An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA02-1043
NORTH CAROLINA COURT OF APPEALS
Filed: 5 August 2003
STATE OF NORTH CAROLINA
v
.
Henderson County
&nb
sp; Nos. 94 CRS 5296,
TIMOTHY CLARENCE ALLISON 8296
Appeal by defendant from judgment entered 4 August 1995 by
Judge Hollis M. Owens, Jr., in Henderson County Superior Court.
Heard in the Court of Appeals 22 May 2003.
Attorney General Roy Cooper, by Assistant Attorney General
John P. Scherer, II, for the State.
Everett & Hite, L.L.P., by Kimberly A. Swank, for defendant
appellant.
McCULLOUGH, Judge.
Defendant Timothy Clarence Allison was tried before a jury at
the 31 July 1995 Criminal Session of Henderson County Superior
Court after being charged with one count of felonious assault with
a deadly weapon inflicting serious injury and for being an habitual
felon. The pertinent facts of defendant's case are as follows: On
26 June 1994, Ronald Justice (Justice) and his girlfriend, Audrey
Henderson, were watching television in Ms. Henderson's trailer.
Around 10:30 a.m., they heard a knock at the door. Justice opened
the door and let defendant into the trailer. Defendant immediately
asked Justice to pay him back the $30.00 he owed, which Justice
did. The two men had spoken a few days before about furnitureJustice was selling. The two then walked to the back of the
trailer so Justice could show defendant the furniture they had
previously discussed.
Defendant arrived at Ms. Henderson's trailer in a car with his
girlfriend Darcey Martin and their infant daughter. Ms. Martin and
the baby remained near the car while defendant went into the
trailer. Ms. Henderson went outside to speak to Ms. Martin while
the men looked at the furniture. The women talked about their
boyfriends, and Ms. Martin told Ms. Henderson that defendant had
beaten her, and that defendant was carrying a gun and meant to use
it on Justice. At some point during the conversation, Ms. Martin
described defendant as crazy, and Ms. Henderson agreed that
Justice sometimes acted crazy too. Ms. Henderson told Ms. Martin
she and defendant needed to leave, then went back to the porch of
her trailer.
After looking at the furniture, defendant was not interested
in buying it. As he and Justice walked to the front of the
trailer, defendant went to his car and got into the passenger seat.
Justice testified that he asked defendant if he owed him anything
else, to which defendant replied, No, we're even. Justice then
told defendant, I want you and that Crack Whore to get out of my
yard and don't come back to my house anymore. Justice also told
defendant he had heard that defendant was talking to some people
about his business, that other people told him defendant had a
problem with him, and that he did not like it.
Defendant told his girlfriend to drive away. When he wasapproximately five feet away from defendant, Justice took off his
glasses and told defendant if he had a problem with him, he needed
to get out of his car and finish it like a man. Defendant stated
he had no problem. Justice then turned and began walking toward
the trailer. Ms. Martin began backing out of the yard when Ms.
Henderson saw defendant pull out a gun. She screamed, Ronnie,
he's got a gun. Justice turned around and was shot multiple times
by defendant. Justice was hit in the groin and in the lower right
leg and underwent emergency surgery to address those injuries and
to ensure that he did not suffer life-threatening complications.
At trial, Ms. Henderson corroborated the sequence of events
Justice described. The State also presented the testimony of
several law enforcement officers who were involved in the case.
Deputy Sheriff Leonard Nix and Detective Walter Harper of the
Henderson County Sheriff's Office secured the scene, talked to Ms.
Henderson and Justice, and looked around the trailer and
surrounding property for evidence. The officers did not find any
weapons at the crime scene or on Justice's person, but did find six
.38 caliber shell casings outdoors. Detective Sergeant Randy Stepp
of the Henderson County Sheriff's Department heard about the
shooting from a police dispatcher and found defendant and Ms.
Martin approximately 10-15 minutes after the incident. Detective
Stepp and his fellow officers executed a felony stop and placed
defendant in custody. Defendant was arrested for assault with a
deadly weapon with intent to kill inflicting serious injury, and
Ms. Martin was also arrested. The car was searched, but no weaponwas found. Defendant initially denied knowledge of the shooting,
then asked what he was being charged with. Detective Stepp told
defendant he was charged with assault with a deadly weapon with
intent to kill inflicting serious injury, but that if the victim
died, he would be charged with first-degree murder. Detective
Stepp testified defendant snickered and told him that if the shots
were fired below the waist, it was not murder. Both Detective
Stepp and his fellow officer told defendant that was not true, and
took him to the sheriff's office for booking. Defendant waived his
rights and told Detective Harper he knew nothing about the
incident. Each of the officers who testified affirmatively stated
that defendant never told them that he acted in self-defense, that
he had a fight with Justice, that Justice threatened him, or that
Justice had a knife.
At the close of the State's evidence, defendant presented the
testimony of Ms. Martin. She stated that Ms. Henderson warned her
that Justice had been eatin' Zanex and he was in a real bad mood
already cause they were fightin'. Ms. Martin also stated she saw
Justice carrying a knife as he and defendant came to the front of
the trailer, and that defendant was running toward her, so she got
into the car and started it. She testified she was afraid Justice
was going to hurt defendant, her, or their baby, so she tried to
back out of the yard, but the car stalled and she had to restart
it. When asked what happened as she backed away, she invoked her
constitutional right against self-incrimination. On cross-
examination, Ms. Martin admitted that she never mentioned a knife,self-defense, or fear of attack by Justice in her statements to law
enforcement officers.
Defendant testified on his own behalf and stated that Justice
was acting strangely and admitted to defendant that he had just
taken some pills. According to defendant, Justice was belligerent
and threw two twenty dollar bills at him without defendant asking
for repayment. Defendant placed a ten dollar bill on a table as
change, and Justice said he heard defendant had been talking to
people about his business. After they looked at the furniture,
Justice seemed angry that defendant did not want to buy it.
Defendant testified that he wanted to leave at that point, but
Justice hit him on the back of the head with his fist. Defendant
stated he began running to his car because he was afraid of
Justice. Defendant said when he saw Justice pull out a knife, he
told his girlfriend to drive away. Defendant admitted he pulled a
gun out of his waistband, but stated he did so because Justice was
advancing on them with a knife, the car had stalled, and he feared
for his life and the lives of his girlfriend and child. On cross-
examination, defendant admitted he did not mention a knife or a
fear of attack from Justice to any law enforcement officers.
Defendant's motion to dismiss at the close of all the evidence
was denied. After deliberating, the jury found defendant guilty of
assault with a deadly weapon inflicting serious injury and for
being an habitual felon. Defendant was sentenced in the aggravated
range to a term of fifty years' imprisonment, and appealed.
On appeal, defendant argues the trial court erred by (I)allowing the prosecutor to make improper comments to the jury
during the habitual felon proceedings; (II) depriving him of his
federal and state constitutional rights by precluding him from
presenting evidence in support of his motion to dismiss the
habitual felon indictment; (III) imposing judgment for the charge
of habitual felon because the trial court lacked jurisdiction; (IV)
relying erroneously on an element to aggravate his sentence; and
(V) failing to instruct the jury on the defense of another.
Defendant also argues that he was (VI) being denied effective
assistance of counsel; and (VII) considering parole eligibility
information by the jury violated the separation of powers clause in
the North Carolina Constitution. For the reasons stated herein, we
disagree with defendant's arguments and hold he received a trial
free from error.
Prosecutor's Comments
By his first assignment of error, defendant contends the trial
court erred by failing to intervene ex mero motu during the
habitual felon proceeding when the prosecutor argued to the jury.
Specifically, defendant contends that the prosecutor expressed
personal knowledge or beliefs on matters not in evidence,
misrepresented the law, and improperly influenced the jury with
irrelevant and highly prejudicial matters. Defendant maintains the
prosecutor's conduct violated his due process rights. We do not
agree.
During the habitual felon proceeding, the prosecutor made the
following comments: Members of the jury, thank you for your
patience. It was not until you returned your
verdict that we could hear the matters of law
pertaining to this, and that's the reason for
the delay.
This is very important. The reason that
I chose -- you heard about the defendant's
record, and the reason that I chose these
three particular felonies was to indicate
something to you. Number one, he's doing the
same things over and over again. Number two,
that it goes back to 1976. You know why
that's important, it's important because the
defendant has been doing this for a long, long
time, going on twenty years.
And during that twenty years this
defendant has been afforded every opportunity
by the State of North Carolina, that the State
of North Carolina can afford him, whether it
is unsupervised probation, supervised
probation, intensive probation, and parole.
We've done everything that we can do with Mr.
Allison and he just does not stop committing
crimes, felony crimes at that, serious crimes.
That's why the State comes before you and asks
that you attribute this habitual felon status
upon the defendant so that he can be sentenced
appropriately in this matter.
The other factor I want you to consider
is this, that at the time he committed this
offense, the fourth felony, the one for which
you convicted him today, that he was on
parole. He had been released from the
Department of Corrections. He was on parole,
certifying to the State of North Carolina and
to you as a citizen of this state, to the
parole commission that he was going to remain
of good behavior, and it didn't last very
long. He was not to have had a gun and he had
one. He was committing more serious offenses.
The Judge is going to instruct you that
once again reasonable doubt applies. This is
just like before, you've got to apply your
reason and common sense and take all the
evidence into consideration.
The State has presented you, members ofthe jury, with clear evidence that the
defendant for some twenty years now has been
committing very serious felony crimes, and
unless you follow your duty, that it's going
to happen again. I don't know what else we
can do with him. The State's done everything
we can do and this is the last step that we
can take to make sure that he doesn't commit
more crimes.
The maximum sentence which he can receive
if you return this verdict is fifty years. He
has to serve at least seven. If you don't do
this, he's not even going to look at seven
years. That's the bottom line here.
So I ask that when you go back to
deliberate -- I do apologize for the late
hour, but we took into consideration that we
didn't want you to have to come back tomorrow.
We wanted you to be free to go about your own
personal business tomorrow. When you go back
there to deliberate, you consider this is
clear evidence, this is convincing evidence.
And I chose not only convictions going back
twenty years, but three in which he pled
guilty -- that hasn't always been the case --
but three in which he pled guilty so he can't
come to you and say I was found guilty
wrongly.
This is clear evidence, members of the
jury, and I hope you will consider that and do
your duty, and follow the law in this case as
Judge Owens is going to give it to you. Thank
you.
Every person charged with a crime is entitled to a trial
before an impartial judge and an unprejudiced jury in keeping with
substantive and procedural due process requirements of the
Fourteenth Amendment. It is the duty of both the court and the
prosecuting attorney to see that this right is sustained. State
v. Britt, 288 N.C. 699, 710, 220 S.E.2d 283, 290 (1975) (citations
omitted). Under N.C. Gen. Stat. § 15A-1230(a) (2001), a trialattorney must meet the following guidelines for a closing argument:
During a closing argument to the jury an
attorney may not become abusive, inject his
personal experiences, express his personal
belief as to the truth or falsity of the
evidence or as to the guilt or innocence of
the defendant, or make arguments on the basis
of matters outside the record except for
matters concerning which the court may take
judicial notice. An attorney may, however, on
the basis of his analysis of the evidence,
argue any position or conclusion with respect
to a matter in issue.
The scope of jury arguments is left largely to the control and
discretion of the trial court, and trial counsel will be granted
wide latitude in the argument of hotly contested cases. State v.
Call, 349 N.C. 382, 419, 508 S.E.2d 496, 519 (1998).
The standard of review for assessing
alleged improper closing arguments that fail
to provoke timely objection from opposing
counsel is whether the remarks were so grossly
improper that the trial court committed
reversible error in failing to intervene ex
mero motu. State v. Trull, 349 N.C. 428, 451,
509 S.E.2d 178, 193 (1998), cert. denied, 528
U.S. 835, 145 L. Ed. 2d 80 (1999). In other
words, the reviewing court must determine
whether the argument in question strayed far
enough from the parameters of propriety that
the trial court, in order to protect the
rights of the parties and the sanctity of the
proceedings, should have intervened on its own
accord and: (1) precluded other similar
remarks from the offending attorney; and/or
(2) instructed the jury to disregard the
improper comments already made.
State v. Jones, 355 N.C. 117, 133, 558 S.E.2d 97, 107 (2002). The
comments must be viewed in the context in which they were made and
in light of the overall factual circumstances to which they
referred. Call, 349 N.C. at 420, 508 S.E.2d at 519. The commentsmust be both improper and prejudicial to constitute reversible
error. Jones, 355 N.C. at 133, 558 S.E.2d at 107-08.
(1) Defendant's prior record and future dangerousness
In the present case, defendant believes the prosecutor
improperly referenced matters outside the record because she
asserted that defendant has been doing this for a long, long time,
going on twenty years and commented that defendant has been
afforded every opportunity . . . whether it is unsupervised
probation, supervised probation, intensive probation, and parole.
Defendant argues these comments amounted to an improper reference
to prior convictions in violation of N.C. Gen. Stat. § 8C-1, Rule
404(b) (2001) because the prosecutor referenced convictions for
other, unrelated crimes to which he admitted on cross-examination
(crimes which were not alleged in the habitual felon indictment).
Defendant further argues that inclusion of the prior convictions
amounted to a use of prior bad acts to prove character and also
placed before the jury an issue it was not to consider -- future
dangerousness.
The habitual felon indictment set forth six prior convictions
(each for breaking and entering and larceny) which spanned nearly
twenty years, from 1976 through 1995, when defendant was convicted
for the underlying offense against Justice. Defendant pled guilty
to three of those crimes, and the prosecutor stressed those three
convictions during the habitual felon proceeding. These convictions
were duly entered into evidence during the habitual felon
proceeding. Thus, the prosecutor's reference to defendant'stwenty-year criminal history was based on facts in the record. We
also note that the prosecutor did not mention that defendant could
be dangerous in the future; rather, that was an inference which the
jury may or may not have made, based on the evidence before it.
Next, although the prosecutor made reference to probation and
past parole, we do not believe this was an interjection of personal
knowledge. It could reasonably be inferred from defendant's prior
convictions that, each time he was released by the Department of
Corrections, he was placed on some type of probation or parole. In
fact, defendant stipulated during sentencing that he was on parole
at the time he committed the crime against Justice.
(2) Sentencing implications and parole eligibility
Defendant also maintains the prosecutor engaged in gross
misconduct by making improper statements about the potential
sentence he faced and his eligibility for parole if he was not
found to be an habitual felon. Specifically, defendant points out
that the prosecutor told the jury that he could receive fifty years
in prison, when in reality he could have received a life sentence.
The prosecutor then told the jury he had to serve at least seven
years of his fifty-year sentence, and also said that if defendant
was not found to be an habitual felon, he's not even going to look
at seven years. That's the bottom line here.
Defendant makes several arguments regarding the impropriety of
the prosecutor's statements. We will examine each one in turn.
First, defendant argues the statements amounted to an improper
attempt to thwart the parole process because the prosecutorconvinced the jury that it had to determine defendant was an
habitual felon in order to keep him in prison for a reasonable
amount of time. Parole eligibility is not a proper consideration
for the judge or the jury, except where life without parole is a
possibility. See State v. Conaway, 339 N.C. 487, 519-20, 453
S.E.2d 824, 844-45, cert. denied, 516 U.S. 884, 133 L. Ed. 2d 153
(1995), cert. denied, 349 N.C. 367, 525 S.E.2d 181 (1998), cert.
denied, 355 N.C. 752, 565 S.E.2d 673 (2002); and State v. Snowden,
26 N.C. App. 45, 215 S.E.2d 157, cert. denied, 288 N.C. 251, 217
S.E.2d 675 (1975). Defendant also argues the prosecutor diminished
the jury's role by suggesting that he would be paroled no matter
what the jury's verdict was. See State v. Jones, 296 N.C. 495, 251
S.E.2d 425 (1979).
Second, defendant contends the prosecutor's argument
constituted a gross mischaracterization of North Carolina's
sentencing scheme because she incorrectly told the jury that the
maximum sentence defendant faced was fifty years, when in fact it
was life imprisonment. See N.C. Gen. Stat. §§ 14-1.1, 14-7.6
(1993) (repealed effective 1 January 1995). Defendant's underlying
conviction was a Class H felony, which carried a sentence of up to
ten years. See N.C. Gen. Stat. § 14-32(b) (1993) (repealed
effective 1 January 1995) and N.C. Gen. Stat. § 14-1.1(a)(8). A
conviction for being an habitual felon required sentencing as a
Class C felon and carried a minimum active sentence of fourteen
years' imprisonment. See N.C. Gen. Stat. § 14-7.6. Thus, defendant
argues, he would not be eligible for parole for twenty years if hereceived the maximum sentence of life imprisonment. See N.C. Gen.
Stat. § 15A-1371(a)(1) (1993) (repealed effective 1 January 1995).
Because a determination of parole eligibility is a complex matter
within the exclusive judgment of the parole commission, defendant
contends the prosecutor should not have mentioned it and the jury
should not have considered it. See Goble v. Bounds, 281 N.C. 307,
310, 188 S.E.2d 347, 349 (1972).
Third, defendant contends the prosecutor's arguments were an
improper expression of her personal knowledge of matters outside
the record, because no evidence had been presented at any stage of
the proceedings on the subject of sentencing implications or
defendant's eligibility for parole. Defendant maintains the
prosecutor violated both N.C. Gen. Stat. § 15A-1230 and North
Carolina Rule of Professional Conduct 7.6 (injection of personal
knowledge of facts in issue).
Finally, defendant notes that he had no opportunity for cross-
examination with regard to the prosecutor's statements, which
constituted a violation of his constitutional right to confront his
accusers. See U.S. Const. Amend. VI, XIV and N.C. Const. Art. I,
§ 23.
Despite the aforemention ed arguments presented by defendant,
we note that none of the information about parole was relevant to
the issue of whether defendant had three prior felony convictions
and was thus eligible, upon conviction of his fourth felony, to be
convicted as an habitual felon. The State entered defendant's
prior convictions into evidence, and the jury could clearlydetermine that defendant had at least three prior felony
convictions and that they could find him to be an habitual felon.
Thus, the trial court's failure to intervene ex mero motu was not
reversible error.
While we do not condone the prosecutor's arguing outside the
record, defendant is not entitled to relief because he has not
demonstrated that the prosecutor's comments 'so infected the trial
with unfairness that they rendered the conviction fundamentally
unfair.' State v. Gell, 351 N.C. 192, 211, 524 S.E.2d 332, 345,
cert. denied, 531 U.S. 867, 148 L. Ed. 2d 110 (2000) (quoting State
v. Davis, 349 N.C. 1, 45, 506 S.E.2d 455, 467 (1998), cert. denied,
526 U.S. 1161, 144 L. Ed. 2d 219 (1999)). Defendant cannot show
that the outcome would have been different had the trial court
intervened to stop the prosecutor's comments. The record indicates
that the trial court properly instructed the jury on the elements
of being an habitual felon, and defendant cannot show that the jury
found defendant to be an habitual felon based on anything other
than those elements. Accordingly, his first assignment of error is
overruled.
Motion to Dismiss Habitual Felon Indictment
By his second assignment of error, defendant contends the
trial court erred when it denied him an evidentiary hearing on
selective prosecution and when it subsequently denied his motion to
dismiss the habitual felon indictment. We do not agree.
Defendant's motion to dismiss the habitual felon indictment
was predicated upon his belief that he had been the victim ofselective prosecution. Defendant subpoenaed District Attorney Jeff
Hunt and called him to testify at the hearing on his motion to
dismiss. The State consulted the Attorney General's Office and
moved to quash the subpoena because District Attorney Hunt's
testimony would create a conflict of interest requiring the
prosecutor to withdraw from the case. Upon consideration of the
arguments, the trial court granted the State's motion to quash the
subpoena, denied defendant's request for a continuance to obtain
other evidence, and summarily denied defendant's motion to dismiss
the habitual felon indictment because the motion was not supported
by any evidence.
In order to sustain a claim of selective prosecution, a
defendant must establish that the District Attorney abused his
prosecutorial prerogative by deliberately selecting a case for
prosecution based upon an unjustifiable standard. State v. Wilson,
139 N.C. App. 544, 550-51, 533 S.E.2d 865, 869-70, appeal
dismissed, disc. review denied, 353 N.C. 279, 546 S.E.2d 394
(2000). Unjustifiable standards include race, religion, or some
other arbitrary classification. State v. Cherry, 298 N.C. 86, 103,
257 S.E.2d 551, 562 (1979), cert. denied, 446 U.S. 941, 64 L. Ed.
2d 796 (1980).
Defendant maintains the trial court foreclosed his attorney
from providing effective assistance of counsel when it quashed the
subpoena, when it denied his request for a continuance to obtain
other evidence in support of his selective prosecution claim, and
when it prevented defendant from presenting relevant evidence insupport of his written motion to dismiss. He maintains the
testimony of the District Attorney was necessary to his motion and
that such questioning has been permitted in the past. See Wilson,
139 N.C. App. 544, 533 S.E.2d 856; State v. King, 311 N.C. 603, 320
S.E.2d 1 (1984); and State v. Creech, 37 N.C. App. 261, 245 S.E.2d
817, cert. denied, 295 N.C. 554, 248 S.E.2d 731 (1978).
Upon review of defendant's 25 February 1995 written motion, we
discern no selective prosecution based on any discriminatory
purpose. Although defendant referenced an arbitrary, capricious,
and unjustifiable standard, he did not present documents,
affidavits, or any other form of evidence to back up that
allegation. Even though he filed his motion in February, defendant
inexplicably waited until the end of July or early August to issue
the subpoena to District Attorney Hunt. During his argument before
the trial court, defendant attempted to present six purported
examples of similarly situated individuals who did not face
prosecution. He did not present any evidence of intentional
discrimination; rather, his evidence simply showed that the
District Attorney had exercised his discretion. Defendant's motion
lacked substantial evidence to back his allegations. Prior cases
have held that, without substantial evidence of intentional
discrimination, an evidentiary hearing will not be allowed. See
State v. Spicer, 299 N.C. 309, 313-14, 261 S.E.2d 893, 896-97
(1980). Because defendant's motion contained mere allegations
without evidence to support them, and because there was an untimely
subpoena upon District Attorney Hunt, we believe the trial courtproperly quashed the subpoena, properly denied a continuance, and
properly denied an evidentiary hearing on this matter. We have
considered defendant's additional arguments on this subject and
conclude they are meritless. Defendant had an opportunity to make
arguments before the trial court; thus we hold he was not deprived
of his due process rights. Accordingly, his second assignment of
error is overruled.
Jurisdiction to Impose Judgment
By his next assignment of error, defendant contends the trial
court lacked jurisdiction to enter its judgment because it
erroneously imposed a judgment against him for the crime of
habitual felon. We disagree.
It is well settled that [b]eing an habitual felon is not a
crime but is a status the attaining of which subjects a person
thereafter convicted of a crime to an increased punishment for that
crime. The status itself, standing alone, will not support a
criminal sentence. State v. Allen, 292 N.C. 431, 435, 233 S.E.2d
585, 588 (1977). Here, the trial court erroneously entered
judgment against defendant as an habitual felon. However, we
believe this was a clerical error rather than reversible error.
The transcript indicates that when the trial court considered
aggravating and mitigating factors, it noted that defendant was on
parole when he committed the underlying offense against Justice,
but never found defendant guilty of the crime of habitual felon.
Thus, we agree with the State that the transcript differs from the
judgment, which itself does demonstrate a clerical error. Uponcareful review, we discern no prejudice suffered by defendant, and
he is therefore not entitled to relief. See Gell, 351 N.C. at 218,
524 S.E.2d at 349. This assignment of error is overruled.
Use of Deadly Weapon as Aggravating Factor
By his fourth assignment of error, defendant contends the
trial court committed reversible error because it aggravated his
sentence based on a finding that he used a deadly weapon in the
commission of the underlying offense. Defendant correctly notes
that use of a deadly weapon is an element of the offense of assault
with a deadly weapon inflicting serious injury. See N.C. Gen.
Stat. § 14-32(b) (2001); and State v. Jones, 353 N.C. 159, 164, 538
S.E.2d 917, 922 (2000). Evidence necessary to prove an element of
the offense may not be used to aggravate a sentence for that
offense. N.C. Gen. Stat. § 15A-1340.16(d) (2001); State v. Beamer,
339 N.C. 477, 485, 451 S.E.2d 190, 195 (1994).
When considering the aggravating and mitigating factors in
defendant's case, the trial court stated:
The Court has considered all the
aggr[a]vating factors and mitigating factors
set forth in 15A and find the aggr[a]vating
factor that the defendant has numerous prior
convictions that carry more than sixty days in
prison and the aggr[a]vating factor that the
defendant was on parol[e] at the time the
assault in this case for which he has been
convicted was committed. That these two
aggr[a]vating factors have been proven by a
preponderance of the evidence. That none of
the mitigating factors set forth in the
statute have been proved by the preponderance
of the evidence and that the aggr[a]vating
factors outweigh any mitigating factors.
This statement indicates the trial court found two aggravatingfactors for use in sentencing, and that use of a deadly weapon was
not considered. Thus, we believe the checking of box 9b on the
Felony Judgment Findings of Factors in Aggravation and Mitigation
of Punishment was merely a clerical error and did not prejudice
defendant in any way. See Gell, 351 N.C. at 218, 524 S.E.2d at
349. As such, defendant is not entitled to a new sentencing
hearing, and this assignment of error is overruled.
Defense of Another
By his next assignment of error, defendant contends the trial
court erred by failing to instruct the jury on the defense of
another. At trial, defendant presented evidence that he shot
Justice in self-defense, and the trial court duly gave an
instruction on self-defense. Defendant maintains the evidence also
supported an instruction on defense of another because he also
presented evidence that he shot Justice in order to protect Ms.
Martin and their baby daughter, and the trial court's failure to
give that instruction amounted to plain error. We do not agree.
First, we recognize that we must review this assignment of
error for plain error, as defendant did not object to the lack of
a defense of another instruction at trial. See N.C.R. App. P.
10(b)(1) (2003). Under a plain error analysis, defendant is
entitled to a new trial only if the error was so fundamental that,
absent the error, the jury probably would have reached a different
result. State v. Jones, 355 N.C. 117, 125, 558 S.E.2d 97, 103
(2002). '[I]t is the rare case in which an improper instruction
will justify reversal of a criminal conviction when no objectionhas been made in the trial court.' State v. Odom, 307 N.C. 655,
661, 300 S.E.2d 375, 378 (1983) (quoting Henderson v. Kibbe, 431
U.S. 145, 154, 52 L. Ed. 2d 203, 212 (1977)).
A trial court is required to comprehensively instruct the
jury on a defense to the charged crime when the evidence viewed in
the light most favorable to the defendant reveals substantial
evidence of each element of the defense. State v. Hayes, 130 N.C.
App. 154, 178, 502 S.E.2d 853, 869-70 (1998), aff'd in part,
modified in part, disc. review denied in part, 350 N.C. 79, 511
S.E.2d 302 (1999). Substantial evidence is such relevant
evidence as a reasonable mind might accept as adequate to support
a conclusion. State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164,
169 (1980).
To establish self-defense or defense of another, the evidence
must
show that it appeared to defendant and he
believed it to be necessary to kill the
deceased in order to save himself or another
from death or great bodily harm. It must also
appear that the defendant's belief was
reasonable in that the circumstances as they
appeared to him at the time were sufficient to
create such a belief in the mind of a person
of ordinary firmness.
State v. McKoy, 332 N.C. 639, 644, 422 S.E.2d 713, 716 (1992).
The evidence, viewed in the light most favorable to defendant,
indicates that Justice was angry with defendant and was possibly
under the influence of medication. Defendant testified Justice hit
him on the back of the head with his fist, cursed at him, chased
him to his car, challenged him to a fight, brandished a knife, andthreatened to kill defendant, his girlfriend, and their baby
daughter. Both defendant and Ms. Martin stated that Justice was
four to five feet away from them when they were in the car, that
the car's windows were rolled down, and that they feared for their
lives and for the safety of their child, who was in the backseat.
Defendant maintains the self-defense instruction was
inadequate because it erroneously caused the jury to believe that
his actions could only be justified if he acted to protect himself.
He maintains he feared not only for his own life, but also for the
lives of his girlfriend and daughter. We believe the jury accepted
the self-defense instruction, used it to negate the intent to
kill element in the charged offense, and found defendant guilty of
the lesser charge of assault with a deadly weapon inflicting
serious injury. Defendant has presented no evidence that the
jury's verdict would have been different had the trial court
included an instruction on defense of others. In the absence of
such evidence, we conclude the trial court did not commit plain
error, and this assignment of error is overruled.
Ineffective Assistance of Counsel
In his sixth assignment of error, defendant contends he was
denied effective assistance of counsel because his attorney failed
to properly preserve issues for appellate review, failed to make
timely evidentiary objections, and failed to request appropriate
jury instructions. In his brief, defendant lists ten additional
instances in which he believes his trial attorney failed to
adequately perform his duties. Defendant contends the cumulativeeffect of these deficiencies establishes that he was denied
effective assistance of counsel and that, but for his counsel's
deficient performance, there is a reasonable probability that the
outcome of his trial would have been different.
To establish ineffective assistance of counsel, defendant must
demonstrate that his counsel's conduct fell below an objective
standard of reasonableness. State v. Braswell, 312 N.C. 553, 561-
62, 324 S.E.2d 241, 248 (1985). To do so, defendant must show two
things:
First, the defendant must show that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the
counsel guaranteed the defendant by the
Sixth Amendment. Second, the defendant must
show that the deficient performance prejudiced
the defense. This requires showing that
counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose
result is reliable.
Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed. 2d 674, 693,
reh'g denied, 467 U.S. 1267, 82 L. Ed. 2d 864 (1984). In keeping
with Strickland and its progeny, the appellate courts of this State
do not second-guess trial counsel's decisions regarding trial
tactics and strategy, including decisions regarding whether to
present particular witnesses. State v. Lowery, 318 N.C. 54, 67-69,
347 S.E.2d 729, 738-39 (1986).
In the present case, defendant lists a number of perceived
errors which he believes demonstrates ineffective assistance of
counsel. We note that several of these alleged errors have already
been addressed in his other assignments of error, and therefore donot need to be revisited. In support of his other alleged errors,
we note that defendant has presented no argument or citation of
authority. Assignments of error not set out in the appellant's
brief, or in support of which no reason or argument is stated or
authority cited, will be taken as abandoned. N.C.R. App. P.
28(b)(6) (2003). To the extent that defendant has cited no
reasonable authority in support of these alleged errors, we deem
them abandoned and decline to address them. See State v. Bonney,
329 N.C. 61, 82, 405 S.E.2d 145, 157 (1991).
Constitutionality of the Habitual Felon Act
In his final assignment of error, defendant contends the
Habitual Felon Act, N.C. Gen. Stat. § 14-7.1 to -7.6 (2001), as
applied in his case, violates the separation of powers clause of
the North Carolina Constitution. Specifically, defendant contends
there is a separation of powers problem because [t]he granting,
withholding or frustration of the parole power is not and has never
been a responsibility of the judicial branch of government.
Snowden, 26 N.C. App. at 47, 215 S.E.2d at 158. Thus, defendant
maintains that the Habitual Felon Act may not be employed to
thwart the parole process[.]
Snowden, 26 N.C. App. at 48, 215
S.E.2d at 159. In his case, he believes that the jury was
improperly allowed to consider his parole eligibility, a subject
resting in the exclusive discretion of another branch of
government. Defendant further believes the remedy for this error
is vacation of his habitual felon conviction. We do not agree.
The procedures set forth in the Habitual Felon Act have beenheld to comport with a criminal defendant's federal and state
constitutional rights.
See Wilson, 139 N.C. App. at 550, 533
S.E.2d at 870;
State v. Hairston, 137 N.C. App. 352, 354, 528
S.E.2d 29, 31 (2000); and
State v. Hodge, 112 N.C. App. 462, 468,
436 S.E.2d 251, 255 (1993). Defendant has cited no authority in
support of his contention that the Habitual Felon Act is
unconstitutional. Moreover, as defendant did not raise this
constitutional objection before the trial court, we will not
consider it on appeal.
See State v. Anthony, 354 N.C. 372, 389,
555 S.E.2d 557, 571,
cert. denied, 354 N.C. 575, 559 S.E.2d 184
(2001),
cert. denied, 536 U.S. 930, 153 L. Ed. 2d 791 (2002).
Upon careful review of the record, the transcript, and the
arguments presented by the parties, we conclude defendant received
a fair trial, free from error.
No error.
Judges McGEE and CALABRIA concur.
Report per Rule 30(e).
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