Link to original WordPerfect file
How to access the above link?
All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
STATE OF NORTH CAROLINA v. JAMES MCDONALD
AND
STATE OF NORTH CAROLINA v. LINWOOD EARL FORTE
NO. COA 03-1
Filed: 6 April 2004
1. Sentencing_aggravating factors_preponderance of evidence
The trial court did not err by using a preponderance of the evidence standard in finding
aggravating factors in sentencing where defendant's sentence in the aggravated range was within
the statutory maximum. A finding of fact used to increase a sentence from the presumptive to
the aggravated range set by statute is not required to be found by the jury using the beyond a
reasonable doubt standard.
2. Criminal Law_severance of joint trials denied_same offenses and same facts
The trial court did not abuse its discretion by denying a defendant's motion to sever his
trial for felonious escape from that of a codefendant. Defendant waived any right to severance
by not renewing his motion at the close of the evidence and there was no abuse of discretion in
the denial because both defendants were charged with the same offenses arising from the same
facts.
3. Criminal Law_continuance denied_time to prepare
There was no abuse of discretion in the denial of a motion to continue where the record
did not support defendant's contention on appeal that his counsel did not have time to prepare.
4. Escape_reason for incarceration_admissible
Testimony that a felonious escape defendant was in jail awaiting trial for murder was
admissible. Felonious escape requires proof that the defendant was charged with a felony and
was committed to the custody of the Department of Correction.
5. Sentencing_re-weighing aggravating and mitigating factors_exercise of discretion
The trial court did not abuse its discretion by not re-weighing aggravating and mitigating
factors after the inapplicability of one of the aggravating factors was brought to the court's
attention. The trial judge's words and actions sufficiently indicate that he exercised his
discretion appropriately.
6. Sentencing_within presumptive range_mitigating factor not found_no appeal of
right
Where a sentence was in the presumptive range, there was no appeal as a matter or right
from the failure to find a nonstatutory mitigating factor.
Appeal by defendants from judgments entered 26 June 2002 by
Judge Benjamin G. Alford in Superior Court in Craven County. Heard
in the Court of Appeals 16 October 2003.
Attorney General Roy Cooper, by Assistant Attorney Generals
Lauren M. Clemmons and Kimberly W. Duffley, for the State.
Rudolf, Maher, Widenhouse & Fialko, by Andrew G. Schopler, for
defendant-appellant James McDonald.
Joal H. Broun, for defendant-appellant Linwood Earl Forte.
HUDSON, Judge.
On 18 February 2002, a Craven County Grand Jury indicted
defendants James McDonald and Linwood Earl Forte on charges of
felonious escape, attempted felonious escape, and assault on a
correctional officer with a deadly weapon with intent to kill
inflicting serious injury. The court dismissed the felonious
escape charge at the close of the State's evidence. On 26 June
2002, a jury found both defendants guilty of attempted felonious
escape and assault with a deadly weapon inflicting serious injury.
The court sentenced McDonald to prison for 8 to 10 months for the
attempted escape charge and 58 to 79 months for the assault charge,
with the sentences to run consecutively. The court sentenced Forte
to prison for 9 to 11 months for the attempted escape and 66 to 89
months for the assault, with the sentences to run consecutively.
Defendants appeal. For the reasons discussed here, we find no
error as to either defendant.
Factual Background
The State's evidence at trial tended to show that on 26
January 2002, defendants McDonald and Forte were incarcerated in
the safe-keeping unit at the Craven Correctional Institution in
Vanceboro awaiting trial on murder charges. The safe-keepingunit houses inmates from various other jails who have medical,
physical or behavioral problems.
In the afternoon of 26 January 2002, defendants as well as
several other inmates were in the recreational yard at the
facility. The yard was enclosed by a series of three fences: the
inner and outer fences were chain-link fences with razor-wire tops,
and the middle fence was a barbed wire electric fence.
During a recreational period that day, the defendants asked
officer Jeffrey Johnson, an employee of the Craven Correctional
Institution, to escort them from the recreation area to their
cells. When Officer Johnson placed his key in the door, McDonald
slammed him into the wall. Thereafter, the defendants kicked and
hit Officer Johnson, and struck him with a padlock wrapped in a
sock until the Officer fell to his knees. Officer Johnson ordered
the defendants to stop, but they did not. He tried to radio for
help, but his radio was knocked out from his hands and under a
stairwell. Officer Johnson attempted to get into the building, but
defendants pushed him away, pulled his keys from the door and threw
them away. The defendants then dragged Officer Johnson, and
handcuffed him to a fence and continued to beat on him until the
lock came out of the sock. Then the defendants began climbing the
first fence.
Corrections Officer Taylor Lorenzo Biggs was driving his
vehicle on perimeter patrol duty that day when he received an alarm
near the safe-keeper unit. He responded to the area and saw
McDonald between the second and third fences, Forte tangled in thebarbed wire of the first fence, and Officer Johnson leaning against
the fence to which he was handcuffed.
McDonald ran toward Forte and tried to untangle him from the
barbed wire. Officer Biggs ordered the defendants to get down from
the fence and aimed his rifle at McDonald, who said, You're going
to have to shoot me. Other officers soon arrived and surrounded
the defendants. They were handcuffed and taken back into custody.
Eventually another inmate came to Officer Johnson's aid. At
the hospital he was treated for blunt force trauma wounds to the
top of his head and left temple area, and received approximately
twenty stitches. Officer Johnson also had wounds from being kicked
in the groin area, including a swollen testicle and an enlarged
prostate gland, as well as abrasions on his right knee and right
arm.
At the trial, Officer Johnson testified that he had several
ongoing problems from the incident, including problems with his
left hip, an injured disc in his back and a pinched nerve. He was
undergoing physical therapy two or three times per week because the
ear tube that controls his balance was crushed in the assault. He
also testified that periodically he had foggy vision in his left
eye, and had not returned to work.
Defendants did not present any evidence.
I. Defendant Forte
A.
[1] Defendant Forte first argues that the trial court used
the unconstitutionally invalid standard of preponderance of theevidence instead of beyond a reasonable doubt in finding
aggravating factors during sentencing. For the reasons discussed
herein, we overrule this assignment of error.
Defendant draws this Court's attention to the United States
Supreme Court's decisions in Apprendi v. New Jersey, 530 U.S. 466,
147 L. E. 2d 435 (2000) and Ring v. Arizona, 536 U.S. 584, 153 L.
E. 2d 556 (2002), which held that any aggravating factor that
increases the penalty for a crime beyond the statutory maximum,
other than the fact of a prior conviction, must be submitted to the
jury and proven by beyond a reasonable doubt, to argue that the
trial court erroneously sentenced him in the aggravated range by
using the preponderance of the evidence standard to find the
aggravating factor that Forte assaulted an employee of the
Department of Correction.
In Apprendi, the defendant was convicted of possession of a
firearm for an unlawful purpose for shooting into the house of an
African-American family. Id. at 469, 147 L. Ed. 2d at 442. The
trial court found that the crime was motivated by racial bias,
which made New Jersey's hate crime statute applicable resulting in
a doubling of the maximum punishment for the underlying crime. The
Supreme Court held that a jury must determine that the defendant is
guilty of each and every element of the crime charged beyond a
reasonable doubt and that the court cannot increase a defendant's
punishment beyond the statutory maximum based upon a finding of
fact, no matter how the state labels it, without that fact being
found by a jury. Id. at 494, 147 L. Ed. 2d at 457. However, theCourt was cautious to note that:
nothing in this history suggests that it is impermissible
for judges to exercise discretion -- taking into
consideration various factors relating both to offense
and offender -- in imposing a judgment within the range
prescribed by statute. We have often noted that judges in
this country have long exercised discretion of this
nature in imposing sentence within statutory limits in
the individual case.
Id. at 481, 147 L. Ed. 2d at 449 (emphasis in original). Defendant
here argues that any sentence greater than one that falls within
the presumptive range under our Structured Sentencing is an
enhancement of the maximum penalty allowed by statute and any
finding of fact that thus increases this punishment must be found
by a jury. We disagree.
In North Carolina, the statutory maximum penalty is determined
either by reference to the criminal statute setting forth the
elements of the offense, or to the Structured Sentencing Act found
in Chapter 15A, Article 81B of the General Statutes. Most criminal
statutes in North Carolina do not specify a punishment, but rather
establish the class of felony or misdemeanor. One must refer to
the sentencing charts in G.S. . 15A-1340.17 to determine the
maximum penalty for a class of offense. See State v. Lucas, 353
N.C. 568, 595, 548 S.E.2d 712, 730 (2001).
Pursuant to G.S. . 15A-1340.16(a), a trial court shall
consider evidence of aggravating or mitigating factors present in
the offense that make an aggravated or mitigated sentence
appropriate, but the decision to depart from the presumptive range
is in the discretion of the court. If the trial court finds that
the aggravating factors outweigh the mitigating factors, it mayimpose a sentence in the aggravated range. G.S. . 15A-1340.16(b).
The minimum term in the aggravated range based upon a class E
felony and prior record level V is 53-66 months. G.S. . 15A-
1340.17(c). The trial court sentenced defendant to a minimum term
of 66 months, at the high end of that range. The trial court then
applied the correct corresponding maximum term of 89 months, within
the statutory maximum. G.S. . 15A-1340.17(e). In sentencing
defendant Forte, the trial court did not increase[] the penalty
for a crime beyond the prescribed statutory maximum, Apprendi, 530
U.S. at 490, 147 L. Ed. 2d at 455, and thus did not violate
defendant Forte's constitutional rights as expressed in Apprendi.
B.
[2] Next, defendant Forte argues that the trial court erred by
refusing to grant his motion to sever his trial from co-defendant
McDonald's. We do not agree.
A trial court's denial of a motion to sever will not be
disturbed on appeal absent an abuse of discretion. State v.
Brower, 289 N.C. 644, 658-59, 224 S.E. 2d 551, 562 (1976), recons.
denied, 293 N.C. 259, 243 S.E.2d 143 (1977). G.S. . 15A-927(a)(2)
provides that when a pre-trial motion to sever is made, failure to
renew the motion before or at the close of all the evidence
waives any right to severance. This Court has also held that
failure to renew a motion to sever as required by G.S.
15A-927(a)(2) waives any right to severance and that on appeal the
Court is limited to reviewing whether the trial court abused its
discretion in ordering joinder at the time of the trial court'sdecision to join. State v. Agubata, 92 N.C. App. 651, 660-61, 375
S.E.2d 702, 708 (1989).
Here, defendant Forte moved pre-trial to sever his trial from
co-defendant McDonald's, but failed to renew his motion to sever at
the close of all of the evidence, as required by G.S. .
15A-927(a)(2). Thus, he waived his right to severance. Therefore,
the question remaining is whether joinder of defendants' cases for
trial was an abuse of discretion.
Pursuant to G.S. . 15A-926(b)(2)(a), the court may join
defendants when each of the defendants is charged with
accountability for each offense. Here, both defendants were
charged with escape, attempted escape, and assault with a deadly
weapon with intent to kill inflicting serious injury, these
offenses arising out of the same set of operative facts.
Therefore, the prerequisite necessary for the trial court to
consider joinder was satisfied and we find no abuse of discretion
in the joinder of these trials. We overrule this assignment of
error.
C.
[3] Defendant Forte next argues that the trial court abused
its discretion by denying his motion to continue, asserting that he
met with his defense counsel one day before trial, which gave them
insufficient time to prepare a defense. For the following reasons,
we find no abuse of discretion.
A motion to continue a proceeding is addressed to the sound
discretion of the trial court and a ruling on a motion to continuewill not be disturbed on appeal absent an abuse of that discretion.
State v. Beck, 346 N.C. 750, 756, 487 S.E.2d 751, 755 (1997).
Here, the record does not support the assertion that counsel
first spoke with defendant Forte the day before trial and thus had
inadequate time to prepare for trial, or even that this was the
basis upon which he sought the continuance. In his written motion
as well as his oral argument in support of the motion, defense
counsel indicated that the present charges should be tried after
his trial on his pending murder charges because the outcome of
this trial may affect the sentencing of [defendant Forte] should he
be found guilty in the . . . murder charges. Indeed, there is
nothing in the record to indicate that defense counsel was
inadequately prepared to try the case: he filed a motion to sever,
the motion to continue, and a motion in limine; he argued for
dismissal of the charges against his client; he cross-examined the
State's witnesses; he participated in the charge conference; he
presented a closing argument; and argued for mitigating factors at
the sentencing hearing. Thus, from this record, we cannot conclude
that the trial court abused its discretion in denying the motion to
continue.
D.
[4] Defendant Forte argues finally that the trial court erred
by denying his motion in limine to disallow evidence that defendant
Forte was incarcerated awaiting trial on murder charges. We find
no error.
Our Courts have consistently held that '[a] motion in limineis insufficient to preserve for appeal the question of the
admissibility of evidence if the defendant fails to further object
to that evidence at the time it is offered at trial.' State v.
Bonnett, 348 N.C. 417, 437, 502 S.E.2d 563, 576 (1998), cert.
denied, 525 U.S. 1124, 142 L. Ed. 2d 907 (1999) (quoting State v.
Conaway, 339 N.C. 487, 521, 453 S.E.2d 824, 845, cert. denied, 516
U.S. 884, 133 L. Ed. 2d 153 (1995)). Rulings on motions in limine
are preliminary in nature and subject to change at trial, depending
on the evidence offered, and thus an objection to an order
granting or denying the motion 'is insufficient to preserve for
appeal the question of the admissibility of the evidence.' T&T
Development Co. v. Southern Nat. Bank of S.C., 125 N.C. App. 600,
602, 481 S.E.2d 347, 348-349, disc. review denied, 346 N.C. 185,
486 S.E.2d 219 (1997) (quoting Conaway, 339 N.C. at 521, 453 S.E.2d
at 845).
Here, defendant assigned error to the denial of his motions in
limine, and also objected to the admission of the testimony when
offered at trial. Thus, the issue is properly before us.
The State charged defendant Forte with felonious escape, or
attempted felonious escape, under G.S. . 148-45(b), which provides
in pertinent part:
(b) Any person in the custody of the Department of
Correction, in any of the classifications hereinafter set
forth, who shall escape from the State prison system,
shall, except as provided in subsection (g) of this
section, be punished as a Class H felon.
***
(2) A person who has been charged with a felony and
who has been committed to the custody of the
Department of Correction under the provisions of
G.S. 162-39.
G.S. . 148-45(b). Thus, under subsection (b)(2), to prove
felonious escape, the State must prove that the defendant has been
charged with a felony and has been committed to the custody of the
Department of Correction. In State v. Hammond, 307 N.C. 662, 300
S.E.2d 361 (1983), our Supreme Court held that [t]estimony
concerning the kind of crimes for which defendant was sentenced to
prison is relevant and competent evidence which the state may
introduce in order to meet its burden of proof on this issue. Id.
at 665, 300 S.E.2d at 663.
Here, the State introduced evidence that defendant Forte was
being held in the safe-keeping unit of the Craven Correctional
Institution pending trial on murder charges. This evidence
satisfies the State's burden of proof that defendant was charged
with a felony and was in custody. Thus, the trial court did not
err in admitting this testimony.
II. Defendant McDonald
A.
[5] Defendant McDonald first argues that the trial court erred
by failing to re-weigh the aggravating and mitigating factors in
imposing an aggravated sentence in the assault conviction after the
inapplicability of one of the aggravating factors was brought to
the court's attention. For the following reasons, we overrule this
assignment of error.
During defendant McDonald's sentencing for the assault
conviction, the trial court initially found two aggravating factors
(that defendant joined with more than one other person to committhe offense and that the offense was committed against an employee
of the Department of Correction) and one mitigating factor (that
defendant agreed to plead guilty to the charge for which the jury
convicted him). The trial court found that the factors in
aggravation outweighed the factors in mitigation. Immediately
after these findings, the State informed the court that aggravating
factor number 2 (defendant joined with more than one other person)
did not apply. After considering the State's information, the
trial court stated the following:
Alright, then, strike number 2. That will be the
judgment. Thank you sir, you may sit down.
The trial court completed and signed the AOC form indicating that
it found the remaining aggravating factor and the mitigating factor
mentioned above. The AOC form indicates that the trial court
determined that the aggravating factor outweighed the mitigating
factor, thus warranting an aggravated sentence.
This Court has previously noted that, in reviewing sentencing
issues:
rules of mathematical certainty and rigidity cannot be
applied to the sentencing process. Justice may be served
more by the substance than by the form of the process.
We prefer to consider each case in the light of its
circumstances. . . . Sentencing is not an exact science,
but there are some well established principles which
apply to sentencing procedure. The accused has the
undeniable right to be personally present when sentence
is imposed. Oral testimony, as such, relating to
punishment is not to be heard in his absence. He shall
be given full opportunity to rebut defamatory and
condemnatory matters urged against him, and to give his
version of the offense charged, and to introduce any
relevant facts in mitigation.
. . .
In our opinion it would not be in the interest of justice
to put a trial judge in a straitjacket of restrictive
procedure in sentencing. . . . He should be permitted
wide latitude in arriving at the truth and broad
discretion in making judgment. . . . There is a
presumption that the judgment of a court is valid and
just. The burden is upon appellant to show error
amounting to a denial of some substantial right. A
judgment will not be disturbed because of sentencing
procedures unless there is a showing of abuse of
discretion, procedural conduct prejudicial to defendant,
circumstances which manifest inherent unfairness and
injustice, or conduct which offends the public sense of
fair play.
State v. Davis, 58 N.C. App. 330, 335, 293 S.E.2d 658, 661-62
(1982) (citations omitted).
In Davis, the trial court initially found in its written
judgment the aggravating factor that the defendant knowingly
created a great risk of death to more than one person by means of
a weapon or device which would normally be hazardous to the lives
of more than one person. The following day, the court amended that
judgment to strike this aggravating factor and stated that the
court finds again that the factors in aggravation outweigh the
factors in mitigations (sic), and thus refused to reduce the
defendant's aggravated sentence. Id. at 331, 293 S.E.2d at 660.
We upheld the trial court's action, noting that the deletion was
in defendant's favor and could not be prejudicial. Id. at 333,
293 S.E.2d at 660.
We do not believe that a trial judge should be put in the
straightjacket of restrictive procedure that would require him to
recite that he re-weighs or finds again in a situation like
this one. He did indicate that he deleted factor number two and
thereafter reaffirmed the sentence. His words and actionssufficiently indicate that he exercised his discretion
appropriately. As such, we find no abuse of discretion on the part
of the trial court in sentencing defendant in the aggravated range
on the assault conviction.
B.
[6] In his final argument, McDonald contends that the trial
court erred in sentencing defendant in the presumptive range for
the attempted escape conviction by failing to find a nonstatutory
mitigating factor. Because defendant's sentence is in the
presumptive range, he has no direct appeal as a matter of right.
G.S. . 15A-1444(a1). Defendant McDonald, therefore, requests that
we consider this assignment of error as a petition for writ of
certiorari. Because the issue of a trial court's discretion to
departing from the presumptive range in sentencing a defendant has
been adequately addressed by this Court in the past, we deny
defendant's petition for writ of certiorari and decline to address
this issue.
Conclusion
For the foregoing reasons, we find no error in the trial or
sentencing of either defendant McDonald or defendant Forte.
No error.
Judges MCGEE and CALABRIA concur.
*** Converted from WordPerfect ***