HAROLD DEAN VENABLE and STATE OF NORTH CAROLINA, ex rel., HAROLD
DEAN VENABLE,
Plaintiffs-Appellants,
v
.
C.D. VERNON, Individually and in his Official Capacity as Sheriff
of Rockingham County, North Carolina and U.S. FIDELITY & GUARANTY
COMPANY,
Defendants-Appellees.
Smith, James, Rowlett & Cohen, LLP, by Seth R. Cohen, for
plaintiff-appellant.
Womble Carlyle Sandridge & Rice, P.L.L.C., by James R. Morgan,
Jr., for defendants-appellees.
Hafer & Caldwell, P.A., by Edmond W. Caldwell, Jr., for North
Carolina Sheriffs' Association, amicus curiae.
McGEE, Judge.
Plaintiff appeals from summary judgment granted in favor of
defendants. Plaintiff brought this civil action seeking to recover
damages from C.D. Vernon (defendant Vernon), individually and as
Sheriff of Rockingham County, and from U.S. Fidelity & GuarantyCompany as surety upon the official bond of defendant Vernon.
Defendant Vernon terminated plaintiff's employment as a deputy
sheriff with a position title of detective with the Rockingham
County Sheriff's Department (the Department) effective 15 July
1994. At that time, defendant Vernon also terminated the
employment of six other deputy sheriffs. Plaintiff had been
employed as a deputy sheriff by the Department since February 1990.
According to defendant Vernon, he dismissed plaintiff because
plaintiff's job performance was unsatisfactory. Defendant Vernon's
decision was based in part on Captain Gene Nelson's (Captain
Nelson) assessment of plaintiff's performance. In a performance
appraisal conducted on 11 March 1994 by the Department, plaintiff
was rated "below expectations" in four out of twenty-two
categories, resulting in a performance grade of 2.87. An employee
who met expectations in all categories received a performance grade
of 3.0. At the time of plaintiff's assessment, the average
performance grade of appointees and employees of the Department was
3.42. Plaintiff was one of only two appointees or employees, and
the only detective, in the Department to receive an average
performance grade below the "meeting expectations" mark.
Captain Nelson wrote a "memorandum to the file" on 3 June
1992, detailing a conversation he had with plaintiff regarding
plaintiff's "continued tardiness on recontacts and poor arrest
record." In a memorandum to plaintiff from Captain Nelson dated 14
October 1993, Captain Nelson emphatically stated that when he
directed plaintiff to perform an assignment such as to check on thepossible location of a fugitive, plaintiff was to attend to that
assignment immediately. Plaintiff received a written reprimand on
15 November 1993 from Sergeant Wayne Wright (Sergeant Wright), for
failing to immediately investigate a case of sex abuse involving a
juvenile. Another memorandum to plaintiff from Captain Nelson
dated 8 March 1994 listed cases assigned to plaintiff that remained
outstanding and included the admonishment that "Sheriff Vernon
requires the assigned [d]etective to recontact the victim within
[seven] days. Two of the above cases are from January! Get these
late reports caught up immediately!"
Plaintiff alleges he was wrongfully discharged from his
position as deputy sheriff for political reasons, which he contends
is a violation of public policy. Plaintiff testified at his
deposition that he was repeatedly subjected to political pressure
from others within the Department, with the exception of defendant
Vernon, to support defendant Vernon in the Democratic primary and
in his 1994 reelection campaign. Plaintiff stated that Sergeant
Wright and Captain Nelson routinely referred to him as "Sam's boy,"
a reference to Sam Page, a friend of plaintiff's and former co-
worker in the Department, who ran against defendant Vernon in the
1994 primary. According to plaintiff, Sergeant Wright, along with
other detectives, suggested plaintiff should remove Sam Page's
campaign sign from a location across the street from the church at
which plaintiff's father was the pastor.
Sheriff Vernon's campaign manager stipulated that fifty-six of
the one hundred appointees and employees of the Departmentcontributed money to defendant Vernon's 1994 reelection campaign.
Three of the seven individuals discharged by defendant Vernon in
July 1994 contributed money to the campaign. Thirty of the
Department's appointees and/or employees neither contributed to nor
worked the polls during the campaign, and twenty-six of those
thirty individuals were not terminated in July 1994.
Plaintiff initially filed an action in the United States
District Court for the Middle District of North Carolina seeking
monetary damages and reinstatement to his position within the
Department. Plaintiff stipulated to the dismissal of his federal
lawsuit and subsequently filed a complaint in state court asserting
he was wrongfully discharged in violation of N.C. Gen. Stat. §
153A-99 and the North Carolina Constitution, in addition to a claim
under defendant Vernon's official sheriff's bond. The trial court
granted defendants' motion for summary judgment on or about 20
November 2002. Plaintiff appeals.
"The party moving for summary judgment must establish the lack
of any triable issue by showing that no genuine issue of material
fact exists and that the moving party is entitled to judgment as a
matter of law." Garner v. Rentenbach Constructors, Inc., 350 N.C.
567, 572, 515 S.E.2d 438, 441 (1999)(quoting Branks v. Kern, 320
N.C. 621, 623, 359 S.E.2d 780, 782 (1987)); N.C. Gen. Stat. § 1A-1,
Rule 56 (2003). An issue is genuine "if it is supported by
substantial evidence." DeWitt v. Eveready Battery Co., 355 N.C.
672, 681, 565 S.E.2d 140, 146 (2002). "A genuine issue of material
fact is of such a nature as to affect the outcome of the action." Salter v. E & J Healthcare, Inc., 155 N.C. App. 685, 689, 575
S.E.2d 46, 49 (2003)(quoting Johnson v. Trustees of Durham Tech.
Cmty. Coll., 139 N.C. App. 676, 681, 535 S.E.2d 357, 361, disc.
review denied, 353 N.C. 265, 546 S.E.2d 102 (2000)).
In order to prevail on a motion for summary judgment, the
moving party must prove that an "essential element of the opposing
party's claim is non-existent, or by showing through discovery that
the opposing party cannot produce evidence to support an essential
element of his claim[.]" Collingwood v. G. E. Real Estate
Equities, 324 N.C. 63, 66, 376 S.E.2d 425, 427 (1989). Once the
moving party has met that burden, the non-moving party must produce
a forecast of evidence sufficient to demonstrate that a prima facie
case will be established at trial. Prior v. Pruett, 143 N.C. App.
612, 617, 550 S.E.2d 166, 170 (2001), disc. review denied, 355 N.C.
493, 563 S.E.2d 571 (2002). All evidence, including any inference
therefrom, is to be considered in the light most favorable to the
non-moving party. Id.
In North Carolina, "in the absence of an employment contract
for a definite period, both employer and employee are generally
free to terminate their association at any time and without any
reason." Salt v. Applied Analytical, Inc., 104 N.C. App. 652, 655,
412 S.E.2d 97, 99 (1991), cert. denied, 331 N.C. 119, 415 S.E.2d
200 (1992). Our Courts and the General Assembly have recognized
exceptions to this common law rule. In Coman v. Thomas
Manufacturing Co., our Supreme Court recognized that an employee
may not be terminated for a reason offensive to public policy. "While there may be a right to terminate a
contract at will for no reason, or for an
arbitrary or irrational reason, there can be
no right to terminate such a contract for an
unlawful reason or purpose that contravenes
public policy. A different interpretation
would encourage and sanction lawlessness,
which law by its very nature is designed to
discourage and prevent."
Coman, 325 N.C. 172, 175, 381 S.E.2d 445, 446-47 (1989), (quoting
Sides v. Duke University, 74 N.C. App. 331, 342, 328 S.E.2d 818,
826, disc. review denied, 314 N.C. 331, 333 S.E.2d 490 (1985)).
The Court defined "public policy" as the "principle of law which
holds that no citizen can lawfully do that which has a tendency to
be injurious to the public or against the public good." Id.
Plaintiff argues that he is a county employee and therefore is
entitled to the protections afforded by N.C. Gen. Stat. § 153A-99.
The express purpose of N.C. Gen. Stat. § 153A-99 is "to ensure that
county employees are not subjected to political or partisan
coercion while performing their job duties[.]" N.C. Gen. Stat. §
153A-99 (2002). In Vereen v. Holden, this Court noted that if a
county employee was fired due to his political affiliations and
activities, "this would contravene rights guaranteed by our State
Constitution. . . .and the prohibition against political coercion
in county employment stated in N.C. Gen. Stat. § 153A-99," hence
violating North Carolina public policy. Vereen, 121 N.C. App. 779,
784, 468 S.E.2d 471, 475 (1996)(citations omitted), remanded on
other grounds, 345 N.C. 646, 483 S.E.2d 719 (1997). However, the
issue before this Court is whether plaintiff presented sufficient
evidence to defeat defendant's motion for summary judgment. We donot determine as to whether plaintiff is a county employee as
defined by N.C. Gen. Stat. § 153A-99.
In response to plaintiff's complaint, defendants maintained
that plaintiff's dismissal was not politically motivated and
instead was based on plaintiff's poor job performance. In an
affidavit, Assistant County Manager Ben Neal stipulated to
plaintiff's below par performance grade on plaintiff's performance
appraisal completed in 1994. Department Staff Sergeants Michael
Campbell and Ralph Campbell and Sergeant Cathy Luke stated in
affidavits that they did not contribute to or participate in
defendant Vernon's 1994 political campaign and that they felt no
pressure to act otherwise. Defendant Vernon's 1994 campaign
treasurer averred in an affidavit that a little over half the
appointees and employees of the Department contributed financially
to defendant Vernon's campaign and that three of the six
individuals discharged along with plaintiff in July 1994
contributed financially to Sheriff Vernon's reelection campaign.
Finally, defendant Vernon asserted at his deposition that plaintiff
was fired due to poor performance and not for political reasons.
Defendants, having met their burden to demonstrate that
plaintiff was fired on grounds unrelated to politics and therefore
no genuine issue of material fact existed, the burden then shifted
to plaintiff to establish a forecast of evidence sufficient to
support his complaint alleging wrongful discharge. Plaintiff's
evidence to support his claim is based solely on his deposition in
which he asserted he was subjected to political coercion instigatedby Sergeant Wright, Detective Kendrick and Captain Nelson, as well
as other employees, of the Department. Plaintiff alleges that they
were acting as agents of defendant Vernon. Even after providing
plaintiff with all favorable inferences reasonably drawn from the
evidence, plaintiff's allegations amount to mere conjecture.
"Although evidence of retaliation in a case . . . may often be
completely circumstantial, the causal nexus between protected
activity and retaliatory discharge must be something more than
speculation." Lenzer v. Flaherty, 106 N.C. App. 496, 510, 418
S.E.2d 276, 284, disc. review denied, 332 N.C. 345, 421 S.E.2d 348
(1992). "A cause of action must be something more than a guess.
A resort to a choice of possibilities is guesswork not decision."
Kinlaw v. Willetts, 259 N.C. 597, 603-4, 131 S.E.2d 351, 355
(1963)(citations omitted). Where causation is rooted in mere
speculation and surmise, "it is insufficient to present a question
of causation to the jury." Ellington v. Hester, 127 N.C. App. 172,
175, 487 S.E.2d 843, 845, disc. review denied, 347 N.C. 397, 494
S.E.2d 409 (1997)(citations omitted).
In the case before us, plaintiff produced insufficient
evidence to defeat defendants' motion for summary judgment.
Plaintiff provided no indication that should the case proceed, he
would be able to produce evidence that his discharge was for any
unlawful reason, thereby making a determination as to whether
plaintiff is a county employee as defined by N.C. Gen. Stat. §
153A-99 unnecessary. Thus, we find plaintiff's assignment of error
number one to be without merit. Because we conclude that the trial court acted properly in
granting summary judgment to defendants, we need not address
plaintiff's assignments of error numbers two, three, four, five,
and seven. Further, plaintiff has failed to present any argument
in support of his assignment of error number six and it is thus
deemed abandoned pursuant to N.C.R. App. P. 28(b)(6).
Affirmed.
Judges HUNTER and HUDSON concur.
*** Converted from WordPerfect ***