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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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STATE OF NORTH CAROLINA v. WILLIAM FREDRICK RHODES, Defendant
NO. COA03-270
Filed: 2 March 2004
1. Appeal and Error--appealability--guilty plea
Consistent with N.C.G.S. § 15A-1027 and under State v. Bolinger, 320 N.C. 596 (1987),
it is permissible for the Court of Appeals to review pursuant to a petition for writ of certiorari
during the appeal period a claim that the procedural requirements of Article 58 involving
challenges to guilty pleas were violated.
2. Criminal Law--guilty plea--withdrawal of offer by State
Although defendant contends the trial court erred in a case involving defendant's failure
to register as a sex offender by allowing the State to withdraw from its plea agreement with
defendant after he entered his guilty plea, this assignment of error lacks merit because there was
no indication in the record that the State withdrew from the plea agreement. Instead, the trial
court sua sponte reopened defendant's sentencing hearing and resentenced him based on
information it received during recess.
3. Sentencing--resentencing--opportunity to withdraw guilty plea
The trial court erred in a case involving defendant's failure to register as a sex offender by
failing to follow the procedural safeguards established by N.C.G.S. §§ 15A-1022 and 15A-1024
upon resentencing him, because the trial court should have: (1) informed defendant of the court's
decision to impose a sentence other than that provided in the plea agreement; (2) informed
defendant that he could withdraw his plea; and (3) granted a continuance until the next session of
court if defendant chose to withdraw his plea.
Appeal by defendant from judgment entered 16 September 2002 by
Judge Michael E. Helms in Wilkes County Superior Court. Heard in
the Court of Appeals 3 December 2003.
Attorney General Roy Cooper, by Assistant Attorney General
Anne M. Middleton, for the State.
Carol Ann Bauer, for defendant-appellant.
GEER, Judge.
Defendant appeals from his sentence entered after the trial
court, on its own motion, reopened his sentencing hearing and
imposed a sentence inconsistent with the plea agreement between
defendant and the State. Because we conclude that the trial courterred in resentencing defendant without affording him the
opportunity to withdraw his guilty plea, we vacate defendant's
sentence and remand the matter to the trial court.
Defendant was indicted on one count of failure to register as
a sex offender in violation of N.C. Gen. Stat. § 14-208.11 (2003).
He entered into a plea agreement with the State, which, as
memorialized in the transcript of plea, provided for punishment in
the intermediate range. The trial judge accepted the plea
agreement and imposed an intermediate range sentence: 21 to 26
months incarceration suspended for three years, intensive
probation, and a special probation condition of 60 days in jail on
work release.
After the luncheon recess, defendant was brought back into the
courtroom. The trial judge informed those present that during the
luncheon recess, the Sentencing Services Coordinator had brought to
his attention the Sentencing Services report on defendant. The
judge explained:
[A]fter reading through the report, . . . I
have decided to bring [defendant] back into
the courtroom for further hearing since my
ruling in the case did not include all
relevant matters that I think the Court should
have been aware of at the time it made its
decision to do what it previously did, which
is now ALL STRICKEN.
The trial judge then resentenced defendant to an active sentence of
21 to 26 months incarceration. Defendant filed timely notice of
appeal to this Court.
I
[1] As a threshold matter, we must address the State's
contention that defendant is not entitled to appellate review underState v. Bolinger, 320 N.C. 596, 601-602, 359 S.E.2d 459, 462
(1987). In Bolinger, the defendant contended that the trial judge
violated N.C. Gen. Stat. § 15A-1022 (2003) in accepting his guilty
plea. Our Supreme Court recognized that a challenge to the
procedures followed in accepting a guilty plea does not fall within
the scope of N.C. Gen. Stat. § 15A-1444 (2003), specifying the
grounds giving rise to an appeal as of right. 320 N.C. at 601, 359
S.E.2d at 462. Accordingly, the Court held that "defendant is not
entitled as a matter of right to appellate review of his contention
that the trial court improperly accepted his guilty plea." Id.
The Court further held that "[d]efendant may obtain appellate
review of this issue only upon grant of a writ of certiorari." Id.
Although the defendant had failed to petition the Court for a writ
of certiorari, the Court nonetheless elected to review the merits
of the defendant's contentions. Id. at 602, 359 S.E.2d at 462.
Under Bolinger, defendant in this case is not entitled to
appeal from his guilty plea as a matter of right, but his arguments
may be reviewed pursuant to a petition for writ of certiorari. We
choose to treat defendant's appeal as a petition for writ of
certiorari, which we now allow. See, e.g., State v. Taylor, 308
N.C. 185, 186, 301 S.E.2d 358, 359 (1983) ("Defendant has no appeal
of right since he entered pleas of guilty and no contest pursuant
to a plea bargain. His purported appeal is therefore subject to
dismissal. However, in order to put this matter to rest, we elect
to treat his attempt to appeal as a petition for writ of certiorari
and grant that petition."); State v. Young, 120 N.C. App. 456, 459,
462 S.E.2d 683, 685 (1995) (although the defendant had failed tomove to withdraw his guilty plea and, therefore, had no appeal of
right, "we treat the assignment of error as a petition for writ of
certiorari and elect to grant review of the issue").
Although not argued by the State, we note that if defendant
were not challenging the procedures employed in accepting a guilty
plea, the decisions in State v. Dickson, 151 N.C. App. 136, 137-38,
564 S.E.2d 640, 640-41 (2002) and State v. Pimental, 153 N.C. App.
69, 76-77, 568 S.E.2d 867, 872, disc. review denied, 356 N.C. 442,
573 S.E.2d 163 (2002) would apply. Challenges to guilty plea
procedures brought under Article 58 of the North Carolina General
Statutes (entitled "Procedures Relating to Guilty Pleas in Superior
Court"), N.C. Gen. Stat. § 15A-1021 et seq. (2003), are
distinguishable from more common appeals from guilty pleas. The
Official Commentary to Article 58 states that one of the benefits
of the Article is "[t]he likelihood of fewer successful attacks on
guilty pleas in post-conviction hearings." Consistent with this
purpose, the General Assembly enacted N.C. Gen. Stat. § 15A-1027
(2003), which specifically provides that "[n]oncompliance with the
procedures of this Article [58] may not be a basis for review of a
conviction after the appeal period for the conviction has expired."
This provision expresses the General Assembly's intent to permit
review of procedural violations only during "the appeal period."
Id. In short, under Bolinger and consistent with N.C. Gen. Stat.
§ 15A-1027, it is permissible for this Court to review pursuant to
a petition for writ of certiorari during the appeal period a claim
that the procedural requirements of Article 58 were violated.
II
[2] Defendant contends that the trial court erred in allowing
the State to withdraw from its plea agreement with defendant after
he entered his guilty plea. There is, however, no indication in
the record that the State withdrew from the plea agreement.
Instead, the transcript shows that the trial court
sua sponte
reopened defendant's sentencing hearing and resentenced him on the
basis of information it received during the luncheon recess
.
Accordingly, this assignment of error lacks merit.
[3]
Defendant next argues that the trial court erred in not
following the procedural safeguards established by N.C. Gen. Stat.
§§ 15A-1022 and 15A-1024 (2003) upon resentencing him. We agree
that the trial court failed to comply with N.C. Gen. Stat. § 15A-
1024. That statute provides:
If at the time of sentencing, the judge for
any reason determines to impose a sentence
other than provided for in a plea arrangement
between the parties, the judge must inform the
defendant of that fact
and inform the
defendant that he may withdraw his plea. Upon
withdrawal, the defendant is entitled to a
continuance until the next session of court.
N.C. Gen. Stat. § 15A-1024 (emphasis added). Our Supreme Court has
explained that this statute applies when:
the trial judge does not reject a plea
arrangement when it is presented to him but
hears the evidence and at the time for
sentencing determines that a sentence
different from that provided for in the plea
arrangement must be imposed.
Under the express
provisions of this statute a defendant is
entitled to withdraw his plea and as a matter
of right have his case continued until the
next term.
State v. Williams, 291 N.C. 442, 446-47, 230 S.E.2d 515, 517-18
(1976) (emphasis original)
. This is precisely the situationpresented in this case. The trial judge should have (1) informed
defendant of his decision to impose a sentence other than that
provided in the plea agreement, (2) informed him that he could
withdraw his plea, and (3) if defendant chose to withdraw his plea,
granted a continuance until the next session of court.
Because the trial judge failed to follow the procedure
mandated in N.C. Gen. Stat. § 15A-1024, we
vacate defendant's
sentence and remand the matter to the trial court for proceedings
consistent with those prescribed by N.C. Gen. Stat. § 15A-1024.
See State v. Puckett, 299 N.C. 727, 730-31, 264 S.E.2d 96, 98-99
(1980) (vacating court's judgment for failure to comply with N.C.
Gen. Stat. § 15A-1024).
Vacated and remanded.
Judges MCGEE and HUNTER concur.
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