An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA02-1171
NORTH CAROLINA COURT OF APPEALS
Filed: 5 August 2003
STATE OF NORTH CAROLINA
v
.
Guilford County
No. 01 CRS 23610, 113364
TRUMAN MCALLISTER
Appeal by defendant from judgment entered 25 July 2001 by
Judge Steve A. Balog in Guilford County Superior Court. Heard in
the Court of Appeals 4 June 2003.
Attorney General Roy Cooper, by Assistant Attorney General
William W. Stewart, Jr., for the State.
Hall & Hall, Attorneys at Law, P.C., by Douglas L. Hall and
Susan P. Hall, for defendant-appellant.
STEELMAN, Judge.
On 19 March 2001, defendant was indicted for assault
inflicting serious injury and habitual misdemeanor assault. A jury
found defendant guilty of assault on a female and assault
inflicting serious injury, the offenses underlying the habitual
misdemeanor assault charge under N.C. Gen. Stat. § 14-33.2 (2001).
The trial court found defendant to be prior record level IV and
sentenced him within the presumptive range to a minimum term of 11
months and a maximum term of 14 months on the assault inflicting
serious injury and habitual misdemeanor assault convictions.
The State's evidence at trial tended to show that defendant
and the victim, Brenda Headen (Headen), resided together for nine
years, although they were never married. On 31 December 2000,defendant and Headen were at the house of defendant's cousin.
Defendant, Headen and others present in the house were drinking,
and Headen testified that she had [q]uite a bit of alcohol on
that occasion. Defendant and Headen left the house at
approximately 4:00 p.m.
As they walked home, defendant started an argument with
Headen. Defendant punched Headen in the face with a closed fist,
and she fell to the ground. When she attempted to stand up, he
kicked her in the shin. She passed out after he kicked her in the
shin a second time. Before she passed out, Headen was in
excruciating pain but was unaware that defendant's kicks had broken
her leg.
When Headen regained consciousness, defendant was no longer
present. She was unable to stand up because her leg was broken.
Headen called for help, and a passerby summoned an ambulance which
took her to the hospital. At the hospital, Headen spoke to Officer
Pollock of the Greensboro Police Department. She initially told
Officer Pollock that defendant was not responsible for her
injuries, but after realizing the severity of her injuries, she
told him that defendant had caused them.
On 1 January 2001, Headen underwent surgery to repair her leg
which was broken in seven places. She recovered in the hospital
for three days following her surgery and was immobilized for six
months due to the injury.
I.
In his first assignment of error, defendant contends the trial
court committed prejudicial error in denying his motion to quash
one of the two indictments.
The record on appeal in criminal actions must contain copies
of all indictments in the case and copies of the verdict and
judgment from which appeal is taken. N.C.R. App. P. 9(a)(3)(c),
(a)(3)(g) (2003). Mere transcript references to these documents do
not suffice for the verbatim copies required under N.C.R. App. P.
9. State v. Petersilie, 334 N.C. 169, 432 S.E.2d 832 (1993). It
is the defendant-appellant's duty to ensure that the record before
this Court is complete. State v. Brown, 142 N.C. App. 491, 543
S.E.2d 192 (2001).
Defendant failed to include in the record on appeal the
indictment charging assault on a female, the judgment and
commitment for assault on a female and the complete judgment and
commitment for assault inflicting serious injury. This Court
cannot determine whether there is any error in the indictments
without drawing inferences from the trial transcript concerning the
nature of the indictment charging assault on a female. Therefore,
we dismiss this assignment of error based on defendant's failure to
present a complete record on appeal. State v. Norton, 27 N.C. App.
248, 218 S.E.2d 479 (1975) (dismissing appeal for failure to bring
forward a record that would enable the Court to decide the issues
raised on appeal).
II.
Defendant's second and third assignments of error assert the
trial court committed plain error when it informed him of the
consequences of admitting or denying his prior convictions and
subsequently asked defendant whether he admitted or denied his
prior convictions without advising him of his Miranda rights.
A party asserting that the trial court committed plain error
must make an argument to this Court supporting the contention of
plain error. State v. Cummings, 352 N.C. 600, 536 S.E.2d 36
(2000), cert. denied, 532 U.S. 997, 149 L. Ed. 2d 641 (2001); see
also N.C.R. App. P. 28(a), (b)(6) (2001). The plain error standard
requires a defendant to prove that (i) a different result probably
would have been reached but for the error or (ii) the error was so
fundamental as to result in a miscarriage of justice or denial of
a fair trial. State v. Braxton, 352 N.C. 158, 197, 531 S.E.2d
428, 451 (2000) (citation omitted), cert. denied, 531 U.S. 1130,
148 L. Ed. 2d 797 (2001).
Defendant cites no authority in support of his plain error
assignments. He fails to allege that a different result would have
been reached but for the trial court's statement and questioning or
that the alleged errors resulted in a miscarriage of justice or
denial of a fair trial. Defendant has waived plain error review by
failing to make a proper supporting argument to this Court.
Assuming, arguendo, that defendant properly preserved the
right to plain error review of the trial court's statement and
questioning, we conclude the trial court did not err. Defendant's second assignment of error is predicated upon a
fundamental misunderstanding of the law. He argues that the trial
court was required to bifurcate the trial proceeding by first
conducting a trial on his guilt or innocence of the assault
inflicting serious injury charge, and then conducting a second
trial on whether defendant was guilty of the habitual misdemeanor
assault charge based upon five prior misdemeanor convictions.
Defendant contends the trial court erred in forcing him to admit
the five prior convictions before the second phase of the trial.
While defendants charged with being an habitual felon, N.C.
Gen. Stat. § 14-7.1 (2001), or being a violent habitual felon, N.C.
Gen. Stat. § 14-7.7 (2001), receive a bifurcated trial, this
procedure is not required for a habitual misdemeanor assault charge
under N.C. Gen. Stat. § 14-33.2. Unlike the habitual felon
offense, habitual misdemeanor assault is a substantive offense,
analogous to the offense of habitual impaired driving. State v.
Smith, 139 N.C. App. 209, 533 S.E.2d 518, appeal dismissed, 353
N.C. 277, 546 S.E.2d 391 (2000). The State is required to prove
five prior misdemeanor convictions as an element of the crime of
habitual misdemeanor assault, in the absence of an admission to
those convictions by the defendant. See 1 N.C.P.I_Crim. 208.45.
N.C. Gen. Stat. § 15A-928 (2001) provides that when a
defendant's prior conviction is one of the elements of the crime
for which the defendant is being tried, the trial court must
arraign the defendant outside the presence of the jury. N.C. Gen.
Stat. § 15A-928(c) further provides that at this proceeding, thetrial judge must advise him [the defendant] that he may admit the
previous conviction alleged, deny it, or remain silent. If the
defendant admits the previous conviction, it is deemed to be an
established element of the crime charged in the indictment, the
State may not present evidence regarding the conviction, and the
trial court must submit the case to the jury without reference to
the prior conviction. N.C. Gen. Stat. § 15A-928(c)(1). If the
defendant denies the previous conviction or remains silent, the
State may present to the jury evidence of the prior conviction
which is an element of the crime charged. N.C. Gen. Stat. § 15A-
928(c)(2). The State is not prohibited from introducing proof of
prior convictions when otherwise permitted under our rules of
evidence.
In the absence of the jury, the trial court personally
addressed defendant and explained the consequences of his admitting
or denying the prior convictions. The trial court also asked
whether defendant had consulted with his lawyer and was aware of
the procedure and consequences of his admission or denial. The
trial court did not err in addressing defendant and explaining the
consequences of an admission or denial of the prior convictions.
In his third assignment of error, defendant argues the that
the trial court violated his privilege against self-incrimination
by questioning him about the prior convictions constituting the
basis of the habitual misdemeanor charge without first advising
defendant of his Miranda rights. The Fifth Amendment of the United
States Constitution provides that no person shall be compelled inany criminal case to be a witness against himself. Where the
consequences of a choice between admission and remaining silent
produce de minimis harms and do not compel a defendant to give
self-incriminating testimony, there is no violation of the Fifth
Amendment. McKune v. Lile, 536 U.S. 24, 35-42, 153 L. Ed. 2d 47,
58-62 (2002). The choices presented to a criminal defendant during
the course of criminal proceedings have not been held to violate
the privilege against self-incrimination. Id. at 43, 153 L. Ed. 2d
at 63 (citing Ohio Adult Parole Auth. v. Woodard, 523 U.S. 272, 140
L. Ed. 2d 387 (1998)).
In the instant case, the trial court asked defendant about the
prior convictions that were alleged to be an element of the
habitual misdemeanor assault charge. Each conviction was discussed
separately and identified by the offense, date of the offense and
file number. Defendant admitted each of the five prior
convictions, and the trial court concluded that it will not be
necessary or appropriate for the State to present evidence in its
case in chief of those prior convictions, the defendant having
admitted those.
The trial court complied with the express requirements of N.C.
Gen. Stat. § 15A-928(c) in asking defendant, in the absence of the
jury, whether he admitted or denied the prior convictions the State
had intended to introduce into evidence. Upon defendant's
uncoerced admissions, the trial court properly concluded that the
State would not be permitted to put on evidence of these prior
convictions. The consequence of defendant's decision to remain silent was
that the State would have been permitted to put on evidence of his
prior convictions as part of its case in chief. According to the
McKune rule, this does not compel the witness to speak or
incriminate himself, as would be the case if his failure to admit
the convictions resulted in the loss of livelihood. See, e.g.,
Garrity v. New Jersey, 385 U.S. 493, 17 L. Ed. 2d 562 (1967). We
hold the trial court did not err in questioning defendant about his
prior convictions in accordance with N.C. Gen. Stat. § 15A-928(c).
III.
In his fourth assignment of error, defendant contends the
trial court committed prejudicial error in admitting evidence of
his prior assaults in violation of N.C. Gen. Stat. § 8C-1, Rule
404(b) (2001).
Rule 404(b) states:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b). Admissibility under Rule
404(b) is constrained by the requirements of similarity and
temporal proximity. State v. Boyd, 321 N.C. 574, 364 S.E.2d 118
(1988). In cases that deal with crimes between domestic partners,
our Supreme Court has held that evidence of prior misconduct,
assaults, ill-treatment and quarrels is admissible under Rule
404(b) to prove motive and absence of accident. State v. Scott,343 N.C. 313, 471 S.E.2d 605 (1996); State v. Syriani, 333 N.C.
350, 428 S.E.2d 118, cert. denied, 510 U.S. 948, 126 L. Ed. 2d 341
(1993), reh'g denied, 510 U.S. 1066, 126 L. Ed. 2d 707 (1994).
The temporal remoteness of prior acts generally affects only
the weight to be given the evidence, not its admissibility.
Syriani, 333 N.C. at 377, 428 S.E.2d at 132. Temporal remoteness
is less significant when the prior conduct is used to show motive
or lack of accident. State v. Parker, 354 N.C. 268, 553 S.E.2d 885
(2001), cert. denied, 535 U.S. 1114, 153 L. Ed. 2d 162 (2002). Our
Supreme Court has affirmed the admissibility of evidence of prior
crimes or acts occurring more than two years prior to the crime
charged. Syriani, 333 N.C. at 375-78, 428 S.E.2d at 131-32; see
also State v. Murillo, 349 N.C. 573, 509 S.E.2d 752 (1998)
(admitting evidence that the defendant shot his first wife twenty-
two years before he was charged with shooting his second wife),
cert. denied, 528 U.S. 838, 145 L. Ed. 2d 87 (1999).
In the instant case, the trial court conducted a voir dire to
determine the admissibility of Headen's testimony regarding three
prior assaults by defendant. The trial court ruled that Headen
could testify regarding these assaults for the limited purpose of
proving motive and absence of mistake. The trial court performed
the balancing test under N.C. Gen. Stat. § 8C-1, Rule 403 (2001)
and held that the probative value of the evidence was not
substantially outweighed by the danger of unfair prejudice. The
trial court stated its intention to give the jury a limiting
instruction both at the time the evidence was introduced and duringits final charge to the jury.
The prior acts involved the same victim, were similar in
nature and severity, and occurred within three years of the two
assaults with which defendant was charged in these matters. The
acts were not remote enough to render them inadmissible. We hold
the trial court did not err in admitting Headen's testimony
regarding prior assaults by defendant.
IV.
In his fifth assignment of error, defendant argues the trial
court erred in denying his request for a mistrial based on the
jurors' viewing the trial docket which showed that defendant was
charged with habitual misdemeanor assault.
The trial court has discretion whether to grant a motion for
mistrial on the ground of juror misconduct, and this decision will
not be disturbed on appeal unless there is a clear showing that the
trial court abused its discretion.
State v. Warren, 327 N.C. 364,
376, 395 S.E.2d 116, 123 (1990). Abuse of discretion occurs where
the court's ruling is manifestly unsupported by reason or is so
arbitrary that it could not have been the result of a reasoned
decision.
Syriani, 333 N.C. at 379, 428 S.E.2d at 133. A motion
for mistrial should only be granted by the trial court when there
'are such serious improprieties as would make it impossible to
attain a fair and impartial verdict under the law.'
State v.
McCarver, 341 N.C. 364, 383, 462 S.E.2d 25, 36 (1995) (citation
omitted),
cert. denied, 517 U.S. 1110, 134 L. Ed. 2d 482 (1996).
However, the trial court has the duty to investigate alleged jurymisconduct and make an appropriate inquiry.
State v. Childers, 80
N.C. App. 236, 341 S.E.2d 760,
disc. review denied, 317 N.C. 337,
346 S.E.2d 142 (1986).
The trial court asked the jurors who had read the docket to
remain in the courtroom for questioning, while the remaining jurors
were excused. Only two of the jurors who examined the docket
actually saw defendant's name, and the trial court questioned each
of these jurors separately. One of them could not remember what he
had seen defendant charged with on the court docket, while the
other only recalled reading aggravated assault next to
defendant's name.
The trial court was exceptionally thorough in questioning the
jurors to insure that no juror was improperly influenced by what
they or others had read on the court docket. The trial court's
findings of fact are reasonable and based on the results of its
inquiry. There is no indication that any of the jurors were
improperly influenced by the incident. Defendant failed to show
any prejudice that would have prevented him from receiving a fair
and impartial verdict. We hold the trial court did not abuse its
discretion, and this assignment of error is without merit.
V.
In his sixth assignment of error, defendant contends the trial
court committed plain error in failing to give a limiting
instruction regarding the jury's use of Rule 404(b) evidence,
specifically, Headen's testimony about prior assaults on her bydefendant.
Prior to Headen's testimony, the trial court gave the jury the
following instruction:
Evidence of other crimes, wrongs or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes. In this
particular case, evidence is about to be
offered tending to show that at an earlier
date, earlier than these events at issue here
that the defendant allegedly had assaulted Ms.
Headen before. This evidence is received
solely for the purpose of showing that the
defendant had a motive for the commission of
the crime charged in this case, or to show the
absence of accident.
If you believe this evidence, you may consider
it but only for those limited purposes for
which it was offered.
The trial court repeated the limiting instruction in its charge to
the jury:
Evidence has been received tending to show
that the defendant assaulted Ms. Headen on
three prior occasions. This evidence was
received solely for the purpose of showing
that the defendant had a motive for the
commission of the crime charged in this case,
or the absence of accident. If you believe
this evidence, you may consider it but only
for the limited purpose for which it was
received.
Contrary to defendant's contention, the trial court did, in
fact, give the required limiting instruction at two points during
the trial. These instructions followed the North Carolina Pattern
Jury Instructions for Rule 404(b) evidence. 1 N.C.P.I._Crim.
104.15 (2002). Defendant has failed to establish error, much less
plain error, in the giving of these instructions. We hold thisassignment of error is without merit.
VI.
Defendant expressly abandoned its seventh assignment of error
in its argument to this Court; therefore, it will not be considered
on appeal. N.C.R. App. P. 28(a) (2003).
VII.
Finally, defendant argues the trial court erred in denying his
motion to dismiss for insufficient evidence that he committed
assault on a female and assault inflicting serious injury.
When ruling on a motion to dismiss, the trial court must
determine whether the State presented substantial evidence of each
element of the crime charged.
State v. Carr, 122 N.C. App. 369,
470 S.E.2d 70 (1996). Substantial evidence is such relevant
evidence as a reasonable mind might accept as adequate to support
a conclusion.
State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164,
169 (1980) (citation omitted). The trial court must view all
evidence in the light most favorable to the State.
State v.
Patterson, 335 N.C. 437, 439 S.E.2d 578 (1994).
N.C. Gen. Stat. § 14-33(c) (2001) states:
[A]ny person who commits any assault, assault
and battery, or affray is guilty of a Class A1
misdemeanor if, in the course of the assault,
assault and battery, or affray, he or she: (1)
Inflicts serious injury upon another person or
uses a deadly weapon; (2) Assaults a female,
he being a male person at least 18 years of
age.
In this case, Headen, a female, testified that she was punched
in the face by defendant, a male over the age of 18. This
satisfies the elements of assault on a female.
N.C. Gen. Stat. .14-33(c)(2). Headen also testified that defendant assaulted her by
kicking her in the leg and inflicting the serious injury of
multiple bone fractures, which caused her significant pain and
suffering. This satisfies the elements of assault inflicting
serious injury.
N.C. Gen. Stat. . 14-33(c)(1). Headen's daughter
and son-in-law testified that defendant admitted he assaulted
Headen on the date of the events at issue in this case.
Although some of Headen's previous statements contradicted her
trial testimony, the jury must determine the weight and credibility
given Headen's testimony.
State v. Bonney, 329 N.C. 61, 405 S.E.2d
145 (1991). Viewed in the light most favorable to the State, there
was sufficient evidence from which a jury could conclude that
defendant was guilty of assault on a female as well as assault
inflicting serious injury. Therefore, we hold this assignment of
error is without merit.
NO ERROR.
Judges TIMMONS-GOODSON and HUDSON concur.
Report per Rule 30(e).
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