STATE OF NORTH CAROLINA
v. Pamlico County
No. 97 CRS 814, 842-43
JUAN SALGERO, AKA ELMER 97 CRS 855-56
CASTILLO-REYES
Attorney General Roy Cooper, by Special Deputy Attorney
General George W. Boylan, for the State.
McCotter Ashton & Smith, P.A., by Kirby H. Smith, III and
Rudolph A. Ashton, III, for defendant-appellant.
LEVINSON, Judge.
Defendant entered a guilty plea to reckless driving to
endanger, driving without an operator's license, driving while
impaired, assault on a female, robbery with a dangerous weapon, and
assault with a deadly weapon with intent to kill inflicting serious
injury (AWDWIKISI). The terms of defendant's plea agreement
provided that his offenses would be consolidated for judgment, with
sentencing otherwise in the trial court's discretion. Consistent
with the plea, the trial court entered judgment sentencing
defendant to a single aggravated term of 90-117 months'
imprisonment. By order entered 7 August 2002, we allowed defendanta belated appeal by writ of certiorari.
The record reveals the following facts germane to the appeal:
On 10 July 1997, defendant was charged with assault on a female for
hitting Zulma Sanchez Pellor in the face on 4 July 1997. He
appeared in court on the charge on 11 July 1997, and was released
on unsecured bond pending trial, on the condition that he have
[n]o contact with Pellor. Later on 11 July 1997, defendant
committed his remaining offenses of driving while impaired, driving
without a license, reckless driving, robbery with a dangerous
weapon, and AWDWIKISI.
On 26 August 1997, defendant pled guilty to the offenses
listed above, including the 4 July 1997 assault on a female. At
his plea hearing, defendant stipulated to the prosecutor's summary
of facts, which revealed that after obtaining release on bond on 11
July 1997, defendant promptly left the courthouse and went and
acquired a 30-30 lever action rifle[.] He used the rifle to
hijack a bus. After locating Pellor, defendant exited the bus and
shot Pellor in the chest. He then drove her vehicle from the scene
until he encountered a van driven by a Mr. Woshatt. Defendant held
Woshatt at gunpoint and forced him to drive the van a short
distance before taking control of the van himself and driving
through Bayboro, North Carolina toward New Bern. Defendant was
apprehended after leading Bayboro police on a high-speed chase
which ended when he lost control of the van and crashed into the
front of a clothing store, seriously injuring a bystander. At the
time of the incident, defendant was impaired by alcohol and did nothave a valid North Carolina driver's license.
At sentencing, the State offered as an aggravating factor that
defendant was on pretrial release for the 4 July 1997 assault on
Pellor when he committed his 11 July 1997 offenses. The trial
court asked the prosecutor about a second aggravating factor as
follows:
THE COURT: . . . [Defendant] could have been
charged with kidnapping in this case?
[PROSECUTOR]: That's correct, Your Honor.
THE COURT: And was not.
[PROSECUTOR]: That's correct.
THE COURT: So that can be considered as an
aggravating factor as well.
Following this colloquy, the court announced from the bench two
aggravating factors: that defendant committed this offense while
on pretrial release on another charge and committed additional
and other acts which in and of themselves would constitute separate
independent crimes for which he was not charged[.] The court also
announced three findings in mitigation: that defendant accepted
responsibility for his conduct, supported his family, and had a
positive employment history. The court announced its weighing of
the aggravating and mitigating factors as follows:
The Court finds that each and every one of the
aggravating factors outweighs all mitigating
factors and is alone in and of itself [a]
sufficient basis for imposing an aggravated
sentence and for the sentences in fact imposed
in this case, and that each aggravating
factor[] in and of itself outweighs all
mitigating. Make that finding specifically
for the judgment.
After assigning defendant a Prior Record Level I, the court
sentenced defendant within the aggravated range for his most
serious offense, the Class C felony of AWDWIKISI. See N.C.G.S. §§
14-32(a), 15A-1340.17(c), (e) (2001).
Attached to the judgment was a worksheet of aggravating and
mitigating factors, which contained the two aggravating factors
announced at the hearing, including a specific finding that
defendant committed other acts that by themselves would constitute
kidnapping for which he was not charged. In addition to the three
mitigating factors announced from the bench, the worksheet added
two additional mitigating factors proffered by defense counsel at
the plea hearing: that defendant's age or immaturity significantly
reduced his culpability for his crimes and that he acted under
strong provocation. Finally, although the worksheet contained a
finding that the factors in aggravation outweigh the factors in
mitigation and that an aggravated sentence is justified[,] it
lacked the finding announced from the bench that each individual
aggravating factor was alone sufficient to outweigh the mitigating
factors and support defendant's sentence.
Defendant first assigns plain error to the trial court's
finding that he committed other acts which constitute a crime for
which he was not charged. Defendant contends the court's finding
fails to specify the precise nature of the uncharged criminal acts
or the victim of the uncharged offense. To the extent the court
believed he could have been charged with kidnapping, defendant
contends the court improperly used the same evidence to convict himfor the charged offenses and to aggravate his punishment therefor.
See N.C.G.S. § 15A-1340.16(d) (2001).
We find no merit to defendant's claim. The trial court
entered a written finding [t]hat [defendant] committed other acts
that by themselves would constitute kidnapping for which he was not
charged. (emphasis added). Moreover, the finding of an uncharged
kidnapping is amply supported by the stipulated facts adduced at
the plea hearing. Defendant's act of holding the bus driver at
gunpoint and forcing him to drive around looking for Pellor was an
act of restraint and removal separate and independent from the
AWDWIKISI committed against Pellor and defendant's other offenses.
See, e.g., State v. Hill, 139 N.C. App. 471, 483, 534 S.E.2d 606,
614 (2000). Moreover, contrary to defendant's assertion, the trial
court is not prohibited from using in aggravation evidence showing
that the defendant committed a related bad act where the act did
not result in an indictment. State v. Jewell, 104 N.C. App. 350,
358, 409 S.E.2d 757, 762 (1991), aff'd per curiam, 331 N.C. 379,
416 S.E.2d 3 (1992).
Defendant next claims that the court erred in finding as an
aggravating factor that he was on pretrial release at the time of
his offense. Defendant concedes he was on pretrial release for the
4 July 1997 assault on a female when he committed his 11 July 1997
offenses, but notes that the assault on a female conviction was
consolidated with the other offenses for judgment. Because the
assault on a female charge was included in the judgment, defendant
claims he was not on pretrial release on another charge but wason pre-trial release on the very charge for which he was being
sentenced.
The transcript reveals defendant neither contested nor
objected to this finding at his sentencing hearing as required to
preserve the issue for appellate review under N.C.R. App. P.
10(b)(1). See State v. Kimble, 141 N.C. App. 144, 147-48, 539
S.E.2d 342, 345 (2000) (citing State v. Hughes, 136 N.C. App. 92,
98, 524 S.E.2d 63, 67 (1999), disc. review denied, 351 N.C. 644,
543 S.E.2d 878 (2000)), disc. review denied, 353 N.C. 391, 548
S.E.2d 150 (2001). Moreover, although defendant assigns plain
error in the record on appeal and in his brief to this Court, he
offers no argument or analysis under the plain error standard.
Therefore, this issue is not properly before us. Id. (citing State
v. Cummings, 352 N.C. 600, 637, 536 S.E.2d 36, 61 (2000)
(Defendant's empty assertion of plain error, without supporting
argument or analysis of prejudicial impact, does not meet the
spirit or intent of the plain error rule.)). We note, however,
that the trial court sentenced defendant for his most serious
offense, AWDWIKISI, which he committed on 11 July 1997. The court
was permitted to make[] findings of aggravating and mitigating
factors for the most serious offense for which defendant is being
sentenced without making equivalent findings with regard to his
lesser consolidated offenses. State v. Miller, 316 N.C. 273, 284,
341 S.E.2d 531, 538 (1986); see also State v. Wright, 319 N.C. 209,
214, 353 S.E.2d 214, 218 (1987). It is undisputed that defendant
was on pretrial release on another charge when he committed thesentencing offense of AWDWIKISI on 11 July 1997. We see no plain
error in this finding.
Defendant also assigns plain error to the trial court's oral
finding that each of the individual aggravating factors outweighed
all mitigating factors and was alone sufficient to support his
aggravated sentence. While such a finding would be a proper
exercise of the trial court's discretion, see State v. Norman, 151
N.C. App. 100, 104, 564 S.E.2d 630, 633 (2002), we repeat that the
trial court's worksheet of aggravating and mitigating factors does
not include the finding to which defendant now objects. Instead,
the worksheet states only that the factors in aggravation outweigh
the factors in mitigation and that an aggravated sentence is
justified. Furthermore, as discussed above, the worksheet
includes two mitigating factors not included in the court's oral
findings at the plea hearing. It is possible that the disparities
between the court's oral and written findings are mere clerical
errors. Because the trial court's written findings are more
favorable to defendant than those announced from the bench,
however, this Court's policy is to treat the written findings as
reflecting the trial court's will. See State v. Morston, 336 N.C.
381, 410, 445 S.E.2d 1, 17 (1994) ([W]e believe that the better
course is to err on the side of caution and resolve in the
defendant's favor the discrepancy between the trial court's
statement in open court, as revealed by the transcript, and the
sentencing form.) (citing State v. Pakulski, 319 N.C. 562, 574,
356 S.E.2d 319, 326 (1987)). Inasmuch as the contested finding wasnot reduced to writing on the sentencing worksheet, we overrule
this assignment of error.
Defendant next challenges the sufficiency of the trial court's
written findings to support an aggravated sentence. In addition to
the matters already addressed above, defendant shows that the trial
court did not check the box on the judgment form indicating the
imposition of an aggravated sentence. As a result, the judgment
fails to reflect that the court ma[de] Findings of Aggravating and
Mitigating Factors set forth on the attached AOC-CR-605" worksheet.
However, both the hearing transcript and the sentencing worksheet
attached to the judgment record the court's determination that the
aggravating factors outweighed the mitigating factors and warranted
an aggravated sentence. The record thus unequivocally reveals that
the unchecked box on the judgment is a clerical error that may be
corrected on remand. See State v. Sellers, 155 N.C. App. 51, 59,
574 S.E.2d 101, 106-07 (2002); State v. Gell, 351 N.C. 192, 218,
524 S.E.2d 332, 349, cert. denied, 531 U.S. 867, 148 L. Ed. 2d 110
(2000).
Finally, defendant argues the trial court committed plain
error in sentencing him in the aggravated range. Because it is
based upon the unsuccessful arguments set forth above, we find no
merit to this claim. We further find no abuse of the trial court's
discretion in the imposition of an aggravated sentence in this
case. It is well settled that the balance struck in weighing the
aggravating against the mitigating factors is a matter within the
sound discretion of the trial judge and will not be disturbedunless it is 'manifestly unsupported by reason,' or 'so arbitrary
that it could not have been the result of a reasoned decision.'
State v. Howard, 99 N.C. App. 347, 348-49, 393 S.E.2d 139, 141
(1990) (quoting State v. Parker, 315 N.C. 249, 255, 337 S.E.2d 497,
502-03 (1985)).
No error; remanded for correction of a clerical error on the
judgment.
Chief Judge EAGLES and Judge BRYANT concur.
Report per Rule 30(e).
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