MALLWITZ: Yes, sir.
THE COURT: You understand the total
amount of time of those, if you were convicted
-- well, I can't tell you exactly what it is,
but it's substantial, many, many years.
MR. MALLWITZ: Oh, yes, sir.
THE COURT: What's your education, Mr.
Mallwitz?
MR. MALLWITZ: I've got my GED. I've run
my own business, and I've got my driver's
license.
THE COURT: And you feel like you want to
do some questioning of the witness, do you; is
that what it is?
MR. MALLWITZ: Oh, yes, definitely.
THE COURT: I see. And that's your
desire?
MR. MALLWITZ: Please.
THE COURT: You're not under the
influence of any alcohol, drugs, narcotics,
medicine, pills, or any intoxicants; are you?
MR. MALLWITZ: I've been locked up seven
months, sir.
THE COURT: Well, that didn't answer my
question.
MR. MALLWITZ: No, sir. I've been
isolated.
. . . .
THE COURT: Well, the Court will grant
your wish, Mr. Mallwitz. But we'll continue
to have Mr. McKeller stand by to assist you in
any questions you might have regarding
procedure or anything else. . . .
We conclude that defendant was aware of his right to counselinasmuch as he elected to be represented by appointed counsel
during pre-trial proceedings. Although the trial judge did not
state the specific range of permissible punishments if defendant
were convicted of the crimes charged, the trial court made it clear
to defendant that he faced a substantial term of imprisonment,
many, many years. Defendant had already been represented through
pre-trial proceedings with the assistance of counsel. Defendant
was undoubtedly apprised of the exact charges against him and the
punishment he faced. We conclude that the mandates of G.S. 15A-
1242 were fulfilled. The trial court did not err in allowing
defendant's request to represent himself. Defendant's assignment
of error is overruled.
IV. Conclusion
Defendant has failed to bring forth his two remaining
assignments of error, and they are, therefore, deemed abandoned.
N.C.R. App. P. 28(a). Defendant received a fair trial, free from
prejudicial error.
No error.
Judges TIMMONS-GOODSON and BRYANT concur.
Report per Rule 30(e).
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