2. Civil Rights_dismissed college professor_punitive damages_aggravating
conduct_evidence insufficient
Assuming that the trial court properly denied defendant's motions to dismiss (which it did
not) in a claim of racial discrimination by a dismissed college professor, the trial court erred by
not granting defendant's motions for a directed verdict and a j.n.o.v. on punitive damages. The
jury made no finding of aggravated conduct and plaintiff's testimony standing alone is not
sufficient, as its probative value is slight and it did not address whether defendant knew that its
purported actions were illegal.
Judge HUDSON concurring in part and dissenting in part.
U. Wilfred Nwauwa for plaintiff-appellee.
Plummer, Belo & Russell, PA, by Vernon A. Russell, for
defendant-appellant.
STEELMAN, Judge.
Defendant, Barber-Scotia College, appeals a trial court order
denying its motions for directed verdict and judgment
notwithstanding the verdict. For the reasons discussed herein, we
vacate the judgment of the trial court and reach only defendant's
first two assignments of error.
Plaintiff, David B. Miller, was a professor at defendantBarber-Scotia College, teaching sociology, criminal justice, and
anthropology. In February 1997, plaintiff requested that
defendant's registrar change a grade of Mr. Jones, a student, who
had taken a course taught by plaintiff.
Once a final grade for a student has been submitted by a
professor to defendant, it can only be changed in accordance with
a specific policy adopted by defendant. This policy allows for a
grade to be changed in only four situations: (1) an incorrectly
computed grade; (2) an incorrect transcription of a grade; (3) an
unintentional omission of some component of a student's work; and
(4) a successful grade appeal. Any request for a grade change must
be in writing and must state the reason for the grade change. The
grade change form must be approved by the professor's division
chairperson and then by the dean for academic affairs before it is
forwarded to the registrar of the college.
Plaintiff initially submitted a grade change request for Mr.
Jones which did not state a reason for the grade change. This
request was rejected by Mr. James Ramsey, dean of academic affairs
for defendant. Plaintiff submitted the grade change request for
Mr. Jones a second time without stating a reason for the requested
change. Again, Mr. Ramsey denied the request. Mr. Jones's grade
change request was submitted a third time. A reason was stated on
the third request but was not one of the four situations set forth
in defendant's grade change policy. This last grade change request
was approved by plaintiff's division chairperson and immediate
supervisor, Dr. Babafemi Elufiede, but was again rejected by Mr.Ramsey. The record does not indicate whether Dr. Elufiede approved
the first two grade change requests.
Following a meeting with plaintiff to discuss the rejected
grade change requests for Mr. Jones, Mr. Ramsey sent a memo to
defendant's president recommending that plaintiff be given a one
year terminal contract based upon his disregard of college policies
on changing grades. This memo was dated 22 April 1997.
On 23 April 1997 defendant tendered an employment contract to
plaintiff for the next school year. The contract contained a
provision stating that it was a terminal contract which would not
be renewed by defendant.
Plaintiff filed a complaint against defendant alleging breach
of contract and racial discrimination under 42 U.S.C. § 1981
(2004). Plaintiff alleged that his contract was not renewed
because of his race (white). At trial, a jury returned a verdict
finding that defendant discriminated against plaintiff based upon
his race and awarded plaintiff $68,495.00 in compensatory damages
plus interest and $7,500.00 in punitive damages. The jury found
that there was no contract of employment between plaintiff and
defendant beyond the 1997-1998 school year. Defendant appeals.
We note that due to a failure of the courtroom recording
system, there is no transcript of the trial proceedings. This case
is therefore reviewed based upon the parties' summation of the
evidence contained in the record on appeal.
[1] In its first assignment of error, defendant argues that
the trial court erred by failing to dismiss plaintiff's claim forracial discrimination under 42 U.S.C. § 1981 at the close of
plaintiff's evidence and at the close of all the evidence, and by
denying its motion for judgment notwithstanding the verdict. We
agree.
The standard of review for the denial of motions for directed
verdict and judgment notwithstanding the verdict is identical.
Tomika Invs., Inc. v. Macedonia True Vine Pentecostal Holiness
Church of God, Inc., 136 N.C. App. 493, 498, 524 S.E.2d 591, 595
(2000). Therefore, we consider these arguments together. The
evidence must be viewed in the light most favorable to the
nonmovant, giving him the benefit of every reasonable inference, in
determining whether the evidence was sufficient to go to the jury.
Hawley v. Cash, 155 N.C. App. 580, 582, 574 S.E.2d 684, 686 (2002).
A directed verdict is mandated where the facts and the law will
reasonably support only one conclusion. McDermott Int'l, Inc. v.
Wilander, 498 U.S. 337, 356, 112 L. Ed. 2d 866, 111 S. Ct. 807
(1991).
To defeat an employer's motion for [judgment as a matter
of law] as to liability in a discrimination suit, the plaintiff
must present substantial evidence to support as a reasonable
probability, rather than as a mere possibility, that her employer
discriminated against her because of a protected characteristic.
DeJarnette v. Corning, Inc., 133 F.3d 293, 298 (4th Cir. 1998).
While we are compelled to accord the utmost respect to jury
verdicts and tread gingerly in reviewing them, we are not a rubber
stamp convened merely to endorse the conclusions of the jury, but
rather have a duty to reverse the [jury's verdict] if the evidencecannot support it. Price v. City of Charlotte, 93 F.3d 1241, 1250
(4th Cir. 1996)
.
Plaintiff's claim of racial discrimination was based solely
upon the theory of disparate treatment.
In order to prevail
against a motion for a directed verdict, or a judgment
notwithstanding the verdict, plaintiff must meet its burden of
persuasion as initially established in the Title VII context by
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 36 L. Ed. 2d
668, 677 (1973)
.
DeJarnette v. Corning, Inc., 133 F.3d 293 (4th
Cir., 1998)
. The test is the same under Title VII and 42 U.S.C. §
1981.
Love-Lane v. Martin, 355 F.3d 766, 786 (4th Cir., 2004)
. In
order to satisfy his burden under the
McDonnell Douglas
test
plaintiff must first establish a prima facie case of
discrimination, the defendant may respond by producing evidence
that it acted with a legitimate, nondiscriminatory reason, and then
the plaintiff may adduce evidence showing that the defendant's
proffered reason was mere pretext and that race was the real reason
for the defendant's less favorable treatment of the plaintiff.
Williams v. Staples, Inc., 372 F.3d 662, 667 (4th Cir.,
2004)(citation omitted)
.
Assuming arguendo that plaintiff proved a prima facie case of
racial discrimination, defendant then had a burden of production
under the McDonnell Douglas line of cases to show a legitimate,
nondiscriminatory reason for the adverse action against the
employee.
Williams, 372 F.3d 662, 668.
If the employer satisfies
its burden, the
presumption of discrimination raised by the primafacie case is rebutted and drops from the case. Williams, 372 F.3d
at 669. The sole remaining issue for our consideration becomes
whether [plaintiff] can prove by a preponderance of the evidence
that defendant's stated reason for its action was a pretext to hide
racial discrimination. Id.; Mereish v. Walker, 359 F.3d 330, 336
(4th Cir., 2004). Appellant can meet its burden of proving pretext
either by showing that [defendant's] explanation is 'unworthy of
credence' or by offering other forms of circumstantial evidence
sufficiently probative of . . . discrimination.
Id.
'The
ultimate question is whether the employer intentionally
discriminated, and proof that the employer's proffered reason is
unpersuasive, or even obviously contrived, does not necessarily
establish that [plaintiff's] proffered reason . . . is correct.'
It is not enough to disbelieve the defendants here; the fact-finder
must believe [plaintiff's] explanation of intentional race
discrimination. Love-Lane, 355 F.3d at 788.
A plaintiff's own
assertions of discrimination are insufficient to overcome an
employer's legitimate, nondiscriminatory reason for discharge.
Williams v. Cerberonics, Inc.,
871 F.2d 452, 456 (4th Cir., 1989).
This is because It is the perception of the decision maker which
is relevant, not the self-assessment of the plaintiff. King v.
Rumsfeld, 328 F.3d 145, 149 (4th Cir., 2003), cert denied, 157 L.
Ed. 2d 742, 124 S. Ct. 922 (U.S. 2003)(quoting Evans v.
Technologies Applications & Serv. Co., 80 F.3d 954, 960-61 (4th
Cir. 1996)).
At the end, the burden remains on [plaintiff] to
demonstrate that the reasons offered by [defendant] are a pretextfor discrimination, or stated differently, that the [defendant's]
reason is unworthy of credence to the extent that it will permit
the trier of fact to infer the ultimate fact of intentional
discrimination.
Dugan v. Albemarle County Sch. Bd., 293 F.3d 716,
723 (4th Cir., 2002)(citation omitted)
.
In the instant case, defendant met its burden by proffering a
legitimate, nondiscriminatory reason for plaintiff's discharge,
namely that plaintiff failed to follow College policy when
requesting the grade changes for Mr. Jones and did not meet the
college's legitimate expectations by failing to understand the
potential damage to students and the College for giving unearned
grades. The record includes a memorandum from Mr. Ramsey to Dr.
Sammie Potts, president of the College, describing plaintiff's
conduct, action taken thus far, and future recommendations. In the
memorandum, Ramsey indicated that plaintiff disregarded College
Policy as stated in the College Catalog on numerous occasions
relative to the changing of grades. Mr. Ramsey further noted: In
discussions with [plaintiff], it is my feeling that he does not
understand the [damage] that is being done to students who receive
unearned grades and he does not understand the potential damages to
the institution. Dr. Potts agreed with Mr. Ramsey's
recommendation, and subsequently offered plaintiff the terminal
contract.
While Mr. Ramsey had only been in employment with the College
for a short time prior to plaintiff's termination, he was hired out
of retirement as Academic Dean to strengthen the academic integrityof the College and to effectuate changes in college policy.
Therefore, it was proper for Mr. Ramsey to observe and conclude
that plaintiff did not conform to the legitimate academic
expectations of the College.
Because defendant met its burden of production in articulating
a non-discriminatory reason for its actions, the presumption of
discrimination created by plaintiff's prima facie case dissolved
and plaintiff was required to meet his burden of persuasion that
defendant's proffered reason was mere pretext.
Williams, 372 F.3d
at 669.
Plaintiff offered his own allegations that Mr. Ramsey
acted with discriminatory intent (stating that he felt he was fired
because of his race). This evidence, coming as it does from
plaintiff, is
close to irrelevant
.
Hawkins v. PepsiCo, Inc., 203
F.3d 274, 280 (4th Cir., 2000).
The only other evidence presented by plaintiff pertinent to
the issue was the testimony of plaintiff's immediate supervisor,
Dr. Elufiede. Dr. Elufiede, who is black, testified that if
plaintiff violated defendant's policies by recommending the grade
change then he also violated it by approving the request.
Plaintiff submitted a grade change request form for Mr. Jones on
three separate occasions. Mr. Ramsey declined to approve each of
the requests. It is unclear from the record whether Dr. Elufiede
approved the first two grade change requests. However, it is clear
that Dr. Elufiede approved the third grade change request and
forwarded it to Mr. Ramsey, his direct supervisor. Dr. Elufiede
was not given a terminal contract. Plaintiff and Dr. Elufiede were not similarly situated, and
thus any disparate treatment between Dr. Elufiede and plaintiff
does not tend to prove discrimination by defendant. See Disher v.
Weaver, 308 F. Supp. 2d 614, 620 (M.D.N.C., 2004). Foremost, Dr.
Elufiede was plaintiff's immediate supervisor. He was the chair of
the social sciences department, and plaintiff was only a professor
in that department. They did not share the same immediate
supervisor, did not have the same job responsibilities or job
description, and did not have equivalent experience. Patterson v.
Avery Dennison Corp., 281 F.3d 676, 680 (7th Cir., 2002).
Furthermore, it was not Dr. Elufiede who initiated the grade change
requests on three separate occasions without valid reasons.
Rather, he merely reviewed and approved one of them as plaintiff's
supervisor. The conduct with respect to the grade change request
by plaintiff and Dr. Elufiede was not substantially similar. These
differences in Dr. Elufiede's and plaintiff's job duties and
conduct are such that any difference in the treatment of the two
does not support an assertion of discrimination. This
circumstantial evidence is simply too weak and speculative to
establish that defendant's stated legitimate reasons for offering
plaintiff a terminal contract were pretextual.
Thus, defendant was
entitled to a directed verdict dismissing plaintiff's claim for
discrimination. Reeves, 530 U.S. at 148-49, 147 L. Ed. 2d at 120.
In its second assignment of error, defendant argues that the
trial court erred in denying its motion to dismiss plaintiff's
claims for punitive damages. We agree. Plaintiff's claim for punitive damages was based solely upon
the alleged racial discrimination by defendant. As discussed
above, this claim should have been dismissed by the trial court and
as a result we hold that the plaintiff's claim for punitive
damages, too, should have been dismissed.
[2] Further, assuming arguendo that the trial court properly
denied defendant's motions on the issue of liability, we hold that
the trial court erred in failing to grant defendant's motions for
directed verdict and judgment notwithstanding the verdict with
respect to the issue of punitive damages. After determining that
defendant had discriminated against plaintiff, the jury awarded
plaintiff $7,500.00 in punitive damages. In order for a plaintiff
to sustain an award of punitive damages pursuant to § 1981 he must
prove some aggravating conduct beyond that needed to sustain a
claim of discrimination under the statute.
Smith v. Wade, 461 U.S.
30, 51, 75 L. Ed. 2d 632, 648 (1983); Lowery v. Circuit City
Stores, Inc., 206 F.3d 431, 441 (4th Cir., 2000)
; Rowlett v.
Anheuser-Busch, 832 F.2d 194 (1st Cir. 1987); Caperci v. Huntoon,
397 F.2d 799, 801 (1st Cir., 1968)(federal common law applies);
Tillman v. Wheaton-Haven Recreation Ass'n, 367 F. Supp. 860, 864
(D. Md., 1973).
[M]ere proof of a violation of the statute is not
enough to recover punitive damages. There must also be proof that
the defendant, in violating the letter of section 1981, exhibited
oppression, malice, gross negligence, willful or wanton misconduct,
or reckless disregard of the plaintiff's civil rights. James D.
Ghiardi et al., Punitive Damages L. & Prac. § 15.07 (1999).
In thecase of Kolstad v. ADA, 527 U.S. 526, 144 L.Ed.2d 494 (1999), the
United States Supreme Court analyzed what aggravated conduct
plaintiff must prove under Title VII
to entitle it to punitive
damages pursuant to 42 U.S.C. § 1981a (2004). The Fourth Circuit
has determined that the Kolstad test is applicable to cases brought
under 42 U.S.C. § 1981 as well as those brought under Title VII.
Lowery, 206 F.3d at 441 (Thus, any case law construing the
punitive damages standard set forth in § 1981a, for example
Kolstad, is equally applicable to clarify the common law punitive
damages standard with respect to a § 1981 claim.). Following
Kolstad, the Lowery Court held that in order to recover punitive
damages under 42 U.S.C. § 1981, the plaintiff must prove that
defendant 'engaged in a discriminatory practice or discriminatory
practices with malice or with reckless indifference to
[plaintiff's] federally protected rights,' 42 U.S.C. §
1981a(b)(1), Lowery, 206 F.3d at 441. In order for plaintiff to
prove this aggravated conduct, he must not only prove that
defendant discriminated, but that it discriminated 'in the face of
a perceived risk that its actions will violate federal law.' Id.
at 442 (quoting Kolstad, 527 U.S.
at 536).
The jury in the instant case made no finding of aggravated
conduct on the part of defendant. Our review of the record fails
to uncover any evidence, beyond two sentences summarizing
plaintiff's personal feelings on the matter (Mr. Miller thinks
that he was single [sic] out for dismissal because of his race
(white). He feels the only explanation for his dismissal is thatMr. Ramsey (black) had innate feelings toward whites.)
, that would
support a finding of the required aggravated conduct. Plaintiff
fails in meeting his burden because, even assuming arguendo that
plaintiff has proved discrimination, he has not offered any
evidence that defendant acted with the knowledge that its conduct
was in violation of federal law. Plaintiff's testimony standing
alone is not sufficient, as its probative weight is slight
(see
King v. Rumsfeld, 328 F.3d 145, 150 (4th Cir., 2003);
Gairola v.
Virginia Dep't of General Services, 753 F.2d 1281, 1288 n.4 (4th
Cir., 1985)), and it does not address the issue of defendant's
knowledge that its purported actions were illegal
. Thus, even
assuming arguendo that plaintiff proved his case of discrimination
under 42 U.S.C.
§ 1981, having offered no evidence of aggravated
conduct, defendant's motion for directed verdict on the issue of
punitive damages should have been granted.
VACATED AND REMANDED.
Judge TYSON concurs.
Judge HUDSON dissents in part, concurs in part.
HUDSON, Judge, concurring in part and dissenting in part.
Defendant appeals from the denial of a motion for judgment not
withstanding the verdict (JNOV), following a jury verdict in
plaintiff's favor. Because I believe the majority has misapplied
the legal precedents and imposed burdens on plaintiff that the law
does not require, I dissent with respect to the primary claim of
employment discrimination. I concur, however, with the dispositionof the issue of punitive damages.
In considering a motion for JNOV, the trial court is to
consider all evidence in the light most favorable to the party
opposing the motion; the nonmovant is to be given the benefit of
every reasonable inference that legitimately may be drawn from the
evidence; and contradictions must be resolved in the nonmovant's
favor. Tomika Invs., Inc. v. Macedonia True Vine Pent. Holiness
Ch. of God, 136 N.C. App. 493, 498, 524 S.E.2d 591, 595 (2000).
The standard of review for the denial of a JNOV is whether the
evidence was sufficient to go to the jury. Id. The hurdle is
high for the moving party as the motion should be denied if there
is more than a scintilla of evidence to support the plaintiff's
prima facie case. Id. Thus, if there is more than a scintilla of
evidence to support plaintiff's prima facie claim of
discrimination, we must affirm the trial court's denial of
defendant's motions.
The burden of establishing a prima facie case of
discrimination is not onerous. North Carolina Dep't of Correction
v. Gibson, 308 N.C. 131, 137, 301 S.E.2d 78, 82 (1983). [A] prima
facie case of discrimination may be made out by showing that (1) a
claimant is a member of a minority group, (2) he was qualified for
the position, (3) he was discharged, and (4) the employer replaced
him with a person who was not a member of a minority group. Id.
The precise requirements of a prima facie case can vary depending
on the context and were never intended to be rigid, mechanized, or
ritualistic. Furnco Constr. Corp. v. Waters, 438 U.S. 567, 577,57 L. Ed. 2d 957, 967 (1978). A prima facie case of
discrimination may . . . be made out by showing the discharge of [a
minority employee] and the retention of [a majority employee] under
apparently similar circumstances. Gibson, 308 N.C. at 137, 301
S.E.2d at 83. More recently, the United States Supreme Court has
evidenced an intent to ease the burden of proving discrimination.
Desert Palace v. Costa, 539 U.S. 90, 101, 156 L. Ed. 2d 84, 95
(2003) (holding that discrimination is unlawful even if only one of
several motives for adverse employment action).
Making a prima facie case is not the same as proving
discrimination. Gibson, 308 N.C. at 138, 301 S.E.2d at 84.
Rather, it is proof of actions taken by the employer from which a
court may infer discriminatory intent or design because experience
has proven that in the absence of an explanation, it is more likely
than not that the employer's actions were based upon discriminatory
considerations. Id. at 138, 301 S.E.2d at 84. This Court has
held that the plaintiff met his burden of establishing a prima
facie case of discrimination [by presenting] evidence satisfying
three of the four elements recited in Gibson: plaintiff was an
African-American discharged from his position at CPI and replaced
by a white worker. Brewer v. Cabarrus Plastics, Inc., 130 N.C.
App. 681, 688, 504 S.E.2d 580, 584 (1998) (internal citation
omitted) (emphasis added). Once a plaintiff has established a
prima facie case, the burden shifts to the employer to articulate
some legitimate nondiscriminatory reason for its actions. Id.
In reviewing the denial of defendant's motions for directedverdict and for JNOV then, we consider whether, taking all evidence
in the light most favorable to plaintiff, there is more than a
scintilla of evidence to support plaintiff's prima facie claim of
discrimination. Because the evidence is undisputed that plaintiff,
who is white, was qualified for his position at the historically
black college, was fired by defendant, and was replaced by a non-
white employee, on this basis alone plaintiff has met the
requirements of a prima facie case as articulated by this Court in
Brewer.
Here, plaintiff alleges he was fired because of his race.
Defendant's evidence tended to show that he was fired for violating
policy regarding a student's grade change. Under defendant's
policies, such a request would be initiated by a professor
(plaintiff), then passed on to the department head (Babfemi
Elufiede), and if approved by the department head, would be passed
on again to Mr. Ramsey, the academic dean, for final approval and
implementation. Plaintiff asserts that Mr. Ramsey, his and
Elufiede's supervisor regarding grade changes and contract matters,
acted in a racially discriminatory manner when he recommended that
plaintiff be terminated. The evidence tended to show that Mr.
Ramsey is the supervisor of both plaintiff and Mr. Elufiede in the
matter of grade changes, and that both plaintiff and Mr. Elufiede
approved the grade change in question. As special assistant to the
president for academic affairs, Mr. Ramsey was responsible for
making recommendations to the college president about termination
of faculty. Mr. Ramsey treated plaintiff and Mr. Elufiededifferently, despite essentially identical actions in this regard.
Defendant offered no explanation for the disparate treatment of
plaintiff and Mr. Elufiede, and in fact presented no evidence at
the trial.
Although under Brewer, it may not be necessary to prove such,
the majority focuses on the similarly situated prong, as
articulated in McDonnell Douglas Corp. v. Green. 411 U.S. 792,
802, 36 L. Ed. 2d 668, 677 (1973). The only possibly disputed
issue between the parties is whether plaintiff was treated
differently than a similarly situated non-white employee, Mr.
Elufiede. If the evidence, in the light most favorable to the
plaintiff, supports that inference, the trial court acted properly
sending plaintiff's case to the jury. I conclude that, even if
plaintiff's burden included presenting a prima facie case of
disparate treatment of similarly situated employees, the evidence
does support that inference and that the trial court properly
denied the motions to dismiss and for JNOV.
A long line of cases have explored the definition of
similarly situated. The majority's opinion frames the issue as
solely controlled by whether the plaintiff and the comparator
employee had the same supervisor. However, the 'same supervisor'
criterium has never been read as an inflexible requirement. Seay
v. TVA, 339 F.3d 454, 479 (6th Cir. 2003). Courts have rejected
the proposition that whenever two different supervisors are
involved in administering the disciplinary actions, the comparators
cannot as a matter of law be similarly situated for Title VIIpurposes. Anderson v. WBMG-42, 253 F.3d 561, 565 (11th Cir.
2001). [M]aking an independent determination as to the relevancy
of a particular aspect of the plaintiff's employment status and
that of the non-protected employee is crucial. Id. Indeed, one
of the cases cited by the majority makes clear that the
determination of whether a comparator employee is similarly
situated must be based on all material respects of the case.
Radue v. Kimberly-Clark Corp., 219 F.3d 612, 618 (7th Cir. 2000).
[A] court must look at all relevant factors, the number of which
depends on the context of the case. Radue, 219 F.3d at 617
(emphasis added). In Gibson, as here, one of the comparator
employees in the trial court's analysis was plaintiff's immediate
supervisor. Gibson, 308 N.C. at 142, 301 S.E.2d at 85. The
majority opinion, holding that the same supervisor requirement bars
this plaintiff as a matter of law from making a prima facie case is
inconsistent with these cases, and overlooks the crucial and
undisputed fact that the plaintiff and his comparator (Elufiede)
actually reported to the same supervisor (Ramsey) regarding the
matter at issue.
Here, both plaintiff and Mr. Elufiede were faculty members
working for defendant; both were under the supervision of Mr.
Ramsey with regard to final decisions on grade changes; both were
subject to the same policies and procedures regarding grade
changes; and both approved the same proposed grade change for the
same student in the same course. Although the majority states that
the actions of the two were not similar because plaintiffinitiated the grade change but Mr. Elufiede merely approved it,
no evidence suggests that defendant used this purported difference
to justify treating the two differently. To the contrary, the
evidence indicates strong similarity in their actions, that
[b]ecause Mr. Elufiede felt that [plaintiff's grade change]
request was legitimate, Mr. Elufiede signed the request. The
stipulated summary of the evidence reveals the following from Mr.
Elufiede's narrated testimony:
If Mr. Miller broke the policy by recommending
the grade change, then Mr. Elufiede broke the
policy by approving it, but he was he not
fired. Mr. Rainey (black) was hired to
replace Mr. Miller. . . . Because Mr. Elufiede
felt that Mr. Miller [sic] [grade change]
request was legitimate, Mr. Elufiede signed
the request.
In light of this evidence of relevant factors, I am unable to
conclude, as a matter of law, that plaintiff and Mr. Elufiede are
not similarly situated under the applicable case law. Radue, 219
F.3d at 617. Thus, considering the evidence in the light most
favorable to the plaintiff, as the law requires, this issue was
properly for the jury to decide.
Further, because the ultimate question in every employment
discrimination case involving a claim of disparate treatment is
whether the plaintiff was the victim of intentional
discrimination, the identity and actions of the decision-maker are
relevant factors. See Hill v. Lockheed Martin Logistics Mgmt., 354
F.3d 277, 286 (4th Cir. 2004) (quoting Reeves v. Sanderson Plumbing
Prods., Inc., 530 U.S. 133, 153, 147 L. Ed. 2d 105, 123 (2000)).
In adverse employment actions, an employer is liable for theimproper motivations of the person who in reality makes the
decision. Id. 354 F.3d at 31. The U.S. Supreme Court, in Reeves,
held that the employer was not entitled to judgment as a matter of
law under the McDonnell Douglas framework where one of petitioner's
superiors in the chain of authority, was motivated by
[discriminatory] animus and was principally responsible for
petitioner's firing. Reeves, 530 U.S. at 151, 147 L. Ed. 2d at
122. Thus, when the alleged discrimination was committed by
someone other than the plaintiff's direct supervisor, the identity
and motivations of the decision-maker, rather than the direct
supervisor, are the proper points of focus in establishing the
prima facie case. Cf. Price Waterhouse v. Hopkins, 490 U.S. 228,
277, 104 L. Ed. 2d 268, 305 (1989) (O'Connor, J., concurring)
(holding that statements by nondecision-makers are not relevant to
satisfying the plaintiff's burden of proving discrimination); Koski
v. Standex Int'l Corp., 307 F.3d 672, 678 (7th Cir. 2002) (noting
that the pertinent inquiry is whether the decision-maker, as
opposed to other managers or subordinates, evaluated the aggrieved
employee based upon discriminatory criteria).
As a result of their essentially identical actions, plaintiff
was fired and Mr. Elufiede was not. Plaintiff was replaced by an
individual of the majority race in his employment situation.
Plaintiff alleges racial discrimination accounts for this action,
and the evidence constitutes more than a scintilla of evidence to
support the plaintiff's prima facie case, based on both replacement
theory under Brewer, and on disparate treatment theory by Ramsey ofsimilarly situated employees (plaintiff and Elufiede). Under
McDonnell Douglas and its progeny as well, this evidence
constitutes a prima facie case. See Hill, supra. Whether
defendant's contentions about non-discriminatory reasons for
plaintiff's termination were persuasive was a factual matter for
the jury to decide. Thus, I conclude that the court's denial of
defendant's motions for directed verdict and JNOV were proper, and
that we should affirm those rulings.
It is important to note that the
majority opinion would have
the effect of heightening the plaintiff's proof requirements in
race discrimination cases, and would push our State's law outside
the national mainstream, to the detriment of those who seek redress
for discrimination based on race. Although this case involves
reverse discrimination against a white plaintiff, the primary
impact of the decision will be on those individuals and groups who
have historically suffered the most from discrimination in our
State. The United States Supreme Court has continually cautioned
lower courts against attempting to impose heightened burdens on
plaintiffs in race discrimination cases. See Desert Palace, Inc.,
539 U.S. at 101, 156 L. Ed. 2d at 95 (holding that no heightened
showing is required).
I do not believe this Court should increase
such burdens, contrary to precedent, as the majority here has done.
Thus, I respectfully dissent.
However, with respect to the issue of punitive damages, I
agree that plaintiff failed to meet his burden. Punitive damages
are limited, however, to cases in which the employer has engaged inintentional discrimination and has done so 'with malice or with
reckless indifference to the federally protected rights of an
aggrieved individual.' Kolstad v. Ada, 527 U.S. 526, 530-31, 144
L. Ed. 2d 494, 502 (quoting 42 U.S.C. § 1981a(b)(1)). Applying
this standard in the context of § 1981a, an employer must at least
discriminate in the face of a perceived risk that its actions will
violate federal law to be liable in punitive damages. Id. at 336,
144 L. Ed. 2d at 506. Plaintiff presented no evidence that
defendant discriminated against him with the requisite intent, and
the jury made no finding that defendant acted with malice or with
reckless indifference to the federally protected rights of
plaintiff. Thus, I agree that we must vacate the award of punitive
damages.
In sum, for the reasons discussed above, I believe we should
hold that the plaintiff presented sufficient evidence for his case
to go to the jury. As a result, we should uphold the jury's
verdict finding discrimination, and affirm the denial of the post-
trial motions. However, because the plaintiff presented no
evidence to support the award of punitive damages, we should vacate
that award and remand for the trial court to enter judgment on the
underlying claim of discrimination. Therefore, I respectfully
concur in part and dissent in part.
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