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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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IN THE MATTER OF G. DEWEY HUDSON
NO. COA03-556
Filed: 17 August 2004
1. District Attorneys_-dismissal of inquiry into grounds for removal of district
attorney--appeal
There is no appeal from an order of the superior court dismissing an affidavit charging a
district attorney with one or more grounds for removal under N.C.G.S. § 7A-66, because: (1)
although the statute specifically provides that the district attorney may appeal an order of removal
to the Court of Appeals, it does not grant to anyone a right to appeal a dismissal of the inquiry by
the superior court; (2) the affiant was not a party to the removal proceeding under N.C.G.S. §
7A-66 and thus had no right to appeal the trial court's dismissal of the proceeding; and (3) the
legislature could have included a right of appeal from the dismissal of the proceeding under
N.C.G.S. § 7A-66 but chose not to do so.
2. Appeal and Error--preservation of issues--failure to include notice of appeal--
attorney fees as a sanction
Although an affiant who filed a sworn affidavit charging that grounds existed for removal
of a district attorney from office appeals from an order assessing affiant with attorney fees in the
amount of $5,000 as a sanction under N.C.G.S. § 1A-1, Rule 11, N.C.G.S. § 6-21.5, or the
inherent authority of the Court to redress an incorrect and inappropriate application of the law in
this case, affiant's appeal is dismissed because: (1) the record of appeal does not include a notice
of appeal, thus divesting the appellate courts of jurisdiction; and (2) affiant did not include a
petition for writ of certiorari, and the Court of Appeals declines to treat his appeal as such.
Appeal by affiant from order entered 13 January 2003 by Judge
W. Allen Cobb, Jr., and order entered 23 March 2003 by Judge Thomas
D. Haigwood, in Sampson County Superior Court. Heard in the Court
of Appeals 28 January 2004.
Law Offices of Jonathan S. Dills, P.A., by Jonathan S. Dills,
for appellant.
E.C. Thompson, III, P.C., by E.C. Thompson, III, and Burrow
and Hall, by Richard L. Burrows, for appellee.
STEELMAN, Judge.
On 30 December 2002 Joseph W. Morton filed a sworn affidavit
pursuant to N.C. Gen. Stat. § 7A-66 (2004), charging that grounds
existed for District Attorney G. Dewey Hudson (Hudson) to beremoved from office as District Attorney for Prosecutorial District
4. In his affidavit, Morton asserted four grounds for Hudson's
removal from office: (1) willful misconduct in office; (2) habitual
intemperance; (3) conduct prejudicial to the administration of
justice which brings the office into disrepute; and (4) knowingly
authorizing or permitting an assistant district attorney to engage
in conduct constituting grounds for removal.
Upon the filing of the affidavit, the Clerk of Superior Court
of Sampson County forwarded the affidavit to Judge Russell J.
Lanier, Jr., Senior Resident Superior Court Judge for District 4A.
Due to Judge Lanier being assigned out of his district, he assigned
the matter to be heard by Judge W. Allen Cobb, Jr. On 3 January
2003, Judge Lanier advised both Morton and Hudson of this
assignment, in writing. Upon receipt of the affidavit, Judge Cobb
by letter dated 10 January 2003 advised Morton and Hudson of its
receipt, and that he would act on the matter within thirty days, as
required by statute.
On 13 January 2003, at 10:49 a.m., Judge Cobb filed an order
finding that the charges in the affidavit, if true, did not
constitute grounds for removal pursuant to N.C. Gen. Stat. § 7A-66.
The proceeding was dismissed and no evidentiary hearing was
conducted. On 13 January 2003 at 2:35 p.m., Hudson filed a
response to Morton's affidavit with the Clerk of Court. Morton
filed notice of appeal on 27 January 2003.
On January 2003, Hudson filed a motion for sanctions against
Morton pursuant to Rule 11 of the North Carolina Rules of Civil
Procedure. This motion was heard on 10 February 2003 before JudgeHaigwood. On 23 March 2003 an order was entered assessing
attorney's fees in the amount of $5,000.00 against Morton based
upon Rule 11, N.C. Gen. Stat. § 6-21.5 (2004), or the inherent
authority of the Court to redress an incorrect and inappropriate
application of the law in this case. The record and briefs in
this matter are devoid of any indication that appellant gave notice
of appeal from Judge Haigwood's order. The parties agreed to
consolidate the two appeals in this matter.
I. Judge Cobb's Order Dismissing the Proceeding
[1] We first address the issue of whether an appeal can lie
from an order of the superior court dismissing an affidavit
charging a district attorney with one or more grounds for removal
under 7A-66. We conclude that there is no appeal from such an
order.
A proceeding to remove a district attorney is neither a civil
suit nor a criminal prosecution, it is an inquiry and thus the
rules of civil and criminal procedure do not apply. In re Spivey,
345 N.C. 404, 418, 480 S.E.2d 693, 701 (1997). Upon filing of an
affidavit seeking removal of a district attorney, the superior
court is required to perform a two-prong analysis. First, the
court must determine whether the charges if true constitute
grounds for suspension of the district attorney. Second, the
court must also find probable cause for believing that the charges
are true. If the court finds both of these things exist, then a
hearing is to be held upon the charges, upon due notice to the
district attorney. N.C. Gen. Stat. § 7A-66. Following a hearing, if the superior court finds that grounds
for removal exist, then the court shall enter an order permanently
removing the district attorney from office[.] N.C. Gen. Stat. §
7A-66. The statute specifically provides that the district
attorney may appeal an order of removal to the Court of Appeals.
It does not grant to anyone a right to appeal a dismissal of the
inquiry by the superior court.
In proceedings under N.C. Gen. Stat. § 7A-66, the affiant is
not a party, but rather is merely a citizen presenting possible
grounds for removal to the court. In Spivey, the trial court
appointed a member of the bar to act as counsel to present evidence
to the court. This procedure was approved by the Supreme Court.
Spivey, 345 N.C. at 417, 480 S.E.2d at 700. Further, Spivey
asserted before the Supreme Court that the trial court erred by
designating the affiants as petitioners and allowing them to
participate as parties in the proceeding. The Supreme Court
acknowledged that the procedural irregularities Spivey complains
of occurred here, but held that there was no prejudice. Id. at
418, 480 S.E.2d at 701. We hold that Morton as affiant was not a
party to the removal proceeding under N.C. Gen. Stat. § 7A-66 and
thus had no right to appeal Judge Cobb's dismissal of the
proceeding.
We further note that N.C. Gen. Stat. § 7A-66 addresses the
issue of appeal specifically, providing a right of appeal to
district attorneys who are removed from office under the statute.
The legislature includes no such remedy for the charging affiant,
or others, when the proceeding against the district attorney isdismissed. Because the legislature could have included a right of
appeal from the dismissal of a proceeding under N.C. Gen. Stat. §
7A-66 but refused to do so, we take counsel in expressio unius est
exclusio alterus, which stands for the proposition that when a law
expressly describes a particular situation in which something
should apply, an inference must be drawn that what is not included
by specific reference was intended to be omitted or excluded, 73
Am. Jur. 2d Statutes § 129 (2004);
Christensen v. Harris County,
529 U.S. 576, 583, 146 L. Ed. 2d 621, 629 (2000)
. Accordingly we
hold that no right of appeal exists in the instant case.
A review of similar type proceedings supports this conclusion.
There is no provision for appeal of a dismissal of a complaint
against a judge before the Judicial Standards Commission. N.C. Gen.
Stat. § 7A-377 (2004). There is no provision for appeal of a
decision by a chief district court judge not to conduct a hearing
on the removal of a magistrate. N.C. Gen. Stat. § 7A-173 (2004).
Additionally, there is no appeal of the dismissal of a complaint
against an attorney by the Disciplinary Hearing Commission of the
State Bar. State Bar v. Rudisill, 159 N.C. App. 704, disc. rev.
denied 357 N.C. 579, 589 S.E.2d 127 (2003).
Finally, we note that N.C. Gen. Stat. § 7A-66 was not intended
to be a vehicle for persons to air their disputes with their
district attorneys. Nor is it a proper vehicle to challenge the
wisdom, legality, or constitutionality of the manner in which
district attorneys operate their offices or handle their dockets in
the courts of this State. There exist other avenues for
challenging such matters, see e.g. Simeon v. Hardin, 339 N.C. 358,451 S.E.2d 858 (1994). Morton had no right to appeal Judge Cobb's
order and his appeal must be dismissed.
II. Judge Haigwood's order imposing sanctions
[2] There is but one notice of appeal contained in the record
in this matter, appealing from Judge Cobb's order of 13 January
2003. There is no notice of appeal of Judge Haigwood's order of 25
March 2003.
Rule 3 of the Rules of Appellate Procedure provides that a
party entitled to appeal may take appeal by filing notice with the
clerk of superior court and serving copies upon all parties in a
timely manner.
When the record does not include a notice of
appeal, the appellate courts are without jurisdiction.
Crowell
Constructors v. State, 328 N.C. 563, 402 S.E.2d 407 (1991);
Currin-Dillehay Bldg. Supply, Inc. v. Frazier, 100 N.C. App. 188,
394 S.E.2d 683 (1990). We are thus required to dismiss this
portion of Morton's appeal.
Melvin v. St. Louis, 132 N.C. App. 42,
510 S.E.2d 177 (1999),
cert. denied, Melvin v. St. Louis, 350 N.C.
309, 534 S.E.2d 594 (1999).
Morton does not include a petition for
writ of certiorari, and we decline to treat his appeal as such.
APPEAL DISMISSED.
Chief Judge MARTIN and Judge GEER concur.
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