Link to original WordPerfect file
How to access the above link?
All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
STATE OF NORTH CAROLINA v. GARY WOMACK MCDONALD
NO. COA03-534
Filed: 6 July 2004
1. Sentencing--punishment enhancement--habitual misdemeanor assault
The trial court did not err by using the charge of habitual misdemeanor assault (HMA) to
enhance defendant's punishment even though defendant contends he never entered a guilty plea
to nor was convicted of this charge, because: (1) habitual misdemeanor assault can be considered
as either a substantive offense or a sentence enhancement offense; (2) defendant admitted the
prior convictions element of the HMA offense, the jury found defendant guilty of assault on a
female which was the last element of the HMA charge, and thus the trial court correctly used this
conviction as one of the underlying felonies to enhance defendant's sentence under the Habitual
Felon Act; and (3) defendant was not prejudiced by the trial court's failure to formally arraign
him under N.C.G.S. § 15A-928(c), since defense counsel and defendant's statements to the trial
court show that defendant understood the charges against him and knowingly waived his right for
the jury to determine those issues.
2. Sentencing--habitual felon--habitual misdemeanor assault
The trial court did not violate defendant's Eight and Fourteenth Amendment
constitutional rights by imposing a sentence of 120 to 153 months for habitual misdemeanor
assault as an habitual felon, because in light of the repetitive nature of defendant's offense and
his lengthy criminal history, the sentence imposed was not grossly disproportionate to his crime.
3. Sentencing--habitual felon--underlying felony--possession of cocaine
The trial court did not err by using defendant's conviction for possession of cocaine as
one of the underlying felonies to support his status and conviction of being an habitual felon,
because N.C.G.S. § 90-95(d)(2) classifies possession of cocaine as a felony.
Appeal by defendant from judgments entered 14 August 2002 by
Judge Catherine C. Eagles in Guilford County Superior Court. Heard
in the Court of Appeals 3 February 2004.
Attorney General Roy Cooper, by Assistant Attorney General
Christopher W. Brooks, for the State.
Bruce T. Cunningham, Jr., for defendant-appellant
TYSON, Judge.
Gary Womack McDonald (defendant) appeals from judgments
entered after a jury found him to be guilty of: (1) assault on afemale, after defendant had stipulated to the other elements of the
charge of habitual misdemeanor assault (HMA); (2) injury to real
property; and (3) resisting a public officer. Defendant also
entered a guilty plea to having attained habitual felon status.
I. Background
On 8 November 2001, defendant went to Cheryl Rowland's
(Rowland) house to see his children. Rowland testified that she
and defendant fought and defendant punched her in the nose, kicked
her, and dragged her around the apartment. Defendant left, and
Rowland called the police. Rowland filed charges against defendant
for assault on a female and injury to real property. Defendant
returned to Rowland's apartment in December, and she again called
the police. Defendant was arrested after he attempted to flee from
the police and giving them a false name.
A jury found defendant guilty of assault on a female,
resisting a public officer, and injury to real property. Defendant
stipulated to prior convictions that established his HMA offense
and pled guilty to being an habitual felon. Defendant was
sentenced to 120 to 153 months and gave notice of appeal.
II. Issues
The issues are whether the trial court erred in: (1) using
the HMA offense to enhance defendant's punishment pursuant to the
Habitual Felon Act; (2) imposing a sentence of 120 to 153 months
for habitual misdemeanor assault as an habitual felon, arguing he
was subjected to cruel and unusual punishment under the Eighth
Amendment as applied to the State through the Fourteenth Amendment;
and (3) using a misdemeanor conviction of possession of cocaine asone of the underlying felonies to support his status and conviction
of being an habitual felon thereby causing the indictment to be
invalid as a matter of law.
III. Habitual Misdemeanor Assault
[1] Defendant contends that the trial court erred in using HMA
to enhance his punishment. Defendant argues that he never entered
a guilty plea to nor was convicted of HMA. He asserts that he
merely stipulated to attaining the status of being an habitual
misdemeanor assailant.
This Court has held that habitual misdemeanor assault and
habitual driving while impaired can be considered as either a
substantive offense or a sentence enhancement offense. State v.
Vardiman, 146 N.C. App. 381, 385, 552 S.E.2d 697, 700 (2001),
appeal dismissed, 355 N.C. 222, 559 S.E.2d 794 (2002), cert.
denied, 537 U.S. 833, 154 L. Ed. 2d 51 (2002) (Habitual impaired
driving . . . is a substantive offense and a punishment enhancement
(or recidivist, or repeat-offender) offense.). Applying the
reasoning in Vardiman, this Court held that habitual misdemeanor
assault 'is a substantive offense and a punishment enhancement . .
. offense.' State v. Carpenter, 155 N.C. App. 35, 49, 573 S.E.2d
668, 677 (2002), disc. rev. denied, 356 N.C. 681, 577 S.E.2d 896
(2003) (quoting Vardiman, 146 N.C. App. at 385, 552 S.E.2d at 700).
N.C. Gen. Stat. § 15A-928(c) (2003) states:
(c) After commencement of the trial and before
the close of the State's case, the judge in
the absence of the jury must arraign the
defendant upon the special indictment or
information, and must advise him that he may
admit the previous conviction alleged, deny
it, or remain silent. Depending upon the
defendant's response, the trial of the casemust then proceed as follows:
(1) If the defendant admits the previous
conviction, that element of the offense
charged in the indictment . . . is
established, no evidence in support thereof
may be adduced by the State, and the judge
must submit the case to the jury without
reference thereto and as if the fact of such
previous conviction were not an element of the
offense.
Here, defendant was separately indicted for assault on a
female and HMA as required by N.C. Gen. Stat. § 15A-928(b) (2003).
When defendant's case was called for trial, the trial court
inquired of defendant whether there were any stipulations or
agreements about the habitual misdemeanor assault status or
whether the court was going to go forward with the burden on the
State to prove everything.
Defense counsel confirmed an agreement and stated that
defendant would stipulate to prior convictions that supplied
certain elements of the HMA offense. Defense counsel further
stated the sole issue for the jury was whether defendant was guilty
of assault on a female. After defendant was found guilty of
assault on a female, the court found defendant to be guilty of HMA.
Defendant admitted the prior convictions element of the HMA
offense. The jury found defendant to be guilty of assault on a
female, the last element of the HMA charge. Defendant was properly
convicted of the felony offense of HMA. The trial court correctly
used this conviction as one of the underlying felonies to enhance
defendant's sentence under the Habitual Felon Act.
Defendant argues that N.C. Gen. Stat. § 15A-928(c) requires
the trial court to arraign defendant on the special indictment andto advise defendant that he may admit, deny, or remain silent on
his previous convictions. The trial court failed to specifically
arraign defendant on the HMA charge and to inform him of his right
to remain silent. However, this failure is not reversible error.
In State v. Jernigan, the defendant was charged with habitual
impaired driving and other unrelated charges. 118 N.C. App. 240,
242, 455 S.E.2d 163, 165 (1995). When defendant's case was called
for trial, defendant stipulated to his prior convictions, as
defendant did here. Id. The trial court failed to arraign
defendant under N.C. Gen. Stat. § 15A-928, and Jernigan assigned
error. Id. This Court held:
[t]he failure to arraign the defendant . . .
is not always reversible error. Where there
is no doubt that a defendant is fully aware of
the charge against him, or is no way
prejudiced by the omission of a formal
arraignment, it is not reversible error for
the trial court to fail to conduct a formal
arraignment proceeding.
Id. at 244, 455 S.E.2d at 166 (internal citations omitted). In
Jernigan, defense counsel stated that he: (1) fully discussed the
case with his client; (2) informed him of the consequences; and (3)
reaffirmed defendant's stipulation before the close of the State's
evidence. Id. We held the trial court's failure to arraign
defendant was not reversible error. Id. at 245, 455 S.E.2d at 167.
Here, defense counsel and defendant informed the court that he
admitted the prior convictions element of the HMA offense. Defense
counsel stated:
Your Honor, the defendant would stipulate that
he has previously been convicted of five
misdemeanor assaults, two of which were
assault [sic] that would constitute the
elements of habitual misdemeanor assault. So,the jury would be entitled to determine the
case based solely on whether or not he's
guilty of assault on a female.
The court conducted a full inquiry to determine whether the
defendant understood he was entitled to a jury trial and told
defendant that if he stipulated to the prior convictions, his right
to a jury trial on those issues would be waived. The court asked
defendant if he knowingly and voluntarily made this decision to
admit the prior convictions. Defendant responded affirmatively.
The court ensured that defendant understood his admissions would
enhance the crime to a felony and that it would be punished as a
felony. Defendant also reaffirmed his stipulations after the close
of all the evidence. On appeal, defendant does not argue that he
did not understand the charges or the effect of his stipulation.
Defense counsel and defendant's statements to the trial court
show that defendant understood the charges against him and
knowingly waived his right for the jury to determine those issues.
Defendant was not prejudiced by the trial court's failure to
formally arraign him pursuant to N.C. Gen. Stat. § 15A-928.
Jernigan, 118 N.C. App. at 244, 455 S.E.2d at 166. The trial
court's failure to formally arraign defendant is not reversible
error. Id. at 244, 455 S.E.2d at 167.
IV. Cruel and Unusual Punishment
[2] Defendant contends that the trial court violated his
Eighth and Fourteenth Amendment constitutional rights by
sentencing him to 120 to 153 months for the HMA offense as an
habitual felon. We disagree.
Whether the Habitual Felon Act violates a defendant's Eighthand Fourteenth Amendment rights has been recently reviewed by this
Court. State v. Hensley, 156 N.C. App. 634, 577 S.E.2d 417, disc.
rev. denied, 357 N.C. 167, 581 S.E.2d 64 (2003). The trial court
sentenced Hensley under the Habitual Felon Act to a term of
imprisonment of a minimum of 90 months to a maximum of 117 months.
Id. at 636, 577 S.E.2d at 419. Hensley raised an identical
argument to the argument defendant presents on appeal. Id. This
Court stated,
defendant argues that the sentence imposed is
so disproportionate to the charge that it
results in an unconstitutional infliction of
cruel and unusual punishment. . . . Defendant
is mistaken. Only in exceedingly unusual non-
capital cases will the sentences imposed be so
grossly disproportionate as to violate the
Eighth Amendment's proscription of cruel and
unusual punishment. Further, our Supreme
Court rejected outright the suggestion that
our legislature is constitutionally prohibited
from enhancing punishment for habitual
offenders as violations of constitutional
strictures dealing with . . . cruel and
unusual punishment . . . . The sentence
imposed . . . under the habitual felon laws is
not so grossly disproportionate so as to
result in constitutional infirmity.
Id. at 638-39, 577 S.E.2d at 421 (internal citations omitted).
This Court reaffirmed the holding in Hensley in State v.
Clifton, 158 N.C. App. 88, 580 S.E.2d 40, cert. denied, 357 N.C.
463, 586 S.E.2d 266 (2003). Clifton received two consecutive
sentences under the Habitual Felon Act of 168 to 211 months. Id.
at 91, 580 S.E.2d at 42. We stated, our Court must continue to
apply the grossly disproportionate principle, remembering that only
in exceedingly unusual non-capital cases will the sentences imposed
be so grossly disproportionate as to violate the Eighth Amendment's
proscription of cruel and unusual punishment. Id. at 94, 580S.E.2d at 45 (citations omitted). In Clifton, we held defendant's
sentence was not grossly disproportionate to violate the Eighth
Amendment. Id.
Here, defendant received a sentence of 120 to 153 months under
the Habitual Felon Act for the HMA offense. In light of the
repetitive nature of defendant's offense and his lengthy criminal
history, the sentence imposed was not grossly disproportionate to
his crime. Id. We stated in Hensley, [d]efendant was not
sentenced for 90 to 117 months in prison because he pawned a
caliper obtained by false pretenses for approximately twenty
dollars. Defendant was sentenced to that term because he committed
multiple felonies over a span of almost twenty years and is a[n]
habitual felon. 156 N.C. App. at 639, 577 S.E.2d at 421. Here,
defendant was not sentenced to 120 to 153 months in prison solely
because of his one assault on Rowland. Defendant was sentenced
based on his history of repeated assaults, misdemeanor convictions,
and his prior felony convictions, all of which occurred within a
fifteen year time span. Defendant's assignment of error is
overruled.
V. Possession of Cocaine to Support Habitual Felon Status
[3] Defendant contends that the trial court erred in using his
conviction of possession of cocaine as one of the underlying
felonies to establish his status as an habitual felon and argues
that punishing a misdemeanor as a felony does not make that crime
a felony for purposes of the Habitual Felon Act. Pursuant to our
Supreme Court's rulings in State v. Jones, 358 N.C. 473, 598 S.E.2d
125 (2004) and State v. Sneed, 358 N.C. 538, 599 S.E.2d 365 (2004),defendant's assignment of error is without merit.
In Jones, our Supreme Court, reversing the Court of Appeals
decision, concluded:
Under N.C.G.S. § 90-95(d)(2), the phrase
punishable as a Class I felony does not
simply denote a sentencing classification, but
rather, dictates that a conviction for
possession of the substances listed therein,
including cocaine, is elevated to a felony
classification for all purposes. Concerning
the controlled substances listed therein, the
specific exceptions contained in section
90-95(d)(2) control over the general rule that
possession of any Schedule II, III, or IV
controlled substance is a misdemeanor.
358 N.C. at 478-79, 598 S.E.2d at 128 ; see also Sneed, 358 N.C. at
538-39, 599 S.E.2d at 365. The Court also held, because N.C.G.S.
§ 90-95(d)(2) classifies possession of cocaine as a felony,
defendant's 1991 conviction for possession of cocaine was
sufficient to serve as an underlying felony for his habitual felon
indictment, and thus, defendant's habitual felon indictment was
valid. Jones, 358 N.C. at 487, 598 S.E.2d at 134. Defendant's
assignment of error is overruled.
VI. Conclusion
Defendant failed to show the trial court erred in using the
HMA offense to enhance defendant's punishment pursuant to the
Habitual Felon Act or that his sentence constituted cruel and
unusual punishment under the Eighth and Fourteenth Amendments.
Based on our Supreme Court's recent rulings in
State v. Jones and
State v. Sneed, the trial court properly sentenced defendant as an
habitual felon.
No Error.
Judges WYNN and MCGEE concur.
*** Converted from WordPerfect ***