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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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JOSEPH C. DUNN, Plaintiff, v. JEFF STEPHEN CUSTER and CON-WAY
TRUCKLOAD SERVICES, INC., Defendants
NO. COA02-1672
Filed: 20 January 2004
1. Evidence_employment after accident_not speculative
There was no error in the denial of a new trial on damages from an auto accident based on
defendant's contentions that testimony about plaintiff's employment as a dentist was speculative
due to a medical condition existing before the accident.
2. Evidence_auto accident_injuries of non-party
There was no error in denying a new trial to determine damages from an auto accident
based on the admission of testimony about the injuries of another occupant of plaintiff's vehicle.
The evidence was admitted for the limited purpose of proving the force of the impact.
3. Evidence_extent of injuries and pain_non-expert testimony
The trial court did not err by denying defendant's motion for a new trial to determine
damages from an auto accident based on the admission of testimony from another occupant of
the vehicle about plaintiff's pain. The witness had known plaintiff for over thirty years, was
aware of plaintiff's prior medical condition, was a passenger in the car on the day of the accident,
and testified that plaintiff seemed to be in a lot of pain and was probably doing worse than the
witness after the accident.
Appeal by defendants from order entered 31 July 2002 by Judge
Charles C. Lamm, Jr., in Buncombe County Superior Court. Heard in
the Court of Appeals 16 September 2003.
Adams, Hendon, Carson, Crow & Saenger, P.A., by George Ward
Hendon, for plaintiff-appellee.
Cogburn, Goosmann, Brazil & Rose, P.A., by Frank J. Contrivo,
Jr. and Andrew J. Santaniello, for defendants-appellants.
LEVINSON, Judge.
Defendants appeal from a jury trial held on the issue of
damages, contending that the trial court erred in denying their
motion for a new trial. We affirm.
I.
On 28 July 2000, Jeff Custer was driving a tractor-trailer
owned by Con-Way Truckload Services, Inc. (defendants). Custer was
an employee of Con-Way Truckload Services. Custer failed to reduce
his speed in an area of traffic congestion caused by road
construction, and he crashed into the rear of a sports-utility
vehicle driven by Joseph Dunn (plaintiff). Dr. James Teague was
riding as a passenger in plaintiff's vehicle at the time of the
collision. Defendants admitted liability, and a jury trial was
conducted on the issue of damages alone.
At trial, plaintiff presented evidence tending to show the
following: Plaintiff was a licensed dentist who owned and operated
his own practice from 1973 to 1997. In 1993 he began experiencing
pain that radiated throughout his neck and both arms. Plaintiff
sought treatment for his condition, and he was ultimately diagnosed
as having multi-level degenerative cervical disk disease. Dr.
Keith Maxwell, an orthopedic surgeon and plaintiff's treating
physician, testified that all the years that [plaintiff] performed
dentistry, bending and stooping and looking in the mouths at
awkward angles either precipitated or accelerated his degenerative
disk disease in his neck. Plaintiff sold his private practice due
to his worsening condition in 1997.
After taking a year off, plaintiff accepted a position as
Director of the Buncombe County Health Department Dental Facility
in September 1999, which permitted him to work on a part-time
basis. In this position, plaintiff controlled his own hours,
decided which patients he would treat, and performed all of the
clinic's administrative duties. At the time of the accident,plaintiff was still employed by the health department.
In the summer of 2000, plaintiff was offered a part-time
position with his friend, Dr. James Teague, a dentist in private
practice. The position entailed working approximately two days
each week to help reduce Dr. Teague's patient load. Plaintiff and
Dr. Teague agreed orally that plaintiff would receive thirty-five
percent of what he produced and would not be responsible for any
salary or overhead expenses. Prior to the accident, plaintiff had
worked at Dr. Teague's office approximately 2-3 times. The day
before the accident, plaintiff received his first paycheck for
services he had rendered while in Dr. Teague's employ.
After the 28 July 2000 accident, plaintiff began experiencing
numbness in his hands and could not hold dental instruments or feel
the vibrations of instruments. Plaintiff's physician opined the
motor vehicle accident exacerbated his condition and recommended
that plaintiff cease working completely. Plaintiff resigned from
the health department 7 September 2000 and terminated his
employment with Dr. Teague.
During the trial, Dr. Teague testified that he was a passenger
in plaintiff's vehicle at the time of the accident. Over
defendants' objection, the trial court permitted Dr. Teague to
testify about the force of the collision and the extent of the
injuries he claimed to have suffered as a result of the accident:
Q: What did it do to you at the moment of
impact?
A: Of course the seat back snapped, and
obviously there was a lot of disorientation
there. It took me some time to find my
glasses, and I wasn't quite sure what was
going on for a moment. I don't think I lostconsciousness. I remember looking over the
seats. As the backs of the seats snapped,
they kind of rolled toward one another. Joe
and I were kind of facing each other, and I
remember Joe grabbing his neck and yelling,
Oh, my God; oh, my God. I remember trying
to sit up and grabbing the steering wheel to
try and keep us from getting into [sic] the
car in front of us. As soon as I gathered my
senses I remember my left leg, my calf being
very sore.
[COUNSEL FOR DEFENDANT]: Object to any alleged
injuries that this witness may have sustained.
[COUNSEL FOR PLAINTIFF]: It goes to the force
of the impact.
COURT: Overruled. Briefly as it may go to the
force of the impact.
A: I remember, of course, pain in my neck and
abdomen. I remember when I got out of the car
I had some numbness in, I think, my right
hand. I guess that's the extent of it.
Plaintiff contended, and the trial court ruled, that Dr. Teague's
injuries were relevant as to the force of the impact between
defendants' tractor-trailer and plaintiff's vehicle.
Dr. Teague also provided a lay opinion, based on his
observations, concerning the amount of pain that plaintiff was
experiencing:
A: We were relating symptoms to each other and
consoling each other in that hopefully we'll
get better. I remember him being in a lot of
pain. We both were in a lot of pain. I think
his pain was more severe than mine. It was
very difficult for me to function, certainly
for --
[COUNSEL FOR DEFENDANT]: Objection.
COURT: Overruled.
A: -- certainly for a week and into a second
week. I felt like [plaintiff] was probably
doing worse than I was.
Dr. Teague also indicated that plaintiff had trouble working as a
result of his injuries. The trial court permitted Dr. Teague to
testify that the income plaintiff would have earned with Dr. Teague
had he not been impaired would really be only limited by what
[plaintiff] would like to do[,] and that plaintiff would have
certainly made more working for Dr. Teague than for the Heath
Department.
Plaintiff also presented the testimony of an expert economist,
Dr. Shirley Browning, Ph.D., who testified as to plaintiff's
projected lost earnings. Dr. Browning testified that he based his
analysis on plaintiff's employment with the health department and
that he had not based his analysis in any way on the impact that
working with Dr. Teague would have had on plaintiff's estimated
earning potential.
Following the trial, the jury determined that plaintiff was
entitled to recover $310,000.00 for his injuries. The trial court
entered a judgment in this amount. Defendants filed a motion for
a new trial pursuant to N.C.G.S. § 1A-1, Rule 59(a)(6),(7), and
(8). The trial court denied defendant's motion.
II.
Defendants appeal the trial court's denial of their motion for
a new trial, contending that the trial court abused its discretion
by permitting the jury to hear inadmissible, prejudicial evidence.
Specifically, defendants argue the following evidence was
erroneously admitted: (1) evidence concerning plaintiff's
employment with Dr. Teague; (2) Dr. Teague's testimony about his
own injuries sustained in the collision which injured plaintiff;and (3) Dr. Teague's opinion regarding the level of pain plaintiff
was experiencing.
The relevant portions of N.C.G.S. § 1A-1, Rule 59(a) (2003)
provide the following grounds for a new trial:
(6)[e]xcessive or inadequate damages appearing
to have been given under the influence of
passion or prejudice;
(7) [i]nsufficiency of the evidence to justify
the verdict or that the verdict is contrary to
law;
(8) [e]rror in law occurring at the trial and
objected to by the party making the motion. .
. .
The granting or denial of a motion . . . for a new trial is
within the sound discretion of the trial judge. The ruling by a
trial judge on a motion for a new trial is not subject to appellate
review absent a 'manifest abuse of discretion.' Coletrane v.
Lamb, 42 N.C. App. 654, 656, 257 S.E.2d 445, 447 (1979) (quoting
Scott v. Trogdon, 268 N.C. 574, 575, 151 S.E.2d 18, 18 (1966)).
III.
[1] Defendants' first argument on appeal concerns the evidence
about plaintiff's prospective employment with Dr. Teague.
Defendants contend such evidence was impermissibly speculative and
was, therefore, (1) impermissibly presented to the jury, and (2)
improperly incorporated into the expert opinion testimony of
plaintiff's economist. We disagree.
Speculative damages are not properly admissible at trial:
The amount of pecuniary damages is not
presumed. The burden of proving such damages
is upon the party claiming them to establish
by evidence, (1) such facts as will furnish a
basis for their assessment according to some
definite and legal rule, and (2) that they
proximately resulted from the wrongful act.
If there is no evidence as to the extent ofthe pecuniary damage, there can be no recovery
of substantial damages, where the elements of
damage are susceptible of pecuniary
admeasurement.
Short v. Chapman, 261 N.C. 674, 681-82, 136 S.E.2d 40, 46 (1964).
[C]ompensation for lost earning capacity is
recoverable when such loss is the immediate
and necessary consequence[] of [an] injury.
In determining the appropriate amount of
compensation for such loss, [t]he age and
occupation of the injured person, the nature
and extent of his employment, the value of his
services and the amount of his income at the
time, whether from fixed wages or salary, are
matters properly to be considered by the
jury[,] and great latitude is allowed in
the introduction of such evidence. The right
of cross-examination provides the opposing
party opportunity to challenge estimates of
this nature[.]
Curry v. Baker, 130 N.C. App. 182, 191-92, 502 S.E.2d 667, 674-75
(1998) (quoting Smith v. Corsat, 260 N.C. 92, 95-96, 131 S.E.2d
894, 897 (1963), and Goble v. Helms, 64 N.C. App. 439, 446, 307
S.E.2d 807, 812 (1983)).
In the present case, plaintiff began his employment with Dr.
Teague before the 28 July 2000 accident and received his first
paycheck in the amount of $1,200 on 27 July 2000, the day before
the accident. Moreover, Dr. Teague and plaintiff testified that
under the terms of their oral agreement, plaintiff would work on a
part-time basis as his health would permit, and he would be paid
thirty-five percent of what he produced. Kim Williamson, a dental
assistant in Dr. Teague's office who served as plaintiff's
assistant, testified that plaintiff began working before the
accident and attempted to work between three and five times after
the accident. We conclude evidence of the employment with Dr.
Teague and the associated compensation was not impermissiblyspeculative and provided a proper basis from which the jury could
determine what damages, if any, to award based upon plaintiff's
loss of employment with Dr. Teague.
Defendants urge that, notwithstanding the testimony just
discussed, the employment relationship between plaintiff and Dr.
Teague was necessarily speculative given plaintiff's medical
history. This is so, defendants argue, because physical discomfort
related to his medical condition caused him to sell his dental
practice in 1997; it follows, defendants contend, that plaintiff
was unable to practice dentistry in 2000. However, the record
supports a contrary interpretation.
The record shows that plaintiff sold his dental practice in
1997 because he was no longer able to work between eight and ten
hours per day, and it would have been difficult to maintain his
practice while working only three to four hours per day. After
taking a year off, in September 1998, plaintiff began working
approximately two-and-one-half days per week for the Buncombe
County Health Department. At the time of the accident in July
2000, plaintiff was still employed by the Buncombe County Health
Department, and he was also working part-time with Dr. Teague. In
support of this testimony, plaintiff entered his time sheets,
paychecks and tax forms from 1998 through November 2000 into
evidence. Collectively, this evidence indicates plaintiff was
unable to work on a full-time basis in 2000, but could, however,
work on a part-time basis. Accordingly, we conclude that evidence
that plaintiff could perform dentistry services on a part-time
basis in 2000 was not speculative, and it was a proper basis uponwhich the jury could determine an award of damages.
Defendants also allege that the speculative evidence
regarding plaintiff's employment with Dr. Teague tainted the
testimony of plaintiff's expert economist, Dr. Browning.
Specifically, defendants argue that Dr. Browning's testimony was
impermissibly premised on the assumption that plaintiff left the
Buncombe County Health Department to pursue the employment
opportunity offered by Dr. Teague. We find this contention to be
without merit.
Dr. Browning testified that in conducting his analysis, he
assumed the following:
[Plaintiff] would continue to work on a part-
time basis until age sixty-five; that he would
not have left the health department to work
for another dentist, a Dr. Teague, unless he
could have anticipated earnings at least equal
to what he would have earned had he stayed at
the health department. That's based on a
concept in economics called opportunity cost,
that a person would not willingly move to a
situation which would be worse in terms of
income than that which they already had. So I
used the health department as sort of a
minimum baseline situation there. . . .
Thus, in formulating his expert opinion, Dr. Browning used
opportunity cost as an indicator that plaintiff would not leave
his present employment with the health department for a lesser-
paying job. Based upon that assumption, Dr. Browning used
plaintiff's earnings and work history with the health department as
a baseline for determining plaintiff's loss of earnings.
Moreover, Dr. Browning explicitly testified that his opinion
was based upon plaintiff's earnings from the health department and
that he did not consider in any way the new opportunity plaintiffmay have had with Dr. Teague's private practice in the analysis he
submitted. Defendants have not challenged the methodology by which
Dr. Browning formulated his opinion.
We conclude that evidence about plaintiff's employment with
Dr. Teague (1) was not impermissibly presented to the jury, and (2)
did not improperly factor into the expert opinion elicited from Dr.
Browning. Accordingly, the trial court was not required to grant
defendants' motion for a new trial on the basis of these arguments.
IV.
[2] Defendants' second argument on appeal is that the trial
court erroneously permitted Dr. Teague to testify about injuries
that he sustained in the same accident which injured the plaintiff.
The trial court accepted plaintiff's argument that Dr. Teague's
injuries were relevant to help establish the force of the impact
which injured plaintiff.
Evidence is relevant if it has any tendency to make the
existence of any fact that is of consequence to the determination
of the action more probable or less probable than it would be
without the evidence. N.C.G.S. § 8C-1, Rule 401 (2003). Evidence
of the force of the impact between vehicles may be relevant in
determining the severity of the impact and therefore the gravity of
plaintiff's injury. Although the trial court's rulings on
relevancy technically are not discretionary and therefore are not
reviewed under the abuse of discretion standard applicable to Rule
403, such rulings are given great deference on appeal. State v.
Wallace, 104 N.C. App. 498, 502, 410 S.E.2d 226, 228 (1991).
Because the trial court is better situated to evaluate whether aparticular piece of evidence tends to make the existence of a fact
of consequence more or less probable, the appropriate standard of
review for a trial court's ruling on relevancy pursuant to Rule 401
is not as deferential as the abuse of discretion standard which
applies to rulings made pursuant to Rule 403. State v. Alston, 341
N.C. 198, 237, 461 S.E.2d 687, 708 (1995).
This Court recently addressed a similar issue in Griffis v.
Lazarovich, et al., 161 N.C. App. 434, __ S.E.2d __ (COA03-181 filed
2 December 2003). The plaintiff in Griffis sought to elicit
testimony from an occupant in the same vehicle that she was also
injured. Apparently, plaintiff sought to show that another occupant
was injured to the same degree [as plaintiff]. Id. at 439, __
S.E.2d at __. In addressing the trial court's decision to exclude
the testimony, this Court stated, [w]e cannot conclude that
testimony from one occupant of a vehicle regarding her injuries in
an accident would tend to show that another occupant, with a
different medical history, threshold for pain, and susceptibility
to injury, was also injured to the same degree in the collision.
Id. at 439, __ S.E.2d. at __. Our Court in Griffis ultimately
concluded the plaintiff failed to show any abuse of discretion in
the trial court's refusal to admit this evidence. Id. at __, __
S.E.2d at __. Griffis does not stand for the proposition that
evidence of another's injuries are per se irrelevant under any and
all factual circumstances but merely reiterates that evidence is
evaluated according to established standards of legal relevancy,
Rule 401, and undue prejudice, Rule 403.
Accordingly, applying deferential review to the instant case,we hold the trial court did not err in admitting the contested
testimony for the limited purpose of proving the force of the impact
which injured plaintiff, and, further, the trial court did not abuse
its discretion in failing to exclude it pursuant to Rule 403. This
assignment of error is overruled.
V.
[3] Defendants' final argument is that Dr. Teague's opinion
testimony regarding plaintiff's pain level was speculative and that
such proof was required to be given by a medical expert. We
disagree.
The state of a person's mental and physical health, as derived
from mere observation, is a proper subject for opinion testimony by
a nonexpert.
Roberts v. Edwards, 48 N.C. App. 714, 717, 269 S.E.2d
745, 747 (1980). In the present case, Dr. Teague had known
plaintiff for over thirty years. Moreover, Dr. Teague testified he
was aware of plaintiff's pre-accident medical condition and was a
passenger in the car on the day of the accident. On these facts,
the trial court did not err in permitting Dr. Teague to testify that
plaintiff seemed to be in a lot of pain and that plaintiff was
probably doing worse after the accident. This assignment of error
is overruled.
The trial court did not abuse its discretion in denying
defendants' motion for a new trial.
Affirmed.
Judges WYNN and TYSON concur.
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