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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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STATE OF NORTH CAROLINA v. ORLANDO RAPHAEL CLARK
NO. COA03-652
Filed: 6 July 2004
1. Constitutional Law_right to confrontation_nontestifying
witness_Crawford_testimonial evidence
A nontestifying witness's statement to an officer during the initial investigation and her
later affidavit during questioning constituted testimonial evidence under Crawford v.
Washington, 541 U.S. 36 (2004). The affidavit contained statements which implicated defendant
and which were made under oath during police questioning. The fact that the initial statement
was not under oath is not dispositive.
2. Constitutional Law_right to confrontation--nontestifying witness_unavailable
The trial court did not err by declaring a witness unavailable where the prosecutor
informed the court that he had personally visited the scene, that the State had attempted to
contact the witness through her friends, and that an officer had made several attempts to locate
her. The State subsequently offered additional evidence regarding the witness's unavailability,
including the officer's testimony.
3. Constitutional Law_right to confrontation_nontestifying witness_prior testimony
Defendant's Sixth Amendment right to confrontation was not violated by the admission
of a nontestifying witness's prior testimony where defendant was present at the earlier trial, was
represented by counsel, and had the opportunity to cross-examine the witness. The jury in the
second trial heard the entire transcript, including the cross-examination about defendant's
convictions, addictions, and any special treatment she received for her testimony.
4. Constitutional Law_right to confrontation_nontestifying witness_statements to
officer_admission harmless error
There was harmless error in the admission of a nontestifying witness's statements to an
officer and subsequent affidavit which identified defendant. Defendant did not have the
opportunity to cross-examine the witness and the trial court failed to give an instruction limiting
the evidence to corroboration, but the error was harmless in light of the other evidence.
5. Criminal Law_instructions on witness's criminal charges_granted in substance
The trial court did not err by refusing to read to the jury a list of a nontestifying witness's
prior and pending criminal charges. Defendant submitted the list before jury selection as support
for a request to exclude the witness's testimony from a prior trial, but did not introduce the
evidence at trial. General evidence of the witness's prior convictions was admitted through the
prior testimony, and the court granted the request in substance by instructing the jury on
consideration of prior convictions in determining credibility.
Judge WYNN concurring in the result.
Appeal by defendant from judgments entered 18 December 2002 by
Judge James Floyd Ammons, Jr., in Cumberland County Superior Court.
Heard in the Court of Appeals 16 March 2004.
Attorney General Roy Cooper, by Assistant Attorney General
Robert M. Curran, for the State.
Joseph E. Zeszotarski, Jr., for defendant-appellant.
TYSON, Judge.
Defendant appeals from judgments entered after a jury found
him to be guilty of robbery with a dangerous weapon and second-
degree kidnapping. Following a second proceeding, the jury
adjudicated defendant as having the status of being an habitual
felon and a violent habitual felon. We affirm defendant's
conviction and the trial court's judgments and hold that any error
at trial was harmless beyond a reasonable doubt.
I. Background
On 23 May 2001, Sarah DeBone (DeBone) flew from her home in
Michigan to Raleigh, North Carolina, and traveled by bus from
Raleigh to Fayetteville. DeBone had not visited Fayetteville
previously and was traveling to meet her fiancée, who was serving
on active duty in the military and stationed near Fayetteville.
Upon arrival at the Fayetteville bus station in mid-afternoon,
DeBone walked outside the terminal to hail a taxi and was
approached by defendant, who struck up a conversation with her.
DeBone told defendant she was visiting from Michigan and was
waiting for a taxi to take her to the Fairfield Inn. Defendant
falsely informed DeBone the Fairfield Inn was located within
walking distance and offered to show her the way. DeBone
consented, and defendant led her away from the bus station on foot.
Several blocks away, defendant and DeBone encountered a woman, with
whom defendant had a brief conversation.
As DeBone and defendant continued walking, she became
apprehensive. DeBone told defendant she appreciated his help, butwas returning to the bus station to get a taxi. Defendant promised
the hotel was nearby, and DeBone relented. After they walked a
short distance, defendant moved behind DeBone, grabbed her around
the neck, and forced her to the ground. Defendant told DeBone not
to move or talk because he had a gun. Defendant went through
DeBone's belongings, stole her money, debit card, and compact disc
player, and ran.
After lying on the ground until she was satisfied that
defendant had fled, DeBone ran to the closest restaurant and called
the police. Fayetteville Police Officer A.L. Black (Officer
Black) responded and drove DeBone through the area where she had
walked. DeBone saw the woman whom defendant had spoken with
earlier that day. Officer Black recognized the woman as Michelle
Moore (Moore), a transient he had known for several years. Moore
recognized DeBone as the woman she had seen walking with a male
earlier that afternoon. Moore also stated she had known the man
with DeBone for a couple of years, but informed Officer Black that
she only knew him by his street name C.
Fayetteville Police officers conducted an independent
investigation to determine the identity of C. Through this
investigation, defendant was identified as a suspect. Moore later
identified defendant as C in a photographic lineup. Debone also
identified defendant in a photographic lineup, and again at trial,
as the man who led her away from the bus station and assaulted and
robbed her.
Moore did not testify at trial. The trial court allowed the
State to introduce her sworn testimony given in a prior trial
against defendant, her identification of defendant, and hernotarized statement to Officer Black. Defendant did not present
any evidence. The jury convicted defendant of all charges, as well
as having attained the status of an habitual felon and being a
violent habitual felon. The trial court sentenced defendant as a
violent habitual felon to life imprisonment without possibility of
parole. Defendant appeals.
II. Issues
Defendant contends the trial court erred in: (1) allowing
into evidence Moore's prior testimony, affidavit, and statements to
Officer Black identifying defendant as DeBone's robber; and (2)
refusing to instruct the jury regarding Moore's prior criminal
history.
All of defendant's assignments of error directly challenge the
admission of evidence from, and jury instructions regarding, a
witness who was not physically present to testify at trial. After
the briefs were filed, the United States Supreme Court addressed
the issue of whether [the admission of recorded statements to
police] complied with the Sixth Amendment's guarantee that, '[i]n
all criminal prosecutions, the accused shall enjoy the right . . .
to be confronted with the witnesses against him.' Crawford v.
Washington, 541 U.S. 36, 38, 158 L. Ed. 2d 177, 184 (2004). As
defendant's assignments of error directly relate to his Sixth
Amendment right of confrontation, the United States Supreme Court's
analysis in Crawford is controlling.
III. Confrontation Clause
Defendant argues the trial court violated his Sixth Amendment
right to confrontation by admitting Moore's: (1) testimony from a
prior trial; (2) affidavit taken by Officer Black; and (3)statements identifying defendant during police questioning, without
making proper findings of unavailability.
The Sixth Amendment right of confrontation applies to the
States through the Fourteenth Amendment of the United States
Constitution. Barber v. Page, 390 U.S. 719, 721, 20 L. Ed. 2d 255,
258 (1968). Our United States Supreme Court has held, '[t]here
are few subjects, perhaps, upon which this Court and other courts
have been more nearly unanimous than in their expressions of belief
that the right of confrontation and cross-examination is an
essential and fundamental requirement for the kind of fair trial
which is this country's constitutional goal.' Id. (quoting
Pointer v. Texas, 380 U.S. 400, 405, 13 L. Ed. 2d 923, 927 (1965)).
[T]here has traditionally been an exception to the confrontation
requirement where a witness is unavailable and has given testimony
at previous judicial proceedings against the same defendant which
was subject to cross-examination by that defendant. Barber, 390
U.S. at 722, 20 L. Ed. 2d at 258.
The United States Supreme Court recently revisited the Sixth
Amendment Confrontation Clause in Crawford. After thoroughly
discussing historical interpretations of the Confrontation Clause,
the Supreme Court set forth the proper analysis to be applied and
held, [w]here testimonial evidence is at issue, . . . the Sixth
Amendment demands what the common law required: unavailability and
a prior opportunity for cross-examination. Id. at 68, 158 L. Ed.
2d at 203.
Our review of whether defendant's Sixth Amendment right of
confrontation was violated is three-fold: (1) whether the evidence
admitted was testimonial in nature; (2) whether the trial courtproperly ruled the declarant was unavailable; and (3) whether
defendant had an opportunity to cross-examine the declarant. Id.
A. Testimonial Evidence
[1] The Sixth Amendment to the United States Constitution
guarantees that in all criminal prosecutions the accused shall
enjoy the right . . . to be confronted with the witnesses against
him. U.S. Const. amend. VI. Defendant contends the admission at
trial of Moore's prior testimony, her affidavit taken during police
questioning, and statements made to Officer Black identifying
defendant violated his right of confrontation.
Defendant did not assign error to the trial court's admission
of Moore's identification of defendant during a photographic
lineup, nor does he assign error to the procedures used to obtain
this evidence. Although defendant objected at trial, his failure
to assign error precludes our review pursuant to N.C.R. App. P. 10
(2004). Defendant argues the admission of Moore's statements
through other witnesses' testimony at trial violated his Sixth
Amendment right to confrontation.
In Crawford, Justice Scalia wrote, '[t]estimony,'. . . is
typically '[a] solemn declaration or affirmation made for the
purpose of establishing or proving some fact.' 541 U.S. at 51, 158
L. Ed. 2d at 192 (quoting 1 N. Webster, An American Dictionary of
the English Language (1828)). Although the Court in Crawford
expressly declined to issue a comprehensive definition of
testimonial evidence, it clearly held that prior testimony in a
former trial and statements made during police interrogations
constitute testimonial evidence. Id. at 52, 158 L. Ed. 2d at 193.
Under Crawford, Moore's testimony in an earlier trial istestimonial evidence. Id.
The Supreme Court declined to define police interrogation,
and stated in footnote four, [j]ust as various definitions of
'testimonial' exist, one can imagine various definitions of
'interrogation,' and we need not select among them in this case.
Id. at 53, 158 L. Ed. 2d at 194 n. 4. Further, a witness's
recorded statement, knowingly given in response to structured
police questioning, qualifies under any conceivable definition.
Id. Moore's affidavit, which contains recorded statements
implicating C, who was later identified as defendant, and made
under oath during police questioning, constitutes testimonial
evidence.
Moore's statements to Officer Black made during his initial
investigation are also testimonial evidence. The fact that this
statement was not made under oath is not dispositive. See id. at
52, 158 L. Ed. 2d at 193 (Police interrogations bear a striking
resemblance to examinations by justices of the peace in England.
The statements are not sworn testimony, but the absence of oath was
not dispositive.). Here, as in Crawford, [a]n accuser who makes
a formal statement to government officers bears testimony in a
sense that a person who makes a casual remark to an acquaintance
does not. Id. at 51, 158 L. Ed. 2d at 192; see also Moody v.
State, 594 S.E.2d 350, 354 n. 6 (Ga. 2004) (Although the Crawford
Court declined to define the term testimonial, it appears that
the term ['testimonial'] encompasses the type of field
investigation of witnesses at issue here.). Moore's prior
testimony, affidavit, and statements to police are testimonial in
nature and require further analysis under Crawford to determinetheir admissibility.
B. Unavailability
[2] Under Crawford, the State is required to present evidence
of and the trial court must find Moore is unavailable at trial for
her statements to be admitted. See Crawford, 541 U.S. at 68, 158
L. Ed. 2d at 203. Rule 804 of the North Carolina Rules of Evidence
creates a hearsay exception and allows admission of prior testimony
into evidence if the declarant is unavailable. N.C. Gen. Stat. §
8C-1, Rule 804(b)(1) (2003). Rule 804 lists several definitions
for unavailability as a witness, including situations where the
declarant [i]s absent from the hearing and the proponent of his
statement has been unable to procure his attendance . . . by
process or other reasonable means. N.C. Gen. Stat. § 8C-1, Rule
804(a)(5) (2003).
In State v. Triplett, our Supreme Court held, [t]he trial
judge's determination of unavailability in such cases must be
supported by a finding that the declarant is [unavailable], which
finding in turn must be supported by evidence of [unavailability].
316 N.C. 1, 8, 340 S.E.2d 736, 740 (1986). The degree of detail
required in the finding of unavailability will depend on the
circumstances of the particular case. Id.
In State v. Nobles, our Supreme Court ruled that the
prosecution's statements about its attempts to find the witness
were insufficient to conclude that a good-faith effort was made and
held the trial court erred in admitting the evidence. 357 N.C.
433, 584 S.E.2d 765 (2003). The Court stated that, as an appellate
court, it had to determine whether the prosecution met its burden
of establishing that the witness was constitutionally unavailableto testify. Id. at 437, 584 S.E.2d at 769. The Court also said,
[t]urning to the facts . . ., the transcript provides little
insight as to whether the state undertook any effort whatsoever to
produce [the witness]. Id. at 438, 584 S.E.2d at 770. The State
asserted the witness was not located within the state and had been
unwilling to come back four years ago for previous proceedings.
Id.
Second, the state did not present a witness to
testify, offer other evidence, or otherwise
demonstrate good-faith efforts to locate and
present [the witness]. Accordingly, the state
did not adequately demonstrate, on this
record, that [the witness] was
constitutionally unavailable to testify in
person before the jury.
Id. at 439, 584 S.E.2d at 770. Our North Carolina Supreme Court
concluded, [t]he state's failure to undertake good-faith efforts
to locate and produce [the witness] constitutes reversible error,
however, the Court limited its holding to the facts and
circumstances of the present case. Id. at 441, 584 S.E.2d at 771.
During a hearing on motions in limine, the State moved to have
Moore declared to be unavailable as a witness. The prosecuting
attorney informed the trial court that he had personally visited
the areas Moore frequented and that the State had attempted to
contact Moore through her friends. He also asserted Officer Black
made several attempts to locate Moore. The State informed the
trial court and defendant that it planned to offer into evidence
Moore's prior testimony, affidavit, and statements identifying
defendant.
Defense counsel objected to the State's motion to declare
Moore unavailable and requested the trial court to exclude her
testimony and statements. Defendant does not assign error to theadmission of Moore's identification of defendant in a photographic
lineup. Defense counsel also submitted proposed jury instructions
on Moore's prior convictions if the trial court declared her
unavailable and admitted her prior testimony. Without hearing
evidence or conducting voir dire, the trial court granted the
State's motion to declare Moore unavailable and denied defendant's
motion for proposed jury instructions.
The trial court must receive substantial supporting evidence
before making a finding of unavailability. See id. at 439, 584
S.E.2d at 770; see also Tripplett, 316 N.C. at 8, 340 S.E.2d at
740. Although the State informed the court of its efforts to
locate Moore, it did not present a witness to testify or offer
other evidence at the motion hearing. See Nobles, 357 N.C. at
439, 584 S.E. 2d at 770.
We note that during defendant's objection to the State's
motion to declare Moore unavailable, defense counsel conceded, I
can't find her. Defense counsel's statement during his objection
to the State's motion that he could not locate Moore does not
relieve the State of its burden to produce evidence showing it has
been unable to procure [Moore's] attendance . . . by process or
other reasonable means. N.C. Gen. Stat. § 8C-1, Rule 804(a)(5);
see also Nobles, 357 N.C. at 440, 584 S.E.2d at 771.
A review of the transcript reveals that prior to the admission
of Moore's prior testimony at trial, the State offered additional
evidence regarding Moore's unavailability, including Officer
Black's testimony that he had repeatedly tried to locate Moore.
The prosecutor's statements regarding its efforts to locate Moore
corroborate Officer Black's testimony and sufficiently demonstratethe State's good-faith efforts to procure Moore in order for the
trial court to declare her unavailable. We hold the trial court
did not err in declaring Moore to be unavailable to testify during
defendant's trial at bar.
C. Cross-Examination
To determine whether the trial court properly admitted Moore's
prior testimony, prior statements to police, and her affidavit, our
analysis turns to whether defendant had an opportunity to cross-
examine Moore regarding the evidence presented against him.
Crawford, 541 U.S. at 68, 158 L. Ed. 2d at 203. In Crawford, the
Supreme Court ruled it was error for the trial court to admit the
unavailable witness's tape recorded statement taken during police
investigation and describing defendant's commission of the crime
because the defendant had no opportunity to cross-examine during
the witness's prior statement to the police. Id. We next consider
whether defendant was afforded an opportunity to cross-examine
Moore during her prior testimony or regarding her affidavit and
statements to Officer Black.
1. Prior Testimony
[3] The trial court admitted Moore's prior testimony, given
under oath in an earlier trial, regarding the incident at bar. At
the earlier trial, defendant was present, represented by counsel,
had an opportunity to cross-examine Moore, and, through his
counsel, did cross-examine her. Moore's entire testimony from the
earlier trial was admitted and read into evidence in the jury's
presence. The jury also heard defense counsel's prior cross-
examination regarding Moore's convictions for numerous drug
offenses and prostitution, addictions to drug and alcohol thatrequired her to be institutionalized, and any potential bias or
special treatment she received from the State for testifying
against defendant.
We hold that Moore's prior testimony, which was given at an
earlier trial where defendant was present and cross-examined the
witness, satisfies the cross-examination requirement under
Crawford. See id.
Moore's prior testimony was properly admitted under Rule 804.
Since the State satisfied the requirements set forth in Crawford,
we hold defendant's Sixth Amendment right of confrontation was not
violated by the admission of Moore's prior trial testimony at bar.
See Crawford, 541 U.S. at 68, 158 L. Ed. 2d at 203.
2. Statements to Police
[4] Defendant argues the trial court erroneously admitted
Moore's affidavit and her statements identifying defendant to
Officer Black during his investigation.
Immediately following the incident, DeBone and Officer Black
returned to the area where she and her assailant had walked. While
riding with Officer Black, DeBone identified the woman whom she and
her assailant had met earlier on the street. Officer Black
recognized the woman as Moore and engaged in a brief conversation
with her. During this initial investigation, Moore made statements
to Officer Black identifying the man walking with DeBone earlier as
C, but stated she did not know his legal name.
Later that day, Moore signed an affidavit, under oath, which
was witnessed by and given in the presence of Officer Black and
signed before a notary. Her affidavit indicated that she had known
C for a couple of years and identified him as the man walkingwith DeBone on 23 May 2001.
As in Crawford, defendant here did not have the opportunity to
cross-examine Moore during her statements to Officer Black or the
taking of her affidavit. The State argues Moore's affidavit and
statements to Officer Black were not admitted to prove the truth of
the matter asserted but as corroborating evidence of Moore's prior
testimony. In Crawford, the Supreme Court noted, [t]he
[Confrontation] Clause also does not bar the use of testimonial
statements for purposes other than establishing the truth of the
matter asserted. 541 U.S. at 59, 158 L. Ed. 2d at 197-98 n. 9
(citing Tennessee v. Street, 471 U.S. 409, 414, 85 L. Ed. 2d 425,
105 S. Ct. 2078 (1985)). In Tennessee v. Street, the Supreme Court
ruled that the admission of an accomplice's out of court confession
was not error because the accomplice's statement was admitted for
the nonhearsay purpose of rebutting defendant's testimony. 471
U.S. at 414, 85 L. Ed. 2d at 431. The Court reasoned, [t]he
Clause's fundamental role in protecting the right of
cross-examination, see Douglas v. Alabama, 380 U.S. 415, 418, [13
L. Ed. 2d 934, 937] (1965), was satisfied by Sheriff Papantoniou's
presence on the stand. If [the defendant's] counsel doubted that
[the accomplice's] confession was accurately recounted, he was free
to cross-examine the Sheriff. Tennessee, 471 U.S. at 414, 85 L.
Ed. 2d at 431. In Tennessee v. Street, however, the jury was
pointedly instructed by the trial court 'not to consider the
truthfulness of [the accomplice's] statement in any way
whatsoever.' 471 U.S. at 414-15, 85 L. Ed. 2d at 431.
Here, the trial court failed to give the jury a limiting
instruction. Because the jury could have considered this evidencefor the truth of the matter asserted, we cannot presume it was
offered and received as corroborating evidence. The admission of
this evidence must be analyzed under Crawford as if it was offered
and received to prove the truth of the matter asserted.
Although Moore's affidavit and statements may have
corroborated her prior testimony, without a limiting instruction to
the jury not to consider the evidence for the truth of the matter
asserted, i.e., whether defendant was DeBone's assailant, the
admission of this evidence without affording defendant an
opportunity to cross-examine Moore is error.
D. Harmless Error
Because defendant's constitutional right was violated through
the admission of Moore's prior statements to Officer Black and her
affidavit, the State has the burden of proving the error was
harmless beyond a reasonable doubt to sustain defendant's
conviction. N.C. Gen. Stat. § 15A-1443(b) (2003); see also
Delaware v. Van Arsdall, 475 U.S. 673, 684, 89 L. Ed. 2d 674, 686
(1986) (The correct inquiry is whether, assuming that the damaging
potential of the cross-examination were fully realized, a reviewing
court might nonetheless say that the error was harmless beyond a
reasonable doubt.); State v. Sisk, 123 N.C. App. 361, 370, 473
S.E.2d 348, 354 (1996), aff'd in part and disc. rev. improvidently
allowed in part, 345 N.C. 749, 483 S.E.2d 440 (1997) (citing N.C.
Gen. Stat. § 15A-1443).
In order for this Court to find that the error affecting
defendant's constitutional rights was harmless beyond a reasonable
doubt, we must determine that the error had no bearing on the jury
deliberations. Sisk, 123 N.C. App. at 370, 473 S.E.2d at 354. Overwhelming evidence of a defendant's guilt [without regard to
the erroneously admitted evidence] may render a constitutional
error harmless beyond a reasonable doubt. State v. Roope, 130
N.C. App. 356, 367, 503 S.E.2d 118, 126, disc. rev. denied, 349
N.C. 374, 525 S.E.2d 189 (1998) (citing Harrington v. California,
395 U.S. 250, 23 L. Ed. 2d 284 (1969); State v. Autry, 321 N.C.
392, 400, 364 S.E.2d 341, 346 (1988)).
DeBone, the victim, testified at trial regarding the events
that occurred on 23 May 2001. A man approached her after she
arrived at the Fayetteville bus station between 3:30 p.m. to 4:30
p.m. on a clear, spring day. He offered to walk with her to her
hotel, which he falsely informed her was within walking distance.
DeBone walked and talked with defendant for approximately twenty-
five to thirty-five minutes in clear daylight. As DeBone reported
the incident to police immediately after she was assaulted and
robbed, she recalled several identifying characteristics of her
assailant, including his sex, race, weight, and crooked teeth.
Prior to defendant assaulting and robbing her, they stopped and
talked to a woman on the street. Following the robbery, DeBone and
Officer Black retraced the path she had taken with her robber.
While riding with Officer Black, DeBone quickly identified the
woman whom she and her assailant had met earlier on the street.
DeBone asked Officer Black to stop his vehicle, and he engaged in
a brief conversation with the woman. That afternoon, Officer Black
showed several photographs to DeBone. Defendant's photograph was
not included in the lineup. DeBone did not identify her assailant
and robber from the photographs she was shown.
After DeBone returned to Michigan, the Fayetteville PoliceDepartment conducted an independent investigation to determine the
robber's identification. After determining that defendant was a
suspect, the Fayetteville Police Department contacted Ottawa County
Sheriff's Detective Timothy Raha (Detective Raha) in Michigan to
request his assistance in a photograph identification procedure.
Detective Raha testified at defendant's trial that he met with
DeBone at her place of work two weeks after the incident, around
4:25 p.m. on 7 June 2001. He showed DeBone a photographic lineup
of six men and read to her the accompanying Photo Identification
Procedure document.
DeBone testified she was instructed to take her time and not
to rush. She stared at the photographs for less than ten minutes
before identifying defendant as her robber. DeBone also testified
she felt a sick feeling in my stomach when I kept going back to
[defendant's] picture, and that she remembered his face at the
Greyhound bus station. In identifying the robber in the photo
array, DeBone signed below defendant's photograph. DeBone also
identified defendant as her assailant and robber at trial.
In addition to the victim's identification of defendant, Moore
also identified defendant in a photographic lineup as the man she
saw walking with DeBone on 23 May 2001. While Moore's statements
to Officer Black and her affidavit are inadmissible, her
identification of defendant in a photographic lineup was not
assigned as error and serves as additional evidence implicating
defendant as the robber.
Defendant did not object to or move to strike any of the
identification procedures for either DeBone or Moore. Excluding
Moore's prior statements to Officer Black and her affidavit, theState presented overwhelming evidence of defendant's guilt.
This evidence taken together with the testimony and
identification made twice by the victim, who had walked and talked
with defendant for around thirty minutes on a clear afternoon,
renders the admission of Moore's statements and affidavit in
violation of defendant's Sixth Amendment right to confront the
witnesses against him harmless. We hold the admission into
evidence of Moore's affidavit and her prior statements to Officer
Black implicating defendant were harmless beyond a reasonable
doubt.
IV. Jury Instruction
[5] Defendant contends the trial court erred in denying his
request to read to the jury, during jury instructions, a list that
specifically set forth all of Moore's prior and pending criminal
charges. We disagree.
It is well established that a request for a specific
instruction which is correct in law and supported by the evidence
must be granted at least in substance. State v. Williams, 98 N.C.
App. 68, 71, 389 S.E.2d 830, 832 (1990). [T]he trial judge is not
required to give the requested instruction verbatim. Id. Where
specific instructions requested are not supported by the evidence,
the trial judge does not err in failing to give such instructions
verbatim or in substance. State v. Hall, 57 N.C. App. 544, 546,
291 S.E.2d 873, 875, disc. rev. denied, 305 N.C. 761, 293 S.E.2d
593 (1982).
Prior to selecting the jury, defense counsel submitted to the
court a copy of Moore's Cumberland County criminal record check, a
document that showed she had been arrested twenty times, andcertified copies from the Cumberland County Clerk of Court showing
Moore's pending charges. He presented these documents as
supporting data for his request to exclude [Moore's] testimony
and moved that these documents be made part of the record.
Defense counsel never moved to have the trial court read or publish
these documents to the jury during trial. Following the close of
the State's case-in-chief, defense counsel moved to dismiss the
charges and informed the trial court, We've chosen not to present
evidence in this case. Defendant did not seek to introduce
Moore's prior record into evidence for impeachment or other
purposes.
Some general evidence of Moore's prior convictions and bad
acts was admitted into evidence and presented to the jury through
the admission of Moore's prior testimony and cross-examination. We
previously held that the admission of this prior testimony was not
error. Moore's prior testimony referenced generally her numerous
drug offenses and her abuse of and addictions to drug and alcohol.
In this testimony, Moore admitted these drug offenses and
addictions, specifically stating that she had been convicted of
possession of narcotics, drug paraphernalia, prostitution, you
name it.
During the charge conference, defense counsel requested the
trial court instruct the jury by reading each of Moore's fourteen
prior convictions and charges in Cumberland County, along with the
corresponding conviction date. Although the details of Moore's
prior charges were made part of the record during pretrial motions,
defendant did not move to admit these documents into evidence. The
trial court was not required to submit verbatim this requestedinstruction to the jury in the absence of their admission into
evidence. Hall, 57 N.C. App. at 546, 291 S.E.2d at 875.
Even if Moore's prior testimony supported defendant's
requested instruction, the trial court granted his request in
substance. See Williams, 98 N.C. App. at 71, 389 S.E.2d at 832.
The trial court instructed the jury:
[W]hen evidence has been received tending to
show that a witness has been convicted of
criminal charges, you may consider this
evidence for one purpose only. . . .in
deciding whether you believe or disbelieve his
or her testimony at this trial. . . .
Although the trial court denied defendant's specific request, it
instructed the jury on its ability to consider a witness's prior
convictions in determining her credibility as a witness. The trial
court's instruction, in substance, addressed defendant's concern
over Moore's criminal history, credibility, and the jury's ability
to determine what weight to give her testimony. Portions of
Moore's criminal past and her history of drug and alcohol abuse
were presented to the jury through the admission of her prior
testimony and cross-examination. The trial court did not err in
denying defendant's request for jury instructions. This assignment
of error is overruled.
V. Conclusion
Defendant's Sixth Amendment right of confrontation was not
violated when the trial court admitted Moore's prior testimony into
evidence, as this prior testimony was subject to cross-examination
and satisfied the United States Supreme Court's ruling in
Crawford.
The trial court erred in admitting Moore's testimonial affidavit
and statements given during police questioning as corroborating
evidence without giving the jury a limiting instruction. Thisevidence violated defendant's right to confrontation. We hold the
evidence and record shows this error was harmless beyond a
reasonable doubt. The trial court did not err in failing to give
defendant's requested jury instruction where the evidence did not
support such instruction and the trial court did instruct the jury
that it could use Moore's prior criminal record and bad acts in
determining her credibility. Defendant's convictions and the trial
court's judgments and sentence are affirmed.
Harmless error. Judgments and sentence affirmed.
Judge Hunter concurs.
Judge Wynn concurs in the result only by separate opinion.
WYNN, Judge concurring in the result.
I agree with the majority that, even if the trial court
erroneously admitted the testimonial statements in violation of
Crawford, such error was harmless in light of the overwhelming
evidence of Defendant's guilt. I do not agree with the majority's
discussion of
Crawford, however, and I therefore concur in the
result only.
In this case, the majority opinion analyzes multiple issues in
light of
Crawford, but ultimately concludes that all such errors
were harmless. Inasmuch as the United States Supreme Court
deliberately left its holding in
Crawford with unsettled issues,
and the errors in this case were harmless, I believe the majority's
lengthy
Crawford analysis is unnecessary to resolution of the case.
Indeed, it is fundamental that our appellate courts should refine
opinions to address only the issues necessary for resolution of
each case. The Court thereby avoids the multiple evils of advisory
opinions, questionable dicta, and other unnecessary expressions ofviews that may tie the Court's hands in future cases or cause
confusion among the state bar.
See,
e.g.,
Smith v. Norfolk & S.
R.R. Co., 114 N.C. 728, 749-50, 19 S.E. 863, 869 (1894) (warning
that, it may be safely remarked that no science is more dependent
upon the accuracy of its terms and definitions than that of the
law. Looseness of language and dicta in judicial opinions, either
silently acquiesced in or perpetuated by inadvertent repetition,
often insidiously exert their influence until they result in
confusing the application of the law, or themselves become
crystallized into a kind of authority which the courts, without
reference to true principle, are constrained to follow.);
Currie
v. Worthy, 48 N.C. (1 Jones Eq.) 315, 319-20 (1856) (dicta do not
fix the law; and I will take occasion to say, that the habit in
which Judges, particularly on this side of the Atlantic, indulge,
of writing
dissertations instead of confining themselves to the
point presented by the case, which is done either to display their
learning or to save others from the trouble of thinking, so far
from tending to fix the law, tends to unsettle it, and create
confusion.);
Thomas Fowler,
Are Unnecessary Holdings Dicta?,
North Carolina State Bar Journal, Summer 2003 (noting that, In
light of the widespread use of electronic legal research, it may be
more important than ever for appellate judges to clearly state in
their opinions what their holding is, and to avoid discussions of
matters that are not necessary to that holding); Michael C. Dorf,
Dicta and Article III,
142 U. Pa. L. Rev. 1997, 2004 (1994)
(discussing the difficulties arising from the lack of consistency
among courts as to the proper scope of judicial holdings).
Since, for the sake of argument, we could assume there waserror and dispose of this matter under a harmless error analysis,
I believe it imprudent to, for instance, set
forth a
Crawford
three-fold test with attending prongs.
Crawford is a momentous
case handed down by the United States Supreme Court only four
months ago. This Court, like federal and state courts across the
country, will be addressing the impact of
Crawford on countless
individual cases to come. The significance of
Crawford should
be
allowed time to develop and mature on a case-by-case basis with the
benefit of briefs and arguments by litigants. It is premature to
attempt to fashion a definitive
Crawford test to be applied in
all cases. For these reasons, I respectfully concur in the result
only.
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