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NO. COA03-169
NORTH CAROLINA COURT OF APPEALS
Filed: 17 February 2004
STATE OF NORTH CAROLINA
v
.
MICHAEL O'BRIAN JACKSON
Appeal by defendant from judgment entered 24 July 2002 by
Judge Zoro J. Guice in the Criminal Session of Henderson County
Superior Court. Heard in the Court of Appeals 12 November 2003.
Attorney General Roy Cooper, by Assistant Attorney General
Clara D. King, for the State.
Appellate Defender Staple Hughes, by Assistant Appellate
Defender Katherine Jane Allen, for defendant appellant.
McCULLOUGH, Judge.
Michael O'Brian Jackson (defendant) was found by a jury to be
not guilty of the charges of felonious breaking and entering and
felonious larceny, but guilty of the charge of felonious breaking
and entering of a motor vehicle. The verdict of the jury was based
upon the following facts of record: On the night and early morning
of 28 February - 1 March 2002, the temperature was approximately
forty degrees in Hendersonville, North Carolina. During that
night, defendant was in the neighborhood of a detailing business
owned by Mr. Anthony Tavcar. He was allegedly waiting in the cold
for his girlfriend to get home.
Officer Samuel Ball of Hendersonville Police Department
testified that while on patrol during his 7:00 p.m. to 7:00 a.m.
shift of 28 February - 1 March 2002, he observed active brakelights on a vehicle on Tavcar's property. When he drove onto
Tavcar's property, Ball testified he observed a white male, later
identified to be defendant, in the vehicle. Officer Ball further
testified that the engine of this 1998 Honda was running and
defendant was in the driver' seat. By the time Officer Ball walked
up to the vehicle, he stated that defendant had fully reclined in
the driver's seat.
There is disputed evidence as to how defendant got into the
vehicle where he was found by Officer Ball. The State asserted
that defendant had unlawfully entered the auto detailing shop and
removed the vehicle keys. Defendant asserted that the keys were
inside the vehicle when he got inside to keep warm. The jury
acquitted defendant on the charges of felonious breaking and
entering and felonious larceny.
After the guilty charge of breaking and entering a motor
vehicle, defendant pled guilty to being an habitual felon. The
trial court found him to be an habitual felon, and entered a
judgment and commitment on the underlying conviction as a Class C
felony in accord with the habitual felon statute. Defendant was
sentenced to a term of 133-169 months' imprisonment.
On appeal, defendant raises two issues. First, defendant
claims the State produced insufficient evidence to prove that
defendant committed the crime of breaking and entering a motor
vehicle. Second, defendant claims his constitutional guarantees to
a fair trial were abridged when defendant was shackled during the
trial.
The Elements of N.C. Gen. Stat. § 14-56
Defendant contends that there was insufficient evidence to
support a conviction of breaking and entering of a motor vehicle,
pursuant to N.C. Gen. Stat. § 14-56 (2003). At the close of the
evidence at trial, defendant moved for a dismissal, arguing that
the State had failed to prove its case. The trial court denied the
motion. We conclude that this denial was error, and reverse
defendant's conviction.
Due process as applied to the states via the Fourteenth
Amendment 'protects the accused against conviction except upon
proof beyond a reasonable doubt of every fact necessary to
constitute the crime with which he is charged.' State v. Wallace,
351 N.C. 481, 507, 528 S.E.2d 326, 343 (2000) (emphasis added)
(quoting In re Winship, 397 U.S. 358, 364, 25 L. Ed. 2d 368, 375
(1970)), cert. denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000),
reh'g denied, 531 U.S. 1120, 148 L. Ed. 2d 784 (2001). However,
where there is substantial evidence of each element of the offense
charged, the fact that there is only a modicum of physical
evidence, or inconsistencies in the evidence, is for the jury's
consideration. State v. Baker, 338 N.C. 526, 559, 451 S.E.2d 574,
594 (1994); see State v. Earnhardt, 307 N.C. 62, 67, 296 S.E.2d
649, 653 (1982).
For the State to successfully obtain a conviction for breaking
and entering a motor vehicle, the State must prove the following
five elements beyond a reasonable doubt: (1) there was a breaking
or entering by the defendant; (2) without consent; (3) into a motorvehicle; (4) containing goods, wares, freight, or anything of
value; and (5) with the intent to commit any felony or larceny
therein. See N.C. Gen. Stat. § 14-56 (2003).
Defendant claims there is not even a modicum of evidence on
the fourth element of the offense, and on that basis the trial
court committed error in not granting their motion to dismiss at
the close of all evidence. In State v. McLaughlin, 321 N.C. 267,
270, 362 S.E.2d 280, 282 (1987), our Supreme Court held that where
the record was devoid of evidence that the victim's vehicle
contained any items of even trivial value that belong to the
victim or to anyone else, the trial court erred in submitting the
issue of defendant's guilt of this offense to the jury. The
trivial value test of this forth element has been met by such
items as: the vehicle registration card and hubcap key, State v.
Goodman, 71 N.C. App. 343, 349-50, 322 S.E.2d 408, 413 (1984);
citizen band radio, State v. Kirkpatrick, 34 N.C. App. 452, 456,
238 S.E.2d 615, 617 (1977); and papers, cigarettes, and shoe bag,
State v. Quick, 20 N.C. App. 589, 591, 202 S.E.2d 299, 301 (1974).
In their brief, the State submits evidence that the key which
started the car is a thing of value and meets the mere trivial
value test of McLaughlin. The State further contends that the
accouterments of a vehicle's interior are of value to meet the
McLaughlin requirement: seats, carpeting, visors, handles, knobs,
cigarette lighters, and radios.
We do not agree with either of these contentions. First of
all, in McLaughlin the Supreme Court found there to be insufficientevidence on the fourth element of breaking and entering a vehicle
when the defendant in that case had taken the victim's car keys and
used them to move defendant's own goods and wares in the victim's
car. McLaughlin, 321 N.C. at 270-72, 362 S.E.2d 280, 282-83. In
the cases mentioned above, the trivial effects found in the vehicle
which were sufficient to go to the jury on the fourth element were
effects not inherently a part of the functioning vehicle. The one
common feature of the items mentioned in these cases was that they
were akin to the cargo of the vehicle: goods, wares, freight, or
anything of value. See N.C. Gen. Stat. § 14-56.
Adopting the State's reading of N.C. Gen. Stat. § 14-56, and
specifically the fourth element of that offense, would render that
element redundant and superfluous. Our Supreme Court has repeatedly
held that [i]t is a well settled principle of statutory
construction that words of a statute are not to be deemed merely
redundant if they can be reasonably so as to add something to the
statute which is in harmony with its purpose. In Re Watson, 273
N.C. 629, 634, 161 S.E.2d 1, 6-7 (1968). The statute clearly
requires that the larceny element of the breaking and entering
pertain to objects within the vehicle, separate and distinct from
the functioning vehicle. Our reading of the statute is supported by
the North Carolina Legislature's definition of misdemeanor
tampering with a vehicle that requires some purpose not necessarily
having to do with a larceny. See N.C. Gen. Stat. § 20-107 (2003).
The transcript shows that defendant in this case broke and
entered a 1988 Honda which was owned by an auto dealership. Thecar was being detailed for resale. This is strong circumstantial
evidence that the car was in fact empty of all goods or wares of
even the most trivial value. Furthermore, the State's only offer of
evidence on this element were the keys to the car, and the parts
of the car. Thus, the record lacks any evidence sufficient to carry
the fourth element of this case to the jury.
We cannot remand this case for resentencing under a lesser
included offense, because there are no such offenses within N.C.
Gen. Stat. § 14-56. In State v. Carver, 96 N.C. App. 230, 385
S.E.2d 145 (1989), our Supreme Court found N.C. Gen. Stat. § 20-
107(a) (2003) not to be a lesser included offense of N.C. Gen.
Stat. § 14-56:
A lesser included offense is "one composed of
some, but not all, of the elements of the
greater crime, and which does not have any
element not included in the greater offense."
Black's Law Dictionary 812 (5th ed. 1979).
G.S. sec. 20-107(a) prohibits [a]ny
person . . . [from] willfully injur[ing] or
tamper[ing] with any vehicles or break[ing] or
remov[ing] any part or parts of or from a
vehicle without the consent of the owner.
However, G.S. sec. 14-56 prohibits any
person, with the intent to commit any felony
or larceny therein, [from] break[ing] or
enter[ing] any . . . motor vehicle. While
most of the elements of G.S. sec. 20-107(a)
are present in G.S. sec. 14-56, neither
injuring or tampering with the vehicle itself
nor breaking or removing a part of it (the
car) are part of the greater offense.
Carver, 96 N.C. App. at 233-34, 385 S.E.2d at 147. We hold the
same is true for N.C. Gen. Stat. § 20-107(b), as this subsection
has additional elements not included in N.C. Gen. Stat. § 14-56.
We thus reverse defendant's guilty verdict under N.C. Gen. Stat.
§ 14-56, and also the trial court's finding of defendant as an
habitual felon.
Shackling Defendant During Court Proceedings
As we reversed above on the sufficiency of the evidence issue,
we use this portion of the opinion only to caution trial courts in
the practice of shackling a defendant during court proceedings.
The general rule is that a defendant in a criminal case is entitled
to appear at trial free from all bonds or shackles except in
extraordinary circumstances.
State v. Tolley, 290 N.C. 349, 365,
226 S.E.2d 353, 366 (1976). The reasons being: (1) it may interfere
with the defendant's thought processes and ease of communication
with counsel; (2) it intrinsically gives affront to the dignity of
the trial process, and most importantly; (3) it tends to create
prejudice in the minds of the jurors by suggesting that the
defendant is an obviously bad and dangerous person whose guilt is
a foregone conclusion.
Id. at 366, 226 S.E.2d at 367.
Tolley and
N.C. Gen. Stat. § 15A-1031 (2003) enumerate a non-exhaustive list
of twelve material circumstances which a trial judge should
consider before shackling a defendant. These include the
seriousness of the current charges; evidence of a present plan to
escape; threats to harm others or cause a disturbance; and risk of
mob violence.
Should the trial judge, in his sound discretion, decide
shackling is a necessary means for a safe and orderly trial in hisor her courtroom, the determination must be supported by adequate
findings. The Supreme Court stated:
Whatever the basis for his decision,
however, the unquestioned rule is that when
the trial judge, in jury cases, contemplates
the necessity of employing unusual visible
security measures such as shackles, he should
state for the record, out of the presence of
the jury, the particular reasons therefor and
give counsel an opportunity to voice
objections and persuade the court that such
measures are unnecessary. While the cases have
established no definitive rule as to the exact
form of evidentiary hearing to determine
whether shackling of the defendant is
necessary, the most prevalent conclusion is
that the hearing may be informal and that the
ordinary rules of evidence need not be
observed, although the trial judge may decide,
particularly where the need for physical
restraint is controverted, to conduct a full
evidentiary hearing with sworn testimony and
formal findings of fact. In any event, a
record must be made which reflects the reasons
for the action taken by the court and which
indicates that counsel have been afforded an
opportunity to controvert these reasons and
thrash out any resulting factual questions.
Only in this manner can there be preserved a
meaningful record from which a reviewing court
may determine whether the trial court abused
its discretion.
Tolley, 290 N.C. at 368-69, 226 S.E.2d at 368. While this Court
will generally respect the discretion of a trial court in the
governance of their courtroom, we do require a meaningful record
evidencing the basis of this discretion. This is especially true
in instances where a defendant's presumption of innocence is
implicated. We caution trial courts to adhere to the proper use of
their discretion and provide the rationale for that discretion, via
some finding substantiated in the record
. This obligation is not excused when attempts are made to
conceal from the jury the fact that the defendant is shackled as
the trial court did in this case. Assuming the shackles could
successfully be kept from the jury's awareness, the concerns that
shacking interferes with the defendant's thought processes and
communications with counsel, and affronts the dignity of the trial
process, are not cured by mere concealment from the jury. For
meaningful review of his discretion, the trial judge must still
provide the record with the particular reasons for his
determination to shackle the defendant.
Id.
For the reasons stated in the first analytical section of this
opinion, we hold it was error for the trial court not to grant
defendant's motion to dismiss at the close of all evidence. We
hereby,
Reverse.
Judge BRYANT concurs.
Judge TYSON concurs in the result only.
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