2. Criminal Law--closing arguments--defense of accident
The trial court did not erroneously deprive defendant of his right to present the defense of
accident in a first-degree murder, first-degree burglary, and assault with a deadly weapon case by
prohibiting defendant from using the word accidentally in his closing argument, because: (1)
evidence does not raise the defense of accident where defendant was not engaged in lawful
conduct when the killing occurred; and (2) to the extent defendant contends the trial court's
ruling precluded him from negating premeditation and deliberation, the closing argument reveals
otherwise.
3. Criminal Law--trial court's remarks--failure to show prejudice
Defendant was not deprived of a fair and impartial trial by certain remarks of the judge in
a first-degree murder, first-degree burglary, and assault with a deadly weapon case, because: (1)
defendant failed to refer the Court of Appeals to any particular statement of the trial court that he
is challenging regarding the trial court's instruction to the jurors to view the exhibits quickly,
and thus, has failed to properly present this question for review; and (2) the trial court did not err
by making credibility findings outside the presence of the jury.
4. Evidence--hearsay-_state of mind exception
The trial court did not err in a first-degree murder, first-degree burglary, and assault with
a deadly weapon case by admitting under N.C.G.S. § 8C-1, Rule 803(3) statements that the
victim made to seven individuals regarding her relationship with the victim in the period beforeher death and regarding conversations she had with defendant on the day of her death, because:
(1) in addition to bearing directly on the victim's relationship with defendant at the time she was
killed, the evidence related to the State's contention regarding defendant's motive in killing the
victim; (2) the evidence refuted defendant's contention that defendant had an ongoing
relationship with the victim and went to her house to visit with her and not with any intention of
harming her; and (3) the victim's statements on 23 March 2001 were directly pertinent to the
confrontation that led to her death that evening.
5. Jury--peremptory challenges--Batson motion
The trial court did not err in a first-degree murder, first-degree burglary, and assault with
a deadly weapon case by denying defendant's Batson motion made in response to the State's
peremptory strike of the first African-American juror to be questioned, because: (1) although the
trial court improperly indicated that a pattern must be shown to establish a violation of Batson,
the trial court gave defendant an opportunity to present a prima facie case pursuant to Batson;
and (2) without any contention that the jury pool was selected in a discriminatory fashion,
defendant's assertion that the limited number of African-Americans in the pool yet to be
questioned supported a claim of race discrimination was inadequate to establish a prima facie
case under Batson.
6. Homicide--first-degree murder--short-form indictment--constitutionality
The short-form indictment used to charge defendant with first-degree murder was
constitutional.
Attorney General Roy Cooper, by Assistant Attorney General
John G. Barnwell, for the State.
Nora Henry Hargrove, for defendant-appellant.
GEER, Judge.
Defendant Christopher Deon Gattis appeals from his conviction
of first degree murder in the shooting death of his estranged wife,
Charlotte Gattis, and of related charges of first degree burglaryand assault with a deadly weapon. Defendant contends primarily
that the trial court improperly excluded statements he made after
the shooting and improperly admitted testimony of hearsay
statements by Ms. Gattis. We hold that the trial court's
evidentiary rulings did not constitute prejudicial error and that
defendant has not identified any other error warranting a new
trial.
(Gunshot heard.)
FEMALE CALLER: I need a police at
Glenwood Apartment, Apartment 81.
DISPATCHER: Burlington Police and Fire,
Curtis. What's the problem?
FEMALE CALLER: My husband shooting at
somebody.
DISPATCHER: He's shooting at somebody?
FEMALE CALLER: Yes.
DISPATCHER: Who's he shooting at?
FEMALE CALLER: Please get them here.
DISPATCHER: Ma'am, I'm sending them over
there. Can you tell me some information [?]
FEMALE CALLER: Ma'am, his name is Chris
Gattis. Chris Gattis.
DISPATCHER: Who is Chris Gattis? Ma'am?
FEMALE CALLER: Chris.
MALE VOICE: I'm going to kill you right
here.
FEMALE CALLER: Chris. Chris.
(Screaming.) Oh, my God. Oh, my God. Chris,
no. Not my baby. Where's my baby? Where's
my baby?
DISPATCHER: Ma'am.
FEMALE CALLER: Where's my baby? Where's
my baby? Where's my baby? Where's my baby?
DISPATCHER: Ma'am.
FEMALE CALLER: Oh, my God.
(UNINTELLIGIBLE)
FEMALE CALLER: Where's my baby? Where's
my baby? Where's my baby? Where's my baby?
MALE VOICE: Kill you today.
FEMALE CALLER: Please don't. Please
don't. My little girl.
DISPATCHER: Ma'am.
FEMALE CALLER: Oh, God. I don't want
you to go to jail. I don't want you to go to
jail. I don't want you to go to jail.
(MALE VOICE HEARD)
FEMALE CALLER: I don't want you to go to
jail.
DISPATCHER: Ma'am.
POLICE: Apartment 81. (UNINTELLIGIBLE)
DISPATCHER: Ma'am. Hello.
POLICE: I heard the shot.
FEMALE CALLER: Don't kill me. Don't kill
me. Chris, don't kill me. No, no, don't kill
me. Look at me. Chris, don't kill me.
Chris. Chris. (Screaming.) No, don't kill
me. Don't kill me.
(Gunshot heard.)
POLICE: At Chapel Hill and Mebane.
DISPATCHER: I had a female screaming on
open line. Sound like another shot. She's
not screaming anymore.
POLICE: (UNINTELLIGIBLE)
DISPATCHER: Hello. They are on their
way. I already called them. Hello. She
ain't screaming no more. I don't know if they
slammed the phone down or he shot her.
POLICE: Mebane and Maple.
DISPATCHER: Hello.
POLICE: (UNINTELLIGIBLE)
Officer Ward of the Burlington Police Department found Ms.
Gattis dead in one of the bedrooms. An autopsy revealed that shedied from a single gunshot wound to the right side of her face.
The muzzle of the gun had been approximately half an inch or less
from Ms. Gattis' face when the gun was fired.
Defendant fled the apartment before the police arrived. He
went to a telephone booth, where he called Ms. Gattis' mother and
told her, "Charlotte is dead. I shot her. I killed her." He said
he was sorry. He also called Jeanette Florence, the mother of his
son. Ms. Florence picked up defendant in her car and drove him to
a hospital because he had a bullet wound in his left arm. Blood
drops were ultimately found near the pay phone, along with two
bullets and a trigger guard.
Defendant arrived at the emergency room at about 2:30 a.m. on
24 March 2001 and told a police officer there, "I'm the one y'all
are looking for." Defendant was treated for his bullet wound,
which was described as having an entrance wound on the underside
and an exit wound on the top side of his arm. Defendant's clothes,
which were stained with what appeared to be dried blood, were taken
into evidence. A bullet was found in one pocket.
During the afternoon of 24 March 2001, defendant gave a
statement to the police. Defendant said he did not want his
marriage to Ms. Gattis to end and that he suspected she was seeing
Mr. Stover. Defendant told police he went to the apartment to
confirm his suspicions, slid open the back patio door, and then
returned to his car to get his 9-millimeter gun. He said when hereturned, he heard Ms. Gattis and Mr. Stover laughing inside and
loaded his gun. He told the police that he had planned to break
into the back door with a screwdriver, but found the door open.
According to defendant, he entered the apartment, briefly struggled
with Mr. Stover, fired at him as he ran away, and reloaded his gun.
In describing his struggle with Ms. Gattis, defendant claimed, "I
had her head under my left arm, and she had her hand on the gun.
The gun was about one foot from her head. The gun went off and she
fell to the ground." He also reported that when he reached Ms.
Florence on the telephone, "I told her that Charlotte and I had
fought over the gun and it went off."
Defendant was indicted for first degree murder, first degree
burglary, and assault with a deadly weapon with intent to kill.
The State sought to convict defendant of first degree murder
predicated both on malice, premeditation, and deliberation and on
the felony murder rule. The jury found defendant guilty of first
degree murder under both theories. He was also found guilty of
first degree burglary and assault on Mr. Stover with a deadly
weapon. The jury did not find that defendant intended to kill Mr.
Stover. After the sentencing phase, the jury recommended life
imprisonment. The trial court imposed a life sentence without
parole for the first degree murder conviction, a consecutive
sentence of 103 months to 133 months for first degree burglary, and
a third consecutive sentence of 150 days for assault with a deadlyweapon.
I. Defendant's Hearsay Statements.
[1] Defendant first contends that the trial court erred in
excluding certain statements that he made at the hospital and to
Ms. Florence. Since these statements are out-of-court statements
offered for the truth of the matter asserted, they constitute
hearsay and are inadmissible unless they fall within one of the
exceptions to the hearsay rule. N.C. Gen. Stat. §§ 8C-1, Rules
801(c), 802 (2003). We examine each of defendant's statements
separately.
A. Statement Overheard by Police Officer Marshall.
Defendant argues that the trial court erred in excluding the
testimony of Officer Marshall, the police officer at the emergency
room, about statements Marshall overheard defendant make to a
physician about the cause of defendant's bullet wound. Defendant's
offer of proof indicated that Marshall would testify that he heard
defendant say that he had gotten into a fight with his wife and
that his written report stated that defendant said "he got into an
altercation with his wife in which the gun went off."
Defendant contends on appeal that the State "opened the door"
to this overheard statement by asking Marshall, "Did you ever hear
him say anything about Charlotte Gattis?" Our review of the record
reveals that defendant did not argue this theory of admissibility
to the trial court. Rather, defendant argued at trial that thestatement was admissible under Rule 803(2) (2003) (the "excited
utterance" exception), under Rule 803(4) (2003) (statements made
for purposes of medical treatment or diagnosis), and based on the
State's introduction of defendant's statement taken on the
afternoon of 24 March 2001.
Our Supreme Court "has long held that where a theory argued on
appeal was not raised before the trial court, 'the law does not
permit parties to swap horses between courts in order to get a
better mount'" in the appellate courts. State v. Sharpe, 344 N.C.
190, 194, 473 S.E.2d 3, 5 (1996) (quoting Weil v. Herring, 207 N.C.
6, 10, 175 S.E. 836, 838 (1934)). We will not, therefore, address
defendant's theory that the State opened the door. Since defendant
does not make any other argument on appeal regarding this
statement, we overrule this assignment of error.
B. Statement Recorded by the Nurse.
Defendant also sought to introduce a note that emergency room
nurse Denise Jones wrote at the time defendant was being examined
by a physician: "Patient states alleged argument with spouse,
wrestling with a 9 millimeter gun was accidentally discharged."
Defendant first argues that the statement contained in the note was
admissible under Rule 803(4) as a statement made for medical
treatment or diagnosis.
Rule 803(4) excepts from the hearsay rule "[s]tatements made
for purposes of medical diagnosis or treatment and describingmedical history, or past or present symptoms, pain, or sensations,
or the inception or general character of the cause or external
source thereof insofar as reasonably pertinent to diagnosis or
treatment." N.C. Gen. Stat. § 8C-1, Rule 803(4). The Supreme
Court has held that statements qualify for admission under Rule
803(4) only if (1) "the declarant intended to make the statements
at issue in order to obtain medical diagnosis or treatment[;]" and
(2) "the declarant's statements were reasonably pertinent to
medical diagnosis or treatment." State v. Hinnant, 351 N.C. 277,
289, 523 S.E.2d 663, 670-71 (2000). Because we hold that
defendant's statements were not reasonably pertinent to diagnosis
or treatment, we need not address whether defendant had the
requisite intent.
Defendant contends that the doctor needed to know that
defendant's wound was a bullet hole because of the possibility that
a bullet was still lodged in defendant's body. Although the fact
that defendant had suffered a gunshot wound would be pertinent to
treatment, both Ms. Jones and the physician testified that the
manner in which the bullet wound occurred _ such as a gun
accidentally discharging during an altercation _ was not pertinent
to how the wound was treated. The commentary to Rule 803(4)
specifically provides that "[s]tatements as to fault would not
ordinarily qualify under this latter language." N.C. Gen. Stat. §
8C-1, Rule 803(4), Commentary. Since the statement regarding thegun going off accidentally during a fight is relevant only to
fault, it does not fall within the scope of Rule 803(4). See,
e.g., Rock v. Huffco Gas & Oil Co., 922 F.2d 272, 277-78 (5th Cir.
1991) (when doctors testified that they only needed to know that
plaintiff twisted his ankle and did not need to know how it
occurred, plaintiff's statements regarding how accident occurred
were inadmissible under Fed. R. Evid. 803(4)).
Defendant also argues that the nurse's note should have been
admitted because the statement made in the early morning hours
corroborated his statement to police made later in the afternoon.
Defendant relies on the principle that "if the State introduces
into evidence part of a statement made by a defendant, the
defendant is entitled to have the rest of the statement introduced,
even if self-serving, so long as the statements are part of the
same verbal transaction." State v. Safrit, 145 N.C. App. 541, 549,
551 S.E.2d 516, 522 (2001). Nevertheless, "by simply introducing
into evidence a statement made by a defendant, the State does not
open the door for the introduction of another statement made by the
defendant at some other time during that day." Id. at 549-50, 551
S.E.2d at 522. Since defendant's remark to the doctor and nurse
was not part of the statement made to the police and, in fact, was
made hours earlier, the State did not open the door to its
admission.
C. Statements to Ms. Florence. Defendant next contends that the trial court erred in
excluding statements he made to Ms. Florence while calling her from
a pay phone after the shooting and while she drove him to the
hospital. On voir dire, Ms. Florence testified that defendant told
her on the phone that "Charlotte had been shot, that he had been
shot and that he was bleeding real bad" ; that "they had got into
it" and "while they were getting into it, that the gun had went
off, and that she had got shot and that he had got shot." Ms.
Florence testified that while she drove defendant to the hospital,
he told her that "they got into it," but did not provide further
details. Ms. Florence further testified that defendant "just said
that he, that he got shot and she got shot while they were getting
into it."
Defendant contends the statements were admissible under Rule
803(2), which excludes from the hearsay rule "excited utterances,"
defined as "[a] statement relating to a startling event or
condition made while declarant was under the stress of excitement
caused by the event or condition." The trial court declined to
admit the statements on the ground that defendant made them after
he had "ample time to reflect upon his, his prior activities."
Even assuming, without deciding, that it was error to exclude this
evidence, any error was harmless.
N.C. Gen. Stat. § 15A-1443(a) provides that, "[a] defendant is
prejudiced by errors relating to rights . . . when there is areasonable possibility that, had the error in question not been
committed, a different result would have been reached at the trial
. . . ." N.C. Gen. Stat. § 15A-1443(a) (2003). The statements
that defendant made to Ms. Florence establish only the undisputed
facts that he and Ms. Gattis had an argument, that both of them
were shot, and that defendant was bleeding. With the exception of
the statement that "while they were getting into it, that the gun
had went off," the statements do not specifically advance
defendant's defense that his shooting of Ms. Gattis was unintended.
In light of the 911 tape recording, defendant's statement to
police, and other overwhelming evidence of guilt, there is no
reasonable possibility that inclusion of this testimony would have
altered the outcome of the trial. State v. Lloyd, 321 N.C. 301,
310, 364 S.E.2d 316, 322 (exclusion of defendant's statements that
he found the body was harmless in light of "overwhelming"
circumstantial evidence that he murdered the victim), vacated on
other grounds, 488 U.S. 807, 102 L. Ed. 2d 181, 109 S. Ct. 38
(1988).
II. Prohibition Against Arguing Accident.
[2] Defendant contends he was wrongfully deprived of his right
to present the defense of accident when the trial court prohibited
him from using the word "accidentally" in his closing argument.
During closing arguments, defense counsel stated:
I would submit to you, the medicalexaminer said her hands could have been on the
gun. I submit to you that's consistent with
Mr. Gattis's statement, that they were
wrestling over the gun. And yes, the trigger
pull on that gun is a certain amount. But she
was pulling the gun. He was holding the gun,
and that's why the gun accidentally went off.
The trial court sustained the State's objection on the grounds that
defendant had not requested an instruction on accident and, in any
event, the accident defense was not available given the evidence.
The court did not give any instruction to the jury about use of the
word "accident," but directed counsel not to argue accident
further.
The law is clear that "evidence does not raise the defense of
accident where the defendant was not engaged in lawful conduct when
the killing occurred." State v. Riddick, 340 N.C. 338, 342, 457
S.E.2d 728, 731 (1995). In Riddick, although the defendant claimed
his gun went off accidentally when he was startled by a loud noise,
the Supreme Court affirmed the trial court's refusal to instruct as
to accident because the evidence was undisputed "that the defendant
sought out the victim, that the defendant intentionally confronted
the victim with a loaded firearm, that the defendant assaulted the
victim, and that the gun was in the defendant's hand when two
bullets, one of which entered the victim's body, were fired from
it." Id. at 343, 457 S.E.2d at 731.
The undisputed evidence here shows that defendant was not
engaged in lawful conduct when he shot Ms. Gattis. Defendantunlawfully entered her home, with a loaded gun, threatened both Ms.
Gattis and Mr. Stover with the gun, unlawfully fired the gun and
reloaded, and _ by his own admission _ struck Ms. Gattis in the
head with the gun before the fatal bullet was fired. As a result,
the defense of accident was unavailable to defendant. See also
State v. Lytton, 319 N.C. 422, 426, 355 S.E.2d 485, 487 (1987)
(undisputed evidence that established at least the crime of
involuntary manslaughter precluded the defense of accident). Since
defendant was not entitled to rely upon the defense of accident,
the trial court did not err in barring him from arguing accident to
the jury.
We further note that to the extent defendant contends the
trial court's ruling precluded him from negating premeditation and
deliberation, the closing argument reveals otherwise. Defense
counsel argued extensively that the defendant lacked premeditation
and deliberation and that the shooting was unintentional.
Defendant was simply precluded from using the word "accidentally"
a second time.
III. Remarks of the Trial Court.
[3] Defendant contends he was deprived of a fair and impartial
trial tribunal by certain remarks of the judge. Defendant first
argues that the trial court instructed the jurors to view the
exhibits quickly, thereby conveying an impression of "impatience
and a negative opinion of [defendant's] case." Rule 10(c)(1) ofthe Rules of Appellate Procedure provides that "[a]n assignment of
error is sufficient if it directs the attention of the appellate
court to the particular error about which the question is made,
with clear and specific record or transcript references." In the
assignment of error directed to this issue, defendant cites only
the portion of the transcript in which defense counsel "object[ed]
to the Court having said to the jury on several occasions they need
to see things quickly and we're going to move the trial along."
Since defendant has not referred this Court to any particular
statement of the trial court that he is challenging, he has not
properly presented this question for review.
Defendant next argues that the judge expressed bias in stating
that "somebody has not told the truth" about whether defendant
signed a waiver of his rights before giving a statement to police.
The actual assignment of error cited for this argument contends
that the trial court erred in denying defendant's motion to recuse
the trial judge based on this statement. In his appellate brief,
however, defendant argues that the statement violated N.C. Gen.
Stat. §§ 15A-1222 and -1232.
The record shows that the jury was not present when the judge
made this statement. This statement was one of several findings of
fact the judge made following an evidentiary hearing outside the
presence of the jury regarding defendant's objection to the
admission of defendant's statement to the police on the groundsthat defendant did not sign a Miranda waiver. The trial court
found that defendant's claim that he did not sign the waiver was
not credible and allowed the admission of the statement.
N.C. Gen. Stat. § 15A-1222 (2003) prohibits the judge from
expressing "during any stage of the trial[] any opinion in the
presence of the jury on any question of fact to be decided by the
jury." N.C. Gen. Stat. § 15A-1232 (2003) prohibits the judge from
expressing an opinion regarding whether a fact has been proven
while "instructing the jury[.]" As these statutes make clear, the
prohibition is inapplicable when, as here, the jury is not present.
See State v. Rogers, 316 N.C. 203, 220, 341 S.E.2d 713, 723 (1986)
("N.C.G.S. § 15A-1222, which forbids the expression of an opinion
by the trial court, is inapplicable when the jury is not present
during the questioning."), overruled on other grounds by State v.
Gaines, 345 N.C. 647, 483 S.E.2d 396, cert. denied, 522 U.S. 900,
139 L. Ed. 2d 177, 118 S. Ct. 248 (1997) and State v. Vandiver, 321
N.C. 570, 364 S.E.2d 373 (1988). Defendant's objection _
essentially a motion to suppress _ required the trial court to
determine credibility on a specific issue. The trial court did not
err in making credibility findings outside the presence of the
jury.
IV. Hearsay Statements of the Deceased.
[4] Defendant next contends the trial court erred in admitting
under Rule 803(3) statements that Ms. Gattis made to sevenindividuals. Under Rule 803(3), "'[e]vidence tending to show the
victim's state of mind is admissible so long as the victim's state
of mind is relevant to the case at hand.'" State v. Bishop, 346
N.C. 365, 379, 488 S.E.2d 769, 776 (1997) (quoting State v. Stager,
329 N.C. 278, 314, 406 S.E.2d 876, 897 (1991)). A victim's state
of mind is relevant "if it bears directly on the victim's
relationship with the defendant at the time the victim was killed."
Id.
We first note that defendant has not properly presented this
issue for review. In his assignment of error and in his brief,
defendant has specified only the portions of the transcript
relating to the trial court's oral rulings and, contrary to N.C.R.
App. P. 10(c), has not identified any specific portion of actual
testimony that is inadmissible. We cannot, therefore, determine
precisely which questions and answers are being challenged on
appeal. Our review of the rulings does not, however, reveal any
error.
The rulings identified by defendant allowed the State to
elicit testimony from friends and family members as to (1)
statements made by Ms. Gattis regarding her relationship with
defendant in the period before her death; and (2) statements made
by Ms. Gattis regarding conversations she had with defendant on the
day of her death. Both categories of statements were admissible.
The State offered testimony that Ms. Gattis had told a numberof people that her marriage with defendant was over, that she had
no desire to reconcile despite defendant's efforts to persuade her
to do so, and that her decision to end the marriage was based on
defendant's sexual relationships with other women and their
disagreements over money. In addition to bearing directly on Ms.
Gattis' relationship with defendant at the time she was killed,
this evidence related to the State's contention regarding
defendant's motive in killing Ms. Gattis: her refusal to reconcile
and her involvement with another man. Moreover, it also tended to
refute defendant's contention, asserted in defense counsel's
opening statement, that defendant had an ongoing relationship with
Ms. Gattis and went to her house to visit with her and not with any
intention of harming her. See State v. Carroll, 356 N.C. 526, 543,
573 S.E.2d 899, 910 (2002) (victim's hearsay statements that she
wanted defendant to move out because she was tired of him taking
her money to buy drugs were admissible under Rule 803(3) because
the statements "indicate difficulties in the relationship prior to
the murder"), cert. denied, 539 U.S. 949, 156 L. Ed. 2d 640, 123 S.
Ct. 2624 (2003); Bishop, 346 N.C. at 380, 488 S.E.2d at 776
(victim's hearsay statements that defendant was in debt to the
victim, defendant was refusing to repay her, and the victim was
insisting on repayment "were relevant to show a motive for the
killing" and, therefore, were admissible under Rule 803(3)); State
v. Westbrooks, 345 N.C. 43, 59, 478 S.E.2d 483, 493 (1996)(statements by victim reflecting concern about his marriage and his
wife's handling of finances were admissible under Rule 803(3) as
bearing directly on the nature of the relationship between the
victim and the defendant and as relevant to the issue of a motive
for the victim's murder). Ms. Gattis' statements were, therefore,
properly admitted by the trial court.
The State also offered testimony regarding conversations that
Ms. Gattis had with others in which she described events with
defendant earlier on the day of her death, including Ms. Gattis'
statement that she told defendant she did not wish to reconcile,
causing him to become upset, and her concern that he had a gun.
Our Supreme Court, in State v. Corbett, 339 N.C. 313, 332, 451
S.E.2d 252, 262 (1994), stated that a victim's state of mind is
relevant if "it related directly to circumstances giving rise to a
potential confrontation with defendant on the day she was
murdered." Under Corbett, Ms. Gattis' statements on 23 March 2001
were admissible because they were directly pertinent to the
confrontation that led to her death that evening. See also State
v. McLemore, 343 N.C. 240, 245-46, 470 S.E.2d 2, 5 (1996) (victim's
statement shortly before she was killed that she was going to "lay
down the law" admissible as relating directly to circumstances
giving rise to potential confrontation with the defendant).
V. Batson Challenge.
[5] Defendant contends the trial court improperly denied hisBatson motion made in response to the State's peremptory strike of
the first African-American juror to be questioned. We disagree.
The Equal Protection Clause of the Fourteenth Amendment to the
United States Constitution and Article I, Section 26 of the North
Carolina Constitution forbid the use of peremptory challenges for
a racially discriminatory purpose. State v. Barden, 356 N.C. 316,
342, 572 S.E.2d 108, 126 (2002), cert. denied, 538 U.S. 1040, 155
L. Ed. 2d 1074, 123 S. Ct. 2087 (2003). In Batson v. Kentucky, 476
U.S. 79, 90 L. Ed. 2d 69, 106 S. Ct. 1712 (1986), the United States
Supreme Court set out a three-part test to determine whether a
prosecutor has impermissibly used peremptory challenges to excuse
prospective jurors on the basis of race. Id. at 89, 90 L. Ed. 2d
at 83, 106 S. Ct. at 1712. Under this test, the defendant must
first make a prima facie showing that the State exercised a
peremptory challenge on the basis of race. Id. If such a showing
is made, the prosecutor is required to offer a facially valid and
race-neutral rationale for the peremptory challenge. Id. At that
point, the trial court must determine whether the defendant has
carried his ultimate burden of proving purposeful discrimination.
Id.
The issue of discrimination is a question of fact and the
trial court's ruling will be upheld unless the appellate court is
convinced that the trial court's decision is "clearly erroneous[.]"
State v. McCord, 140 N.C. App. 634, 652, 538 S.E.2d 633, 644(2000), disc. review denied, 353 N.C. 392, 547 S.E.2d 34 (2001).
When the trial court rules that a defendant has failed to make the
required prima facie showing of race discrimination, our review is
limited to whether the trial court erred in making that preliminary
determination regardless of whether the State has offered reasons
for its exercise of the peremptory challenges. Barden, 356 N.C. at
343, 572 S.E.2d at 127.
In this case, the juror was on the first panel questioned
during voir dire and was the first juror for whom the prosecutor
used a peremptory strike. The record shows the following exchange:
STATE: State's going to excuse [the
prospective juror].
COURT: Excuse him? [court excuses
prospective juror].
. . . .
DEFENSE: Your Honor.
COURT: That's the first one. It's not a
pattern yet.
DEFENSE: All right.
COURT: I'll be glad to hear you.
DEFENSE: I was just going to say because
there are only a few blacks on the panel as I
observed it.
. . . .
STATE: I can state a reason. He's 19 and
he's unemployed. My experience in death
penalty cases, this is my eleventh one, that
teen-agers aren't going to give realconsideration to the death penalty.
COURT: Well, I don't think I have to rule
at this point. However, I'm very cautious
about the, the federal case on that; and I
won't let the State and I won't let the
defendant be excusing anyone for, because of
race. But this is the very first one, Mr.
Collins; and I think that any objection you
have at this point is over-ruled.
To the extent the trial court's remarks indicate a belief that
a pattern must be shown to establish a violation of Batson, the
trial court was incorrect. The excusal of even a single juror for
a racially discriminatory reason is impermissible. State v.
Robbins, 319 N.C. 465, 491, 356 S.E.2d 279, 295, cert. denied, 484
U.S. 918, 98 L. Ed. 2d 226, 108 S. Ct. 269 (1987) ("Even a single
act of invidious discrimination may form the basis for an equal
protection violation."). Nevertheless, the trial court's statement
that "I'll be glad to hear you" indicates that he gave defendant an
opportunity to present a prima facie case pursuant to Batson.
Although the first step of the Batson analysis is not intended
to be a high hurdle for defendants to cross, Barden, 356 N.C. at
345, 572 S.E.2d at 128, a defendant must make some showing
suggestive of race discrimination. The only reason articulated by
defendant in this case to support a claim of race discrimination
was the limited number of African-Americans in the pool yet to be
questioned. Without any contention that the jury pool was selected
in a discriminatory fashion, that assertion is little more than arecognition that the excused juror was African-American and,
standing alone, is inadequate to establish a prima facie case under
Batson. State v. Ross, 338 N.C. 280, 286, 449 S.E.2d 556, 562
(1994) ("Defendant's unsubstantiated allegation that a prospective
black juror was excluded from the jury on the basis of race is not
sufficient to establish a prima facie case of racial
discrimination."). We hold that the trial court's decision that
defendant failed to present a prima facie case under Batson was not
clearly erroneous.
VI. Short-form Indictment.
[6] Finally, defendant argues that the short-form indictment
charging him with first degree murder failed to specify that he
killed Ms. Gattis with premeditation, deliberation, or a specific
intent to kill. Based on the Supreme Court's ruling in State v.
Hunt, 357 N.C. 257, 582 S.E.2d 593, cert. denied, 539 U.S. 985, 156
L. Ed. 2d 702, 124 S. Ct. 43 (2003), this assignment of error is
overruled.
No error.
Chief Judge MARTIN and Judge HUDSON concur.
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