An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA02-1395
NORTH CAROLINA COURT OF APPEALS
Filed: 16 December 2003
STATE OF NORTH CAROLINA
v
.
Martin County
No. 00 CRS 2932
GENE ARCHER DICKENS, JR.,
Defendant.
Appeal by defendant from judgment entered 16 April 2002 by
Judge W. Russell Duke, Jr. in Martin County Superior Court. Heard
in the Court of Appeals 11 June 2003.
Attorney General Roy Cooper, by Special Deputy Attorney
General E. Burke Haywood for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defender Katherine Jane Allen for the defendant-appellant.
ELMORE, Judge.
Gene Archer Dickens, Jr. (defendant) attacked the victim, a
woman with whom he'd had a relationship, by beating her and
shooting her in the leg. He attempted to shoot her a second time
but the gun jammed. The defendant was charged with assault with a
deadly weapon with intent to kill inflicting serious injury, and
found guilty in a jury trial. The trial court sentenced him as a
prior record level V within the presumptive range to 151-191 months
active time. Defendant appeals.
I.
Defendant first assigns error to the trial court's assignment
of a prior record level (PRL) of V, and sentence of 151-191 months
active, on grounds of insufficient evidence.
The standard of review [w]hen a defendant assigns error to
the sentence imposed by the trial court . . . is 'whether [the]
sentence is supported by evidence introduced at the trial and
sentencing hearing.' State v. Deese, 127 N.C. App. 536, 540, 491
S.E.2d 682, 685 (1997) (quoting N.C. Gen. Stat. § 15A-1444(a1)
(Cum. Supp. 1996)). The only evidence given was the State's
evidence and the defendant's stipulation. That evidence supported
the trial court's sentence.
Section 15A-1340.14(f) of our General Statutes governs the
criteria for determining prior offenses for the PRL. That section
states:
(f) Proof of Prior Convictions. _ A prior
conviction shall be proved by any of the
following methods:
(1) Stipulation of the parties.
(2) An original or copy of the court
record of the prior conviction.
(3) A copy of records maintained by the
Division of Criminal Information, the Division
of Motor Vehicles, or of the Administrative
Office of the Courts.
(4) Any other method found by the court
to be reliable.
The State bears the burden of proving, by a
preponderance of the evidence, that a prior
conviction exists and that the offender before
the court is the same person as the offender
named in the prior conviction. . . .The
prosecutor shall make all feasible efforts to
obtain and present to the court the offender'sfull record. Evidence presented by either
party at trial may be utilized to prove prior
convictions. ...If asked by the defendant in
compliance with G.S. 15A-903, the prosecutor
shall furnish the defendant's prior criminal
record to the defendant within a reasonable
time sufficient to allow the defendant to
determine if the record available to the
prosecutor is accurate. . . .
N.C. Gen. Stat. § 15A-1340.14(f) (2003).
We note at the outset that the defendant's counsel, after
conferring with the defendant, did not object to the PRL worksheet
at the sentencing hearing. The following exchange occurred between
the trial court and defendant's counsel at the sentencing hearing:
THE COURT: Ms. Edwards, have you been over the
Work Sheet and prior record with the
defendant?
MS. EDWARDS: Yes, sir, Your Honor.
THE COURT: And do you find that in order?
MS. EDWARDS: I conferred with my client,
reviewd [sic] the back side, the record
presented by the district attorney, and no
objections were indicated to me.
Defendant argues on appeal that this did not constitute a
stipulation of the prior record. However, such a statement is
sufficiently definite and certain to constitute a stipulation. See
State v. Mullican, 95 N.C. App. 27, 381 S.E.2d 847 (1989). This is
unlike cases where counsel remained silent and did not stipulate.
State v. Bartley, 156 N.C. App. 490, 501-02, 577 S.E.2d 319, 326
(2003); State v. Riley, ___ N.C. App. ___, ___, 583 S.E.2d 379, 387
(2003). On the facts before us, defendant's counsel represented to
the trial court that he had reviewed the worksheet with his client
in its entirety and that there were no objections. Thisconstitutes a stipulation. A stipulation is sufficient proof of a
prior conviction under the statute.
With the stipulation before the trial court, the State had no
reason to offer more evidence to support the convictions. Although
the burden of proving the convictions rests with the State, when
the defense counsel does not object, the record remains
undeveloped. The State in this case stipulated in the record on
appeal that there is no physical record, evidence, docket sheet,
or criminal file establishing the convictions. That is so because
the convictions were proven by stipulation.
A. Record check
The first error defendant argues is the trial court's reliance
on a record check. The trial court may decide to rely on this
evidence. Some evidence, more than an unverified assertion that a
defendant was convicted of the prior crimes listed on the PRL
worksheet, is needed for the State to have met its burden. A prior
offense record or a stipulation by the defendant would satisfy the
statute. See, e.g., State v. Rich, 130 N.C. App. 113, 116, 502
S.E.2d 49, 51 (computerized printout containing record of
defendant's criminal history as maintained by the Division of
Criminal Information sufficiently reliable to prove defendant's
prior convictions), disc. review denied, 349 N.C. 237, 516 S.E.2d
605 (1998); State v. Ellis, 130 N.C. App. 596, 598, 504 S.E.2d 787,
789 (1998) (certified computer printout from Administrative Office
of the Courts sufficiently reliable to prove defendant's prior
conviction), cert. denied, 352 N.C. 151, 544 S.E.2d 231 (2000). Arecord check of the type used here, even if not of the official
kinds enumerated in the statute, may be sufficient if the trial
court deems it reliable under N.C. Gen. Stat. § 15A-1340.14(f)(4).
In addition, because the record was bolstered by the defendant's
stipulation, sufficient evidence existed to prove the prior
convictions.
B. H convictions
Defendant next argues that there is insufficient evidence of
two convictions labeled as H felonies on the PRL worksheet. The
State stipulates in the record on appeal that there is no evidence
that these convictions occurred. The worksheet is blank as to the
file number of these two convictions. However, this worksheet was
before the defendant and his counsel, and counsel stipulated to the
trial court that the information was correct. That is enough to
satisfy the statute's requirement of proof. We discern no error.
C. Offense committed while on parole, etc.
Defendant also contends that an extra point was assessed in
error for the offense being committed while the defendant was on
probation. However, even if this was error, it was harmless.
Defendant was assigned sixteen points for a prior record level of
V, which includes those with fifteen to eighteen points. With one
less point, defendant would remain at level V. Because this is
harmless error, we do not consider this argument.
II.
Defendant next assigns error to the trial court's
determination of restitution on grounds of insufficient evidenceand that defendant's income is exempt because it is social security
disability.
We note that the defendant cannot argue insufficient evidence
when there was no objection at trial, and no other way for the
court to be alerted to defendant's position that the determination
was wrong. See State v. Canady, 330 N.C. 398, 410 S.E.2d 875
(1991) (court allowed argument on appeal that aggravating factor
was in error even without objection when defendant had argued for
the minimum sentence, thus alerting the judge that he didn't want
the aggravating factor). Although federal law prohibits the
garnishment of social security income under 42 U.S.C. § 407, there
was no showing that the trial court garnished defendant's social
security disability payments. We find no error in the
determination of restitution.
III.
Defendant next assigns error to the jury instructions on
reasonable doubt and direct and circumstantial evidence. We review
this assignment under a plain error standard since defendant did
not object at trial.
The instructions were as follows:
A reasonable doubt is not a mere possible
doubt. For most things that relate to human
affairs are open to some possible or imaginary
doubt. But rather a reasonable doubt is a fair
doubt based on reason and common sense and
growing out of some of the evidence or lack of
evidence in the case.
This is the exact language which this court has upheld in
State v. Hunt, 339 N.C. 622, 643, 457 S.E.2d 276, 288 (1994). Thedefendant acknowledges this on appeal but argues that the
combination of errors in the charge conference constitute
prejudicial error nonetheless. We discern no such error.
The defendant argues that the trial court also erred in the
instruction on direct and circumstantial evidence. The trial court
instructed the jury as follows:
There are two types of evidence from which you
may find the truth as to the facts of a case -
direct and circumstantial evidence. Direct
evidence is the testimony of one who asserts
actual knowledge of a fact, such as an
eyewitness. Circumstantial evidence is proof
of a chain or group of facts and circumstances
indicating the guilt or innocence of a
defendant. The law makes no distinction
between the weight to be given to either
direct or circumstantial evidence. Nor is a
greater degree of certainty required of
circumstantial evidence than of direct
evidence. You should weigh all of the
evidence in the case.
This follows the pattern jury instruction, but fails to include the
last sentence, which admonishes the jury that after weighing all
the evidence, if you are not convinced of the guilt of the
defendant beyond a reasonable doubt, you must find him not guilty.
The defendant argues that the omission of that sentence combined
with the instruction from Hunt above did not adequately inform the
jury that they must find guilt beyond a reasonable doubt.
In the rest of the jury charge, the trial court explained each
element of the charge and what facts would satisfy the individual
elements. At the end of the explanation of each element, the trial
court charged the jury that if they found the relevant facts it
would be their duty to return a verdict of guilty, but if you donot so find or have a reasonable doubt as to one or more of these
things, it would be your duty to return a verdict of 'not guilty.'
After being so charged, the jury retired to deliberate. The
transcript shows that they returned four minutes after receiving
the verdict sheet with a unanimous verdict of guilty.
We determine that the trial court adequately charged the jury
concerning reasonable doubt.
IV.
The defendant lastly assigns error to the trial court's ruling
to admit evidence of a threatening telephone call to the victim
when she was in the hospital.
In the absence of a contemporaneous objection, we review for
plain error.
State v. Stokes, 357 N.C. 220, 227, 581 S.E.2d 51, 56
(2003). Because defendant has not asserted plain error, this
review is waived.
See id. However, even assuming
arguendo that
defendant properly preserved plain error review and that the trial
court committed some error in admitting the testimony, we do not
discern that the alleged error arises to the level of plain error.
See id. The testimony was not unduly prejudicial to the defendant.
Assignments of error number 3-4, 7-8, and 11-12 were not
argued in respondent's brief and are therefore deemed waived under
the North Carolina Rules of Appellate Procedure, Rule 28(a).
No error.
Judges TIMMONS-GOODSON and HUNTER concur.
Report per Rule 30(e).
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