1. Assault--assault with deadly weapon on governmental official-_use of dog--
sufficiency of evidence
The trial court did not err by denying defendant's motions to dismiss the charges of
assault with a deadly weapon on a governmental official at the close of the State's evidence and
at the close of all evidence even though defendant contends there was insufficient evidence to
prove the deadly weapon element based on the use of a dog, because: (1) the dog in this case
could be considered a deadly weapon not only if it was deadly by its nature, but also if it was
used by defendant in a deadly manner or if the police officers perceived the dog to be deadly in
its use; and (2) there was sufficient evidence from which the jury could find that defendant used
the dog as a deadly weapon.
2. Appeal and Error--preservation of issues--failure to object--failure to argue plain
error
Although defendant contends the trial court erred in a prosecution for assault with a
deadly weapon (a dog) on a governmental official by instructing the jury that the pertinent dog
was under defendant's control, this assignment of error is dismissed because: (1) no objection
was made at trial; and (2) defendant failed to argue plain error.
Judge ELMORE dissenting.
Attorney General Roy Cooper, by Assistant Attorney General
John P. Barkley, for the State.
Lynne Rupp for the defendant.
TIMMONS-GOODSON, Judge.
James Allen Cook (defendant) appeals his convictions of
felony possession of a controlled substance, two counts of assault
with a deadly weapon on a governmental official, and habitualfelon. For the reasons stated herein, we hold that defendant
received a trial free of prejudicial error.
The State's evidence presented at trial tends to show the
following: On 21 July 2002, Greensboro police officers Russell
Linstad (Officer Linstad) and Clint Queen (Officer Queen)
stopped defendant for minor traffic offenses. When Officer Linstad
approached the car and asked defendant to produce his driver's
license and automobile registration, defendant was standing outside
the car holding a bag of groceries. In response to defendant
repeatedly reaching in his left pocket, Officer Linstad directed
defendant to cease placing his hand in his pocket and attempted to
frisk defendant for a weapon. Defendant attempted to strike
Officer Linstad with his fists. Officer Linstad then informed
defendant that he was under arrest for failing to comply with his
request to produce a license and registration and for resisting a
frisk search.
Officers Linstad and Queen attempted to restrain defendant,
but he wrested away and ran into the back yard of his sister's home
where there was a medium-sized dog on a chain. Defendant placed
himself between the dog and the police officers pursuing him into
the back yard. Officer Linstad reached the back yard first.
Defendant pushed the dog toward Officer Linstad, called the dog by
name and said bite him. The dog moved toward Officer Linstad who
was running toward defendant at full speed. Officer Linstad jumped
over the dog to avoid being bitten by the dog. Officer Linstad
tackled defendant and the dog bit Officer Linstad on the right
ankle. Officer Queen approached and struck the dog in an effort toget the dog to release Officer Linstad. At that time, the officers
were able to handcuff defendant. The dog then bit Officer Queen in
the shin and in response Officer Queen shot the dog with his
service revolver.
After defendant was restrained, Officer Linstad searched
defendant's left pocket and found a dollar bill wrapped around an
off-white rock substance which was later identified by the State
Bureau of Investigation as crack cocaine. Defendant was arrested
and later indicted on charges of felony possession of a controlled
substance, two counts of assault with a deadly weapon on a
governmental official, and habitual felon. At a jury trial,
defendant was convicted of all charges. The trial court sentenced
defendant to imprisonment for a term of eleven and one-quarter
years to fourteen and one-quarter years. It is from this
conviction that defendant appeals.
As an initial matter, we note that defendant's brief contains
arguments supporting only three of the original five assignments of
error on appeal. The two omitted assignments of error are deemed
abandoned pursuant to N.C.R. App. P. 28(b)(6) (2004). We therefore
limit our review to those assignments of error properly preserved
by defendant for appeal.
The issues presented on appeal are whether the trial court
erred by (I) denying defendant's motions to dismiss the charges of
assault with a deadly weapon on a governmental official at the
close of the State's evidence and at the close of all evidence; and(II) instructing the jury that the dog was under defendant's
control.
[1] Defendant first argues that the trial court should have
granted his motions to dismiss the two counts of assault with a
deadly weapon on a governmental official due to insufficiency of
the evidence. Defendant contends that a dog does not satisfy the
deadly weapon element of the crime, and thus the State failed to
prove the charges against defendant. We disagree.
In ruling on a motion to dismiss based on insufficiency of
evidence, the trial court must determine whether there is
substantial evidence of each element of the offense charged.
State v. Bullard, 312 N.C. 129, 160, 322 S.E.2d 370, 387 (1984).
Substantial evidence is such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion. State v.
Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164, 169 (1980) (citations
omitted). When reviewing the evidence, the trial court must
consider all evidence in the light most favorable to the
prosecution, granting the State the benefit of every reasonable
inference. State v. Brown, 310 N.C. 563, 566, 313 S.E.2d 585, 587
(1984).
Defendant argues that there was no substantial evidence to
prove the deadly weapon element of the assault charges. North
Carolina General Statute § 14-34.2 provides the following:
[A]ny person who commits an assault with a
firearm or any other deadly weapon upon an
officer or employee of the State or of any
political subdivision of the State . . . in
the performance of his duties shall be guilty
of a Class F felony.
N.C. Gen. Stat. § 14-34.2 (2003). The term deadly weapon is
defined at common law as any instrument which can produce death or
great bodily harm, depending on the circumstances of its use. State
v. Parker, 7 N.C. App. 191, 195-96, 171 S.E.2d 665, 667-68 (1970);
State v. Palmer, 293 N.C. 633, 642-44, 239 S.E.2d 406, 412-13
(1977). While the question of a dog as a deadly weapon is an issue
of first impression for this state, other states have found that
dogs can be considered dangerous weapons when ordered to attack
other humans, including police officers. See Morris v. State, 722
So. 2d 849 (Fla. 1998) and State v. Sinks, 483 N.W.2d 286 (Wis.
1992).
In North Carolina, when determining whether something other
than a firearm is considered a deadly weapon, the following
important factors are examined: the nature of the instrument, the
manner in which defendant used it or threatened to use it, and in
some cases the victim's perception of the instrument and its use.
State v. Peacock, 313 N.C. 554, 563, 330 S.E.2d 190, 196 (1985).
Thus, the dog in the case sub judice could be considered a deadly
weapon not only if it was deadly by its nature, but also if it was
used by defendant in a deadly manner or if the police officers
perceived the dog to be deadly in its use.
Guided by the foregoing principles, we conclude that there is
substantial evidence from which the jury could find that defendant
used the dog as a deadly weapon. The State's evidence tended to
show that defendant instigated the dog's attack on the police
officers by pushing the dog toward Officer Linstad and ordering it
to bite him. As a result of defendant's actions, the dog bitOfficer Lindstad and Officer Queen, causing injury to both
officers. Officer Queen viewed the threat to him by the dog to be
so great that he shot the dog three times. Defendant presented no
evidence to rebut the State's evidence regarding his use of the
dog. Thus, we hold that there was sufficient evidence to present
this question to the jury, and therefore the trial court did not
err in denying defendant's motions to dismiss.
[2] Defendant also assigns error to the instruction by the
trial court to the jury that the dog was under defendant's control,
arguing that such a statement was prejudicial. The State notes in
its brief that no objection was made at trial, either at the
conference on jury instructions with the attorneys or after the
instructions had been given to the jury . . . . Neither has
Defendant identified the instruction as plain error. Therefore,
this issue cannot be raised on appeal. We agree with the State.
A party may not assign as error any portion of the jury
charge or omission therefrom unless he objects thereto before the
jury retires to consider its verdict, stating distinctly that to
which he objects and the grounds of his objection. . . . N.C.R.
App. P. 10(b)(2) (2004). In criminal cases, a question which was
not preserved by objection noted at trial and which is not deemed
preserved by rule or law without any such action, nevertheless may
be made the basis of an assignment of error where the judicial
action questioned is specifically and distinctly contended to
amount to plain error. N.C.R. App. P. 10(c)(4) (2004) (emphasis
added). Defendant neither objected to the jury instructions at
trial, nor does defendant contend in his brief that the juryinstruction amounted to plain error. Therefore, defendant has
waived this assignment of error.
No error.
Judge BRYANT concurs.
Judge ELMORE dissents.
ELMORE, Judge, dissenting.
I respectfully dissent for the following reasons: first, even
viewing the evidence in a light most favorable to the State, the
facts are insufficient to support a conclusion that the dog was
under defendant's control and should not have been considered a
deadly weapon as a matter of law; and second, the jury instructions
were inappropriate and prejudicial. This being a case of first
impression, as noted by the majority, I am unpersuaded that the
facts of this case are sufficient to establish the rule that in
such a situation a dog is a deadly weapon.
The majority cites to cases from other states since this is a
case of first impression for our courts. The other states which
have ruled on this issue and found that a dog may be a deadly
weapon, however, have done so with far clearer factual situations.
In Morris v. State, 722 So. 2d 849, 23 Fla. L. Weekly D 2563
(1998) (per curiam), the Court of Appeal of Florida, first
district, was presented with a case in which the dog was a large
mixed breed resembling a Rottweiler, apparently owned by the
defendant, and commanded to sic the officer. The issues of
relative size of the dog to the victim and ownership and control of
the dog by the defendant are distinguishable from the present case. In the present case, the defendant did not own or control the dog,
which was smaller in proportion to the victim.
In People v. Nealis, 232 Cal. App. 3d Supp. 1, 283 Cal. Rptr.
376 (1991), the Appellate Department, Superior Court of California,
Los Angeles, decided a case in which the defendant-appellant
brought a Doberman Pinscher in her car to a parking lot where she
commanded the dog to attack the victim and his girlfriend
repeatedly. The defendant also grabbed the girlfriend by the
throat and scratched her, and would not command the dog to cease
the attack. The California court considered the relevant factors
to be the dog's training to attack and the dog's relative size to
the victim. In that case, the court found that the dog was trained
to attack on command, unlike the dog in the present case. The dog
was also larger and stronger relative to the female victim than the
dog in the case at bar, which was a medium sized mixed breed
relative to an armed male police officer.
In State v. Bowers, 239 Kan. 417, 721 P.2d 268 (1986), the
Kansas Supreme Court decided a case in which two Doberman Pinschers
were released to attack two police officers in the process of
handcuffing the defendant. The defendant had warned the officers
that the dogs were vicious and would rip out the officers' 'guts'
and kill them. Bowers, 239 Kan. at 419, 721 P.2d at 270. The
defendant in the present case made no such warning, and the dog in
this case was smaller and had no reputation for viciousness. There
was also only one dog in the present case.
In State v. Bodoh, 226 Wis. 2d 718, 595 N.W.2d 330 (1999), the
Wisconsin Supreme Court was presented with a case in which thedefendant was convicted of negligent handling of a dangerous weapon
when his two Rottweilers attacked a fourteen-year-old boy on a
bicycle. In State v. Sinks, 168 Wis. 2d 245, 483 N.W.2d 286
(1992), the Court of Appeals of Wisconsin decided a case in which
the defendant used a Doberman Pinscher to guard his victim, a
female. He also used a knife, which was at all relevant times
within his reach. In the case at bar, the dog was not as powerful
relative to the victim and the defendant had no additional deadly
weapon.
In People v. Kay, 121 Mich. App. 438, 328 N.W.2d 424 (1982),
the Court of Appeals of Michigan decided a case in which the
defendant commanded his German Shepherd to attack two store
employees who followed him out of the store to his van, where the
dog was, and accused him of stealing merchandise. Upon command,
the dog lunged at one man's face. The Michigan court reasoned by
analogy to a New York case in which the New York court had found
that the dangerous weapon statute did not exclude large dogs
trained to attack. Kay, 121 Mich. App. at 443, 328 N.W.2d at 426.
The Michigan court ruled that an animate object could be a
dangerous weapon on those facts.
In Commonwealth v. Tarrant, 2 Mass. App. Ct. 483, 314 N.E.2d
448 (1974), the Appeals Court of Massachusetts, Suffolk, found that
defendant used a dangerous weapon when he used a medium-sized
German Shepherd mix, and also carried a knife. While the dog in
this case was the closest to the dog in the present case, the fact
that the defendant also wielded a knife sets the case apart. The
defendant in the present case did not have any weapon on hisperson, nor did he attempt to use any object to assault the
officers.
In all the above referenced cases, the various courts found
that a dog may be a deadly weapon in situations markedly different
from the situation in the case at bar. In the present case, the
dog was a medium-sized German Shepherd mix. Defendant was not the
dog's owner, and the dog was not trained to respond to commands.
The dog was not a guard dog or a vicious dog, but only a pet,
according to the owner's testimony. The defendant fled the police
officers into a nearby familiar backyard, that of his sister. He
ran to the area where the dog was tied up. The dog attacked the
officer when the officer struggled with the defendant within the
radius of the dog's tether. The facts do not indicate that the
position was clear of the dog in defense and under the control of
the defendant. The dog easily could have been guarding his
territory, into which the officers had chased defendant. While I
agree that a dog may be a deadly weapon in certain cases, the facts
of the present case are not persuasive enough to establish that
principle in our case law.
Moreover, the jury instructions, which repeatedly referred to
the dog under [defendant's] control were entirely inappropriate.
Although the defendant did not properly preserve this issue for
consideration by our Court, this taken together with the
unpersuasive facts of this case cause me to believe that the jury
was prejudiced by the trial court's words, and that the facts alone
do not support the jury's verdicts. For this reason, I would grant
a new trial on the issue discussed above.
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