1. Sentencing_aggravating factors_consolidated counts_same elements as offenses
There was no error in the use of aggravating factors when sentencing a defendant for
consolidated counts of forgery and other offenses. Although defendant contended that the two
factors used to enhance the sentence were elements of the offenses, a consolidated judgment with
equally classified offenses can be aggravated by any factor that is an element of one but not all of
the offenses.
2. Sentencing_aggravating factor_sufficiency of evidence
There was sufficient evidence of an aggravating factor where the state summarized and
the defendant stipulated to the factual basis of defendant's plea and the factor.
3. Sentencing_mitigating factor_completion of drug treatment_defendant's credibility
The trial court did not err by failing to adopt as a mitigating factor defendant's
completion of drug treatment. Defendant produced no documentation, and there were
discrepancies bearing on defendant's credibility. N.C.G.S. § 15A-1340.16(e)(16).
4. Sentencing_not disproportionate_30 felonies
Defendant's sentence was not disproportionate and did not constitute cruel and unusual
punishment where he received 210-261 months as an habitual felon, pursuant to a plea bargain,
for 30 felony offenses, including assault with a deadly weapon on a government official.
Attorney General Roy Cooper, by Assistant Attorney General
Christopher W. Brooks, for the State.
Hosford & Hosford, P.L.L.C., by Sofie W. Hosford, for
defendant-appellant.
CALABRIA, Judge.
Jeffrey Ray Harrison (defendant) pled guilty pursuant to
North Carolina v. Alford, 400 U.S. 25, 27 L. Ed. 2d 162 (1970) on
28 May 2002 in Beaufort County Superior Court on twelve counts eachof forgery and uttering forged papers, five counts of having
attained habitual felon status, one count of assault with a deadly
weapon on a government official, one count of fleeing to elude
arrest with a motor vehicle, one count of possession of a stolen
vehicle, and three counts of obtaining property by false pretenses.
Pursuant to defendant's plea bargain with the State, all counts
were consolidated for judgment and defendant was sentenced as a
habitual felon in the class C felony range. The court found no
mitigating factors and two aggravating factors: the offense was
committed for the purpose of avoiding or preventing a lawful arrest
(the first factor) and defendant knowingly created a great risk
of death to more than one person by means of a weapon or device
which would normally be hazardous to the lives of more than one
person (the second factor). The court determined defendant's
prior record level as a level VI and imposed a sentence of a
minimum term of 210 to a maximum term of 261 months in the North
Carolina Department of Correction. Defendant appeals.
Prior to 11 June 2001, defendant stole a truck belonging to
Donnie Baker. Inside the truck were various items of personal
property, including a checkbook and tools. Defendant pawned the
tools and presented numerous forged checks at several locations.
At approximately 8:00 a.m. on 11 June 2001, defendant attempted to
present another forged check at Food Lion. Food Lion employees
recognized the check was forged and summoned officers from the
Washington Police Department. A high-speed chase ensued, at times
reaching speeds in excess of 100 mph. During his attempt to elude
law enforcement, defendant tried to ram his vehicle into one drivenby Officer Hails, who was involved in the pursuit, and forced him
off the road. The chase commenced in Beaufort County and continued
into Pitt County, where defendant abandoned the stolen vehicle.
Defendant fled on foot to Martin County, where he was ultimately
apprehended.
While the case was pending, defendant was incarcerated and
overheard incriminating statements by another inmate concerning the
attempted murder of a police officer. Defendant's cooperation
regarding the incriminating statements he overheard prompted
defendant's plea bargain with the State. Defendant appeals,
asserting the trial court erred in (I) finding aggravating factors
and imposing an aggravated sentence because such factors were
elements of the charged offenses; (II) finding aggravating factors
where there was insufficient evidence to support them; (III)
failing to find any mitigating factors; and (IV) imposing a cruel
and unusual sentence.
I. Elements of the Charged Offense
[1] Defendant assigns error to the trial court's use of the
two aggravating factors to enhance the sentence imposed on the
grounds that the factors constituted elements of the offenses to
which defendant pled guilty. Specifically, defendant contends the
trial court erred because the first factor constitutes an element
of the offense of fleeing to elude arrest and the second factor
constitutes an element of the offense of assault with a deadly
weapon on a law enforcement officer. Evidence necessary to prove an element of the offense shall
not be used to prove any factor in aggravation . . . . N.C. Gen.
Stat. § 15A-1340.16(d) (2003).
[W]hen separate offenses of different class
levels are consolidated for judgment, the
trial judge is required to enter judgment
containing a sentence for the conviction at
the highest class. Accordingly, the trial
judge is limited to the statutory sentencing
guidelines, set out at N.C.G.S. § [15A-
]1340.17(c), for the class level of the most
serious offense, rather than any of the lesser
offenses in that same consolidated judgment.
The trial court may, however, depart from the
appropriate sentencing guidelines for the most
serious offense upon finding that aggravating
or mitigating factors exist.
State v. Tucker, 357 N.C. 633, 637, 588 S.E.2d 853, 855 (2003).
Aggravating factors found by the trial court and applied to the
sentence entered on a consolidated judgment necessarily only apply
to the offense in the judgment which provides the basis for the
sentencing guidelines. Id. Accordingly, aggravating factors
applied to the sentence for a consolidated judgment will only apply
to the most serious offense in that judgment. Id.
Unlike Tucker, each of the offenses in the instant case were
equally classified as class C felonies by virtue of defendant's
status as a habitual felon. Accordingly, each offense is equally
the highest classified offense in the consolidated judgment and
each offense could provide the basis for the sentencing guidelines.
Where multiple offenses are equally classified, we hold the
consolidated judgment can be aggravated by any factor that is an
element of one, but not all, of the offenses.
Although the findings in the judgment do not specify to which
offense each aggravating factor applies, the transcript indicatesthe trial court found the assault was committed for the purpose of
avoiding or preventing a lawful arrest. There is no error in the
trial court's application of the first factor to this offense.
Moreover, we note defendant asserts the second factor, that
defendant knowingly created a great risk of death to more than one
person by means of a weapon or device which would normally be
hazardous to the lives of more than one person, is an element of
assault with a deadly weapon on a law enforcement officer, but it
is not an element of the offense of fleeing to elude arrest, which
had also been elevated to a class C offense. Accordingly, the
court correctly found both of these aggravating factors, even
though the judgments were consolidated, since each factor could
apply to a co-equal highest class offense in the consolidated
judgment.
II. Insufficient Evidence
[2] Defendant asserts there was insufficient evidence
supporting the aggravating factors found by the trial court, and
the trial court merely accepted the prosecutor's assertion that the
factors existed. Under the Structured Sentencing Act, the trial
court must impose a sentence within the statutorily set presumptive
range unless it determines that aggravating or mitigating factors
warrant a greater or lesser sentence. State v. Radford, 156 N.C.
App. 161, 164, 576 S.E.2d 134, 136 (2003) (citing N.C. Gen. Stat.
§ 15A- 1340.16(a)(2001)). Deviation from the presumptive range is
in the discretion of the court. N.C. Gen. Stat. § 15A-1340.16(a)
(2003). The State bears the burden of proving, by a preponderance
of the evidence, that an aggravating factor exists. Radford, 156N.C. App. at 164, 576 S.E.2d at 136. Where the evidence supporting
the existence of an aggravating factor consists merely of a
prosecutor's assertion, the State has not carried its burden, and
defendant is entitled to a new sentencing hearing. Radford, 156
N.C. App. at 164, 576 S.E.2d at 136-37. Where defendant, however,
stipulates to the existence of an aggravating factor, the
prosecutor's statements constitute adequate evidence. State v.
Swimm, 316 N.C. 24, 32, 340 S.E.2d 65, 71 (1986).
Regarding the first factor, the State summarized and defendant
stipulated to the factual basis for defendant's plea. This
stipulated summary included evidence that defendant tried to ram
into the vehicle driven by a pursuing officer in [an] effort to
elude law enforcement. Indeed, in responding to the State's
request for this aggravating factor, defendant stated, Your Honor,
I believe that for [the first factor], certainly what he said was
correct but because that aggravating factor and some of the
elements of one of the offenses and all of the offenses are
consolidated, I would argue to the Court that we can't use that as
an aggravating factor. We hold there was a preponderance of the
evidence supporting the trial court's finding of this aggravating
factor.
Regarding the second factor, we again note the State
summarized and defendant stipulated to the pertinent facts
supporting this factor. These facts include the following:
defendant was involved in a high-speed chase beginning in
Washington on Fifteenth Street and continuing at speeds in excess
of 100 mph; defendant was chased by law enforcement across twocounties in a car; and defendant's flight commenced around 8:00
a.m. on a weekday, which the court observed was a busy time of
day. Based on these facts, there was a preponderance of evidence
supporting the trial court's finding of this aggravating factor,
and this assignment of error is overruled.
III. Mitigating Factor
[3] Defendant next asserts the trial court erred in failing to
adopt defendant's testimony concerning his completion of a drug
treatment program while incarcerated in support of the following
mitigating factor: [t]he defendant has entered and is currently
involved in or has successfully completed a drug treatment program
or an alcohol treatment program subsequent to arrest and prior to
trial. N.C. Gen. Stat. § 15A-1340.16(e)(16) (2003). Unlike
aggravating factors, the offender bears the burden of proving by
a preponderance of the evidence that a mitigating factor exists.
N.C. Gen. Stat. § 15A-1340.16(a).
Defendant offered testimony that he had taken a drug treatment
program during his incarceration, that it was a six-week intensive
narcotics program, and that it was under DART. Nonetheless,
defendant could produce no documentation substantiating his
testimony. In addition, the trial court noted that the DART
program was, in actuality, a 90-day program. Moreover, defendant
testified he never had no [sic] violent crimes but admitted on
cross-examination that he had been convicted of assault with a
deadly weapon on a government official and robbery. Finally, the
trial court had before it twelve charges of forgery and uttering
forged papers, three counts of obtaining property by falsepretenses, and a prior record level indicating, inter alia, twenty-
six previous convictions of obtaining property by false pretenses
and three counts of uttering forged instruments, all of which bore
upon defendant's truthfulness. After the trial court observed the
demeanor of the witness and noted the discrepancies in defendant's
testimony, the court could find that defendant's self-serving
testimony, bolstered only by his impeached credibility, did not
constitute a preponderance of the evidence supporting a finding in
mitigation that defendant had successfully completed a drug
treatment program. This assignment of error is overruled.
IV. Cruel and Unusual Punishment
[4] Finally, defendant asserts the sentence imposed in the
case sub judice is so disproportionate to the charge that it
results in an unconstitutional infliction of cruel and unusual
punishment [and] violates the eighth and fourteenth amendments to
the United States Constitution. Our state has made a deliberate
policy choice that individuals who have repeatedly engaged in
serious or violent criminal behavior, and whose conduct has not
been deterred by more conventional approaches to punishment, must
be isolated from society in order to protect the public safety.
Ewing v. Cal., 538 U.S. 11, 24, 155 L. Ed. 2d 108, 119 (2003). We
have often reiterated our Supreme Court's holding that [o]nly in
exceedingly unusual non-capital cases will the sentences imposed be
so grossly disproportionate as to violate the Eighth Amendment's
proscription of cruel and unusual punishment. State v. Ysaguire,
309 N.C. 780, 786, 309 S.E.2d 436, 441 (1983). In defendant's plea
transcript, he acknowledged that he understood the charges attachedto the plea transcript carried a total punishment of 1874 months or
156.17 years. Defendant received, pursuant to a plea bargain with
the State, only 210 to 261 months in the North Carolina Department
of Correction as a habitual felon for a total of thirty felony
offenses, including an assault with a deadly weapon on a government
official. In State v. Hensley, 156 N.C. App. 634, 577 S.E.2d 417,
disc. rev. denied, 357 N.C. 167, 581 S.E.2d 64 (2003), we upheld an
active sentence of 90 to 117 months based on a defendant's habitual
felon status and the commission of one nonviolent substantive
offense. We find no merit to defendant's assertion, and this
assignment of error is overruled.
Affirmed.
Judge McGEE concurs.
Judge HUDSON concurs in the result.
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