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STATE OF NORTH CAROLINA v. BILLY LEE BLACKSTOCK
NO. COA03-732
Filed: 6 July 2004
1. Search and Seizure--investigatory stop--motion to suppress
The trial court did not err in a first-degree murder and robbery with a dangerous weapon
case by denying defendant's motion to suppress evidence seized by law enforcement officers
during the 17 April 2000 investigative stop of an automobile in which defendant was a
passenger, because: (1) defendant's arguments point to nothing more than inconsistencies and
discrepancies in the evidence, the resolution of which was for the trial court; and (2) while a
single one of the factors relied upon by law enforcement officers and cited by the trial court
might not in itself have been sufficient to sustain a reasonable suspicion that criminal conduct
was underway, the composite of the factors as detailed in the trial court's findings of fact
adequately sustained a reasonable and articulable suspicion that criminal activity was afoot.
2. Evidence--hearsay--nontestimonial statements--right of confrontation
Hearsay statements made by a murder victim to his wife and daughter concerning the
shooting of the victim during a robbery were nontestimonial and not rendered inadmissible by
Crawford v. Washington, 541 U.S. ___ (2004) where they were made during personal
conversations that took place over a period of several days after the shooting at a time when the
victim's physical condition was improving and he could have expected to personally testify at the
trial.
3. Evidence--hearsay--state of mind exception_-residual hearsay exception
The trial court erred in a first-degree murder and robbery with a dangerous weapon case
by admitting hearsay statements made by the victim to his wife and daughter concerning the
robbery and shooting, because: (1) the statements were made several days after the robbery and
therefore were not admissible under N.C.G.S. § 8C-1, Rule 803(3) to show the victim's then-
existing state of mind during the robbery; (2) the statements made by the victim to his wife and
daughter did not bear particular guarantees of trustworthiness required for admissiblity under the
residual hearsay exception for testimony by unavailable witnesses set forth in N.C.G.S. 8C-1,
Rule 804(b)(5)
since, although the victim may had no motivation to speak untruthfully to either
the police captain or his wife and daughter, his statement to the officer that he was shot during a
struggle for the gun versus the statement to his relatives that he was shot while on his knees with
his hands in the air pleading for his life cannot be reconciled without the benefit of cross-
examination, which defendant was denied; and (3) the improperly admitted hearsay statements
contained the only evidence of premeditation and deliberation, and thus, the jury's verdict of
first-degree murder cannot stand on that basis but can still rest on the felony murder theory with
vacation of the armed robbery conviction which serves as the basis for the felony murder.
Appeal by defendant from judgments entered 25 February 2002 by
Judge Michael E. Helms in Superior Court, Rockingham County. Heard
in the Court of Appeals 18 May 2004.
Attorney General Roy Cooper, by Assistant Attorney GeneralJohn G. Barnwell, for the State.
Glover & Petersen, P.A., by James R. Glover, for defendant
appellant.
WYNN, Judge.
Defendant Billy Lee Blackstock appeals from judgments of the
trial court entered upon jury verdicts finding him guilty of
robbery with a dangerous weapon
and first-degree murder on the
basis of premeditation and deliberation and felony murder.
Defendant argues such judgments must be reversed, in that the trial
court erred by (I) denying his motion to suppress; (II) admitting
hearsay statements; (III) overruling his objections to statements
made by the prosecutor during closing argument; and (IV) allowing
an expert witness to state that the bullet wound suffered by the
victim was the proximate cause of death. We conclude the trial
court erred in admitting the hearsay statements in violation of
Defendant's right to confrontation. Because the hearsay statements
pertained only to Defendant's conviction of first-degree murder
under a theory of premeditation and deliberation, however, we find
no error in Defendant's conviction of felony murder; and, following
our case law
, we vacate Defendant's conviction of robbery with a
dangerous weapon. State v. Millsaps, 356 N.C. 556, 560, 572 S.E.2d
767, 770 (2002).
At the trial, the State presented evidence tending to show
that on the evening of 15 April 2000, Cecil Weeks was working at
the convenience store he owned and operated
in Reidsville, North
Carolina. Weeks was alone in the store. Two African-American men
wearing masks and carrying handguns entered the store atapproximately 9:30 p.m. and demanded money. Weeks was shot in the
upper right chest during the course of the robbery.
Weeks was treated for the gunshot wound at a hospital, where
his condition improved over the next four days. On the fifth day,
he developed an infection in his blood stream and died on 22 April
2000. Before his death, Weeks made several statements to law
enforcement officers and his wife and daughter describing the
robbery and the shooting. The trial court allowed Weeks' wife and
daughter to testify to these statements at trial over Defendant's
objections.
Investigating officers recovered a spent .40 caliber bullet
and shell casing from the floor of the convenience store. Testing
revealed that the bullet recovered from the scene of the robbery
was fired from a Glock handgun belonging to Defendant and seized by
officers during a 17 April 2000
investigative stop of an automobile
in which Defendant was a passenger. During a subsequent search of
Defendant's residence, officers discovered a pair of blood-stained
jeans identified by Defendant as belonging to him. A forensic
molecular geneticist performed a DNA analysis and concluded that
the blood stain on the jeans matched Weeks' DNA profile. Finally,
a witness for the State identified Defendant as one of two men she
observed loitering behind the convenience store approximately
thirty minutes before the robbery.
Before trial, counsel for Defendant moved to suppress evidence
seized by law enforcement officers during the 17 April 2000
investigative stop. At the suppression hearing, Greensboro police
officer J.D. Slone testified that, on 16 April 2000, he was workingwith fellow officer Jay Tunstall as part of a larger unit of
officers known as the Crime Abatement Team. The officers wore
plain clothes and patrolled in an unmarked vehicle
the area
between Summit Avenue and Bessemer and back to Cone Boulevard in
northeast Greensboro because the statistical data indicated this
area had a problem with robberies and break-in and enterings. At
approximately 11:45 p.m., Officer Slone observed two black males
dressed in dark clothing . . . walking along the front of the
closed businesses of [a] strip mall. None of the businesses in
the strip mall was open, the lighting was dim, and there were no
vehicles in the parking lot. The two men were walking very
slowly, and they were looking into the business windows and looking
back throughout the parking lot and back into the businesses as
they were going up along the sidewalk. Officer Slone relayed his
observations to his sergeant, who arrived at the scene in a vehicle
with visible police antennas and a mounted blue light on the rear
window. One of the two men turned and appeared to spot the police
vehicle, whereupon both men immediately turned around and stopped
their direction of travel that they were going and immediately
began to walk hurriedly back toward . . . the western end of the
building. The men entered a vehicle parked at the end of the
building, in an area generally concealed from public view. The
officers followed the two men, who drove slowly through the parking
lots of a gas station and a fast-food restaurant, but did not stop.
The man sitting in the passenger's seat turned his head and looked
over his left shoulder, and he kept his head turned back for a few
seconds as if he was trying to identify the vehicle. At thatpoint, Officers Slone and Tunstall decided they would stop the
vehicle. Officer Slone testified the decision to stop the vehicle
was
[b]ased upon the statistical data we reviewed
and the indication of robberies in that area,
given the time of night it was, the dark
clothing they were wearing, the position of
their car out of sight, the way they moved
along the front of the businesses, moving
around. They were trying to be aware of their
surroundings when they began to walk around
the parking lot and when they observed the
police vehicle, they turned and changed their
pace. They got into their vehicle and left.
They pulled directly into the [gas
station parking] lot as if they were casing
the business, what appeared to be -- it was a
slow pace. Never did stop. Pulled back onto
the street; upon approaching the [fast food
restaurant], immediately we were behind them
because they failed to give a turn signal in
an orderly fashion. The front seat passenger
immediately looked over as if they were trying
to identify the people within the vehicle.
. . . .
And the fact that they drove through the
[fast food restaurant parking] lot and upon
getting on Sullivan Street, we were behind
them. Again, they started looking, again, as
if they were trying to identify who it was.
The officers stopped the vehicle near the campus of A&T
University. The driver identified himself as Tory Gerald Tucker,
but told Officer Slone he did not have his driver's license with
him. Officer Slone identified Defendant as the passenger.
Officer
Slone requested that Tucker step out of the vehicle. Tucker
informed Officer Slone they were traveling to A&T University to
talk with a football player by the name of Marvin Blackstock.
Officers with A&T University informed Officer Slone that no such
person was listed in the university roster. Tucker furtherexplained that the two men had been at the strip mall earlier to
use a pay phone; however, Officer Slone stated there were no pay
phones in the immediate area of the shopping center. Tucker gave
Officer Slone permission to search his vehicle. Officers found a
plastic bag containing two ounces of marijuana and a loaded Glock
23 .40 caliber handgun beneath the front passenger seat. Both
Tucker and Defendant denied ownership of the weapon. The officers
also found two black toboggans
and a female-styled hair wig in
the vehicle.
Defendant presented the testimony of Doris Hunter, the
registrar at A&T University, who verified that a student named
Marvin Blackstock was enrolled and attended the university during
April of 2000. Hunter further testified that Blackstock was a
football player for the university.
The trial court denied Defendant's motion to suppress, and the
case came to trial on 7 January 2002.
Upon conclusion of the
evidence, the jury found Defendant guilty of armed robbery and
first-degree murder under the felony murder rule and on the basis
of premeditation and deliberation. Upon the jury's recommendation
that Defendant be spared the death penalty, the trial court
sentenced Defendant to life imprisonment without parole for the
first-degree murder conviction and a term of sixty-four to eighty-
six months' imprisonment for the armed robbery conviction.
Defendant appealed.
____________________________________________________
Defendant presents four assignments of error on appeal,
arguing the trial court erred by (I) denying his motion to suppressevidence seized by law enforcement officers during the 17 April
2000 investigative stop; (II) admitting statements made by Weeks to
his wife and daughter; (III) overruling his objections to
statements made by the prosecutor during closing argument; and (IV)
allowing an expert witness to state that the bullet wound suffered
by Weeks was the proximate cause of death. For the reasons stated
herein, we conclude the trial court erred in admitting the hearsay
statements made by Weeks to his wife and daughter.
I. Motion to Suppress
[1] By his first assignment of error, Defendant contends the
trial court erred in denying his motion to suppress evidence seized
during the 17 April 2000 stop of the automobile in which Defendant
was a passenger. Defendant contends that some of the findings by
the trial court are not supported by the evidence, and that, in
turn, the trial court's conclusion that the investigative detention
was lawful is erroneous.
We review a trial court's ruling on a motion to suppress to
determine whether the findings of fact are supported by competent
evidence, and whether the findings support the conclusions of law.
State v. Braxton, 344 N.C. 702, 709, 477 S.E.2d 172, 176 (1996)
(noting that a trial court's resolution of a conflict in the
evidence will not be disturbed on appeal)
.
The trial court's
findings of fact are conclusive on appeal if supported by competent
evidence, even if the evidence is conflicting. Id.
Once we
conclude that the trial court's findings of fact are supported by
the evidence, our next task is to determine whether the trial
court's conclusion[s] of law [are] supported by the findings. State v. Hyde, 352 N.C. 37, 45, 530 S.E.2d 281, 288 (2000), cert.
denied, 531 U.S. 1114, 148 L. Ed. 2d 775 (2001).
Conclusions of
law that are correct in light of the findings are also binding on
appeal. State v. Howell, 343 N.C. 229, 239, 470 S.E.2d 38, 43
(1996).
This deference is afforded the trial judge because he is
in the best position to weigh the evidence, given that he has heard
all of the testimony and observed the demeanor of the witnesses.
State v. Hughes, 353 N.C. 200, 207, 539 S.E.2d 625, 631 (2000).
In the instant case, law enforcement officers seized evidence
pursuant to an investigative stop of a vehicle in which Defendant
was a passenger. Unreasonable searches and seizures are prohibited
by the Fourth Amendment to the Constitution of the United States
and Section 20 of Article I of the North Carolina Constitution.
State v. Garner, 331 N.C. 491, 506-07, 417 S.E.2d 502, 510 (1992),
cert. denied, 516 U.S. 1129, 133 L. Ed. 2d 872 (1996). They apply
to seizures of the person, including brief investigatory
detentions such as those involved in the stopping of a vehicle.
State v. Watkins, 337 N.C. 437, 441, 446 S.E.2d 67, 69-70 (1994).
An investigatory stop must be justified by 'a reasonable
suspicion, based on objective facts, that the individual is
involved in criminal activity.' Id. at 441, 446 S.E.2d at 70
(quoting Brown v. Texas, 443 U.S. 47, 51, 61 L. Ed. 2d 357, 362
(1979)). In ascertaining whether an officer had a reasonable
suspicion to make an investigatory stop, the court must consider
the totality of the circumstances. Id. The stop must be based on
specific and articulable facts, as well as the rational inferences
from those facts, as viewed through the eyes of a reasonable,cautious officer, guided by his experience and training. Id. Our
Supreme Court has acknowledged that activity at an unusual hour is
a factor that may be considered by a law enforcement officer in
formulating a reasonable suspicion. Id. at 442, 446 S.E.2d at 70.
In reviewing the evidence submitted by the State
, the trial
court found, inter alia, that
Among the facts composing the totality of the
circumstances (the whole picture) supporting a
reasonable and articulable suspicion by an
experienced law enforcement officer that
criminal activity was afoot at the Fairview
Shopping Center just before 12 midnight are
that (a) every one of the businesses was
closed, (b) the shopping center is a block
away from the lighted glare of Summit Avenue,
(c) the back entrances to the shopping center
open onto an asphalt lot and the lot is
surrounded by a high fence which can be
accessed from near where the car in which the
two were riding was parked, (d) the shopping
center parking lot was essentially dark, (e)
the light eliminating [sic] from the
businesses was dim, (f) the two were wearing
dark clothing, (g) it was just before
midnight, (h) there were no visible vehicles
in the parking lot and no other persons on the
sidewalks or parking lot of the shopping
center, (i) the strip shopping center was in
an area where incidences of crime were on the
significant increase, (j) the two slowly
walked by the buildings near the windows,
looking into the businesses as if casing them
and as if looking to see what back door
entrances there might be opening onto the
asphalt back lot, which lot was essentially
hidden from the view of the public, (k) one of
the businesses was a type of bank, (l) the two
walked into the parking lot and their walking
came almost to a stop and they were hanging
out as if they were looking to break into
something, (m) the two seemed to be looking
out for something or expecting somebody, (n)
the two did not seem to be mere passersby, (o)
the observing officers could not tell where
the two came from, (p) the two parked their
vehicle out of general view, (q) the shopping
center would not be generally used for parking
by residences in the area, (r) when a vehiclecame into their sight, which they could have
believed was a law enforcement vehicle,
(alternatively that upon approach of a
stranger in a Ford Taurus automobile they fled
the parking lot) the two looked at each other
and turned and hurriedly walked to the dark
end of the strip and got in a hidden from view
vehicle and left, (s) such flight from a law
enforcement vehicle was unprovoked, (t) once
on Summit Avenue they tried to lose any law
enforcement officers who were following them
by turning into the Citgo service station
where they did not stop or conduct any
business, and (u) turned into Wendys abruptly
and looked around and took a sustained look at
the vehicle following them, drove around
Wendys without stopping or transacting any
food business, and probably confirmed that law
enforcement officers were following them. The
suspicion that criminal activity was afoot at
around 12 midnight on the night of April 16-
17, 2000 was a reasonable and articulable
suspicion. Such suspicion by Officer Slone
was not a mere inchoate suspicion or mere
hunch.
Defendant objects to several of the trial court's findings of
fact, asserting they are unsupported by the greater weight of the
evidence. For example, Defendant contends there was insufficient
evidence to support the trial court's findings that (1) the
Fairview Shopping Center was in a high crime area; (2) the two
men appeared to be casing the shopping center; and (3) the two
men recognized and attempted to evade the officers following them.
Defendant's arguments, however, point to nothing more than
inconsistencies and discrepancies in the evidence, the resolution
of which was for the trial court. See State v. Eason, 336 N.C.
730, 745, 445 S.E.2d 917, 926 (1994) (conflicting evidence must be
resolved by the trial court's findings and such findings will not
be disturbed on appeal where supported by competent evidence)
,
cert. denied, 513 U.S. 1096, 130 L. Ed. 2d 661 (1995)
. Aftercareful consideration of the evidence presented
to the trial court,
we conclude the trial court's findings of fact are supported by
competent evidence. We next consider whether the findings of fact
support the trial court's conclusion that the investigative stop
was lawful.
When determining whether an officer had reasonable suspicion
to conduct an investigative stop, the trial court may properly
consider such
factors as: (1) activity at an unusual hour; (2)
nervousness of an individual; (3) an area's disposition toward
criminal activity
; and (4) unprovoked flight. State v. Roberts,
142 N.C. App. 424, 429, 542 S.E.2d 703, 707 (2001); State v.
Parker, 137 N.C. App. 590, 600-02, 530 S.E.2d 297, 304 (2000).
None of these factors, standing alone, [is] sufficient to justify
a finding of reasonable suspicion, but must be considered in
context. Roberts, 142 N.C. App. at 429, 542 S.E.2d at 707-08; see
also State v. Crenshaw, 144 N.C. App. 574, 577, 551 S.E.2d 147, 150
(2001) (noting that, '
individually, any of the factors cited in
[articulating reasonable suspicion] might not justify a search, but
one cannot piecemeal this analysis. One piece of sand may not make
a beach, but courts will not be made to look at each grain in
isolation and conclude there is no seashore.') (quoting Robert G.
Lindauer, Jr., State v. Pearson and State v. McClendon: Determining
Reasonable, Articulable Suspicion from the Totality of the
Circumstances in North Carolina, 78 N.C. L. Rev. 831, 849 (2000)).
We conclude that,
while a single one of the factors relied
upon by the law enforcement officers and cited by the trial court
might not in itself have been sufficient to sustain a reasonablesuspicion that criminal conduct was underway, and may well have
been consistent with innocent behavior, the composite of the
factors as detailed in the trial court's findings of fact
adequately sustained a reasonable and articulable suspicion that
criminal activity was afoot, and thus supported the trial court's
conclusion of law to that effect. Parker, 137 N.C. App. at 600-01,
530 S.E.2d at 304-05 (holding the trial court properly denied the
defendant's motion to suppress where the totality of the
circumstances supported a reasonable suspicion that criminal
activity was afoot);
State v. Fox, 58 N.C. App. 692, 695, 294
S.E.2d 410, 412-13 (1982) (holding that reasonable suspicion
existed for an investigatory stop of a vehicle the defendant was
driving slowly in the early morning hours
down a dead-end street
where businesses had previously been robbed, where the defendant
was dressed shabbily but the vehicle was real nice, and where the
defendant appeared to avoid the officer's gaze in passing) affirmed
per curiam, 307 N.C. 460, 298 S.E.2d 388 (1983);
State v. Tillett
and State v. Smith, 50 N.C. App. 520, 524, 274 S.E.2d 361, 364
(1981) (holding reasonable and articulable suspicion existed to
support the investigatory stop of a vehicle in view of the time of
day and the officer's prior knowledge of reports of criminal
activity
in the area).
Here, Defendant and Tucker were observed loitering at a closed
shopping center shortly before midnight wearing dark clothing in an
area targeted by law enforcement officers as a high crime area. No
other vehicles were in the shopping center parking lot. When a
vehicle did appear, which Defendant and Tucker may have recognizedas a law enforcement vehicle, the men abruptly and hurriedly
returned to their vehicle, which was parked out of general public
view, and departed. Once in the vehicle, the passenger turned and
looked behind as if trying to determine the identity of the
officers following them. These cumulative factors, together with
the other detailed findings of fact articulated by the trial court,
adequately support the officers' reasonable belief that Defendant
and Tucker were involved in criminal activity. We hold the trial
court properly denied Defendant's motion to suppress.
II. Hearsay Statements
[2] By further assignment of error, Defendant argues the trial
court improperly admitted statements made by Weeks to his wife and
daughter concerning the robbery and shooting. Prior to trial, the
State filed written motions and notices of its intent to offer into
evidence the hearsay statements. Following a hearing regarding the
admissibility of the statements, the trial court ruled that the
statements were admissible under Rules 803(3) and 804(b)(5) of the
North Carolina Rules of Evidence. Defendant contends these
statements were not properly admissible under any hearsay exception
and that their admission violated his right to confrontation.
According to Defendant, these statements were the only evidence to
support the jury's finding of first-degree murder under a theory of
premeditation and deliberation. Thus, argues Defendant, admission
of the statements irreparably prejudiced him, requiring a new
trial.
Linda Billingsley, Weeks' daughter, testified to statements
made to her by Weeks in the days following his admission to thehospital. Billingsley stated her father described the robbery as
follows:
He said that he was filling up the drink
boxes. He said he heard something up front,
and he said that he looked and saw someone
come at him with a gun. He said the person
was hollering Don't be stupid or I'll blow
your brains out.
And he said that he fought with this
person. He said he had the person down and he
had the gun almost away from him, and he said
that someone else had came in and stuck a gun
to his head and told him not to do anything
stupid or he would kill him. That's when he
realized it was two and he gave up.
He said that he was on his knees with his
hands raised and he was begging for his life.
He was talking about me and my mommy and
sister and little girl. He told them not to
hurt him, and he said the next thing he knew
he was shot.
Weeks' widow, Teresa Weeks, gave similar testimony concerning
her husband's statements regarding the robbery:
He told me he was at the drink box. He was
fixing to close up, and he was filling the
drink box up. He said he heard the front door
open, and he looked up and he saw a black man
-- well, a man dressed in black, dark clothing
with a mask on and gloves; and he said he had
a gun and said he came back to him and he told
him, Don't be crazy. He said, I'll give
you the money.
And he said that -- he tried to take the
gun away from him. There was just one there.
He tried to take the gun away. He said he
almost had the gun away from him when another
guy came storming through the door. He also
was dressed in black with a mask, with dark
clothes and he had a gun; and he came back to
where he was at and said -- he stuck the gun
up to his head and he told him, he says,
Don't be crazy or I'll blow your brains out.
And he said -- he told him, he says, that he
had a wife and two children and a grandchild;
and he begged him not to kill him.
He said that he had his hands up. He
raised his hands and told them they could have
anything they wanted, just don't kill him.
And he said that he got up and -- beforehe got up, he said he heard a gunshot and he
didn't realize he was shot until he got up.
Thus, according to Billingsley and Teresa Weeks, Weeks was shot
while on his knees with his hands in the air begging for his life.
These statements differ significantly from the version of events
Weeks gave to law enforcement officers. Captain Guilio Dattero of
the Reidsville Police Department interviewed Weeks at the hospital
immediately following the robbery and shooting. Weeks told Captain
Dattero
that he was in the process of closing up the
store . . . when he went about the business of
filling a drink machine in the store. He
advised that he was doing that, that he heard
the store front door open and two individuals
entered. . . . He described the individuals.
First of all, Suspect Number 1 as a black
male, six feet in height, slender build, black
or dark clothing, with a black mask and a
black square gun. He then advised me Suspect
Number 2 fit the same description, including
possible identical ski mask and the weapon
description was pretty much the same. . . . He
advised that as the two entered the store they
approached him, as they both had their weapons
drawn. At some point he began to struggle
with Suspect Number 1 after the suspects had
demanded his cash. The suspect, that is,
Suspect Number 1, then fired a single shot at
Mr. Weeks, hitting him in the upper chest
area.
According to this account of the robbery, Weeks was shot during a
struggle for the gun. Thus, the officer's account did not provide
evidence supporting the element of premeditation. We must now
determine whether the trial court properly admitted the hearsay
statements by Billingsley and Teresa Weeks.
(See footnote 1)
The United States Supreme Court's recent opinion in
Crawford
v. Washington, 541 U.S. ___, 158 L. Ed. 2d 177 (2004) established
new rules for determining whether the admission of hearsay
statements violates a criminal defendant's constitutional right to
be confronted with the witnesses against him. Prior to
Crawford,
the admission of an unavailable witness' statement against a
criminal defendant was not violative of the Sixth Amendment
confrontation right if the witness' statement bore adequate indicia
of reliability.
Ohio v. Roberts, 448 U.S. 56, 66, 65 L. Ed. 2d 597
(1980). To meet that test, the out-of-court statement had to fall
within a firmly rooted hearsay exception or bear particularized
guarantees of trustworthiness.
Crawford, 541 U.S. at ____, 158 L.
Ed. 2d at 186.
Crawford replaced this test with a new focus upon the
testimonial or nontestimonial nature of the out-of-court statement.
Crawford held that [w]here testimonial evidence is at issue . . .
the Sixth Amendment demands what the common law required:
unavailability and a prior opportunity for cross-examination.
Id.
at __, 158 L. Ed. 2d at 203. Where nontestimonial hearsay is at
issue, however, it is wholly consistent with the Framers' design
to afford the States flexibility in their development of hearsay
law.
Id. Thus, under
Crawford, Sixth Amendment Confrontation
Clause analysis will usually turn on the question of whether a
particular statement is testimonial or nontestimonial in nature.
In determining whether admission of the hearsay statements in
the instant case violated Defendant's Sixth Amendment right to
confrontation,
Crawford requires us to first determine whether thestatements were testimonial or nontestimonial.
Crawford did not
explicitly define the term testimonial statements; nonetheless, the
Court recognized the following as testimonial in nature: (1) grand
jury testimony, (2) prior trial testimony, (3)
ex parte testimony
at a preliminary hearing, and (4) statements taken by police
officers in the course of interrogations.
Crawford, 541 U.S. at
____, 158 L. Ed. 2d at 203. The Court also indicated that some
statements covered by the hearsay exceptions are not testimonial in
nature, such as business records or statements in furtherance of a
conspiracy.
Id. at __, 158 L. Ed. 2d at 195-96. Moreover, the
Court left open the question of whether the Sixth Amendment
incorporates an exception for testimonial dying declarations.
Id.
at ___ n.6, 158 L. Ed. 2d at 195 n.6.
We conclude the statements made by Weeks to his wife and
daughter were essentially nontestimonial in nature. The evidence
tended to show that these were personal conversations that took
place over a series of several days, made at a time when Weeks'
physical condition was improving. Thus, it is unlikely that Weeks
made the statements under a reasonable belief that they would later
be used prosecutorially.
See id. at __, 158 L. Ed. 2d at 193
(reciting as one example of a definition of testimonial statement
pretrial statements that declarants would reasonably expect to be
used prosecutorially). At the time he made his statements, Weeks
could have fully expected to testify at trial himself. Moreover,
the fact that Weeks made the statements to his wife and daughter
mitigates against the possibility that he understood he was
bearing witness against Defendant.
See id. at __, 158 L. Ed. 2dat 192 (An accuser who makes a formal statement to government
officers bears testimony in a sense that a person who makes a
casual remark to an acquaintance does not.). Because the
statements were nontestimonial in nature,
Crawford does not require
their exclusion from trial. We must still determine, however,
whether the out-of-court statements were properly admitted under
exceptions to the general rule against hearsay.
In its order regarding the admissibility of the hearsay
statements, the trial court concluded that the statements by
Billingsley and Teresa Weeks were admissible under both Rule 803(3)
and Rule 804(b)(5) of the North Carolina Rules of Evidence. We
therefore examine the applicability of these two exceptions to the
hearsay testimony admitted in this case.
A. Rule 803(3)
[3] Under Rule 803(3), the trial court may properly admit an
out-of-court statement as an exception to the rule against hearsay
where the statement concerns the declarant's then existing state
of mind, emotion, sensation, or physical condition (such as intent,
plan, motive, design, mental feeling, pain, and bodily health), but
not including a statement of memory or belief to prove the fact
remembered or believed . . . . N.C. Gen. Stat. § 8C-1, Rule
803(3) (2003). Rule 803(3) allows the admission of hearsay
testimony if it tends to demonstrate the victim's then-existing
state of mind. State v. Gary, 348 N.C. 510, 522, 501 S.E.2d 57,
65 (1998). Such evidence is only admissible if the victim's state
of mind is relevant to the issues to be resolved at trial. State
v. Meekins, 326 N.C. 689, 695, 392 S.E.2d 346, 349 (1990). Onappeal, the ruling of the trial court regarding admissibility of
evidence will be reversed if the findings are unsupported by
competent evidence or if the law was applied erroneously. State v.
Carrigan, 161 N.C. App. 256, 261, 589 S.E.2d 134, 138 (2003)
, disc.
review denied, __ N.C. __, 593 S.E.2d 784 (2004).
The State contends the statements at issue were properly
admitted under Rule 803(3) to demonstrate Weeks' existing state of
mind and emotional condition during the robbery. However, the
statements by Weeks were made several days after the robbery, and
therefore do not reflect Weeks' then-existing state of mind
during the robbery. Rather, the statements were simply a recital
of Weeks' memory of the events that took place and his emotional
condition at the time. As such, they were not admissible under
Rule 803(3). See N.C. Gen. Stat. § 803(3) (excluding statements of
memory or belief to prove the fact remembered or believed
); In re
Hayden, 96 N.C. App. 77, 81-82, 384 S.E.2d 558, 561 (1989) (
holding
that, where the proffered hearsay statement of the victim pertained
to a memory of the previous day's events and was offered solely for
the purpose of proving such events, such statement was not
admissible under Rule 803(3)). The trial court therefore erred in
admitting the statements under Rule 803(3). We now determine
whether the trial court properly admitted the statements under Rule
804(b)(5).
B. Rule 804(b)(5)
Under Rule 804(b)(5), an out-of-court statement not covered by
any of the other exceptions to hearsay may nevertheless be
admitted
where a declarant is unavailable and the trial court determines that (A) the statement is offered
as evidence of a material fact; (B) the
statement is more probative on the point for
which it is offered than any other evidence
which the proponent can procure through
reasonable efforts; and (C) the general
purposes of these rules and the interests of
justice will best be served by admission of
the statement into evidence.
N.C. Gen. Stat. § 8C-1, Rule 804(b)(5) (2003). After a trial court
establishes that a declarant is unavailable pursuant to Rule 804(a)
of the North Carolina Rules of Evidence, the trial court conducts
a six-part inquiry to determine the admissibility of the hearsay
evidence proffered under Rule 804(b)(5).
State v. Fowler, 353 N.C.
599, 608-09, 548 S.E.2d 684, 696 (2001),
cert. denied, 535 U.S.
939, 152 L. Ed. 2d 230 (2002);
State v. Triplett, 316 N.C. 1, 8-9,
340 S.E.2d 736, 741 (1986). Specifically, the trial court must
determine (1) whether proper notice has been given, (2) whether the
hearsay is not specifically covered elsewhere, (3) whether the
statement is trustworthy, (4) whether the statement is material,
(5) whether the statement is more probative on the issue than any
other evidence which the proponent can procure through reasonable
efforts, and (6) whether the interests of justice will be best
served by admission.
Fowler, 353 N.C. at 609, 548 S.E.2d at 696;
Triplett, 316 N.C. at 8-10, 340 S.E.2d at 740-41. In addition, the
court should consider the nature and character of the statement
and the relationship of the parties.
Triplett, 316 N.C. at 11,
340 S.E.2d at 742.
Here, there is no question that proper notice was given and
that the statements were material to the case against Defendant.
We have determined that the statements were not admissible underRule 803(3), nor do we perceive any other exception under which the
statements could be admitted. There seems to be little question,
moreover, that the statements were probative. We therefore examine
whether the statements were trustworthy, and whether the interests
of justice were served by their admission.
In examining the trustworthiness of the statements made by
Weeks to his daughter, the trial court found the following facts:
i) That these statements were made while the
deceased was still under the mental and
physical stress of the robbery and
shooting that occurred on April 15, 2000.
ii) That these statements were an attempt by
the deceased to explain his then existing
physical condition, and how he was
wounded.
iii) That the statements were motivated by his
concern for the safety of the witness,
Linda Weeks Billingsley, and described
his plan to increase the security of the
store.
iv) That these statements were made to the
deceased's daughter. That close, family
relationship would have motivated the
deceased to speak truthfully and
candidly.
v) That the deceased did not recant his
statements.
vi) The statements were consistent with other
statements made by the deceased
immediately after he was shot and during
his stay in the hospital.
vii) That the statements did not implicate the
Defendant or any other individual, but
were merely an attempt to accurately
inform Cecil Weeks' family members of the
nature and sequence of events which led
to his wounding.
The trial court made nearly identical findings regarding the
statements made by Weeks to his wife.
Defendant contends, and we agree, that some of the critical
findings regarding the trustworthiness of the statements are
unsupported by the evidence. For example, we find no support in
the record for the trial court's finding that the statements by
Weeks were motivated by his concern for the safety of the witness,
Linda Weeks Billingsley, and described his plan to increase the
security of the store. Although some evidence was offered at an
earlier
voir dire hearing regarding Weeks' intent to improve
security at the store, no such evidence was actually offered at
trial.
Further,
the trial court's finding that the hearsay statements
offered by Billingsley and Teresa Weeks were consistent with other
statements made by the deceased immediately after he was shot and
during his stay in the hospital is not supported by the evidence
at trial.
While Weeks' description of the robbery and shooting as
testified to by Captain Dattero generally resembled the version of
events attested to by Billingsley and Teresa Weeks, the statements
differed dramatically on the critical issue of the manner in which
Weeks was wounded. According to Dattero, Weeks was shot during a
struggle for the gun. Billingsley and Teresa Weeks testified, to
the contrary, that Weeks was shot while on his knees with his hands
in the air and pleading for his life. Thus, although Weeks may
have had no motivation to speak untruthfully to either Captain
Dattero or his wife and daughter, his
statements cannot be
reconciled without the benefit of cross-examination, which
Defendant was denied.
'The central concern of the Confrontation Clause is to ensurethe reliability of the evidence against a criminal defendant by
subjecting it to rigorous testing in the context of an adversary
proceeding before the trier of fact.'
Lilly v. Virginia, 527 U.S.
116, 123-24, 144 L. Ed. 2d 117, 126 (1999) (quoting
Maryland v.
Craig, 497 U.S. 836, 845, 111 L. Ed. 2d 666 (1990)). Where the
government seeks to offer an unavailable
declarant's out-of-court
statements against the accused, courts must determine whether the
Confrontation Clause permits the government to deny the accused the
well-established right to force the declarant 'to submit to
cross-examination, the greatest legal engine ever invented for the
discovery of truth.'
Id. (quoting
California v. Green, 399 U.S.
149, 158, 26 L. Ed. 2d 489, 497 (1970)). Under the general
framework set forth by the United States Supreme Court in
Ohio v.
Roberts, 448 U.S. 56, 65 L. Ed. 2d 597 (1980),
(See footnote 2)
the veracity of
hearsay statements is sufficiently dependable to allow the untested
admission of such statements against an accused when (1) 'the
evidence falls within a firmly rooted hearsay exception' or (2) it
contains 'particularized guarantees of trustworthiness' such that
adversarial testing would be expected to add little, if anything,
to the statements' reliability.
Lilly,
527 U.S. at 124-25, 144 L.
Ed. 2d at 127
(quoting
Roberts,
448 U.S.
at 66, 65 L. Ed. 2d at
608).
In the instant case, the first statement given by Weeks to
Captain Dattero was admitted under the firmly rooted exception ofexcited utterance. The trial court also admitted the second set of
statements made by Weeks to his wife and daughter because it found
the statements contained particularized guarantees of
trustworthiness notwithstanding the fact that the statements
fundamentally contradicted the statement testified to by Captain
Dattero.
Thus, both set of statements were admitted as reliable,
even though the statements gave contradicting accounts of the
incident. As such, we cannot agree with the trial court that the
statements made by Weeks to his wife and daughter bore particular
guarantees of trustworthiness. In contrast to the
Lilly and
Roberts
standard of particularized guarantees of trustworthiness
being met
where
adversarial testing would be expected to add
little, if anything, to the statements' reliability,
adversarial
testing of the statements
in the instant case was critical to
reconciliation of the contradictions contained therein and
necessary for full discovery of the truth. We conclude the trial
court erred in admitting the statements under the residual hearsay
exception. We must now determine whether such error was
prejudicial.
Defendant argues that the improper admission of the hearsay
statements requires a new trial, in that the statements by
Billingsley and Teresa Weeks contained the only evidence of
premeditation and deliberation on Defendant's part. The jury also
found Defendant guilty of first-degree murder on the basis of
felony murder, however. Premeditation and deliberation and felony
murder are theories under which a defendant may be convicted of
first-degree murder. However, a defendant is convicted of thecrime, not of the theory.
Millsaps, 356 N.C. at 560, 572 S.E.2d
at 770
. Where a defendant is convicted of felony murder only, the
underlying felony constitutes an element of first-degree murder and
merges into the murder conviction.
Id. Consequently, if a
defendant is found guilty of first-degree felony murder and the
underlying felony, the defendant cannot be sentenced separately for
that felony.
Id.;
State v. Wilson, 345 N.C. 119, 122, 478 S.E.2d
507, 510 (1996).
Here, we agree with Defendant that the improperly admitted
hearsay statements contained the only evidence of premeditation and
deliberation. Thus, the jury's verdict of first-degree murder on
that basis cannot stand. However, Defendant's conviction of first-
degree murder on the theory of felony murder is without error, and
is left undisturbed. Because we are sustaining Defendant's
conviction of first-degree murder only on a felony-murder theory,
with armed robbery as the underlying felony, the armed robbery
conviction merges with the murder conviction, and Defendant may not
be separately sentenced for armed robbery.
Millsaps, 356 N.C. at
560, 572 S.E.2d at 770
. We must therefore vacate Defendant's
conviction of armed robbery. We have reviewed Defendant's two
remaining assignments of error and find them to be without merit.
We find no error in Defendant's felony murder conviction, but
the armed robbery conviction, which serves as the basis for the
felony murder, must be vacated. In the judgment of the trial court
for first-degree murder, 00 CRS 005674, we find,
No error.
The judgment of the trial court for robbery with a dangerousweapon, 00 CRS 009485, is
Vacated.
Judges CALABRIA and STEELMAN concur.
Footnote: 11. We note Defendant did not object at trial to admission of the
hearsay statement offered by Captain Dattero, nor does Defendant
argue on appeal that admission of the statement was improper.
Accordingly, we give no consideration to this issue.
Footnote: 22. Although
Crawford overrules the
Roberts framework to the extent
that it applies to testimonial statements,
Roberts remains good law
regarding nontestimonial statements.
See Crawford, 541 U.S. at __,
158 L. Ed. 2d at 203.
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