NO. COA02-728
Appeal by plaintiffs from orders entered 8 November 2001 and
6 December 2001 by Judge Catherine C. Eagles in Guilford County
Superior Court. Heard in the Court of Appeals 24 March 2003.
No. COA02-727 (appealing No. 00 CVS 2434) and No. COA02-728
(appealing No. 00 CVS 2435) present related questions arising from
the same controversy. Therefore, on its own initiative, this Court
consolidated these cases for hearing pursuant to Rule 40 of the
North Carolina Rules of Appellate Procedure. Consequently, we
address both appeals in this opinion.
Biesecker, Tripp, Sink & Fritts, L.L.P., by Christopher Alan
Raines and Joe E. Biesecker, for plaintiff-appellants.
Womble Carlyle Sandridge & Rice, P.L.L.C., by Gusti W. Frankel
and Alison R. Bost, for defendant-appellee.
HUNTER, Judge.
Doctors Deborah and David Novak (plaintiffs) appeal the
trial court's decision in 00 CVS 2434 to grant both a protective
order and summary judgment in favor of the City of High Point (the
City) in an action regarding the denial of plaintiffs' rezoningrequest. Plaintiffs also appeal the court's denial of their
petition for writ of certiorari in 00 CVS 2435 regarding
plaintiffs' request for a Conditional Use Permit (Permit). For
the reasons stated herein, we affirm the trial court's order with
respect to 00 CVS 2434, but remand with instructions its denial of
plaintiffs' petition with respect to 00 CVS 2435.
Plaintiffs are the owners of two lots on West Lexington Avenue
that are located within the zoning jurisdiction of the City.
Plaintiffs' lots, as well as those lots to the west, south, and
east of their lots, have been in a district zoned Residential
Single Family (RS-9) for nearly sixty years. In January of 1997,
however, the City appointed a Citizens Advisory Committee to
recommend revisions to both the City's Land Use Plan and Land Use
Map (Land Use Plan and Map), which included the possible rezoning
of plaintiffs' lots. The committee subsequently recommended, in
part, that the Land Use Plan and Map should be revised to designate
plaintiffs' two lots from low-density residential to office use.
Following various public hearings and reviews, the recommended
revisions were adopted by the City on 6 April 2000.
Following the adoption, plaintiffs petitioned the City Council
to rezone their lots from RS-9 to Conditional Use-Limited Office
(CU-LO). Plaintiffs, both of whom are dental practitioners,
sought to demolish the existing residences on the lots and build a
dental office with a maximum size of 6,000 square feet. Plaintiffs
filed a petition for a Permit for the proposed dental office
simultaneously with their rezoning request. Plaintiffs' rezoning request was met with opposition, which
resulted in local residents signing a protest petition. In
response to that petition, the City Council held a public hearing
on 5 September 2000 to consider plaintiffs' request and to consider
revisions to the Land Use Plan and Map. At the close of the
hearing, during which evidence was offered from local residents and
a representative from a school located across from plaintiffs'
lots, the City Council voted unanimously to (1) amend the Land Use
Plan and Map designation of plaintiffs' lots back to low-density
residential, and (2) deny plaintiffs' rezoning request. The City
Council chose not to vote on plaintiffs' Permit application because
the denial of the rezoning request prevented the lots from
qualifying for use as a dental office.
On 9 October 2000, plaintiffs filed a declaratory judgment
action challenging the City's refusal to rezone their lots (00 CVS
2434). Plaintiffs subsequently sought to depose the City Council
and the Mayor to inquire about ex parte communications that
allegedly took place prior to the public hearing. The City filed
a motion seeking a protective order to prevent plaintiffs from
inquiring about those communications on the grounds of legislative
and quasi-judicial immunity. The protective order was granted on
8 November 2001 on those grounds. Thereafter, the City filed a
motion for summary judgment.
In addition to their declaratory judgment action, plaintiffs
also filed a companion petition for writ of certiorari to challenge
the non-issuance of the Permit (00 CVS 2435). The City moved todismiss the petition on the grounds that (1) plaintiffs' claims
were not ripe for review, and (2) the action was not permitted
pursuant to Section 160A-381 of the North Carolina General Statutes
because the City Council had never rendered a decision on the
Permit application.
Arguments regarding the City's motion for summary judgment and
plaintiffs' petition for writ of certiorari were heard in superior
court on 3 December 2001. Ultimately, summary judgment was granted
in the City's favor, and plaintiffs' petition was denied in a
separate order. Plaintiffs filed separate appeals: (1) COA02-727,
appealing the grant of the protective order and summary judgment in
favor of the City in 00 CVS 2434; and (2) COA02-728, appealing the
denial of plaintiffs' petition for writ of certiorari in 00 CVS
2435.
I. COA02-727
In this appeal, plaintiffs take issue with the trial court's
decision to (A) uphold the City Council's denial of plaintiffs'
rezoning request, and (B) grant the City's protective order.
A.
Plaintiffs argue the trial court erred in granting summary
judgment in favor of the City because its decision not to rezone
plaintiffs' lots was (1) arbitrary and capricious, (2) a violation
of plaintiffs' equal protection rights, and (3) a denial of
plaintiffs' substantive due process rights.
1. Arbitrary and Capricious
Plaintiffs contend the City's denial of their rezoning request
was arbitrary and capricious because there was not substantial
evidence in the record supporting the conclusion that the proposed
dental office was incompatible with the residential neighborhood or
constituted a risk to public safety.
Initially, we note that plaintiffs' assertion as to
insubstantial evidence implies the wrong standard by which to test
the validity of a zoning decision. Since the grant or denial of a
rezoning request is purely a legislative decision
, that decision
will only be deemed arbitrary and capricious if the record
demonstrates that it had no foundation in reason and bears no
substantial relation to the public health, the public morals, the
public safety or the public welfare in its proper sense.
Graham
v. City of Raleigh, 55 N.C. App. 107, 110, 284 S.E.2d 742, 744
(1981). A reviewing court is not free to substitute [its] opinion
for that of the legislative body so long as there is some plausible
basis for the conclusion reached by that body.
Id. Thus, as the
reviewing court, we are not to determine whether there was
substantial evidence supporting the City's decision, but rather
whether there was a plausible basis for that decision.
The evidence presented in the instant case demonstrated that
there was some plausible basis for the City's denial of plaintiffs'
rezoning request. At the public hearing, evidence was offered that
plaintiffs' lots had been continuously zoned RS-9 for approximately
sixty years. The proposed dental office was going to be nearly
three times larger than the single family homes in the immediatearea. Due to the number of children living and playing in that
area, local residents and a school representative voiced concerns
as to the increased traffic the proposed office would generate.
These concerns were further supported by plaintiffs' own expert who
testified that the proposed office would generate approximately 198
more vehicle trips per day. This evidence provides a plausible
basis for denying the rezoning of plaintiffs' lots.
2. Equal Protection Rights
Plaintiffs also attack the denial of their rezoning request on
equal protection grounds. The Equal Protection Clause protects
persons who are intentionally treated differently from others
similarly situated when there is no rational basis for the
difference in treatment.
Cleburne v. Cleburne Living Center, 473
U.S. 432, 87 L. Ed. 2d 313 (1985). Plaintiffs contend that they
were not treated the same as persons owning similarly situated
properties who were granted rezoning requests of a more intensive
commercial nature. To support their contention, plaintiffs
presented a chart during the public hearing that listed
approximately fifty other properties in the City that had been
rezoned from residential to office use. Of these numerous
properties, only one was rezoned from RS-9 to CU-LO, which was
identical to the request sought by plaintiffs. Yet, plaintiffs
offered no other evidence as to how that property or any of the
other properties listed on the chart were similarly situated to
their two lots with respect to neighborhood characteristics and/or
traffic concerns. Without more, plaintiffs were unable to provethey were treated differently from those similarly situated to
them.
Nevertheless, assuming
arguendo that plaintiffs proved their
lots were similarly situated to the properties listed on the chart,
the evidence supports the conclusion that the City Council's
refusal to rezone plaintiffs' lots was related to a legitimate
governmental interest. Generally, when . . . a governmental act
classifies persons or entities in a manner that does not involve a
suspect class or fundamental right, equal protection requirements
are not violated so long as the classification bears some rational
relationship to a conceivable, legitimate public interest.
Goodman Toyota v. City of Raleigh, 63 N.C. App. 660, 665, 306
S.E.2d 192, 195 (1983) (footnote omitted). Plaintiffs contend the
City offered only speculative and generalized fears that their
proposed rezoning would increase traffic congestion and pose safety
problems, particularly to the neighborhood children. We disagree.
As previously stated, plaintiffs' own expert testified that
the proposed office would increase daily traffic by 198 more
vehicle trips a day in an area where children frequented due to
their living in the single-family residential neighborhood and
attending the nearby school. Traffic safety and the protection of
an existing single-family residential neighborhood is an
appropriate goal of rezoning regulations and therefore is
recognized as a legitimate public interest.
See id.
See also
Finch v. City of Durham, 325 N.C. 352, 368, 384 S.E.2d 8, 17
(1989). Thus, the denial of the rezoning request was rationallyrelated to the City's desire to limit increased traffic and safety
concerns.
3. Substantive Due Process Rights
Plaintiffs further contend that the denial of their rezoning
request violated their substantive due process rights. In order to
comply with substantive due process, the denial of changes to
zoning regulations must pass a two prong test: (1) the denial
must be designed to achieve objectives within the scope of the
police power[;] and (2) the denial must seek to achieve those
objectives by reasonable means.
Goodman Toyota, 63 N.C. App. at
663, 306 S.E.2d at 194. Plaintiffs bring forth two arguments with
respect to the second prong of this due process analysis.
First, plaintiffs generally argue that the City's objectives
were unreasonable because they required plaintiffs to comply with
a vague development ordinance (ordinance) that was not in
conformity with due process. The ordinance at issue provides,
inter alia, that:
The zoning map amendment and conditional use
permit shall not be approved unless . . . :
. . . .
the location and character of the development
in accordance with the proposed conditions
will be in harmony with the area in which it
is to be located and in general conformity
with the plan of development of the city and
its environs.
Plaintiffs contend that although not expressly stated in the
ordinance, it is the general practice of the City to grant rezoning
requests that conform to the Land Use Plan and Map, which theirrequest did at the time of its filing. By allowing changes to be
made to the Land Use Plan and Map during the City Council's
consideration of the request, plaintiffs assert the City prevented
them from reasonably knowing how to comply with the ordinance
thereby giving the City Council a reason to deny the request. We
disagree.
This Court has held that [s]tatutes and ordinances must be
sufficiently precise; a 'statute which either forbids or requires
the doing of an act in terms so vague that men of common
intelligence must necessarily guess at its meaning and differ as to
its application violates the first essential of due process of
law.'
Fantasy World, Inc. v. Greensboro Bd. of Adjustment, 128
N.C. App. 703, 708, 496 S.E.2d 825, 828 (1998) (citation omitted).
At the time plaintiffs in the present case
filed the request to
have their property rezoned from RS-9 to CU-LO, the City Council
had already revised the Land Use Plan and Map designating their
lots from low-density residential to office use. However, a Land
Use Plan does not constitute rezoning, but rather the plan sets
out general guidelines for the guidance of zoning policy.
Graham,
55 N.C. App. at 114, 284 S.E.2d at 747. The Land Use Plan
specifically stated that the plan amendment process allows for
minor changes to the Land Use Plan and Map based on small area
plans, zoning decisions or other detailed planning studies that
suggest minor shifts in planning objectives or land use
classifications to reflect emerging trends. Thus, plaintiffs havefailed to state a constitutional violation based on the alleged
vagueness of the ordinance.
Secondly, plaintiffs argue the denial of their rezoning
request was not reasonable because the benefits of denying their
request did not outweigh the burden upon them as property owners.
Whether the means surrounding the denial of a rezoning request are
reasonable depends on their promotion of the public good and their
reasonably minimal interference with the property owner's right to
use his property as he deems appropriate.
Goodman Toyota, 63 N.C.
App. at 663, 306 S.E.2d at 194. As noted in our prior analysis of
plaintiffs' equal protection argument, the denial of their rezoning
request was a reasonable means of implementing the City's public
goal of limiting the safety and traffic concerns that the proposed
office would have on the surrounding neighborhood and community.
Thus, we must now determine whether the City's action was
reasonable in degree as to plaintiffs' right to use their property
as they deemed appropriate.
With respect to this issue, plaintiffs argue the City's future
plans to widen West Lexington Avenue will reduce the size of their
lots making them unfeasible for residential use. Yet, there is no
indication that the City's denial in any way affects the current
use of plaintiffs' lots as low-density residential. Nevertheless,
assuming
arguendo that plaintiffs' lots were affected in some way,
'the mere fact that an ordinance results in the depreciation of
the value of an individual's property or restricts to a certain
degree the right to develop it as he deems appropriate is notsufficient reason to render the ordinance invalid.'
Responsible
Citizens v. City of Asheville, 308 N.C. 255, 265, 302 S.E.2d 204,
210 (1983) (quoting
A-S-P Associates v. City of Raleigh, 298 N.C.
207, 218, 258 S.E.2d 444, 451 (1979)). As plaintiffs have pointed
out, and the record reveals, they can still use their lots in many
other productive ways under the designation of low-density
residential, such as for a common area recreation and service
facility, family care home, child or adult care home, or a site for
Christmas tree sales.
See In re Appeal of CAMA Permit, 82 N.C.
App. 32, 38, 345 S.E.2d 699, 703 (1986).
Accordingly, the trial court did not err in granting summary
judgment in favor of the City regarding plaintiffs' rezoning
request.
B.
Next, plaintiffs argue the trial court erred in granting the
City's protective order with respect to the depositions of the
Mayor and City Council members. A protective order is [a] court
order prohibiting or restricting a party from engaging in a legal
procedure (esp. discovery) that unduly annoys or burdens the
opposing party or a third-party witness.
Black's Law Dictionary
1239 (7th ed. 1999). A trial court's grant of a protective order
is discretionary and reviewable only for an abuse of that
discretion.
Powers v. Parisher, 104 N.C. App. 400, 409, 409 S.E.2d
725, 730 (1991). The protective order in the case
sub judice
prohibited plaintiffs,
during the depositions of the Mayor and City
Council members, from inquiring into 1) theactions, intentions, and motives of the Mayor
and City Council members in enacting zoning
and rezoning ordinances on the grounds of
legislative immunity; and 2) the actions,
intentions, and motives of the Mayor and City
Council members in acting on plaintiffs'
conditional use permit application on the
grounds of quasi-judicial immunity.
Plaintiffs contend that although the Mayor and City Council members
are individuals normally entitled to immunity, any
ex parte
communications that occurred outside the public hearings with
citizens regarding the rezoning request were not within the scope
of that power and thus, the Mayor and City Council members were not
covered by any immunity or privilege. We disagree.
City council members and the city mayor are entitled to
absolute legislative immunity for 'all actions taken in the sphere
of legitimate legislative activity.'
Northfield Dev. Co. v. City
of Burlington, 136 N.C. App. 272, 281, 523 S.E.2d 743, 749
(citations omitted),
aff'd in part per curiam, disc. review
improvidently allowed in part, 352 N.C. 671, 535 S.E.2d 32 (2000),
aff'd in part, dismissed in part, vacated and remanded in apart,
151 N.C. App. 297, 565 S.E.2d 279 (2002). These same individuals
are also entitled to absolute quasi-judicial immunity for actions
taken in the exercise of their judicial function.
Id. These
immunities shield the individual from the consequences of the
litigation results and provide a testimonial privilege.
Id. at
282, 523 S.E.2d at 749. Here, the
ex parte communications
allegedly involved the rezoning of plaintiffs' lots. This Court
has held that rezoning is a legislative act that entitles city
council members and the city mayor to absolute legislative immunityand a testimonial privilege.
Id.
See also Kerik v. Davidson Cty.,
145 N.C. App. 222, 551 S.E.2d 186 (2001). Further, the application
of zoning policies to individual situations, applications, and
requests is a quasi-judicial decision that also provides a
testimonial privilege.
Northfield Dev. Co., 136 N.C. App. at 282,
523 S.E.2d at 749. The communications that plaintiffs sought to
discover dealt directly with the actions, intentions, and motives
of the Mayor and City Council members in denying plaintiffs'
request, making them immune from discovery. Therefore, the trial
court did not abuse its discretion in granting the protective
order.
II. COA02-728
In plaintiffs' second appeal, they take issue with the trial
court's order denying their petition for writ of certiorari based
on the City Council's decision not to vote on plaintiffs'
application for a Permit in light of the rezoning request being
denied. Determining whether we need to reach the merits of
plaintiffs' arguments however, requires this Court to first address
the City's contention that this appeal is not properly before us.
We conclude plaintiff's second appeal is not properly before this
Court.
A city may regulate the size, location, and use of buildings
for the purpose of promoting health, safety, morals, or the general
welfare of the community. N.C. Gen. Stat. § 160A-381(a) (2001);
Hall v. City of Durham, 323 N.C. 293, 372 S.E.2d 564 (1988). To
achieve that purpose, the city council may issue conditional usepermits in the classes of cases or situations and in accordance
with the principles, conditions, safeguards, and procedures
specified therein and may impose reasonable and appropriate
conditions and safeguards upon these permits. N.C. Gen. Stat. §
160A-381(a). When an application for a conditional use permit is
issued or denied, the city council's decision shall be subject to
review by the superior court by proceedings in the nature of
certiorari. N.C. Gen. Stat. § 160A-381(c).
See also White Oak
Properties v. Town of Carrboro, 313 N.C. 306, 308, 327 S.E.2d 882,
884 (1985).
In the case
sub judice, the City essentially contends that it
was unnecessary that the City Council vote on plaintiffs' Permit
application because the denial of the rezoning request prevented
the conditional use plaintiffs sought. However, [w]hile, as a
practical matter, a decision granting or denying a . . . rezoning
application may be made concurrently with a decision granting or
denying a conditional use permit, the municipality is
required to
make separate decisions regarding a rezoning application and a
permit application.
Village Creek Prop. Owners' Ass'n, Inc. v.
Town of Edenton, 135 N.C. App. 482, 487, 520 S.E.2d 793, 796 (1999)
(emphasis added). Since the City Council erroneously chose to
neither grant nor deny plaintiffs' Permit application, the trial
court should have remanded this issue to the superior court for
further remand to the City Council directing it to make such a
decision separate from that regarding the zoning request. Thus,
although this Court has no jurisdiction to review on certiorari theCity Council's decision not to vote on plaintiffs' Permit
application, we can and do remand this issue to the trial court
with those instructions.
COA02-727: Affirmed.
COA02-728: Remanded with instructions.
Chief Judge EAGLES and Judge CALABRIA concur.
Report per Rule 30(e).
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