Link to original WordPerfect file
How to access the above link?
All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
IN THE MATTER OF: N. B., minor child
NO. COA03-688
Filed: 2 March 2004
Appeal and Error_mootness_adjudication of neglect_subsequent termination of parental
rights
An appeal from an adjudication of abuse, neglect and dependency was moot where there
was a subsequent termination of parental rights in which the judge noted that she had relied on
some of the evidence from the adjudication hearing but not on the adjudication, and had found
independent grounds supporting the termination.
Judge TYSON dissenting.
Appeal by respondent parents from judgment entered 17 October
2002 by Judge Marvin Pope in the District Court in Buncombe County.
Heard in the Court of Appeals 15 January 2004.
Renae S. Alt, for Buncombe County Department of Social
Services, petitioner-appellee.
Judy N. Randolph, for Pam Gretz, Guardian ad Litem.
M. Victoria Jayne, for respondent-appellant mother.
Hall & Hall Attorneys at Law, P.C., by Susan P. Hall and
Douglas L. Hall, for respondent-appellant father.
HUDSON, Judge.
Respondent parents appeal an adjudication order finding abuse,
neglect and dependency and a disposition order denying any
reunification services and visits, arguing that the court
considered inadmissible hearsay, prejudicially delayed entry of the
order, and violated respondent parents' due process rights with a
deficient transcript of proceedings. For the reasons discussed
below, we dismiss respondent parents' appeal as moot.
After respondents appealed the 17 October 2002 adjudication
order to this Court, the trial court on 20 October 2003 entered ajudgment terminating the parental rights of both respondents. In
the order terminating respondents' parental rights, the trial judge
specifically noted that, while she relied on some of the evidence
presented at the adjudication hearing, she did not rely on the
previous adjudication of abuse and neglect itself. Instead, she
found two additional grounds to support termination: 1) leaving
N.B. in foster care for twelve months without making reasonable
progress to correct the conditions that led to her removal, and 2)
failing to pay a reasonable portion of the cost of N.B.'s care,
although physically and financially able to do so. N.C. Gen. Stat.
§ 7B-1111(a)(2) and (a)(3) (2001).
This Court has recently addressed the very situation presented
here, and held that a pending appeal of an adjudication of abuse
and neglect is made moot by a subsequent termination of parental
rights based on independent grounds. In re Stratton, 159 N.C. App.
461, 583 S.E.2d 323 (2003). A case is 'moot' when a determination
is sought on a matter which, when rendered, cannot have any
practical effect on the existing controversy. Roberts v. Madison
County Realtors Ass'n, 344 N.C. 394, 398-99, 474 S.E.2d 783, 787
(1996). Because courts will not determine abstract propositions of
law, a case should be dismissed [w]henever during the course of
litigation it develops that the relief sought has been granted or
that the questions originally in controversy between the parties
are no longer at issue. Dickerson Carolina, Inc. v. Harrelson,
114 N.C. App. 693, 697, 443 S.E.2d 127, 131, disc. review denied
337 N.C. 691, 448 S.E.2d 520 (1994) (internal quotation marks
omitted). Where an appellant has received a new, independentadjudication of the neglect issue and any resolution of the issues
raised on this appeal will have no practical effect on the existing
controversy, the appeal should be dismissed. Stratton, 159 N.C.
App. at 464, 583 S.E.2d at 325.
While we acknowledge that the issues raised here could regain
life were the subsequent termination of parental rights to be
reversed, we are unable to distinguish this case from Stratton, and
are bound to follow that decision. In re Appeal from Civil
Penalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37 (1989) (Where a
panel of the Court of Appeals has decided the same issue, albeit in
a different case, a subsequent panel of the same court is bound by
that precedent, unless it has been overturned by a higher court).
In both cases, an adjudication of neglect was followed by the
termination of parental rights, based on independent grounds
following a hearing by an independent judge. Thus, because the
issues regarding the 17 October 2002 order have been rendered moot
by the subsequent 20 October 2003 order, according to Stratton, we
dismiss respondent parents' appeal.
Dismissed.
Judge STEELMAN concurs.
Judge TYSON dissents.
TYSON, Judge dissenting.
I. Mootness
I respectfully dissent from the majority's decision to dismiss
this appeal as moot. The trial court did not have jurisdiction
over DSS's petition to terminate respondents' parental rights (TPR
petition) while the adjudication and disposition order thatpurportedly gave DSS legal custody over the minor child is properly
pending on appeal to this Court. The entry of the TPR judgment
does not render this appeal moot.
The two petitions must be considered separately in the case at
bar. The first petition (underlying petition), from which
respondents appeal, is the original petition filed by DSS alleging
abuse and neglect of the minor child. The trial court entered
judgment on this petition and granted DSS custody of the minor
child. Following entry of that judgment and after respondents'
appeal was properly taken, DSS filed and obtained judgment on the
TPR petition.
II. Jurisdiction
The majority's opinion dismisses this appeal as moot based on
the judgment entered on DSS's TPR petition. In re Stratton, 159
N.C. App. 461, 583 S.E.2d 323 (2003). The case here is
distinguishable. Stratton did not address the issue of the trial
court's jurisdiction to enter judgment on a TPR petition.
This Court may consider, ex mero motu, whether subject matter
jurisdiction exists. In re McKinney, 158 N.C. App. 441, 448, 581
S.E.2d 793, 797 (2003).
Under N.C.G.S. § 7B-200(a)(4) (2001), the
district court has exclusive, original
jurisdiction over . . . [p]roceedings to
terminate parental rights. The district
court has exclusive original jurisdiction to
hear and determine any petition or motion
relating to termination of parental rights[.]
N.C.G.S. § 7B-1101 (2001) [emphasis omitted].
However, in the absence of a proper petition,
the trial court has no jurisdiction to enter
an order for termination of parental rights.
See In re Ivey, 156 N.C. App. 398, 401, 576
S.E.2d 386, 389 (2003) (trial court erred in
[entering order for non-secure custody] . . .where no petition had been filed and the trial
court did not have jurisdiction over the
child); In re Triscari Children, 109 N.C.
App. 285, 426 S.E.2d 435 (1993) (termination
of parental rights order vacated for lack of
subject matter jurisdiction where petition not
verified).
Id. at 445, 581 S.E.2d at 796 (emphasis supplied).
III. Who May File to Terminate
N.C. Gen. Stat. § 7B-1103 sets forth who may properly file a
petition to terminate parental rights. The filing of the petition
invokes the district court's subject matter jurisdiction. DSS may
file a TPR petition only if DSS has been given custody by a court
of competent jurisdiction, or the juvenile has been surrendered
for adoption by one of the parents or by the guardian of the person
of the juvenile, pursuant to G.S. 48-3-701. N.C. Gen. Stat. § 7B-
1103(a)(3)-(4) (2003); see In re Miller, 162 N.C. App. 355, 358,
590 S.E.2d 864, 868 (2004) (DSS may file a [termination of
parental rights] petition only if a court has given DSS custody of
the juvenile.).
Here, the trial court's TPR judgment purports to establish
jurisdiction because the child is in the legal custody of Buncombe
County DSS. The underlying judgment on appeal is the sole basis
for DSS having custody of the child. Respondents have assigned
error to this underlying judgment placing the issues of DSS's legal
custody and Respondents' parental conduct before this Court.
Respondents' appeal of the underlying judgment divested DSS's
authority to file the TPR petition and the trial court's power to
terminate respondents' parental rights. See RPR & Assocs. v.
University of N.C.-Chapel Hill, 153 N.C. App. 342, 346-347, 570S.E.2d 510, 513 (2002), disc. rev. denied, 357 N.C. 166, 579 S.E.2d
882 (2003) ([O]nce a party gives notice of appeal, such appeal
divests the trial court of its jurisdiction, and the trial judge
becomes functus officio.); see also Pate v. Eastern Insulation
Service of New Bern, 101 N.C. App. 415, 417, 399 S.E.2d 338, 339
(1991) (We first note that no written notice of appeal, which
would divest jurisdiction from the trial court, had been filed with
the clerk . . . .) The minor child's placement in the legal
custody of Buncombe County DSS is at issue and properly before
this Court.
IV. Conclusion
Respondents' assignments of error raise issues that challenge
whether DSS properly had legal custody under N.C. Gen. Stat. §
7B-1103, a prerequisite to filing the TPR petition. DSS's legal
custody of the minor child, which purportedly allowed DSS to seek
termination, is challenged. Without a final determination of
whether DSS properly received legal custody of the minor child,
the trial court did not have jurisdiction to terminate respondents'
parental rights.
The judgment terminating respondents' parental rights does not
render appeal of the underlying judgment moot. I vote to reach the
merits of this appeal. I respectfully dissent.
*** Converted from WordPerfect ***