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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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STATE OF NORTH CAROLINA, v. GEORGE ERVIN ALLEN, JR., Defendant
NO. COA03-406
Filed: 1 June 2004
1. Motor Vehicles--driving while impaired--sufficiency of evidence
There was sufficient evidence of driving while impaired based on a Trooper's
observations and defendant's refusal of the intoxilyzer test, which is admissible as substantive
evidence of guilt.
2. Sentencing_habitual felon_guilty plea_knowing and voluntary
A guilty plea to being an habitual felon was knowing and voluntary. The trial court
sufficiently established a record of the plea., the judge's query was sufficient to clarify for the
defendant the consequences of the plea, and the transcript indicates that defendant understood.
3. Indictment and Information_habitual driving while impaired_witnesses not called
A driving while impaired indictment was not invalid where the box beside the witness's
name on the indictment was not checked. N.C.G.S. § 15A_623(c).
4. Motor Vehicles_habitual driving while impaired_predicate convictions
There were three predicate convictions supporting defendant's habitual DWI conviction.
Despite defendant's contention that the first conviction was not reduced to writing and signed, the
uniform citation form was signed by the presiding judge. Moreover, defendant had two other
convictions, even though they were consolidated for judgment. The determinations of what
qualifies as a predicate conviction are done differently under the Habitual Impaired Driving
statute and the Habitual Felon Act.
Appeal by defendant from judgment entered 9 May 2002 by Judge
Henry E. Frye, Jr., in Rockingham County Superior Court. Heard in
the Court of Appeals 15 March 2004.
Attorney General Roy Cooper, by Assistant Attorney General
Patricia A. Duffy, for the State.
James P. Hill, Jr., for defendant-appellant.
THORNBURG, Judge.
Defendant was cited for driving while impaired (DWI), driving
while license revoked, operating a vehicle while displaying a
fictitious license tag, failure to register a vehicle and operatinga vehicle without requisite financial responsibility, all arising
out of an incident on 24 February 2001. Defendant was also later
indicted on one count of habitual DWI and as being an habitual
felon. The State dismissed the registration and financial
responsibility charges at trial. Defendant was found guilty of
driving while impaired and driving while license revoked. Defendant
stipulated to the three previous DWI convictions included in the
bill of indictment on the habitual DWI charge. Defendant admitted
his habitual felon status. Defendant appeals.
I. Facts
On 24 February 2001, Trooper Darren C. Yoder of the North
Carolina Highway Patrol was dispatched to Mitzpah Church Road in the
Reidsville area of Rockingham County to locate an impaired driver.
Trooper Yoder was informed that the suspect was driving an older
model white Toyota pickup truck. After reaching Mitzpah Church
Road, Trooper Yoder witnessed the truck cross the centerline of the
road. Trooper Yoder activated his patrol car's blue warning lights
and siren in order to stop the truck. The truck pulled off the road
and into a private driveway. Defendant was the driver of the truck.
Trooper Yoder approached the truck to speak with defendant.
Trooper Yoder noticed a very strong odor of alcohol emanating from
the truck while he spoke with defendant. Trooper Yoder asked
defendant to get out of the truck and walk to the patrol car for
further questioning. Trooper Yoder noticed that defendant was
unsteady on his feet, had difficulty stepping out of the truck and
had to hold onto the side of the truck in order to walk. Whiledefendant was cooperative, Trooper Yoder noted that defendant seemed
sleepy, his speech was slurred and he was difficult to understand.
Trooper Yoder did not ask defendant to perform any psychophysical
tests to estimate his level of impairment because Trooper Yoder
believed that defendant was incapable of performing the tests
without risk of physical harm from a potential fall.
During the interview with defendant, Trooper Yoder formed the
opinion that defendant was impaired and placed him under arrest for
impaired driving. Defendant was transported to the Rockingham
County sheriff's office in Wentworth for the purpose of
administering an intoxilyzer test. After being informed of his
legal rights in regard to the test, defendant refused to take the
test.
Defendant was found guilty at trial of DWI and driving while
license revoked. Judgment was entered on the habitual DWI charge
and driving while license revoked charge. Defendant was sentenced
as an habitual felon due to his admission to having attained that
status. Defendant appeals and argues: (1) that the trial court
erred in denying defendant's motion to dismiss the charge of DWI for
insufficiency of the evidence; (2) that defendant failed to execute
a valid plea pursuant to the habitual felon indictment; (3) that the
indictment charging defendant with habitual DWI is invalid and (4)
that imposing habitual felon punishment violated defendant's federal
and state constitutional rights. These arguments are unpersuasive.
We find no error.
II. Insufficiency of the Evidence
[1] Defendant argues that the State failed to present
substantial evidence of his impairment. Defendant asserts that
while the State presented some evidence of his impairment, this
evidence was counterbalanced by the testimony of Trooper Yoder that
defendant was able to drive normally after Trooper Yoder activated
his vehicle's blue warning lights and siren, that defendant then
drove at a safe rate of speed and that defendant was cooperative
throughout the traffic stop.
In reviewing challenges to the sufficiency of evidence, we must
view the evidence in the light most favorable to the State, giving
the State the benefit of all reasonable inferences. State v.
Benson, 331 N.C. 537, 544, 417 S.E.2d 756, 761 (1992).
Contradictions and discrepancies do not warrant dismissal of the
case but are for the jury to resolve. Id.
The North Carolina Supreme Court affirmed in State v. Rich, 351
N.C. 386, 527 S.E.2d 299 (2000), that
an odor [of alcohol], standing alone, is no
evidence that [a driver] is under the influence
of an intoxicant. Atkins v. Moye, 277 N.C.
179, 185, 176 S.E.2d 789, 793 (1970). However,
in that same case, this Court also stated, the
'[f]act that a motorist has been drinking, when
considered in connection with faulty driving .
. . or other conduct indicating an impairment
of physical or mental faculties, is sufficient
prima facie to show a violation of [N.C.G.S. §]
20-138.' Id. at 185, 176 S.E.2d at 794
(quoting State v. Hewitt, 263 N.C. 759, 764,
140 S.E.2d 241, 244 (1965)).
Rich at 398, 527 S.E.2d at 306. In the instant case, the State
presented Trooper Yoder's testimony that it was his opinion that
defendant was impaired. Trooper Yoder testified that he smelled a
very strong odor of alcohol about defendant, that defendant wasdriving across the centerline, and that defendant was sleepy and had
difficulty walking and speaking clearly. In addition to Trooper
Yoder's observations of defendant on the night of defendant's
arrest, it is significant that defendant refused to take the
intoxilyzer test. A defendant's refusal of this test is admissible
as substantive evidence of a defendant's guilt. See N.C. Gen. Stat.
§ 20-139.1(f) (2003); State v. Pyatt, 125 N.C. App. 147, 150-51, 479
S.E.2d 218, 220 (1997). The State presented sufficient evidence of
defendant's impairment to withstand defendant's motion to dismiss.
Defendant's assignment of error fails.
III. Habitual Felon Plea
[2] Defendant also argues that his plea of guilty to the
habitual felon charge was not a knowing and voluntary plea.
Defendant points to several instances during the trial when the
trial judge indicated that he was in a hurry to leave court.
Defendant also points to several exchanges between the trial judge
and defendant to show that defendant did not knowingly and
voluntarily plead guilty. Specifically, defendant cites to the
following exchange:
The Court: Do you understand that you are pleading guilty
to the charge of habitual felon which can authorize up to
261 months in prison?
The Defendant: Yes.
The Court: Do you now personally plead guilty to that
charge? I am going to ask you something in just a
minute, but you have to say yes to that.
The Defendant: Yes.
The Court: Do you now consider it to be in your best
interest to plead guilty? In other words, I am not
asking are you, in fact, guilty. Do you now consider it
in your best interest to plead guilty?
The Defendant: Well, I don't consider it to be in my best
interest.
Defendant cites this exchange as an indication that the trial judge
was pressuring defendant to plead guilty to the habitual felon
charge, that defendant was confused and ambivalent regarding his
admission to habitual felon status and that his resulting plea
cannot be considered knowing, voluntary or a product of informed
choice. We disagree.
In order for a plea of guilty to be valid, it must be made
knowingly and voluntarily. Boykin v. Alabama, 395 U.S. 238, 23
L.Ed. 2d 274 (1969). The requirement that the plea be knowing and
voluntary is so important that the record must affirmatively show
on its face that the guilty plea was knowing and voluntary. In re
Chavis and In re Curry and In re Outlaw, 31 N.C. App. 579, 580-81,
230 S.E.2d 198, 200 (1976), disc. rev. denied, 291 N.C. 711, 232
S.E.2d 203 (1977). [A] plea of guilty . . ., unaccompanied by
evidence that the plea was entered voluntarily and understandingly,
and a judgment entered thereon, must be vacated . . . . State v.
Ford, 281 N.C. 62, 68, 187 S.E.2d 741, 745 (1972). This Court has
also said:
[I]t is well established that a guilty plea is
not considered voluntary and intelligent unless
it is 'entered by one fully aware of the direct
consequences. . . .' Direct consequences have
been broadly defined as those having a
'definite, immediate and largely automatic
effect on the range of the defendant's
punishment.' This definition, however, should
not be applied in a technical, ritualistic
manner.
State v. Williams, 133 N.C. App. 326, 331, 515 S.E.2d 80, 83 (1999)
(internal citations omitted). In the instant case, the trial judge emphasized in his exchange
with defendant the knowing and voluntary quality of defendant's
plea. Defendant acknowledged that he was aware of the charges
against him, that he was waiving his right to trial by jury and that
he understood the maximum term of imprisonment that could be imposed
against him as an habitual felon. We also note that, following the
recitations highlighted by defendant, the following exchange took
place:
The Court: Well then, do you want to say that
you are, in fact, guilty as to the habitual
felon?
The Defendant: Yes.
Furthermore, defendant admitted that he was proceeding voluntarily
and without the inducement of promises or threats other than the
plea arrangement.
The trial judge sufficiently established a record of the plea.
He continued his query of defendant to such an extent as to clarify
for defendant the consequences of the plea. The transcript
indicates that defendant understood the consequences of his plea.
Defendant's assignment of error fails.
IV. Habitual DWI Indictment
[3] Defendant next argues that the indictment charging him with
habitual DWI was invalid. Defendant argues that: (1) the indictment
fails to comply with N.C. Gen. Stat. § 15A-623(c) and (2) the
indictment fails to allege the requisite number of valid predicate
convictions to support a violation of N.C. Gen. Stat. § 20-138.5.
Defendant asserts that, because the box beside the witness's
name on the indictment was not checked, the indictment for habitual
DWI fails to indicate that any witnesses were called, sworn or
examined before the grand jury. Defendant argues that,
accordingly, the State failed to secure a true bill of indictment.
However, N.C. Gen. Stat. § 15A-623(c) provides:
The foreman must indicate on each bill of
indictment or presentment the witness or
witnesses sworn and examined before the grand
jury. Failure to comply with this provision
does not vitiate a bill of indictment or
presentment.
N.C. Gen. Stat. § 15A-623(c) (2003). See also State v. Mitchell,
260 N.C. 235, 237-38, 132 S.E.2d 481, 482 (1963) (holding an
indictment is not fatally defective where the names of the witnesses
to the grand jury are not marked). Accordingly, defendant's
argument fails.
[4] Defendant makes two arguments regarding the predicate
convictions supporting the habitual DWI indictment. N.C. Gen. Stat.
§ 20-138.5(a) provides:
A person commits the offense of habitual
impaired driving if he drives while impaired as
defined in G.S. 20-138.1 and has been convicted
of three or more offenses involving impaired
driving as defined in G.S. 20-4.01(24a) within
seven years of the date of this offense.
N.C. Gen. Stat. § 20-138.5(a) (2003). Defendant argues that the
indictment fails to allege three prior convictions, reasoning that
one of the prior convictions is void and that the other two
convictions should only count as one conviction since they were
consolidated for judgment. We find neither of these arguments
persuasive. Defendant asserts that one of the prior convictions, 94 CR
35127, is void because the judgment was not reduced to writing and
signed by the presiding judge. See In re Pittman, 151 N.C. App.
112, 114, 564 S.E.2d 899, 900 (2002). However, defendant
misapprehends the meaning of judgment in the context of a district
court criminal proceeding. The judgment in 94 CR 35127 was signed
by the presiding judge on the uniform citation form which is
included in the record on appeal. The document to which defendant
refers as the judgment, is in fact the judgment and commitment and
serves as evidence of the original judgment. This predicate
conviction is valid. Defendant's argument fails.
Defendant also contends that three prior convictions were not
alleged because two of the alleged convictions were consolidated for
judgment. Defendant argues that N.C. Gen. Stat. § 20-138.5 is a
recidivist statute that must be applied similarly to the Habitual
Felon Act, N.C. Gen. Stat. § 14-7.1 et seq. (2003). N.C. Gen. Stat.
§ 14-7.1 prevents the use of multiple offenses consolidated for
judgment as more than one predicate offense. Defendant asserts that
it is reasonable to infer that the legislature intended similar
structural limitations with respect to N.C. Gen. Stat. § 20-138.5.
We disagree.
The Habitual Felon Act in N.C. Gen. Stat. § 14-7.1 contains
explicit guidelines for what qualifies as a predicate felony. N.C.
Gen. Stat. § 14-7.1 states in part:
The commission of a second felony shall not
fall within the purview of this Article unless
it is committed after the conviction of or plea
of guilty to the first felony. The commission
of a third felony shall not fall within the
purview of this Article unless it is committedafter the conviction of or plea of guilty to
the second felony.
N.C. Gen. Stat. § 14-7.1 (2003). By contrast, N.C. Gen. Stat. § 20-
138.5(a) only states:
A person commits the offense of habitual
impaired driving if he drives while impaired as
defined in G.S. 20-138.1 and has been convicted
of three or more offenses involving impaired
driving as defined in G.S. 20-4.01(24a) within
seven years of the date of this offense.
(Emphasis added.) In reading our statutes, this Court has said:
The primary goal of statutory construction is
to effectuate the purpose of the legislature in
enacting the statute. The first step in
determining a statute's purpose is to examine
the statute's plain language. Where the
language of a statute is clear and unambiguous,
there is no room for judicial construction and
the courts must construe the statute using its
plain meaning.
State v. Hooper, 358 N.C. 122, 125, 591 S.E.2d 514, 516 (2004)
(internal citations omitted). Thus, the determination of what
qualifies as a predicate conviction is carried out differently under
the Habitual Impaired Driving statute and the Habitual Felon Act.
Defendant was convicted of two separate offenses of impaired
driving, occurring on 11 July 1998 and 10 February 1999, despite the
convictions being consolidated for judgment in 99 CRS 1592.
Because we find that the conviction in 94 CR 35127 is valid and
that the consolidated convictions in 99 CRS 1592 are two separate
offenses under N.C. Gen. Stat. § 20-138.5, there were three
predicate convictions alleged in the indictment for habitual DWI.
Defendant's assignment of error fails.
V. Habitual Felon Indictment
In his last argument on appeal, defendant argues that imposing
judgment based on his conviction of habitual felon status is
violative of his federal and state constitutional right to due
process. Defendant again asserts that the indictment failed to
indicate that any witnesses were called before the grand jury and
he reiterates by reference his arguments with regard to his guilty
plea to habitual felon status and the habitual DWI indictment.
Given our decision and discussion of these matters above,
defendant's assignment of error fails.
Defendant failed to set out his remaining assignments of error
in his brief. Because he has neither cited any authority nor stated
any argument in support of those assignments of error, they are
deemed abandoned. N.C. R. App. P. 28(b)(6).
Affirmed.
Judges TIMMONS-GOODSON and LEVINSON concur.
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