2. Adoption_consent of father not required_ambiguous acknowledgment of paternity
Petitioner's failure to unambiguously acknowledge paternity of his son prior to the filing
of an adoption petition was sufficient to support the trial court's conclusion that petitioner's
consent was not required for the adoption. N.C.G.S. § 48-3-601(2)(b)(4).
Michael E. Ciochina, for petitioner-appellee.
Kay S. Murray, for respondent-appellant.
No brief filed on behalf of Judith Shuler Nelson, respondent-
appellee.
GEER, Judge.
Respondent James Burgess appeals the trial court's order
denying his motion to dismiss the petition of Christopher and
Talenna Tipton for adoption of Mr. Burgess' son, David Lee Shuler,
and finding that Mr. Burgess' consent was not required for the
adoption to proceed. Because competent evidence in the record
supports a finding that Mr. Burgess failed to unconditionallyacknowledge paternity prior to the filing of the adoption petition,
we affirm.
Mr. Burgess, the child's biological father, and Judith Shuler
Nelson, the biological mother, entered into an intimate
relationship sometime prior to February 2001. Ms. Nelson learned
she was pregnant in March 2001. Although Ms. Nelson was married to
another man, she was not living with her husband at that point.
The evidence is disputed as to whether Mr. Burgess and Ms.
Nelson lived together during the first part of her pregnancy. They
broke off their relationship in June 2001 and Mr. Burgess had
little or no contact with Ms. Nelson until shortly before their
child was born on 30 October 2001.
Mr. Burgess was present at David's birth, but he told nurses
and a hospital worker completing the birth certificate that he was
only "a friend" of Ms. Nelson. The word "refused" appears in the
space on David's birth certificate where the father's name is
supposed to be listed. When Ms. Nelson was asked who had
"refused," she testified that it was Mr. Burgess "because when they
filled the birth certificate out, they wanted to know . . . if he
was the father about putting his name on it."
On 14 November 2001, Ms. Nelson gave David to Christopher and
Talenna Tipton. Ms. Tipton is Ms. Nelson's cousin. Ms. Nelson
informed Mr. Burgess that she had given their child away, although
the evidence is disputed as to what precisely she told him. The Tiptons filed a petition for adoption in Buncombe County
on 13 December 2001. On 28 February 2002, Mr. Burgess filed an
answer and motion to dismiss the adoption petition based on his
refusal to consent to the adoption.
On 30 April 2002, the court held a hearing on Mr. Burgess'
motion to dismiss at which the parties offered evidence on the
issue whether Mr. Burgess' consent was required under N.C. Gen.
Stat. § 48-3-601 (2003). The trial court found that Mr. Burgess
had failed to acknowledge paternity prior to the filing of the
petition for adoption, had failed to prove that he provided
reasonable and consistent support within his financial means before
the filing of the petition, and had failed to establish that he
regularly visited or communicated, or attempted to visit or
communicate, with Ms. Nelson or David during her pregnancy and
after David's birth. Based on these findings, the court denied Mr.
Burgess' motion to dismiss and ordered that "the Petition for
Adoption may proceed and be finalized." Mr. Burgess appeals from
that order.
[1] Contrary to Rule 28 of the Rules of Appellate Procedure,
Mr. Burgess has not included in his brief a statement of the
grounds for appellate review. While under N.C. Gen. Stat. § 48-2-
607(b) (2003) (allowing parties to adoption proceedings to appeal
by filing notice pursuant to N.C. Gen. Stat. § 1-279.1), Mr.
Burgess has the right to appeal the order denying his motion todismiss, this appeal is from an interlocutory order. Because,
however, the decision below eliminates "the fundamental right" of
Mr. Burgess, as a parent, "to make decisions concerning the care,
custody, and control of [his] children," Owenby v. Young, 357 N.C.
142, 144, 579 S.E.2d 264, 266 (2003), the order affects a
substantial right and Mr. Burgess' appeal from that order is
properly before this Court pursuant to N.C. Gen. Stat. § 1-277(a)
(2003).
[2] Adoption proceedings are heard by the court without a
jury. N.C. Gen. Stat. § 48-2-202 (2003). "'Our scope of review,
when the Court plays such a dual role, is to determine whether
there was competent evidence to support its findings of fact and
whether its conclusions of law were proper in light of such
facts.'" In re Adoption of Cunningham, 151 N.C. App. 410, 412-13,
567 S.E.2d 153, 155 (2002) (quoting In re Norris, 65 N.C. App. 269,
275, 310 S.E.2d 25, 29 (1983), cert. denied, 310 N.C. 744, 315
S.E.2d 703 (1984)). This Court is bound to uphold the trial
court's findings of fact if they are supported by competent
evidence, even if there is evidence to the contrary. In re
Adoption of Byrd, 137 N.C. App. 623, 529 S.E.2d 465 (2000), aff'd
on other grounds, 354 N.C. 188, 552 S.E.2d 142 (2001). Finally, in
reviewing the evidence, we defer to the trial court's determination
of witnesses' credibility and the weight to be given theirtestimony. Leak v. Leak, 129 N.C. App. 142, 150, 497 S.E.2d 702,
706, disc. review denied, 348 N.C. 498, 510 S.E.2d 385 (1998).
We note that Mr. Burgess specifically assigned error only to
the trial court's findings of fact 2, 4, and 7. Although Mr.
Burgess does include an assignment of error stating that "[t]he
findings of fact as set forth in the trial court's Judgment were
inconsistent with the evidence presented at trial[,]" such a
broadside assignment of error is not sufficient to comply with
N.C.R. App. P. 10(c)(1) and preserve for review objections to the
unspecified findings of fact. Anthony v. City of Shelby, 152 N.C.
App. 144, 146, 567 S.E.2d 222, 224 (2002).
As a result, the findings of fact not specifically assigned as
error are "'presumed to be supported by competent evidence and are
binding on appeal.'" First Union Nat'l Bank v. Bob Dunn Ford,
Inc., 118 N.C. App. 444, 446, 455 S.E.2d 453, 454 (1995) (quoting
Anderson Chevrolet/Olds, Inc. v. Higgins, 57 N.C. App. 650, 653,
292 S.E.2d 159, 161 (1982)). Those findings of fact are sufficient
to support the trial court's conclusion of law that Mr. Burgess'
"consent to the adoption is not required." Nevertheless, we choose
to suspend our rules and review the arguments presented in Mr.
Burgess' brief.
N.C. Gen. Stat. § 48-3-601 specifies the individuals whose
consent is required prior to the granting of a petition to adopt a
minor child. The parties agree that subsection (2)(b)(4)(II) of N.C. Gen. Stat. § 48-3-601 governs this case. Under that
subsection, the consent of "[a]ny man who may or may not be the
biological father of the minor" is required if he:
4. Before the earlier of the filing of the
petition or the date of a hearing under
G.S. 48-2-206, has acknowledged his
paternity of the minor and
. . . .
II. Has provided, in accordance with his
financial means, reasonable and
consistent payments for the support
of the biological mother during or
after the term of pregnancy, or the
support of the minor, or both, which
may include the payment of medical
expenses, living expenses, or other
tangible means of support, and has
regularly visited or communicated,
or attempted to visit or communicate
with the biological mother during
or after the term of pregnancy, or
with the minor, or with both . . . .
N.C. Gen. Stat. § 48-3-601(2)(b)(4)(II). A putative father "must
have satisfied the three prerequisites stated, prior to the filing
of the adoption petition, in order for his consent to be required.
. . . Under the mandate of the statute, a putative father's failure
to satisfy any of these requirements before the filing of the
adoption petition would render his consent to the adoption
unnecessary." In re Adoption of Byrd, 354 N.C. 188, 194, 552
S.E.2d 142, 146 (2001) (emphasis added).
Mr. Burgess therefore bore the burden of proving, id. at 198,
552 S.E.2d at 149, that before the Tiptons filed the petition, he
(1) acknowledged paternity of David, (2) provided reasonable andconsistent support for Ms. Nelson during or after pregnancy, or
support for David, or both commensurate with his financial means,
and (3) regularly visited or communicated, or attempted to visit or
communicate, with Ms. Nelson and David. Although we do not believe
the trial court made adequate findings of fact regarding the issues
of reasonable and consistent support and regular communication, we
affirm the trial court's judgment because the record contains
competent evidence supporting the trial court's finding that Mr.
Burgess failed to acknowledge paternity prior to the filing of the
petition for adoption. That finding standing alone is sufficient
to support the court's conclusion of law that Mr. Burgess' consent
was not required.
The Supreme Court held in Byrd that a putative father's
acknowledgment of paternity may be verbal or written, or
demonstrated by the putative father's conduct. Id. at 194, 552
S.E.2d at 147. Regardless of how paternity is acknowledged, that
acknowledgment must, under Byrd, be made "unconditionally" and the
putative father must "unequivocally express[] his desire to be the
child's father and a part of [the child's] life." Id. at 195, 552
S.E.2d at 147. As the Supreme Court held, "[t]he interests of the
child and all other parties are best served by an objective test
that requires unconditional acknowledgment . . . ." Id. at 198,
552 S.E.2d at 149. In this case, although Mr. Burgess signed an affidavit
acknowledging his paternity on 15 December 2001, that document is
irrelevant to this appeal because it was signed after the petition
for adoption was filed. Under N.C. Gen. Stat. § 48-3-601(2)(b)(4),
Mr. Burgess' acknowledgment must have occurred prior to the filing
of the petition for adoption.
With respect to Mr. Burgess' actions prior to the filing of
the petition, petitioners offered evidence that Mr. Burgess
declined to acknowledge paternity at the hospital immediately after
David's birth by falsely stating that he was merely "a friend" and
by refusing to be listed as the child's father on the birth
certificate. Despite evidence that Mr. Burgess did, on other
occasions, acknowledge paternity verbally, this denial _ at the
time of the child's birth and at a point when Mr. Burgess believed
himself to in fact be the father of the child _ demonstrates that
Mr. Burgess' acknowledgment was not unconditional and unequivocal.
Mr. Burgess' arguments regarding the credibility of this evidence,
including evidence as to why he did not acknowledge paternity at
the hospital, were issues for the trial court to determine. Leak,
129 N.C. App. at 150, 497 S.E.2d at 706. Competent evidence
therefore exists to support the trial court's finding that Mr.
Burgess failed to acknowledge paternity within the meaning of N.C.
Gen. Stat. § 48-3-601(2)(b)(4). The trial court's finding of a lack of acknowledgment of
paternity is sufficient to support the court's conclusion that Mr.
Burgess' consent was not required. Byrd, 354 N.C. at 198, 552
S.E.2d at 149 (affirming decision that consent not required when
father failed to satisfy one of the specific requirements of N.C.
Gen. Stat. § 48-3-601(2)(b)(4)(II)) . Because of this conclusion,
we need not address Mr. Burgess' remaining arguments on appeal.
Affirmed.
Chief Judge EAGLES and Judge HUNTER concur.
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