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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
STATE OF NORTH CAROLINA v. IGNACIO GARCIA TREJO
NO. COA03-658
Filed: 6 April 2004
1. Indictment and Information_trafficking in marijuana_amount_overbroad drafting
Indictments for trafficking in marijuana by possession and transportation were not fatally
defective where they alleged that defendant possessed ten pounds or more while the statutory
amount is more than ten pounds. Drafting that is too broad but includes the statute and
affirmatively alleges the elements may be addressed through proper jury instructions.
2. Drugs_trafficking in marijuana_instructions_ten pounds or more
Jury verdicts for trafficking in marijuana by possession and transportation were
ambiguous and were remanded where the jury was erroneously instructed that proof of
possession of ten pounds or more was needed (the statute does not cover possession of exactly
ten pounds) and the evidence could support the inference that defendant possessed ten pounds.
Judge HUNTER concurring in part and dissenting in part.
Appeal by defendant from judgment entered 18 April 2001 by
Judge Kimberly S. Taylor in Rowan County Superior Court. Heard in
the Court of Appeals 4 February 2004.
Attorney General Roy A. Cooper, by Assistant Attorney General
Daniel P. O'Brien, for the State.
Jarvis John Edgerton, IV, for defendant-appellant.
LEVINSON, Judge.
Defendant (Ignacio Garcia Trejo) was indicted for trafficking
in marijuana by possession and trafficking in marijuana by
transportation in violation of N.C.G.S. § 90-95(h)(1)(a). Both
indictments alleged that the amount of marijuana involved was 10
pounds or more but less than 50 pounds[.] Defendant also was
indicted for conspiracy to traffic in more than ten but less than
fifty pounds of marijuana pursuant to N.C.G.S. § 90-95(i).
At trial, a detective with the Rowan County Sheriff'sDepartment testified that he observed defendant and another
individual arrive at a residence in a blue Geo Prism and carry a
large cardboard box taken from the car into the residence. The
detective testified that, shortly thereafter, the box was found by
police in a spare room in the residence. An agent working in the
laboratory of the State Bureau of Investigation testified that she
had determined the contents of the box to be marijuana in an amount
weighing eighteen pounds. Defendant testified that he did not know
that the box contained marijuana, and he estimated that the box and
its contents weighed six or seven pounds at the time he carried
it.
The trial court instructed the jury that it should find
defendant guilty of trafficking in marijuana by possession if it
found that he possessed ten pounds or more but less than fifty
pounds of marijuana, and that it should find defendant guilty of
trafficking in marijuana by transportation if it found that he
transported ten pounds or more but less than fifty pounds of
marijuana. A jury convicted defendant of both trafficking
offenses, as well as conspiracy to traffic in marijuana. The
conspiracy conviction was obtained pursuant to a proper indictment
and proper jury instructions, and is not at issue in this appeal.
Defendant appeals by writ of certiorari allowed 6 March 2002
from his convictions for trafficking in marijuana by possession and
trafficking in marijuana by transportation, contending that these
convictions must be vacated because they (1) have been obtained
pursuant to invalid indictments, and (2) are the products of
ambiguous jury verdicts in violation of the North CarolinaConstitution. We conclude the indictments are not invalid but that
defendant's drug trafficking convictions must be reversed.
[1] In his first argument on appeal, defendant contends that
the indictments charging him with trafficking in marijuana by
possession and trafficking in marijuana by transportation are
fatally defective because each indictment fails to correctly
specify the quantity of marijuana necessary for conviction of each
offense. We do not agree.
To be constitutionally valid, an indictment 'must allege
lucidly and accurately all the essential elements of the offense
endeavored to be charged.' State v. Hunt, 357 N.C. 257, 267, 582
S.E.2d 593, 600 (2003) (quoting State v. Greer, 238 N.C. 325, 327,
77 S.E.2d 917, 919 (1953)). To comport with our Criminal Procedure
Act, an indictment must assert[] facts supporting every element of
a criminal offense and the defendant's commission thereof with
sufficient precision clearly to apprise the defendant . . . of the
conduct which is the subject of the accusation. N.C.G.S. § 15A-
924(a)(5)(2003). An indictment meets minimum standards for
validity if it:
(1) [provides] such certainty . . . as will
identify the offense with which the accused is
sought to be charged; (2) [protects] the
accused from being twice put in jeopardy for
the same offense; (3) [enables] the accused to
prepare for trial, and (4) [enables] the
court, on conviction or plea of nolo
contendere or guilty to pronounce sentence
according to the rights of the case.
State v. Sparrow, 276 N.C. 499, 510, 173 S.E.2d 897, 904 (1970)
(quoting Greer, 238 N.C. at 327, 77 S.E.2d at 919); see also Hunt,357 N.C. at 267, 582 S.E.2d at 600. An indictment
is sufficient in form . . . if it express
[sic] the charge against the defendant in a
plain, intelligible, and explicit manner; and
the same shall not be quashed, nor the
judgment thereon stayed, by reason of any
informality or refinement, if in the bill . .
. , sufficient matter appears to enable the
court to proceed to judgment.
N.C.G.S. § 15-153 (2003). [A]n indictment which avers facts which
constitute every element of an offense does not have to be couched
in the language of the statute [codifying the offense]. State v.
Hicks, 86 N.C. App. 36, 40, 356 S.E.2d 595, 597 (1987).
The instant case involves separate indictments for trafficking
in marijuana by possession and trafficking in marijuana by
transportation pursuant to N.C.G.S. § 90-95(h)(1)(a) (2003), which
provides:
Any person who . . . transports, or possesses
in excess of 10 pounds (avoirdupois) of
marijuana shall be guilty of a felony which
felony shall be known as trafficking in
marijuana and if the quantity of such
substance involved . . . [i]s in excess of 10
pounds, but less than 50 pounds, such person
shall be punished as a Class H felon and shall
be sentenced to a minimum term of 25 months
and a maximum term of 30 months in the State's
prison and shall be fined not less than five
thousand dollars ($ 5,000).
(emphasis added). Weight of the marijuana is an essential element
of trafficking in marijuana under G.S. 90-95(h). State v.
Goforth, 65 N.C. App. 302, 306, 309 S.E.2d 488, 492 (1983); State
v. Anderson, 57 N.C. App. 602, 608, 292 S.E.2d 163, 167 (1982).
In the instant case, the indictment charging defendant with
trafficking in marijuana by possession alleges that the defendant
possess[ed] 10 pounds or more but less than 50 pounds ofmarijuana, and the indictment charging defendant with trafficking
in marijuana by transportation alleges that defendant
transport[ed] 10 pounds or more but less than 50 pounds of
marijuana. Relying on Goforth, defendant contends that neither
indictment alleges that the amount of marijuana possessed or
transported by the defendant was in excess of 10 pounds, but less
than 50 pounds as is required pursuant to G.S. § 90-95(h)(1)(a).
We do not agree.
In Goforth, 65 N.C. App. at 306, 309 S.E.2d at 492, three
defendants were indicted for conspiring to traffic in at least 50
pounds of marijuana where the conduct proscribed by law was
conspiring to traffic in excess of 50 pounds of marijuana
(emphasis added). This Court held that the indictments were
invalid because 'in at least 50 pounds' is not 'in excess of 50
pounds.' Id. The conduct alleged in the Goforth indictments did
not necessarily allege that defendants had conspired to traffic
marijuana in an amount that was more than fifty pounds, which was
an essential element of the crime charged. Rather, the Goforth
indictments alleged that defendants had conspired to traffic
marijuana in an amount that was, at the very least, fifty pounds.
Though the phrase at least 50 pounds implied that the Goforth
defendants in fact conspired to traffic in more than fifty pounds
of marijuana, this phrase, standing alone, did not explicitly set
forth the essential weight element of the crime. Thus, the Goforth
indictments were fatally flawed because they were not drafted in
such a way as to affirmatively allege the requisite weight element
of the charged offense. Quite differently, the indictments in the instant case, though
overbroad, do allege the required amount of marijuana. G.S. § 90-
95(h)(1)(a) criminalizes trafficking marijuana in an amount in
excess of 10 pounds, but not more than 50 pounds. Defendant's
trafficking indictments allege that he trafficked in marijuana by
possessing and transporting 10 pounds or more, but less than 50
pounds. [Ten] pounds or more includes more than ten pounds,
which is the same as in excess of 10 pounds. Therefore, the
indictments charging defendant with trafficking marijuana by
possession and trafficking marijuana by transportation do allege
that the required amount of marijuana was involved in each offense.
The problem with the challenged indictments is that they are
drafted in such a way as to include the possibility that defendant
possessed and transported exactly ten pounds of marijuana, which
does not constitute trafficking in marijuana. G.S. § 90-95(h).
However, such over-inclusive drafting does not invalidate the
indictments. Here, where the indictment lists the statute under
which the defendant is charged and the indictment affirmatively
alleges the elements of the such offense, the overbroad language of
the indictment may be addressed through, e.g., proper jury
instructions that inform the jury of the conduct for which
defendant may be convicted. This assignment of error is overruled.
_________________________________
[2] Defendant's second contention on appeal is that his
marijuana trafficking convictions must be reversed because they are
the result of ambiguous jury verdicts in violation of the State
Constitution. Defendant argues that the guilty verdicts areambiguous because the jury was instructed that trafficking in
marijuana pursuant to G.S. § 90-95(h)(1)(a) requires proof of ten
pounds or more but less than fifty pounds of marijuana, when in
fact, possession and/or transportation of exactly ten pounds is not
made criminal in this statute. The State concedes that the trial
court's instructions were erroneous, but claims that the error is
harmless.
Our State Constitution provides that [n]o person shall be
convicted of any crime but by the unanimous verdict of a jury[.]
N.C. Const. Art. I, § 24. To convict a defendant, the jurors must
unanimously agree that the State has proven beyond a reasonable
doubt each and every essential element of the crime charged.
State v. Jordan, 305 N.C. 274, 279, 287 S.E.2d 827, 831 (1982).
Moreover, our appellate courts have addressed ambiguity in
analogous circumstances. If the trial court instructs a jury that
it may find the defendant guilty of the crime charged on either of
two alternative grounds, some jurors may find the defendant guilty
of the crime charged on one ground, while other jurors may find the
defendant guilty on another ground.
State v. Petty, 132 N.C. App.
453, 460, 512 S.E.2d 428, 433 (1999). Submission of an issue to
the jury in the disjunctive is reversible error if it renders the
issue ambiguous and thereby prevents the jury from reaching a
unanimous verdict.
State v. Diaz, 317 N.C. 545, 553-54, 346
S.E.2d 488, 494 (1986) (jury instructions that the defendant could
be found guilty of trafficking if he either possessed or
transported marijuana resulted in a verdict which risked lack of
unanimity because transportation . . . and possession of . . .marijuana are separate trafficking offenses for which a defendant
may be separately convicted and punished);
State v. McLamb, 313
N.C. 572, 577, 330 S.E.2d 476, 480 (1985) (verdict finding that
defendant feloniously did sell or deliver cocaine held fatally
defective and ambiguous as sale and delivery are separate
offenses).
G.S. § 90-95(h)(1)(a) criminalizes trafficking in an amount of
marijuana in excess of 10 pounds, but less than 50 pounds.
Weight of the marijuana is an essential element of trafficking in
marijuana under G.S. [§] 90-95(h).
Goforth, 65 N.C. App. at 306,
309 S.E.2d at 492. The weight element upon a charge of
trafficking in marijuana becomes more critical if the . . .
evidence . . . approaches the minimum weight charged.
Anderson,
57 N.C. App. at 608, 292 S.E.2d at 167.
In the present case, the trial court deviated from the
language used in G.S. § 90-95(h)(1)(a) to describe the weight
element of marijuana trafficking. Specifically, the trial court
instructed the jury that it should convict defendant of trafficking
in marijuana by possession under G.S. § 90-95(h)(1)(a) if it found
that defendant possessed ten pounds or more but less than fifty
pounds of marijuana and that it should convict defendant of
trafficking in marijuana by transportation under G.S. § 90-
95(h)(1)(a) if it found that defendant transported ten pounds or
more but less than fifty pounds of marijuana. At trial, evidence
presented by the State tended to show that the marijuana possessed
and transported by defendant weighed eighteen pounds; however,
defendant testified that the weight of the box containing themarijuana was about six or seven pounds[.] Thus, the evidence
could support an inference that defendant possessed and/or
transported ten pounds of marijuana, which does not qualify as
trafficking in marijuana under G.S. § 90-95(h)(1)(a). Considering
the evidence and erroneous jury instructions, we cannot conclude
the jury unanimously convicted defendant of the conduct proscribed
by G.S. § 90-95(h)(1)(a). Therefore, defendant's convictions for
trafficking in marijuana by possession and trafficking in marijuana
by transportation must be reversed.
Furthermore, because the convictions for conspiracy to traffic
in marijuana and trafficking in marijuana by transportation were
consolidated in one of the judgments imposing sentence, defendant
must be resentenced for his conviction for conspiracy to traffic in
marijuana.
The convictions for trafficking in marijuana by possession and
transportation are reversed; the State is not precluded from
retrying defendant on these charges. The conviction for conspiracy
to traffic in marijuana is remanded for resentencing.
Reversed; remanded for resentencing.
Judge HUNTER concurs in part and dissents in part.
Judge McCULLOUGH concurs.
HUNTER, Judge, concurring in part and dissenting in part.
I respectfully dissent from the majority's conclusion that the
indictments charging defendant with trafficking in marijuana by
possession and trafficking in marijuana by transportation were not
facially defective because each failed to correctly specify thequantity of marijuana necessary for conviction of each offense.
As recognized by the majority, one of the minimum standards
for an indictment to be valid is that it provides such certainty
in the statement of accusation as will . . . identify the offense
with which the accused is sought to be charged[.] State v.
Goforth, 65 N.C. App. 302, 305, 309 S.E.2d 488, 491 (1983)
(emphasis added). In Goforth, this Court concluded that such
certainty was not present to render the indictments against those
defendants valid. Specifically, the indictments in Goforth
charging the defendants with conspiring to traffic 'in at least 50
pounds of marijuana[]' allowed for two interpretations -- that the
defendants either conspired to traffic in exactly 50 pounds of
marijuana or in excess of 50 pounds of marijuana. Id. at 306, 309
S.E.2d at 491-92. However, the relevant statute clearly provided
for only one interpretation -- trafficking 'in excess of 50 pounds
(avoirdupois) of marijuana.' Id. at 305, 309 S.E.2d at 491
(emphasis added) (citation omitted). The Goforth Court concluded
that the uncertainty as to the offense charged constituted a fatal
error in the indictments since the weight of the marijuana was an
essential element of that offense. Id. at 306, 309 S.E.2d at 492.
The majority attempts to distinguish Goforth by concluding
that the indictments in the instant case, though overbroad, do
allege the required amount of marijuana[] and thus, such over-
inclusive drafting does not invalidate the indictments. I do not
agree with this distinction, believing instead that Goforth is
analogous to the case sub judice. Here, as in Goforth, the
indictments alleging that the amount of marijuana be either 10pounds or more were subject to two different interpretations
despite N.C. Gen. Stat. § 90-95(h)(1)(a) (2003) requiring that the
amount of marijuana defendant possessed and transported be in
excess of 10 pounds[.] The State's overboard misstatement of the
statute in the indictments provides the same level of uncertainty
as to the offense for which defendant was charged that the Goforth
Court sought to prevent, precedent by which I feel this Court is
bound. See In the Matter of Appeal from Civil Penalty, 324 N.C.
373, 384, 379 S.E.2d 30, 37 (1989).
Accordingly, the judgments based on these indictments should
be arrested and the verdicts and sentences vacated. This finding
would not prevent the State from proceeding against defendant upon
new and sufficient bills of indictment if it so desires. See
Goforth, 65 N.C. App. at 306, 309 S.E.2d at 492. Finally, while I
agree with the majority's conclusion regarding defendant's second
contention, there would have been no need to reach that contention
had the majority found that the indictments were facially
defective.
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